$121 Million is the total value of Raffles Associates's 51 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 46.2% . Raffles Associates is a hedge fund.
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BPOP | POPULAR INC | $11,174,000 | +14.7% | 255,000 | 0.0% | 9.27% | +38.2% | |
| SMBC | Sell | SOUTHERN MO BANCORP INC | $9,586,000 | +37.0% | 270,958 | -3.6% | 7.95% | +65.1% |
| PROV | Sell | PROVIDENT FINL HLDGS INC | $7,766,000 | +0.7% | 384,100 | -2.5% | 6.44% | +21.4% |
| WFC | Sell | WELLS FARGO & CO NEW | $7,324,000 | +6.1% | 132,900 | -14.8% | 6.08% | +27.9% |
| MDM | Sell | MOUNTAIN PROV DIAMONDS INC | $6,033,000 | -2.8% | 1,183,019 | -0.1% | 5.00% | +17.2% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $5,906,000 | -38.9% | 50,500 | -52.9% | 4.90% | -26.4% |
| AIG | AMERICAN INTL GROUP INC | $5,878,000 | +10.1% | 90,000 | 0.0% | 4.88% | +32.7% | |
| AER | AERCAP HOLDINGS NV | $5,731,000 | +8.1% | 137,723 | 0.0% | 4.76% | +30.3% | |
| RLH | Sell | RED LION HOTELS CORP | $5,074,000 | -14.2% | 607,617 | -14.3% | 4.21% | +3.5% |
| MAG | MAG SILVER CORP | $3,948,000 | -26.8% | 357,900 | 0.0% | 3.28% | -11.8% | |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $3,826,000 | – | 150,000 | +100.0% | 3.17% | – |
| CNX | CONSOL ENERGY INC | $3,464,000 | -5.0% | 190,000 | 0.0% | 2.87% | +14.5% | |
| AGI | ALAMOS GOLD INC NEW | $3,420,000 | -16.6% | 500,000 | 0.0% | 2.84% | +0.5% | |
| REIS | Sell | REIS INC | $3,339,000 | -9.4% | 150,089 | -16.7% | 2.77% | +9.1% |
| CWAY | Sell | COASTWAY BANCORP INC | $2,535,000 | +4.5% | 162,000 | -8.5% | 2.10% | +26.0% |
| NSU | NEVSUN RES LTD | $2,326,000 | +2.0% | 752,800 | 0.0% | 1.93% | +22.9% | |
| FLY | FLY LEASING LTDsponsored adr | $2,306,000 | +14.8% | 173,350 | 0.0% | 1.91% | +38.3% | |
| WBKC | WOLVERINE BANCORP INC | $2,076,000 | +17.8% | 65,700 | 0.0% | 1.72% | +42.0% | |
| MAYS | MAYS J W INC | $1,910,000 | -7.6% | 44,939 | 0.0% | 1.58% | +11.4% | |
| AGN | Sell | ALLERGAN PLC | $1,680,000 | -51.4% | 8,000 | -46.7% | 1.39% | -41.4% |
| WAYN | WAYNE SVGS BANCSHARES INC NE | $1,551,000 | +21.7% | 94,005 | 0.0% | 1.29% | +46.8% | |
| NRG | Buy | NRG ENERGY INC | $1,532,000 | +447.1% | 125,000 | +400.0% | 1.27% | +558.5% |
| SDS | New | PROSHARES TR | $1,511,000 | – | 100,000 | +100.0% | 1.25% | – |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $1,506,000 | +18.2% | 177,186 | 0.0% | 1.25% | +42.4% | |
| TZA | New | DIREXION SHS ETF TRdaily sm cap bea | $1,489,000 | – | 75,000 | +100.0% | 1.24% | – |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $1,237,000 | +47.3% | 123,700 | -7.5% | 1.03% | +77.5% |
| PLG | Buy | PLATINUM GROUP METALS LTD | $1,218,000 | -19.4% | 851,745 | +54.4% | 1.01% | -2.9% |
| LSXMK | LIBERTY MEDIA CORP DELAWARE | $1,213,000 | +1.5% | 35,756 | 0.0% | 1.01% | +22.2% | |
| NVTRQ | Buy | NUVECTRA CORP | $1,206,000 | -18.8% | 239,675 | +11.6% | 1.00% | -2.2% |
| AAVVF | ADVANTAGE OIL & GAS LTD | $1,181,000 | -4.0% | 175,000 | 0.0% | 0.98% | +15.7% | |
| MFNC | Sell | MACKINAC FINL CORP | $1,166,000 | +7.3% | 86,583 | -8.5% | 0.97% | +29.3% |
| DYN | Buy | DYNEGY INC NEW DEL | $1,058,000 | -25.8% | 125,000 | +8.7% | 0.88% | -10.5% |
| CNXC | Sell | CNX COAL RES LP | $1,057,000 | -6.5% | 57,941 | -20.6% | 0.88% | +12.6% |
| GSTCQ | GASTAR EXPL INC NEW | $990,000 | +83.3% | 638,764 | 0.0% | 0.82% | +120.7% | |
| LONEQ | New | LONESTAR RES US INCcl a vtg | $854,000 | – | 100,000 | +100.0% | 0.71% | – |
| WCFB | Sell | WCF BANCORP INC | $805,000 | +19.1% | 80,541 | -0.1% | 0.67% | +43.7% |
| LBRDK | LIBERTY BROADBAND CORP | $662,000 | +3.6% | 8,939 | 0.0% | 0.55% | +24.8% | |
| PARR | Buy | PAR PACIFIC HOLDINGS INC | $654,000 | +66.8% | 45,000 | +50.0% | 0.54% | +101.1% |
| DDC | Sell | DOMINION DIAMOND CORP | $629,000 | -43.8% | 65,000 | -43.5% | 0.52% | -32.3% |
| LSXMA | LIBERTY MEDIA CORP DELAWARE | $617,000 | +1.6% | 17,878 | 0.0% | 0.51% | +22.5% | |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $566,000 | – | 33,040 | +100.0% | 0.47% | – |
| AWX | AVALON HLDGS CORPcl a | $488,000 | 0.0% | 165,548 | 0.0% | 0.40% | +20.5% | |
| SELF | Buy | GLOBAL SELF STORAGE INC | $369,000 | +56.4% | 77,294 | +72.5% | 0.31% | +88.9% |
| OR | New | OSISKO GOLD ROYALTIES LTD | $340,000 | – | 35,000 | +100.0% | 0.28% | – |
| AYR | AIRCASTLE LTD | $290,000 | +5.1% | 13,900 | 0.0% | 0.24% | +26.8% | |
| FWONK | LIBERTY MEDIA CORP DELAWARE | $280,000 | +11.1% | 8,939 | 0.0% | 0.23% | +34.1% | |
| NTB | Sell | BANK OF NT BUTTERFIELD&SON L | $220,000 | -11.3% | 7,000 | -30.0% | 0.18% | +7.0% |
| UBCP | UNITED BANCORP INC OHIO | $202,000 | +23.9% | 15,000 | 0.0% | 0.17% | +50.0% | |
| RAND | New | RAND CAP CORP | $174,000 | – | 55,000 | +100.0% | 0.14% | – |
| TERP | TERRAFORM PWR INC | $128,000 | -7.9% | 10,000 | 0.0% | 0.11% | +10.4% | |
| GROW | New | U S GLOBAL INVS INCcl a | $34,000 | – | 25,001 | +100.0% | 0.03% | – |
| WLKR | Exit | WALKER INNOVATION INC | $0 | – | -187,067 | -100.0% | -0.06% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -50,000 | -100.0% | -0.12% | – |
| FMNB | Exit | FARMERS NATL BANC CORP | $0 | – | -17,727 | -100.0% | -0.13% | – |
| GSTPRA | Exit | GST PREFERRED 8.625%pref | $0 | – | -17,080 | -100.0% | -0.14% | – |
| AMFC | Exit | AMB FINANCIAL CORP | $0 | – | -23,275 | -100.0% | -0.21% | – |
| SCZC | Exit | SANTA CRUZ COUNTY BANK | $0 | – | -12,667 | -100.0% | -0.27% | – |
| CSTID | Exit | COSTAR TECHNOLOGIES INC | $0 | – | -49,382 | -100.0% | -0.30% | – |
| TVIX | Exit | VELOCITYSHARES 2X VIX SH-TRMetf | $0 | – | -30,000 | -100.0% | -0.37% | – |
| ESTE | Exit | EARTHSTONE ENERGY INC | $0 | – | -69,069 | -100.0% | -0.41% | – |
| GLL | Exit | PROSHARES ULTRASHORT GOLDetf | $0 | – | -10,000 | -100.0% | -0.48% | – |
| PBCP | Exit | POLONIA BANCORP PA | $0 | – | -70,000 | -100.0% | -0.52% | – |
| CCFC | Exit | CCSB FINANCIAL CORP | $0 | – | -77,961 | -100.0% | -0.54% | – |
| SC | Exit | SANTANDER CONSUMER USA HOLDI | $0 | – | -65,000 | -100.0% | -0.54% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -60,000 | -100.0% | -0.65% | – |
| RYFL | Exit | ROYAL FINANCIAL INC | $0 | – | -87,129 | -100.0% | -0.75% | – |
| JJOFF | Exit | IPATH DJ-UBS COFFEE SUBINDEXetf | $0 | – | -50,000 | -100.0% | -0.77% | – |
| TBT | Exit | ULTRASHORT LEHMAN 20+ YEARetf | $0 | – | -50,000 | -100.0% | -1.09% | – |
| RAFI | Exit | REGENCY AFFILIATES INC | $0 | – | -302,967 | -100.0% | -2.00% | – |
| Exit | ORCA EXPLORATION GROUP-B | $0 | – | -1,060,000 | -100.0% | -2.02% | – | |
| STND | Exit | STANDARD FINANCIAL CORP | $0 | – | -219,508 | -100.0% | -3.44% | – |
| CIFC | Exit | CIFC CORPreit | $0 | – | -459,246 | -100.0% | -3.53% | – |
| LICT | Exit | LICT CORP | $0 | – | -994 | -100.0% | -3.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-15
About Raffles Associates
Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.
Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.
One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.
Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SOUTHERN MO BANCORP INC | 42 | Q3 2023 | 12.6% |
| PROVIDENT FINL HLDGS INC | 42 | Q3 2023 | 9.9% |
| MAYS J W INC | 42 | Q3 2023 | 3.3% |
| NAPCO SECURITY SYSTEMS INC | 42 | Q3 2023 | 3.9% |
| AVALON HOLDINGS CORP-A | 36 | Q3 2023 | 1.2% |
| UNITED BANCORP INC/OHIO | 36 | Q3 2023 | 0.3% |
| POPULAR INC | 35 | Q3 2023 | 16.1% |
| MAG SILVER CORP | 33 | Q3 2022 | 4.8% |
| MACKINAC FINL CORP | 30 | Q2 2021 | 1.5% |
| AERCAP HOLDINGS NV | 29 | Q2 2020 | 7.0% |
View Raffles Associates's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GOODRICH PETROLEUM CORP | January 21, 2021 | 10 | 5.4% |
| AVALON HOLDINGS CORP | February 08, 2018 | 158,448 | 4.9% |
| SOUTHERN MISSOURI BANCORP INC | February 14, 2014 | 162,979 | 4.9% |
| Standard Financial Corp. | February 14, 2014 | 219,508 | 7.3% |
| UNITED BANCORP INC /MI/ | February 14, 2014 | 10 | 4.5% |
| Red Lion Hotels CORP | February 14, 2013 | 889,487 | 4.6% |
| OPTI INC | February 14, 2012 | 10 | 6.1% |
| ROYAL FINANCIAL, INC. | March 16, 2010 | 172,129 | 6.7% |
| GS FINANCIAL CORP | February 16, 2010 | 67,996 | 5.4% |
| NEOMAGIC CORP | January 30, 2009 | ? | ? |
View Raffles Associates's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| D/A | 2024-03-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| D/A | 2023-03-13 |
| SC 13G/A | 2023-02-15 |
| SC 13G | 2023-02-15 |
View Raffles Associates's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.