Raffles Associates - Q4 2016 holdings

$121 Million is the total value of Raffles Associates's 51 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 46.2% . Raffles Associates is a hedge fund.

 Value Shares↓ Weighting
BPOP  POPULAR INC$11,174,000
+14.7%
255,0000.0%9.27%
+38.2%
SMBC SellSOUTHERN MO BANCORP INC$9,586,000
+37.0%
270,958
-3.6%
7.95%
+65.1%
PROV SellPROVIDENT FINL HLDGS INC$7,766,000
+0.7%
384,100
-2.5%
6.44%
+21.4%
WFC SellWELLS FARGO & CO NEW$7,324,000
+6.1%
132,900
-14.8%
6.08%
+27.9%
MDM SellMOUNTAIN PROV DIAMONDS INC$6,033,000
-2.8%
1,183,019
-0.1%
5.00%
+17.2%
PNC SellPNC FINL SVCS GROUP INC$5,906,000
-38.9%
50,500
-52.9%
4.90%
-26.4%
AIG  AMERICAN INTL GROUP INC$5,878,000
+10.1%
90,0000.0%4.88%
+32.7%
AER  AERCAP HOLDINGS NV$5,731,000
+8.1%
137,7230.0%4.76%
+30.3%
RLH SellRED LION HOTELS CORP$5,074,000
-14.2%
607,617
-14.3%
4.21%
+3.5%
MAG  MAG SILVER CORP$3,948,000
-26.8%
357,9000.0%3.28%
-11.8%
VXX NewBARCLAYS BK PLCipath s&p500 vix$3,826,000150,000
+100.0%
3.17%
CNX  CONSOL ENERGY INC$3,464,000
-5.0%
190,0000.0%2.87%
+14.5%
AGI  ALAMOS GOLD INC NEW$3,420,000
-16.6%
500,0000.0%2.84%
+0.5%
REIS SellREIS INC$3,339,000
-9.4%
150,089
-16.7%
2.77%
+9.1%
CWAY SellCOASTWAY BANCORP INC$2,535,000
+4.5%
162,000
-8.5%
2.10%
+26.0%
NSU  NEVSUN RES LTD$2,326,000
+2.0%
752,8000.0%1.93%
+22.9%
FLY  FLY LEASING LTDsponsored adr$2,306,000
+14.8%
173,3500.0%1.91%
+38.3%
WBKC  WOLVERINE BANCORP INC$2,076,000
+17.8%
65,7000.0%1.72%
+42.0%
MAYS  MAYS J W INC$1,910,000
-7.6%
44,9390.0%1.58%
+11.4%
AGN SellALLERGAN PLC$1,680,000
-51.4%
8,000
-46.7%
1.39%
-41.4%
WAYN  WAYNE SVGS BANCSHARES INC NE$1,551,000
+21.7%
94,0050.0%1.29%
+46.8%
NRG BuyNRG ENERGY INC$1,532,000
+447.1%
125,000
+400.0%
1.27%
+558.5%
SDS NewPROSHARES TR$1,511,000100,000
+100.0%
1.25%
NSSC  NAPCO SEC TECHNOLOGIES INC$1,506,000
+18.2%
177,1860.0%1.25%
+42.4%
TZA NewDIREXION SHS ETF TRdaily sm cap bea$1,489,00075,000
+100.0%
1.24%
EPM SellEVOLUTION PETROLEUM CORP$1,237,000
+47.3%
123,700
-7.5%
1.03%
+77.5%
PLG BuyPLATINUM GROUP METALS LTD$1,218,000
-19.4%
851,745
+54.4%
1.01%
-2.9%
LSXMK  LIBERTY MEDIA CORP DELAWARE$1,213,000
+1.5%
35,7560.0%1.01%
+22.2%
NVTRQ BuyNUVECTRA CORP$1,206,000
-18.8%
239,675
+11.6%
1.00%
-2.2%
AAVVF  ADVANTAGE OIL & GAS LTD$1,181,000
-4.0%
175,0000.0%0.98%
+15.7%
MFNC SellMACKINAC FINL CORP$1,166,000
+7.3%
86,583
-8.5%
0.97%
+29.3%
DYN BuyDYNEGY INC NEW DEL$1,058,000
-25.8%
125,000
+8.7%
0.88%
-10.5%
CNXC SellCNX COAL RES LP$1,057,000
-6.5%
57,941
-20.6%
0.88%
+12.6%
GSTCQ  GASTAR EXPL INC NEW$990,000
+83.3%
638,7640.0%0.82%
+120.7%
LONEQ NewLONESTAR RES US INCcl a vtg$854,000100,000
+100.0%
0.71%
WCFB SellWCF BANCORP INC$805,000
+19.1%
80,541
-0.1%
0.67%
+43.7%
LBRDK  LIBERTY BROADBAND CORP$662,000
+3.6%
8,9390.0%0.55%
+24.8%
PARR BuyPAR PACIFIC HOLDINGS INC$654,000
+66.8%
45,000
+50.0%
0.54%
+101.1%
DDC SellDOMINION DIAMOND CORP$629,000
-43.8%
65,000
-43.5%
0.52%
-32.3%
LSXMA  LIBERTY MEDIA CORP DELAWARE$617,000
+1.6%
17,8780.0%0.51%
+22.5%
PBIP NewPRUDENTIAL BANCORP INC NEW$566,00033,040
+100.0%
0.47%
AWX  AVALON HLDGS CORPcl a$488,0000.0%165,5480.0%0.40%
+20.5%
SELF BuyGLOBAL SELF STORAGE INC$369,000
+56.4%
77,294
+72.5%
0.31%
+88.9%
OR NewOSISKO GOLD ROYALTIES LTD$340,00035,000
+100.0%
0.28%
AYR  AIRCASTLE LTD$290,000
+5.1%
13,9000.0%0.24%
+26.8%
FWONK  LIBERTY MEDIA CORP DELAWARE$280,000
+11.1%
8,9390.0%0.23%
+34.1%
NTB SellBANK OF NT BUTTERFIELD&SON L$220,000
-11.3%
7,000
-30.0%
0.18%
+7.0%
UBCP  UNITED BANCORP INC OHIO$202,000
+23.9%
15,0000.0%0.17%
+50.0%
RAND NewRAND CAP CORP$174,00055,000
+100.0%
0.14%
TERP  TERRAFORM PWR INC$128,000
-7.9%
10,0000.0%0.11%
+10.4%
GROW NewU S GLOBAL INVS INCcl a$34,00025,001
+100.0%
0.03%
WLKR ExitWALKER INNOVATION INC$0-187,067
-100.0%
-0.06%
JONE ExitJONES ENERGY INC$0-50,000
-100.0%
-0.12%
FMNB ExitFARMERS NATL BANC CORP$0-17,727
-100.0%
-0.13%
GSTPRA ExitGST PREFERRED 8.625%pref$0-17,080
-100.0%
-0.14%
AMFC ExitAMB FINANCIAL CORP$0-23,275
-100.0%
-0.21%
SCZC ExitSANTA CRUZ COUNTY BANK$0-12,667
-100.0%
-0.27%
CSTID ExitCOSTAR TECHNOLOGIES INC$0-49,382
-100.0%
-0.30%
TVIX ExitVELOCITYSHARES 2X VIX SH-TRMetf$0-30,000
-100.0%
-0.37%
ESTE ExitEARTHSTONE ENERGY INC$0-69,069
-100.0%
-0.41%
GLL ExitPROSHARES ULTRASHORT GOLDetf$0-10,000
-100.0%
-0.48%
PBCP ExitPOLONIA BANCORP PA$0-70,000
-100.0%
-0.52%
CCFC ExitCCSB FINANCIAL CORP$0-77,961
-100.0%
-0.54%
SC ExitSANTANDER CONSUMER USA HOLDI$0-65,000
-100.0%
-0.54%
BAC ExitBANK OF AMERICA CORP$0-60,000
-100.0%
-0.65%
RYFL ExitROYAL FINANCIAL INC$0-87,129
-100.0%
-0.75%
JJOFF ExitIPATH DJ-UBS COFFEE SUBINDEXetf$0-50,000
-100.0%
-0.77%
TBT ExitULTRASHORT LEHMAN 20+ YEARetf$0-50,000
-100.0%
-1.09%
RAFI ExitREGENCY AFFILIATES INC$0-302,967
-100.0%
-2.00%
ExitORCA EXPLORATION GROUP-B$0-1,060,000
-100.0%
-2.02%
STND ExitSTANDARD FINANCIAL CORP$0-219,508
-100.0%
-3.44%
CIFC ExitCIFC CORPreit$0-459,246
-100.0%
-3.53%
LICT ExitLICT CORP$0-994
-100.0%
-3.78%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-02-15
Signatures

The EDGAR filing(s) were signed by:

About Raffles Associates

Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.

Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.

One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.

Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.

It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SOUTHERN MO BANCORP INC42Q3 202312.6%
PROVIDENT FINL HLDGS INC42Q3 20239.9%
MAYS J W INC42Q3 20233.3%
NAPCO SECURITY SYSTEMS INC42Q3 20233.9%
AVALON HOLDINGS CORP-A36Q3 20231.2%
UNITED BANCORP INC/OHIO36Q3 20230.3%
POPULAR INC35Q3 202316.1%
MAG SILVER CORP33Q3 20224.8%
MACKINAC FINL CORP30Q2 20211.5%
AERCAP HOLDINGS NV29Q2 20207.0%

View Raffles Associates's complete holdings history.

Latest significant ownerships (13-D/G)

View Raffles Associates's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
D/A2024-03-14
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
13F-HR2023-11-15
13F-HR2023-08-14
13F-HR2023-05-15
D/A2023-03-13
SC 13G/A2023-02-15

View Raffles Associates's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (120532000.0 != 120529000.0)

Export Raffles Associates's holdings