Raffles Associates - Q3 2016 holdings

$145 Million is the total value of Raffles Associates's 65 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 68.8% . Raffles Associates is a hedge fund.

 Value Shares↓ Weighting
BPOP  POPULAR INC$9,746,000
+30.4%
255,0000.0%6.71%
-11.7%
PNC NewPNC FINANCIAL SERVICES GROUPwrnt$9,667,000107,300
+100.0%
6.65%
PROV  PROVIDENT FINANCIAL HLDGS$7,709,000
+6.9%
394,1000.0%5.31%
-27.6%
SMBC  SOUTHERN MISSOURI BANCORP$6,996,000
+5.8%
280,9580.0%4.82%
-28.3%
WFC NewWELLS FARGO & COMPANYwrnt$6,903,000155,900
+100.0%
4.75%
MDM BuyMOUNTAIN PROVINCE DIAMONDS$6,204,000
+14.3%
1,184,019
+0.4%
4.27%
-22.6%
RLH SellRED LION HOTELS CORP$5,911,000
+10.2%
708,711
-4.1%
4.07%
-25.4%
LICT NewLICT CORP$5,492,000994
+100.0%
3.78%
MAG SellMAG SILVER CORP$5,397,000
+14.8%
357,900
-4.0%
3.72%
-22.3%
AIG NewAMERICAN INTERNATIONAL GROUPwrnt$5,341,00090,000
+100.0%
3.68%
AER  AERCAP HOLDINGS NV$5,301,000
+14.6%
137,7230.0%3.65%
-22.4%
CIFC SellCIFC CORPreit$5,130,000
+23.9%
459,246
-21.6%
3.53%
-16.1%
STND NewSTANDARD FINANCIAL CORP$5,005,000219,508
+100.0%
3.44%
AGI  ALAMOS GOLD INC CL A$4,100,000
-4.7%
500,0000.0%2.82%
-35.4%
REIS  REIS INC$3,687,000
-17.8%
180,2090.0%2.54%
-44.3%
CNX  CONSOL ENERGY INC$3,648,000
+19.3%
190,0000.0%2.51%
-19.2%
AGN BuyALLERGAN PLC$3,455,000
+15.0%
15,000
+15.4%
2.38%
-22.1%
NewORCA EXPLORATION GROUP-B$2,928,0001,060,000
+100.0%
2.02%
RAFI NewREGENCY AFFILIATES INC$2,908,000302,967
+100.0%
2.00%
CWAY  COASTWAY BANCORP INC$2,425,000
+10.0%
177,0000.0%1.67%
-25.5%
NSU  NEVSUN RESOURCES LTD$2,281,000
+3.1%
752,8000.0%1.57%
-30.2%
MAYS  MAYS (J.W.) INC$2,067,000
-7.6%
44,9390.0%1.42%
-37.4%
FLY  FLY LEASING LTD-ADRadrs$2,009,000
+16.7%
173,3500.0%1.38%
-20.9%
WBKC  WOLVERINE BANCORP INC$1,762,000
+5.1%
65,7000.0%1.21%
-28.8%
TBT NewULTRASHORT LEHMAN 20+ YEARetf$1,580,00050,000
+100.0%
1.09%
PLG  PLATINUM GROUP METALS LTD$1,512,000
-19.1%
551,7450.0%1.04%
-45.2%
NVTRQ BuyNUVECTRA CORP$1,486,000
+12.5%
214,675
+20.3%
1.02%
-23.8%
DYN BuyDYNEGY INC$1,425,000
-17.3%
115,000
+15.0%
0.98%
-44.0%
WAYN  WAYNE SAVINGS BANCSHARES INC$1,274,000
+6.5%
94,0050.0%0.88%
-27.8%
NSSC SellNAPCO SECURITY SYSTEMS INC$1,274,000
+7.0%
177,186
-5.3%
0.88%
-27.5%
AAVVF  ADVANTAGE ENERGY INCOME FUNDunit$1,230,000
+25.8%
175,0000.0%0.85%
-14.8%
LSXMK NewLIBERTY SIRIUS GROUP-C$1,195,00035,756
+100.0%
0.82%
CNXC  CNX COAL RESOURCES LPltdp$1,131,000
+67.6%
72,9410.0%0.78%
+13.6%
DDC  DOMINION DIAMOND CORP$1,120,000
+10.1%
115,0000.0%0.77%
-25.4%
JJOFF SellIPATH DJ-UBS COFFEE SUBINDEXetf$1,113,000
-8.6%
50,000
-9.1%
0.77%
-38.1%
MFNC  MACKINAC FINANCIAL CORP$1,087,000
+4.3%
94,6000.0%0.75%
-29.4%
RYFL NewROYAL FINANCIAL INC$1,086,00087,129
+100.0%
0.75%
BAC  BANK OF AMERICA CORP$939,000
+18.0%
60,0000.0%0.65%
-20.1%
EPM BuyEVOLUTION PETROLEUM CORP$840,000
+356.5%
133,700
+296.7%
0.58%
+209.1%
SC  SANTANDER CONSUMER USA HOLDI$790,000
+17.7%
65,0000.0%0.54%
-20.2%
CCFC NewCCSB FINANCIAL CORP$780,00077,961
+100.0%
0.54%
PBCP NewPOLONIA BANCORP PA$760,00070,000
+100.0%
0.52%
GLL  PROSHARES ULTRASHORT GOLDetf$702,000
+0.3%
10,0000.0%0.48%
-32.1%
WCFB NewWCF BANCORP INC$676,00080,600
+100.0%
0.46%
LBRDK  LIBERTY BROADBAND-C$639,000
+19.2%
8,9390.0%0.44%
-19.3%
LSXMA NewLIBERTY SIRIUSXM GROUP$607,00017,878
+100.0%
0.42%
ESTE SellEARTHSTONE ENERGY INC$594,000
-51.3%
69,069
-38.9%
0.41%
-67.0%
TVIX NewVELOCITYSHARES 2X VIX SH-TRMetf$544,00030,000
+100.0%
0.37%
GSTCQ BuyGASTAR EXPLORATION LTD$540,000
-18.3%
638,764
+6.4%
0.37%
-44.6%
AWX SellAVALON HOLDINGS CORP-A$488,000
+24.8%
165,548
-1.3%
0.34%
-15.4%
CSTID NewCOSTAR TECHNOLOGIES INC$440,00049,382
+100.0%
0.30%
SCZC NewSANTA CRUZ COUNTY BANK$396,00012,667
+100.0%
0.27%
PARR NewPAR PETROLEUM CORP$392,00030,000
+100.0%
0.27%
AMFC NewAMB FINANCIAL CORP$308,00023,275
+100.0%
0.21%
NRG  NRG ENERGY INC$280,000
-25.3%
25,0000.0%0.19%
-49.3%
AYR  AIRCASTLE LTD$276,000
+1.5%
13,9000.0%0.19%
-31.2%
FWONK NewLIBERTY MEDIA CORP - C$252,0008,939
+100.0%
0.17%
NTB NewBANK OF NT BUTTERFIELD & SON$248,00010,000
+100.0%
0.17%
SELF NewSELF STORAGE GROUP INCfund$236,00044,800
+100.0%
0.16%
GSTPRA NewGST PREFERRED 8.625%pref$198,00017,080
+100.0%
0.14%
FMNB SellFARMERS NATL BANC CORP$191,000
-49.2%
17,727
-58.5%
0.13%
-65.7%
JONE NewJONES ENERGY INC$178,00050,000
+100.0%
0.12%
UBCP  UNITED BANCORP INC/OHIO$163,000
+10.9%
15,0000.0%0.11%
-24.8%
TERP  TERRAFORM POWER INC - A$139,000
+27.5%
10,0000.0%0.10%
-13.5%
WLKR NewWALKER INNOVATION INC$95,000187,067
+100.0%
0.06%
GROW ExitU S GLOBAL INVS INCcl a$0-25,001
-100.0%
-0.04%
LBRDA ExitLIBERTY BROADBAND CORP$0-4,469
-100.0%
-0.27%
HK ExitHALCON RES CORP$0-600,000
-100.0%
-0.28%
OSHC ExitOCEAN SHORE HLDG CO NEW$0-71,900
-100.0%
-1.24%
WFCWS ExitWELLS FARGO & CO NEW*w exp 10/28/201$0-115,900
-100.0%
-1.60%
AIGWS ExitAMERICAN INTL GROUP INC*w exp 01/19/202$0-90,000
-100.0%
-1.71%
PNCWS ExitPNC FINL SVCS GROUP INC*w exp 12/31/201$0-107,300
-100.0%
-1.90%
CPHRF ExitCIPHER PHARMACEUTICALS INC$0-447,800
-100.0%
-2.38%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-15
Signatures

The EDGAR filing(s) were signed by:

About Raffles Associates

Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.

Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.

One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.

Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.

It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SOUTHERN MO BANCORP INC42Q3 202312.6%
PROVIDENT FINL HLDGS INC42Q3 20239.9%
MAYS J W INC42Q3 20233.3%
NAPCO SECURITY SYSTEMS INC42Q3 20233.9%
AVALON HOLDINGS CORP-A36Q3 20231.2%
UNITED BANCORP INC/OHIO36Q3 20230.3%
POPULAR INC35Q3 202316.1%
MAG SILVER CORP33Q3 20224.8%
MACKINAC FINL CORP30Q2 20211.5%
AERCAP HOLDINGS NV29Q2 20207.0%

View Raffles Associates's complete holdings history.

Latest significant ownerships (13-D/G)

View Raffles Associates's complete significant-ownership history.

Latest filings
TypeFiled
D/A2024-03-14
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
13F-HR2023-11-15
13F-HR2023-08-14
13F-HR2023-05-15
D/A2023-03-13
SC 13G/A2023-02-15
SC 13G2023-02-15

View Raffles Associates's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (145273000.0 != 145276000.0)

Export Raffles Associates's holdings