This page lists the SEC filings reported by Raffles Associates.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-14 | RAFFLES ASSOCIATES LP | GEE Group Inc. | 10 | 8.5% | EDGAR |
| SC 13G/A | 2024-02-14 | RAFFLES ASSOCIATES LP | PROVIDENT FINANCIAL HOLDINGS INC | 391,349 | 5.6% | EDGAR |
| SC 13G/A | 2023-02-15 | RAFFLES ASSOCIATES LP | GEE Group Inc. | 8,913,857 | 7.8% | EDGAR |
| SC 13G | 2023-02-15 | RAFFLES ASSOCIATES LP | PROVIDENT FINANCIAL HOLDINGS INC | 381,349 | 5.3% | EDGAR |
| SC 13G | 2022-02-15 | RAFFLES ASSOCIATES LP | GEE Group Inc. | 10 | 6.5% | EDGAR |
| SC 13G | 2021-01-21 | RAFFLES ASSOCIATES LP | GOODRICH PETROLEUM CORP | 10 | 5.4% | EDGAR |
| SC 13G/A | 2020-02-14 | RAFFLES ASSOCIATES LP | GOODRICH PETROLEUM CORP | 10 | 4.9% | EDGAR |
| SC 13G/A | 2019-02-14 | RAFFLES ASSOCIATES LP | PROVIDENT FINANCIAL HOLDINGS INC | 375,493 | 4.8% | EDGAR |
| SC 13G/A | 2019-02-14 | RAFFLES ASSOCIATES LP | GOODRICH PETROLEUM CORP | 10 | 5.1% | EDGAR |
| SC 13G/A | 2018-02-08 | RAFFLES ASSOCIATES LP | AVALON HOLDINGS CORP | 158,448 | 4.9% | EDGAR |
| SC 13G/A | 2018-02-08 | RAFFLES ASSOCIATES LP | PROVIDENT FINANCIAL HOLDINGS INC | 393,096 | 5.1% | EDGAR |
| SC 13G | 2018-02-08 | RAFFLES ASSOCIATES LP | GOODRICH PETROLEUM CORP | 10 | 5.5% | EDGAR |
| SC 13G/A | 2017-02-15 | RAFFLES ASSOCIATES LP | AVALON HOLDINGS CORP | 165,548 | 5.2% | EDGAR |
| SC 13G/A | 2016-02-16 | RAFFLES ASSOCIATES LP | AVALON HOLDINGS CORP | 167,650 | 5.2% | EDGAR |
| SC 13G/A | 2015-02-13 | RAFFLES ASSOCIATES LP | AVALON HOLDINGS CORP | 202,569 | 6.3% | EDGAR |
| SC 13G/A | 2014-02-14 | RAFFLES ASSOCIATES LP | UNITED BANCORP INC /MI/ | 10 | 4.5% | EDGAR |
| SC 13G/A | 2014-02-14 | RAFFLES ASSOCIATES LP | AVALON HOLDINGS CORP | 229,969 | 7.2% | EDGAR |
| SC 13G/A | 2014-02-14 | RAFFLES ASSOCIATES LP | PROVIDENT FINANCIAL HOLDINGS INC | 483,500 | 4.5% | EDGAR |
| SC 13G/A | 2014-02-14 | RAFFLES ASSOCIATES LP | Standard Financial Corp. | 219,508 | 7.3% | EDGAR |
| SC 13G/A | 2014-02-14 | RAFFLES ASSOCIATES LP | SOUTHERN MISSOURI BANCORP INC | 162,979 | 4.9% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.