UBS OCONNOR LLC - Q1 2014 holdings

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$5.28 Billion is the total value of UBS OCONNOR LLC's 431 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 96.7% .

All

			Value		Shares		↓ Weighting
HUM	Buy	HUMANA I	$126,422,000,000	+19.2%	1,121,557	+9.2%	2.40%	+22.9%
MSFT	Buy	MICROSOF	$104,074,000,000	+32.3%	2,539,000	+20.8%	1.97%	+36.4%
NLSN	Buy	NIELSEN	$99,924,000,000	+24.4%	2,238,944	+27.9%	1.89%	+28.3%
AAL	Sell	AMERICAN	$87,218,000,000	+33.0%	2,383,000	-8.2%	1.65%	+37.1%
FRX	New	FOREST L	$84,143,000,000	–	911,918	+100.0%	1.59%	–
NEBLQ	Buy	NOBLE CO	$65,616,000,000	+15.7%	2,004,163	+32.4%	1.24%	+19.3%
TSM	Sell	TAIWAN Sspons	$63,964,000,000	+5.8%	3,195,000	-7.8%	1.21%	+9.2%
SCHW	Buy	SCHWAB C	$62,576,000,000	+31.6%	2,289,656	+25.2%	1.18%	+35.6%
HSP	Buy	HOSPIRA	$60,165,000,000	+22.8%	1,391,091	+17.2%	1.14%	+26.7%
	New	WESCO INdbcv6	$59,261,000,000	–	20,000,000	+100.0%	1.12%	–
NOV	Buy	NATIONAL	$54,789,000,000	+5.1%	703,593	+7.3%	1.04%	+8.4%
INTC	Buy	INTEL CO	$54,697,000,000	+97.8%	2,119,199	+98.9%	1.04%	+103.9%
AVB	Buy	AVALONBA	$53,185,000,000	+126.9%	405,000	+104.3%	1.01%	+133.9%
TWC	Buy	TIME WAR	$52,584,000,000	+586.5%	383,322	+578.0%	1.00%	+606.4%
	Buy	MICROCHIsdcv2	$51,005,000,000	+72.5%	27,500,000	+61.8%	0.97%	+77.9%
EL	Buy	LAUDER Ecla	$49,987,000,000	-4.6%	747,420	+7.4%	0.95%	-1.7%
HLF	Buy	HERBALIF	$49,264,000,000	+134.3%	860,200	+222.0%	0.93%	+141.7%
BEAM	New	BEAM INC	$48,314,000,000	–	579,995	+100.0%	0.92%	–
MAA	Sell	MID-AMER	$47,789,000,000	+7.0%	700,000	-4.8%	0.90%	+10.4%
HOT	Sell	STARWOOD	$46,922,000,000	-27.3%	589,475	-27.4%	0.89%	-25.0%
HTZ	Buy	HERTZ GL	$46,345,000,000	+72.7%	1,739,694	+85.6%	0.88%	+78.1%
MHFI	Sell	MCGRAW H	$46,181,000,000	-10.4%	605,261	-8.2%	0.88%	-7.6%
ELS	Buy	EQUITY L	$46,140,000,000	+43.8%	1,135,061	+28.1%	0.87%	+48.1%
MU	Buy	MICRON T	$44,350,000,000	+116.9%	1,874,470	+99.5%	0.84%	+123.4%
KRC	Sell	KILROY R	$42,705,000,000	-10.3%	729,000	-23.2%	0.81%	-7.5%
BHP	Sell	BHP BILLspons	$42,135,000,000	-24.7%	621,730	-24.2%	0.80%	-22.4%
	New	AK STL Cnote5	$40,683,000,000	–	26,703,000	+100.0%	0.77%	–
	New	MICRON Tnote2	$40,289,000,000	–	16,000,000	+100.0%	0.76%	–
RWT	Buy	REDWOOD	$38,819,000,000	+16.5%	1,914,171	+11.3%	0.74%	+20.1%
AKR	Buy	ACADIA R	$37,380,000,000	+33.8%	1,417,000	+26.0%	0.71%	+38.0%
KRFT	Sell	KRAFT FO	$36,746,000,000	-22.8%	655,000	-25.8%	0.70%	-20.5%
BXP	New	BOSTON P	$36,405,000,000	–	317,867	+100.0%	0.69%	–
AMH	New	AMERICANcla	$36,344,000,000	–	2,175,000	+100.0%	0.69%	–
ASH	Sell	ASHLAND	$36,211,000,000	-29.3%	364,000	-31.1%	0.69%	-27.2%
	Sell	CHESAPEAnote2	$35,864,000,000	-0.9%	35,500,000	-1.4%	0.68%	+2.1%
BMR	Buy	BIOMED R	$35,653,000,000	+75.7%	1,740,000	+55.4%	0.68%	+81.0%
EBAY	Buy	EBAY INC	$34,708,000,000	+239.9%	628,320	+237.8%	0.66%	+249.5%
RHP	Sell	RYMAN HO	$34,063,000,000	-15.9%	801,113	-17.3%	0.64%	-13.3%
BRX	New	BRIXMOR	$34,021,000,000	–	1,595,000	+100.0%	0.64%	–
ALL	Buy	ALLSTATE	$32,497,000,000	+12.0%	574,363	+7.9%	0.62%	+15.6%
PPS	Buy	POST PPT	$32,038,000,000	+9.0%	652,500	+0.4%	0.61%	+12.4%
DG	New	DOLLAR G	$31,950,000,000	–	575,885	+100.0%	0.60%	–
CPT	New	CAMDEN Pshben	$31,959,000,000	–	474,590	+100.0%	0.60%	–
CL	Buy	COLGATE	$31,919,000,000	+73.2%	492,053	+74.1%	0.60%	+78.5%
DCT	Sell	DCT INDU	$30,850,000,000	+10.0%	3,915,000	-0.5%	0.58%	+13.4%
CUZ	New	COUSINS	$30,768,000,000	–	2,682,500	+100.0%	0.58%	–
WWAV	Sell	WHITEWAV	$30,635,000,000	-13.0%	1,073,400	-30.0%	0.58%	-10.4%
IHS	Buy	IHS INCcla	$30,542,000,000	+20.8%	251,373	+19.0%	0.58%	+24.5%
SSS	Buy	SOVRAN S	$29,821,000,000	+18.9%	406,000	+5.5%	0.56%	+22.6%
NWSA	Sell	NEWS CORcla	$29,198,000,000	-17.9%	1,695,593	-14.1%	0.55%	-15.4%
		SANDISKnote1	$28,754,000,000	+11.4%	17,500,000	0.0%	0.54%	+15.0%
JPM	Buy	JPMORGAN	$28,585,000,000	+24.7%	470,851	+20.1%	0.54%	+28.5%
Q104PS	Buy	PARKWAY	$27,915,000,000	+30.0%	1,529,602	+37.4%	0.53%	+33.9%
PPL	Buy	PPL CORP	$27,755,000,000	+16.7%	837,516	+5.9%	0.53%	+20.4%
EXR	Sell	EXTRA SP	$27,432,000,000	+5.9%	565,500	-8.0%	0.52%	+9.2%
HCBK	Buy	HUDSON C	$27,379,000,000	+35.3%	2,785,200	+29.8%	0.52%	+39.5%
	Buy	CHESAPEAnote2	$27,351,000,000	+10.5%	26,311,000	+11.4%	0.52%	+13.8%
LEN	Buy	LENNAR Ccla	$27,288,000,000	+7.8%	688,750	+7.6%	0.52%	+11.2%
NUE	New	NUCOR CO	$27,258,000,000	–	539,327	+100.0%	0.52%	–
DAR	Buy	DARLING	$27,107,000,000	+62.3%	1,354,020	+69.3%	0.51%	+67.4%
	Buy	DEVELOPEnote1	$26,855,000,000	+6.1%	23,180,000	+2.2%	0.51%	+9.5%
SBAC	Buy	SBA COMM	$26,821,000,000	+24.8%	294,862	+23.3%	0.51%	+28.6%
NU	Buy	NORTHEAS	$26,462,000,000	+96.1%	581,576	+82.7%	0.50%	+102.0%
ROIC	Buy	RETAIL O	$25,996,000,000	+12.4%	1,740,000	+10.8%	0.49%	+15.8%
AAT	Buy	AMERICAN	$24,951,000,000	+10.9%	739,500	+3.3%	0.47%	+14.5%
PNK	Buy	PINNACLE	$24,885,000,000	+50.0%	1,050,000	+64.5%	0.47%	+54.4%
PSB	Buy	PS BUSIN	$24,660,000,000	+55.7%	294,907	+42.3%	0.47%	+60.5%
SRE	Sell	SEMPRA E	$24,529,000,000	+3.5%	253,507	-4.0%	0.46%	+6.9%
HPP	Buy	HUDSON P	$24,372,000,000	+31.9%	1,056,423	+25.0%	0.46%	+35.9%
DUK	Buy	DUKE ENE	$24,396,000,000	+9.9%	342,550	+6.5%	0.46%	+13.2%
SJM	Sell	SMUCKER	$24,300,000,000	-47.4%	249,900	-44.0%	0.46%	-45.9%
RL	Sell	RALPH LAcla	$23,850,000,000	-42.1%	148,200	-36.5%	0.45%	-40.3%
		PHH CORPnote6	$23,705,000,000	+4.5%	11,000,000	0.0%	0.45%	+7.7%
STLD	New	STEEL DY	$23,592,000,000	–	1,326,112	+100.0%	0.45%	–
SWK	Sell	STANLEY	$23,473,000,000	-25.4%	288,938	-25.9%	0.44%	-23.1%
DHR	New	DANAHER	$23,305,000,000	–	310,732	+100.0%	0.44%	–
CCI	Sell	CROWN CA	$23,148,000,000	-61.7%	313,737	-61.9%	0.44%	-60.5%
GME	Buy	GAMESTOPcla	$23,098,000,000	+56.3%	562,000	+87.3%	0.44%	+61.0%
AEP	Buy	AMERICAN	$22,222,000,000	+24.8%	438,650	+15.2%	0.42%	+28.7%
GM	Buy	GENERAL	$22,099,000,000	+7936.0%	642,042	+9437.2%	0.42%	+8280.0%
EMR	New	EMERSON	$21,554,000,000	–	322,666	+100.0%	0.41%	–
EDR	Buy	EDUCATIO	$21,467,000,000	+29.9%	2,175,000	+16.1%	0.41%	+33.9%
HSH	Buy	HILLSHIR	$21,238,000,000	+81.5%	570,000	+62.9%	0.40%	+87.0%
JOY	Buy	JOY GLOB	$21,116,000,000	+61.2%	364,075	+62.5%	0.40%	+66.0%
RSG	Buy	REPUBLIC	$21,020,000,000	+236.3%	615,331	+226.9%	0.40%	+246.1%
MHK	Buy	MOHAWK I	$20,736,000,000	+563.1%	152,492	+626.2%	0.39%	+589.5%
VNO	Buy	VORNADOshben	$20,405,000,000	+108.2%	207,033	+87.5%	0.39%	+115.0%
	Sell	GENCORPsdcv4	$20,327,000,000	-55.4%	10,000,000	-55.6%	0.38%	-54.1%
FWLT	Buy	FOSTER W	$20,134,000,000	+36.1%	621,044	+38.6%	0.38%	+40.1%
CLF	New	CLIFFS N	$20,127,000,000	–	983,707	+100.0%	0.38%	–
FIS	Buy	FIDELITY	$20,011,000,000	+32.4%	374,383	+32.9%	0.38%	+36.3%
TMUS	Buy	T-MOBILE	$19,941,000,000	+275.4%	603,725	+282.3%	0.38%	+285.7%
MON	New	MONSANTO	$19,584,000,000	–	172,135	+100.0%	0.37%	–
ESS	New	ESSEX PP	$19,522,000,000	–	114,800	+100.0%	0.37%	–
AWK	Buy	AMERICAN	$19,422,000,000	+63.3%	427,801	+52.0%	0.37%	+68.0%
	New	XPO LOGInote4	$18,830,000,000	–	10,000,000	+100.0%	0.36%	–
BKU	Sell	BANKUNIT	$18,609,000,000	-14.9%	535,212	-19.4%	0.35%	-12.2%
CMS	Sell	CMS ENER	$18,335,000,000	+6.0%	626,200	-3.1%	0.35%	+9.1%
FRT	Sell	FEDERALshben	$18,289,000,000	-14.5%	159,426	-24.4%	0.35%	-12.0%
DRE	Buy	DUKE REA	$18,230,000,000	+291.3%	1,079,958	+248.7%	0.34%	+301.2%
	New	TESLA MTnote1	$18,173,000,000	–	20,000,000	+100.0%	0.34%	–
DDR	New	DDR CORP	$18,036,000,000	–	1,094,426	+100.0%	0.34%	–
KMB	New	KIMBERLY	$18,038,000,000	–	163,612	+100.0%	0.34%	–
	Sell	TESLA MTnote1	$17,942,000,000	-63.0%	10,000,000	-71.4%	0.34%	-61.9%
D	Sell	DOMINION	$17,716,000,000	-5.4%	249,550	-13.8%	0.34%	-2.3%
MFRM	Buy	MATTRESS	$17,639,000,000	+39.1%	368,795	+25.2%	0.33%	+43.3%
HRB	New	BLOCK H	$17,190,000,000	–	569,408	+100.0%	0.33%	–
HIW	Sell	HIGHWOOD	$17,111,000,000	-55.0%	445,475	-57.7%	0.32%	-53.6%
WR	Sell	WESTAR E	$16,949,000,000	+5.9%	482,050	-3.1%	0.32%	+9.2%
	Sell	DFC GLOBnote3	$16,854,000,000	-22.2%	19,850,000	-16.8%	0.32%	-19.8%
VIAB	Buy	VIACOM Iclb	$16,837,000,000	+95.1%	198,101	+100.5%	0.32%	+100.6%
BAC	Sell	BANK OF	$16,753,000,000	-22.9%	973,988	-30.2%	0.32%	-20.6%
CSX	Sell	CSX CORP	$16,531,000,000	-5.5%	570,615	-6.2%	0.31%	-2.8%
	Sell	EQUINIXnote4	$16,331,000,000	-0.2%	7,210,000	-3.9%	0.31%	+2.7%
	Buy	SOLARCITnote2	$16,167,000,000	+109.2%	12,500,000	+92.3%	0.31%	+115.5%
	New	TESLA MTnote0	$16,133,000,000	–	17,500,000	+100.0%	0.31%	–
SIRI	New	SIRIUS X	$15,921,000,000	–	4,975,315	+100.0%	0.30%	–
LTC	Buy	LTC PPTY	$15,896,000,000	+22.3%	422,428	+15.0%	0.30%	+25.9%
CTB	New	COOPER T	$15,556,000,000	–	640,150	+100.0%	0.30%	–
PM	Sell	PHILIP M	$15,218,000,000	-80.1%	185,883	-78.8%	0.29%	-79.5%
AMT	Buy	AMERICAN	$14,556,000,000	+510.8%	177,800	+495.5%	0.28%	+527.3%
	New	MGM RESOnote4	$14,582,000,000	–	10,000,000	+100.0%	0.28%	–
EPAC	New	ACTUANTclane	$14,572,000,000	–	426,709	+100.0%	0.28%	–
NEE	Sell	NEXTERA	$14,532,000,000	-30.2%	151,979	-37.5%	0.28%	-28.2%
EMN	Buy	EASTMAN	$14,340,000,000	+31.6%	166,333	+23.2%	0.27%	+36.0%
SHO	New	SUNSTONE	$14,332,000,000	–	1,043,821	+100.0%	0.27%	–
CSTM	New	CONSTELLcla	$14,216,000,000	–	484,363	+100.0%	0.27%	–
NKE	Buy	NIKE INCclb	$13,980,000,000	-2.5%	189,283	+3.8%	0.26%	+0.8%
UNTCQ	New	UNIT COR	$13,967,000,000	–	213,630	+100.0%	0.26%	–
EA	Buy	ELECTRON	$13,971,000,000	+4198.8%	481,579	+3301.7%	0.26%	+4316.7%
OGE	Sell	OGE ENER	$13,960,000,000	-9.7%	379,750	-16.7%	0.26%	-7.0%
SON	New	SONOCO P	$13,873,000,000	–	338,210	+100.0%	0.26%	–
MA	New	MASTERCAcla	$13,718,000,000	–	183,637	+100.0%	0.26%	–
YHOO	Buy	YAHOO IN	$13,500,000,000	+34.0%	376,034	+50.9%	0.26%	+38.4%
SLG	Buy	SL GREEN	$13,476,000,000	+82.4%	133,927	+67.4%	0.26%	+87.5%
HD	Sell	HOME DEP	$13,414,000,000	-35.0%	169,516	-32.4%	0.25%	-33.0%
SIVB	New	SVB FINL	$13,288,000,000	–	103,180	+100.0%	0.25%	–
NRG	Buy	NRG ENER	$13,308,000,000	+44.8%	418,500	+30.8%	0.25%	+49.1%
STWD	New	STARWOOD	$13,214,000,000	–	560,147	+100.0%	0.25%	–
TWO	Buy	TWO HBRS	$13,120,000,000	+244.8%	1,280,000	+212.2%	0.25%	+255.7%
BZT	Sell	BEAZER Hunit9	$13,065,000,000	-58.2%	415,000	-50.5%	0.25%	-57.0%
LSTR	Sell	LANDSTAR	$12,960,000,000	-51.5%	218,845	-52.9%	0.25%	-49.9%
ARG	New	AIRGAS I	$12,908,000,000	–	121,193	+100.0%	0.24%	–
WPC	New	W P CARE	$12,932,000,000	–	215,278	+100.0%	0.24%	–
JCI	New	JOHNSON	$12,807,000,000	–	270,653	+100.0%	0.24%	–
APOL	Sell	APOLLO Ecla	$12,801,000,000	-27.6%	373,853	-42.2%	0.24%	-25.5%
DEI	New	DOUGLAS	$12,428,000,000	–	457,927	+100.0%	0.24%	–
BXMT	New	BLACKSTO	$12,044,000,000	–	418,914	+100.0%	0.23%	–
UMPQ	Buy	UMPQUA H	$12,041,000,000	+118.8%	645,975	+124.7%	0.23%	+125.7%
SIG	Sell	SIGNET J	$11,722,000,000	-11.8%	110,735	-34.4%	0.22%	-9.0%
VZ	New	VERIZON	$11,672,000,000	–	245,369	+100.0%	0.22%	–
LNT	Sell	ALLIANT	$11,535,000,000	-45.2%	203,050	-50.2%	0.22%	-43.4%
CTXS	New	CITRIX S	$11,486,000,000	–	200,000	+100.0%	0.22%	–
TCMCF	Sell	THOMPSONunit9	$11,398,000,000	-4.6%	894,319	-5.1%	0.22%	-1.8%
LPLA	Buy	LPL FINL	$11,198,000,000	+36.7%	213,142	+22.4%	0.21%	+40.4%
ARE	New	ALEXANDR	$11,198,000,000	–	154,323	+100.0%	0.21%	–
QTS	New	QTS RLTY	$10,914,000,000	–	435,000	+100.0%	0.21%	–
MTH	New	MERITAGE	$10,897,000,000	–	260,205	+100.0%	0.21%	–
PG	Sell	PROCTER	$10,881,000,000	-69.9%	135,000	-69.6%	0.21%	-69.0%
NWL	New	NEWELL R	$10,890,000,000	–	364,221	+100.0%	0.21%	–
RAI	New	REYNOLDS	$10,830,000,000	–	202,741	+100.0%	0.20%	–
	New	EXELIXISnote4	$10,764,000,000	–	12,000,000	+100.0%	0.20%	–
BRO	New	BROWN &	$10,784,000,000	–	350,578	+100.0%	0.20%	–
PACW	Sell	PACWEST	$10,675,000,000	-3.9%	248,189	-5.7%	0.20%	-1.0%
EIX	Buy	EDISON I	$10,529,000,000	+40.3%	186,000	+14.8%	0.20%	+44.2%
	Buy	SEACOR Hnote2	$10,384,000,000	+53.9%	8,700,000	+58.2%	0.20%	+58.9%
TOL	Sell	TOLL BRO	$10,411,000,000	-42.6%	290,000	-40.8%	0.20%	-40.8%
POR	New	PORTLAND	$10,298,000,000	–	318,417	+100.0%	0.20%	–
TAN	Buy	CLAYMOREgugge	$10,140,000,000	+71.6%	229,360	+36.5%	0.19%	+76.1%
WBS	New	WEBSTER	$9,958,000,000	–	320,605	+100.0%	0.19%	–
	Sell	MENTOR Gsdcv4	$9,993,000,000	-8.0%	8,000,000	-2.3%	0.19%	-5.5%
LVNTA	Buy	LIBERTYlbtve	$9,936,000,000	+130.4%	76,240	+116.7%	0.19%	+138.0%
SCBT	New	FIRST FI	$9,751,000,000	–	155,723	+100.0%	0.18%	–
LNKD	New	LINKEDIN	$9,772,000,000	–	52,841	+100.0%	0.18%	–
PLD	Sell	PROLOGIS	$9,711,000,000	-21.4%	237,832	-28.9%	0.18%	-18.9%
RLJ	Sell	RLJ LODG	$9,693,000,000	-36.7%	362,500	-42.5%	0.18%	-34.8%
SPF	New	STANDARD	$9,445,000,000	–	1,136,567	+100.0%	0.18%	–
PEP	New	PEPSICO	$9,037,000,000	–	108,224	+100.0%	0.17%	–
PF	New	PINNACLE	$9,042,000,000	–	302,810	+100.0%	0.17%	–
HUN	Buy	HUNTSMAN	$8,985,000,000	+18.7%	367,934	+19.6%	0.17%	+22.3%
T104PS	New	AMERICAN	$8,990,000,000	–	641,250	+100.0%	0.17%	–
KO	Sell	COCA COL	$8,505,000,000	-86.5%	220,000	-85.5%	0.16%	-86.0%
FRC	New	FIRST RE	$8,479,000,000	–	157,039	+100.0%	0.16%	–
EWBC	Buy	EAST WES	$8,446,000,000	+6.8%	231,390	+2.4%	0.16%	+10.3%
HBAN	New	HUNTINGT	$8,376,000,000	–	840,139	+100.0%	0.16%	–
FB	Buy	FACEBOOKcla	$8,364,000,000	+14.2%	138,852	+3.7%	0.16%	+17.0%
	New	BOTTOMLInote1	$8,291,000,000	–	6,324,000	+100.0%	0.16%	–
STAY	Buy	EXTENDEDunit9	$8,254,000,000	+528.6%	362,500	+625.0%	0.16%	+550.0%
SWFT	New	SWIFT TRcla	$8,249,000,000	–	333,292	+100.0%	0.16%	–
GEF	Buy	GREIF INcla	$8,106,000,000	+651.3%	154,438	+650.2%	0.15%	+670.0%
OXY	New	OCCIDENT	$8,092,000,000	–	84,921	+100.0%	0.15%	–
GGP	New	GENERAL	$7,975,000,000	–	362,500	+100.0%	0.15%	–
KMI	New	KINDER M	$7,884,000,000	–	242,648	+100.0%	0.15%	–
VOD	New	VODAFONEspnsr	$7,736,000,000	–	210,150	+100.0%	0.15%	–
RF	Sell	REGIONS	$7,670,000,000	-66.3%	690,402	-70.0%	0.14%	-65.3%
	Sell	MERRIMACnote4	$7,605,000,000	-26.9%	7,500,000	-25.0%	0.14%	-24.6%
	New	CAL DIVEnote5	$7,420,000,000	–	7,775,000	+100.0%	0.14%	–
OHI	New	OMEGA HE	$7,396,000,000	–	220,636	+100.0%	0.14%	–
REXR	New	REXFORD	$7,395,000,000	–	521,500	+100.0%	0.14%	–
OKE	Sell	ONEOK IN	$7,347,000,000	-54.8%	124,000	-52.5%	0.14%	-53.4%
AHP	New	ASHFORD	$7,290,000,000	–	482,150	+100.0%	0.14%	–
	New	RYLAND Gnote1	$7,161,000,000	–	5,000,000	+100.0%	0.14%	–
SPLK	New	SPLUNK I	$7,149,000,000	–	100,000	+100.0%	0.14%	–
SLGN	New	SILGAN H	$7,118,000,000	–	143,735	+100.0%	0.14%	–
CDR	Sell	CEDAR RE	$7,088,000,000	-4.8%	1,160,001	-2.5%	0.13%	-2.2%
SRC	Sell	SPIRIT R	$7,053,000,000	+2.5%	642,360	-8.2%	0.13%	+6.3%
AAPL	New	APPLE IN	$7,012,000,000	–	13,064	+100.0%	0.13%	–
SNDK	New	SANDISK	$6,914,000,000	–	85,163	+100.0%	0.13%	–
AGCO	New	AGCO COR	$6,658,000,000	–	120,700	+100.0%	0.13%	–
NI	Sell	NISOURCE	$6,500,000,000	-60.4%	182,930	-63.4%	0.12%	-59.3%
ICE	Sell	INTERCON	$6,367,000,000	-66.7%	32,183	-62.2%	0.12%	-65.6%
FOXA	Buy	TWENTY Fcla	$6,392,000,000	+40.8%	199,926	+54.9%	0.12%	+45.8%
FL	Sell	FOOT LOC	$6,342,000,000	-27.8%	135,000	-36.3%	0.12%	-25.5%
CMCSA	Sell	COMCASTcla	$6,254,000,000	-43.0%	125,028	-40.8%	0.12%	-41.6%
TRNO	Buy	TERRENO	$6,146,000,000	+24.0%	325,000	+16.1%	0.12%	+27.5%
	Sell	COBALT Inote2	$6,122,000,000	-61.5%	6,500,000	-63.9%	0.12%	-60.3%
OIS	New	OIL STS	$5,916,000,000	–	60,000	+100.0%	0.11%	–
CLDT	Buy	CHATHAM	$5,864,000,000	+2.4%	290,000	+3.6%	0.11%	+5.7%
EVR	New	EVERCOREclass	$5,836,000,000	–	105,637	+100.0%	0.11%	–
DECK	New	DECKERS	$5,796,000,000	–	72,697	+100.0%	0.11%	–
DIS	Sell	DISNEY W	$5,766,000,000	-1.1%	72,010	-5.6%	0.11%	+1.9%
TWI	New	TITAN IN	$5,591,000,000	–	294,421	+100.0%	0.11%	–
TCPC	New	TCP CAP	$5,605,000,000	–	338,658	+100.0%	0.11%	–
DWA	New	DREAMWORcla	$5,590,000,000	–	210,542	+100.0%	0.11%	–
DKS	Sell	DICKS SP	$5,551,000,000	-54.9%	101,657	-52.0%	0.10%	-53.5%
HCP	Buy	HCP INC	$5,479,000,000	+49.8%	141,248	+40.2%	0.10%	+55.2%
AMAP	New	AUTONAVIspons	$5,511,000,000	–	275,000	+100.0%	0.10%	–
COWN	New	COWEN GRcla	$5,502,000,000	–	1,247,600	+100.0%	0.10%	–
MFA	Buy	MFA FINL	$5,386,000,000	+172.4%	695,001	+148.2%	0.10%	+183.3%
DSX	New	DIANA SH	$5,384,000,000	–	449,074	+100.0%	0.10%	–
IP	New	INTL PAP	$5,353,000,000	–	116,674	+100.0%	0.10%	–
OI	New	OWENS IL	$5,310,000,000	–	156,948	+100.0%	0.10%	–
	Sell	SEQUENOMnote5	$5,346,000,000	-5.5%	6,000,000	-7.7%	0.10%	-2.9%
POST	Sell	POST HLD	$5,336,000,000	-49.0%	96,812	-54.4%	0.10%	-47.4%
EQIX	New	EQUINIX	$5,283,000,000	–	28,582	+100.0%	0.10%	–
HUBG	New	HUB GROUcla	$5,240,000,000	–	131,043	+100.0%	0.10%	–
		QUANTUMnote4	$5,154,000,000	+0.8%	5,000,000	0.0%	0.10%	+4.3%
DISH	Sell	DISH NETcla	$5,189,000,000	+1.6%	83,411	-5.4%	0.10%	+4.3%
ATO	New	ATMOS EN	$5,140,000,000	–	109,063	+100.0%	0.10%	–
SATS	New	ECHOSTARcla	$5,031,000,000	–	105,782	+100.0%	0.10%	–
PWR	Buy	QUANTA S	$4,987,000,000	+153.1%	135,145	+116.5%	0.09%	+161.1%
DFT	Sell	DUPONT F	$4,955,000,000	-73.9%	205,869	-73.2%	0.09%	-73.1%
CBS	Buy	CBS CORPclb	$4,980,000,000	-0.1%	80,583	+3.1%	0.09%	+2.2%
LBTYA	Buy	LIBERTY	$4,816,000,000	+67.9%	115,775	+259.1%	0.09%	+71.7%
LNCE	Sell	SNYDERS-	$4,635,000,000	-24.7%	164,410	-23.3%	0.09%	-22.1%
EMC	Sell	E M C CO	$4,655,000,000	-32.6%	169,811	-38.2%	0.09%	-30.7%
LAZ	Sell	LAZARD L	$4,532,000,000	-65.6%	96,236	-66.9%	0.09%	-64.5%
CSIQ	New	CANADIAN	$4,486,000,000	–	140,000	+100.0%	0.08%	–
FNB	New	FNB CORP	$4,464,000,000	–	333,166	+100.0%	0.08%	–
S	Buy	SPRINT C	$4,350,000,000	+20.9%	473,301	+41.5%	0.08%	+24.2%
SNI	New	SCRIPPSclaco	$4,293,000,000	–	56,552	+100.0%	0.08%	–
SGMO	Buy	SANGAMO	$4,158,000,000	+368.2%	230,000	+259.6%	0.08%	+393.8%
IBKC	Sell	IBERIABA	$4,113,000,000	-48.2%	58,635	-53.6%	0.08%	-46.6%
JAH	New	JARDEN C	$4,045,000,000	–	67,600	+100.0%	0.08%	–
QIHU	New	QIHOO 36ads	$4,083,000,000	–	41,004	+100.0%	0.08%	–
BBT	Sell	BB&T COR	$4,030,000,000	-54.5%	100,317	-57.7%	0.08%	-53.4%
	Sell	SBA COMMnote4	$3,922,000,000	-62.2%	1,310,000	-62.6%	0.07%	-61.1%
UTX	Sell	UNITED T	$3,653,000,000	-84.1%	31,267	-84.6%	0.07%	-83.7%
WCIC	Buy	WCI CMNT	$3,582,000,000	+7.2%	181,251	+3.6%	0.07%	+11.5%
AXLL	Sell	AXIALL C	$3,514,000,000	-34.3%	78,233	-30.6%	0.07%	-31.6%
LMCA	Sell	LIBERTYcla	$3,454,000,000	-68.4%	26,418	-64.6%	0.06%	-67.7%
LADR	New	LADDER Ccla	$3,397,000,000	–	179,900	+100.0%	0.06%	–
TV	New	GRUPO TEspona	$3,283,000,000	–	98,608	+100.0%	0.06%	–
GM	Buy	GENERALcall	$3,288,000,000	-46.1%	1,377,710	+35.4%	0.06%	-44.6%
ECPG	New	ENCORE C	$3,176,000,000	–	69,500	+100.0%	0.06%	–
NAV	New	NAVISTAR	$3,177,000,000	–	93,800	+100.0%	0.06%	–
NBHC	Buy	NATIONALcla	$3,139,000,000	-2.2%	156,400	+4.3%	0.06%	0.0%
ACSF	New	AMERICAN	$3,094,000,000	–	220,395	+100.0%	0.06%	–
HE	New	HAWAIIAN	$2,995,000,000	–	117,809	+100.0%	0.06%	–
SCI		SERVICE	$2,982,000,000	+9.6%	150,000	0.0%	0.06%	+12.0%
SFE	Sell	SAFEGUAR	$2,878,000,000	-39.7%	129,752	-45.4%	0.06%	-37.5%
RNG	New	RINGCENTcla	$2,896,000,000	–	160,000	+100.0%	0.06%	–
DHT	New	DHT HOLD	$2,723,000,000	–	350,000	+100.0%	0.05%	–
BGC	New	GENERAL	$2,733,000,000	–	106,733	+100.0%	0.05%	–
MGI	New	MONEYGRA	$2,648,000,000	–	150,000	+100.0%	0.05%	–
CPWR	New	COMPUWAR	$2,625,000,000	–	250,000	+100.0%	0.05%	–
CSE		CAPITALS	$2,639,000,000	+1.5%	180,866	0.0%	0.05%	+4.2%
ASC	New	ARDMORE	$2,660,000,000	–	200,000	+100.0%	0.05%	–
EOX	Buy	EMERALD	$2,522,000,000	+118.7%	375,230	+149.3%	0.05%	+128.6%
ZQKSQ	New	QUIKSILV	$2,535,000,000	–	337,500	+100.0%	0.05%	–
CKEC	New	CARMIKE	$2,493,000,000	–	83,494	+100.0%	0.05%	–
GPT	New	GRAMERCY	$2,432,000,000	–	471,249	+100.0%	0.05%	–
AIG	New	AMERICAN	$2,342,000,000	–	46,840	+100.0%	0.04%	–
	New	SOLAZYMEnote6	$2,265,000,000	–	1,500,000	+100.0%	0.04%	–
ZEUS	Buy	OLYMPIC	$2,243,000,000	+12.5%	78,166	+13.6%	0.04%	+13.5%
AWAY	New	HOMEAWAY	$2,141,000,000	–	56,840	+100.0%	0.04%	–
DMND	Buy	DIAMOND	$2,096,000,000	+131.9%	60,000	+71.4%	0.04%	+135.3%
CG	New	CARLYLE	$2,108,000,000	–	60,000	+100.0%	0.04%	–
SCCO	New	SOUTHERN	$2,029,000,000	–	69,716	+100.0%	0.04%	–
EPEGQ	New	EP ENERGcla	$1,957,000,000	–	100,000	+100.0%	0.04%	–
BBD	Sell	BANCO BRspadr	$1,879,000,000	-23.2%	137,480	-29.6%	0.04%	-20.0%
LULU	Sell	LULULEMO	$1,816,000,000	-91.7%	34,537	-90.7%	0.03%	-91.5%
IBP	New	INSTALLE	$1,814,000,000	–	130,000	+100.0%	0.03%	–
SONS	New	SONUS NE	$1,685,000,000	–	500,000	+100.0%	0.03%	–
TMHC	New	TAYLOR Mcla	$1,704,000,000	–	72,500	+100.0%	0.03%	–
MCHX	New	MARCHEXclb	$1,685,000,000	–	160,312	+100.0%	0.03%	–
ZEP	New	ZEP INC	$1,649,000,000	–	93,176	+100.0%	0.03%	–
PH	New	PARKER H	$1,660,000,000	–	13,870	+100.0%	0.03%	–
TXMD	New	THERAPEU	$1,578,000,000	–	250,000	+100.0%	0.03%	–
RAD	Sell	RITE AID	$1,568,000,000	-58.7%	250,000	-66.7%	0.03%	-57.1%
CBPX	New	CONTINEN	$1,507,000,000	–	80,000	+100.0%	0.03%	–
HYG	Sell	ISHARESiboxx	$1,557,000,000	-92.7%	16,500	-92.8%	0.03%	-92.6%
NBIX	New	NEUROCRI	$1,556,000,000	–	96,671	+100.0%	0.03%	–
CHH	New	CHOICE H	$1,467,000,000	–	31,900	+100.0%	0.03%	–
RALY	New	RALLY SO	$1,471,000,000	–	109,974	+100.0%	0.03%	–
SPY	Sell	SPDR S&Ptruni	$1,470,000,000	-98.1%	7,860	-98.1%	0.03%	-98.0%
DRH	Sell	DIAMONDR	$1,490,000,000	-87.4%	126,768	-87.6%	0.03%	-87.1%
FLO	New	FLOWERS	$1,407,000,000	–	65,609	+100.0%	0.03%	–
HK	Sell	HALCON R	$1,407,000,000	+7.2%	325,000	-4.4%	0.03%	+12.5%
VEEV	New	VEEVA SYclaco	$1,335,000,000	–	50,000	+100.0%	0.02%	–
BMRN	New	BIOMARIN	$1,194,000,000	–	17,500	+100.0%	0.02%	–
PDLI	New	PDL BIOP	$1,209,000,000	–	145,480	+100.0%	0.02%	–
MERC	New	MERCER I	$1,172,000,000	–	156,333	+100.0%	0.02%	–
ENT	Sell	GLOBAL E	$1,184,000,000	-68.2%	75,000	-70.0%	0.02%	-67.6%
GDX	New	MARKET Vgoldm	$1,180,000,000	–	50,000	+100.0%	0.02%	–
		INTEL COsdcv2	$1,185,000,000	+5.4%	1,000,000	0.0%	0.02%	+4.8%
CCJ	New	CAMECO C	$1,145,000,000	–	50,000	+100.0%	0.02%	–
T100PS	New	CHINA MOspons	$1,104,000,000	–	50,000	+100.0%	0.02%	–
UPS	New	UNITED Pclb	$1,068,000,000	–	10,971	+100.0%	0.02%	–
		INTEGRAnote1	$1,068,000,000	-1.0%	1,000,000	0.0%	0.02%	0.0%
		BROADSOFnote1	$1,054,000,000	+4.4%	1,000,000	0.0%	0.02%	+5.3%
DYAX	New	DYAX COR	$1,078,000,000	–	120,000	+100.0%	0.02%	–
	New	APOLLO Cnote5	$1,022,000,000	–	1,000,000	+100.0%	0.02%	–
	Sell	NUANCE Cnote2	$1,007,000,000	-31.6%	1,000,000	-33.3%	0.02%	-29.6%
		NAVISTARnote3	$1,019,000,000	-0.9%	1,000,000	0.0%	0.02%	0.0%
WFC	Sell	WELLS FA	$960,000,000	-88.9%	19,295	-89.9%	0.02%	-88.7%
IWM	New	ISHARESrusse	$931,000,000	–	8,000	+100.0%	0.02%	–
		TIBCO SOnote2	$933,000,000	+0.2%	925,000	0.0%	0.02%	+5.9%
ATRC	New	ATRICURE	$940,000,000	–	50,000	+100.0%	0.02%	–
	New	ENDOLOGInote2	$953,000,000	–	1,000,000	+100.0%	0.02%	–
FCFS	New	FIRST CA	$945,000,000	–	18,719	+100.0%	0.02%	–
CAT	Sell	CATERPIL	$874,000,000	-95.8%	8,797	-96.2%	0.02%	-95.6%
OMER	New	OMEROS C	$905,000,000	–	75,000	+100.0%	0.02%	–
PVH	New	PVH CORP	$879,000,000	–	7,042	+100.0%	0.02%	–
JCPNQ	Sell	PENNEY J	$862,000,000	-91.6%	100,000	-91.1%	0.02%	-91.6%
IVV	New	ISHAREScores	$847,000,000	–	4,500	+100.0%	0.02%	–
ATRS	Sell	ANTARES	$770,000,000	-31.2%	220,000	-12.0%	0.02%	-28.6%
CIE	Sell	COBALT I	$733,000,000	+4.9%	40,000	-5.9%	0.01%	+7.7%
ACAD	New	ACADIA P	$730,000,000	–	30,000	+100.0%	0.01%	–
SSH	Buy	SUNSHINE	$730,000,000	+5.0%	125,000	+74.5%	0.01%	+7.7%
AOS	Sell	SMITH A	$685,000,000	-89.1%	14,880	-87.2%	0.01%	-88.7%
FCX	Sell	FREEPORT	$661,000,000	-88.4%	20,000	-86.7%	0.01%	-87.5%
DWCH	New	DATAWATC	$704,000,000	–	25,959	+100.0%	0.01%	–
VTGDF	Buy	VANTAGEordsh	$684,000,000	+6.2%	400,000	+14.3%	0.01%	+8.3%
		GREENBRInote3	$682,000,000	+19.6%	480,000	0.0%	0.01%	+30.0%
LCNB	New	LCNB COR	$692,000,000	–	40,000	+100.0%	0.01%	–
AEE	Sell	AMEREN C	$639,000,000	-96.7%	15,500	-97.1%	0.01%	-96.6%
		STONE ENnote1	$614,000,000	+10.8%	500,000	0.0%	0.01%	+20.0%
UCP	New	UCP INCcla	$645,000,000	–	42,856	+100.0%	0.01%	–
MDXG	New	MIMEDX G	$613,000,000	–	100,000	+100.0%	0.01%	–
RSX	New	MARKET Vrussi	$626,000,000	–	26,090	+100.0%	0.01%	–
LULU	New	LULULEMOcall	$582,000,000	–	100,000	+100.0%	0.01%	–
SPR	New	SPIRIT A	$569,000,000	–	20,170	+100.0%	0.01%	–
	New	VIPSHOPnote1	$503,000,000	–	500,000	+100.0%	0.01%	–
FLML	New	FLAMEL Tspons	$536,000,000	–	40,000	+100.0%	0.01%	–
STRM	New	STREAMLI	$454,000,000	–	90,200	+100.0%	0.01%	–
SCTY	New	SOLARCIT	$501,000,000	–	8,000	+100.0%	0.01%	–
TWC	New	TIME WARcall	$475,000,000	–	100,000	+100.0%	0.01%	–
P103PS	Sell	NPS PHAR	$449,000,000	-70.4%	15,000	-70.0%	0.01%	-67.9%
AMPE	New	AMPIO PH	$476,000,000	–	75,000	+100.0%	0.01%	–
GLNG	New	GOLAR LN	$500,000,000	–	12,000	+100.0%	0.01%	–
Q	New	QUINTILE	$457,000,000	–	9,000	+100.0%	0.01%	–
HCNPRI		HEALTH Cpfdpe	$419,000,000	+8.3%	7,500	0.0%	0.01%	+14.3%
CIDM	New	CINEDIGM	$448,000,000	–	175,000	+100.0%	0.01%	–
R108	New	ENERGIZE	$448,000,000	–	4,444	+100.0%	0.01%	–
SYY	New	SYSCO COcall	$442,000,000	–	400,000	+100.0%	0.01%	–
WYND	New	WYNDHAM	$366,000,000	–	5,000	+100.0%	0.01%	–
TMUS		T-MOBILEcall	$388,000,000	-16.4%	70,000	0.0%	0.01%	-22.2%
GE	New	GENERAL	$360,000,000	–	13,903	+100.0%	0.01%	–
NAV		NAVISTARput	$365,000,000	+20.9%	100,000	0.0%	0.01%	+16.7%
NKE	New	NIKE INCput	$380,000,000	–	100,000	+100.0%	0.01%	–
DISH	New	DISH NETcall	$345,000,000	–	50,000	+100.0%	0.01%	–
GCVRZ		SANOFIright	$373,000,000	-8.8%	1,203,178	0.0%	0.01%	-12.5%
WWAV	New	WHITEWAVput	$352,000,000	–	600,000	+100.0%	0.01%	–
DSCI	New	DERMA SC	$380,000,000	–	30,000	+100.0%	0.01%	–
PRGN	New	PARAGONclane	$364,000,000	–	53,200	+100.0%	0.01%	–
DECK	New	DECKERScall	$370,000,000	–	100,000	+100.0%	0.01%	–
REI	New	RING ENE	$382,000,000	–	25,000	+100.0%	0.01%	–
BBY	Sell	BEST BUY	$320,000,000	-86.8%	12,102	-80.2%	0.01%	-86.7%
NSPH	Sell	NANOSPHE	$322,000,000	-29.7%	150,000	-25.0%	0.01%	-25.0%
		EQUINIXnote3	$330,000,000	+4.4%	200,000	0.0%	0.01%	0.0%
RBCN	New	RUBICON	$339,000,000	–	30,000	+100.0%	0.01%	–
CYHHZ	New	COMMUNITright	$303,000,000	–	5,006,300	+100.0%	0.01%	–
CPST	New	CAPSTONE	$314,000,000	–	147,503	+100.0%	0.01%	–
SEA	New	CLAYMOREguggs	$318,000,000	–	14,536	+100.0%	0.01%	–
MGIC	New	MAGIC SOord	$242,000,000	–	30,000	+100.0%	0.01%	–
PVH	New	PVH CORPcall	$288,000,000	–	50,000	+100.0%	0.01%	–
PAY	New	VERIFONE	$282,000,000	–	8,327	+100.0%	0.01%	–
PETX	New	ARATANA	$288,000,000	–	15,537	+100.0%	0.01%	–
WY	New	WEYERHAE	$258,000,000	–	8,800	+100.0%	0.01%	–
NWHM	New	NEW HOME	$285,000,000	–	20,000	+100.0%	0.01%	–
XCO	Sell	EXCO RES	$242,000,000	-90.9%	43,300	-91.3%	0.01%	-89.8%
NAT	New	NORDIC A	$286,000,000	–	29,074	+100.0%	0.01%	–
TA	Sell	TRAVELCE	$243,000,000	-85.3%	29,828	-82.5%	0.01%	-83.3%
EWT	New	ISHARESmscit	$205,000,000	–	14,234	+100.0%	0.00%	–
NTI	New	NORTHERN	$231,000,000	–	9,000	+100.0%	0.00%	–
BAP	Sell	CREDICOR	$217,000,000	-16.9%	1,576	-19.9%	0.00%	-20.0%
PGNX	New	PROGENIC	$204,000,000	–	50,000	+100.0%	0.00%	–
HAIN	New	HAIN CEL	$216,000,000	–	2,364	+100.0%	0.00%	–
GDXJ	New	MARKET Vjrgol	$229,000,000	–	6,333	+100.0%	0.00%	–
EL	New	LAUDER Ecall	$152,000,000	–	150,000	+100.0%	0.00%	–
RGLS	Sell	REGULUS	$180,000,000	0.0%	20,000	-18.0%	0.00%	0.0%
XOP	Buy	SPDR SERput	$134,000,000	+737.5%	250,000	+1150.0%	0.00%	–
RL	New	RALPH LAcall	$175,000,000	–	50,000	+100.0%	0.00%	–
FCEL	Sell	FUELCELL	$124,000,000	-80.9%	50,000	-89.1%	0.00%	-83.3%
HSY	New	HERSHEYput	$101,000,000	–	100,000	+100.0%	0.00%	–
SPY	Sell	SPDR S&Pcall	$118,000,000	-94.5%	100,000	-88.9%	0.00%	-95.0%
XLI	New	SELECT Sput	$86,000,000	–	200,000	+100.0%	0.00%	–
UNP	New	UNION PAput	$94,000,000	–	100,000	+100.0%	0.00%	–
VTNR	Sell	VERTEX E	$97,000,000	-7.6%	15,000	-52.1%	0.00%	0.0%
XLB	New	SELECT Sput	$69,000,000	–	200,000	+100.0%	0.00%	–
CMCSA	New	COMCASTcall	$44,000,000	–	50,000	+100.0%	0.00%	–
XLF	New	SELECT Sput	$42,000,000	–	300,000	+100.0%	0.00%	–
SNTA	New	SYNTA PHcall	$34,000,000	–	25,000	+100.0%	0.00%	–
RIO	New	RIO TINTput	$32,000,000	–	100,000	+100.0%	0.00%	–
OCN	New	OCWEN FIput	$50,000,000	–	140,000	+100.0%	0.00%	–
MON	New	MONSANTOput	$12,000,000	–	30,000	+100.0%	0.00%	–
MAR	New	MARRIOTTput	$15,000,000	–	100,000	+100.0%	0.00%	–
LMCA	New	LIBERTYcall	$1,000,000	–	15,000	+100.0%	0.00%	–
ISIS		ISIS PHAput	$6,000,000	-92.6%	50,000	0.0%	0.00%	-100.0%
EOX	New	EMERALDcall	$2,000,000	–	20,000	+100.0%	0.00%	–
DKS	New	DICKS SPcall	$12,000,000	–	12,700	+100.0%	0.00%	–
DLLR		DFC GLOBput	$20,000,000	-47.4%	200,000	0.0%	0.00%	-100.0%
ANWWQ		AEGEAN Mput	$4,000,000	-20.0%	50,000	0.0%	0.00%	–
ED	New	CONSOLIDput	$14,000,000	–	50,000	+100.0%	0.00%	–
KO	Sell	COCA COLcall	$17,000,000	-98.0%	230,000	-61.7%	0.00%	-100.0%
ACAD	Exit	ACADIA Pcall	$0	–	-10,000	-100.0%	0.00%	–
K	Exit	KELLOGGcall	$0	–	-100,000	-100.0%	0.00%	–
PSTI	Exit	PLURISTEcall	$0	–	-175,000	-100.0%	0.00%	–
GPN	Exit	GLOBAL Pput	$0	–	-40,000	-100.0%	0.00%	–
SO	New	SOUTHERNput	$6,000,000	–	138,500	+100.0%	0.00%	–
SQNM		SEQUENOMcall	$5,000,000	-37.5%	50,000	0.0%	0.00%	–
XLU	Sell	SELECT Sput	$2,000,000	-97.7%	75,000	-78.8%	0.00%	-100.0%
SBAC	New	SBA COMMcall	$24,000,000	–	50,000	+100.0%	0.00%	–
SSW	Exit	SEASPANput	$0	–	-50,000	-100.0%	0.00%	–
OIH	Exit	MARKET Vcall	$0	–	-50,000	-100.0%	0.00%	–
NLY	Exit	ANNALY Cput	$0	–	-343,100	-100.0%	0.00%	–
POM	Exit	PEPCO HOcall	$0	–	-251,500	-100.0%	0.00%	–
ARRS	Exit	ARRIS GRput	$0	–	-50,000	-100.0%	0.00%	–
TSN	New	TYSON FOput	$22,000,000	–	300,000	+100.0%	0.00%	–
AMRN	Exit	AMARIN Ccall	$0	–	-176,100	-100.0%	0.00%	–
TCPTF	Exit	THOMPSONcall	$0	–	-208,500	-100.0%	0.00%	–
XOM	Exit	EXXON MOput	$0	–	-45,000	-100.0%	0.00%	–
IWM	Exit	ISHARESput	$0	–	-20,000	-100.0%	0.00%	–
DOW	Exit	DOW CHEMput	$0	–	-25,000	-100.0%	0.00%	–
MSTX	Exit	MAST THE	$0	–	-99,800	-100.0%	-0.00%	–
MO	Exit	ALTRIA Gcall	$0	–	-50,000	-100.0%	-0.00%	–
C	Exit	CITIGROUcall	$0	–	-54,000	-100.0%	-0.00%	–
PM	Exit	PHILIP Mcall	$0	–	-250,000	-100.0%	-0.00%	–
BLK	Exit	BLACKROCput	$0	–	-20,000	-100.0%	-0.00%	–
FB	Exit	FACEBOOKput	$0	–	-30,000	-100.0%	-0.00%	–
IBM	Exit	INTERNATput	$0	–	-30,000	-100.0%	-0.00%	–
WBMD	Exit	WEBMD HEcall	$0	–	-30,000	-100.0%	-0.00%	–
SHW	Exit	SHERWINput	$0	–	-10,000	-100.0%	-0.00%	–
RIO	Exit	RIO TINTcall	$0	–	-202,800	-100.0%	-0.00%	–
ITB	Exit	ISHAREScall	$0	–	-54,300	-100.0%	-0.00%	–
TWTR	Exit	TWITTERput	$0	–	-30,000	-100.0%	-0.00%	–
SFUN	Exit	SOUFUN Hput	$0	–	-50,000	-100.0%	-0.00%	–
AVB	Exit	AVALONBAcall	$0	–	-100,000	-100.0%	-0.00%	–
T107PS	Exit	WRIGHT Mcall	$0	–	-50,000	-100.0%	-0.00%	–
KMI	Exit	KINDER Mcall	$0	–	-25,000	-100.0%	-0.00%	–
WFM	Exit	WHOLE FOcall	$0	–	-100,000	-100.0%	-0.00%	–
CCI	Exit	CROWN CAcall	$0	–	-50,000	-100.0%	-0.00%	–
OCN	Exit	OCWEN FIcall	$0	–	-50,000	-100.0%	-0.00%	–
AUY	Exit	YAMANA G	$0	–	-14,535	-100.0%	-0.00%	–
MGM	Exit	MGM RESOput	$0	–	-300,000	-100.0%	-0.00%	–
CUI	Exit	CUI GLOB	$0	–	-20,000	-100.0%	-0.00%	–
EQR	Exit	EQUITY Rcall	$0	–	-150,000	-100.0%	-0.00%	–
XCO	Exit	EXCO REScall	$0	–	-500,000	-100.0%	-0.00%	–
EBAY	Exit	EBAY INCcall	$0	–	-35,000	-100.0%	-0.00%	–
MERU	Exit	MERU NET	$0	–	-40,000	-100.0%	-0.00%	–
BPZRQ	Exit	BPZ RESO	$0	–	-94,050	-100.0%	-0.00%	–
TWER	Exit	TOWERSTR	$0	–	-50,000	-100.0%	-0.00%	–
NLY	Exit	ANNALY C	$0	–	-14,027	-100.0%	-0.00%	–
KMB	Exit	KIMBERLYput	$0	–	-100,000	-100.0%	-0.00%	–
ITMN	Exit	INTERMUN	$0	–	-10,000	-100.0%	-0.00%	–
CCK	Exit	CROWN HO	$0	–	-6,378	-100.0%	-0.01%	–
CPB	Exit	CAMPBELLcall	$0	–	-300,000	-100.0%	-0.01%	–
CPA	Exit	COPA HOLcla	$0	–	-1,710	-100.0%	-0.01%	–
MYE	Exit	MYERS IN	$0	–	-15,000	-100.0%	-0.01%	–
HLF	Exit	HERBALIFcall	$0	–	-200,000	-100.0%	-0.01%	–
	Exit	CENVEO Cnote7	$0	–	-350,000	-100.0%	-0.01%	–
CLX	Exit	CLOROX Cput	$0	–	-400,000	-100.0%	-0.01%	–
IBTX	Exit	INDEPEND	$0	–	-7,662	-100.0%	-0.01%	–
FCX	Exit	FREEPORTcall	$0	–	-400,000	-100.0%	-0.01%	–
KOF	Exit	COCA COLspona	$0	–	-3,505	-100.0%	-0.01%	–
ETFC	Exit	E TRADEcall	$0	–	-125,000	-100.0%	-0.01%	–
	Exit	ROYAL GOnote2	$0	–	-500,000	-100.0%	-0.01%	–
POL	Exit	POLYONE	$0	–	-15,498	-100.0%	-0.01%	–
QIWI	Exit	QIWI PLCspona	$0	–	-10,068	-100.0%	-0.01%	–
NVDQ	Exit	NOVADAQ	$0	–	-31,967	-100.0%	-0.01%	–
XLE	Exit	SELECT Ssbiin	$0	–	-7,000	-100.0%	-0.01%	–
GTATQ	Exit	GT ADVAN	$0	–	-75,000	-100.0%	-0.01%	–
LOV	Exit	SPARK NE	$0	–	-115,000	-100.0%	-0.01%	–
ERJ	Exit	EMBRAERspadr	$0	–	-21,375	-100.0%	-0.01%	–
KRA	Exit	KRATON P	$0	–	-37,499	-100.0%	-0.02%	–
CRZO	Exit	CARRIZO	$0	–	-20,000	-100.0%	-0.02%	–
TRLA	Exit	TRULIA I	$0	–	-27,365	-100.0%	-0.02%	–
	Exit	WEBMD HEnote2	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	WALTER Inote4	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	UNITED Snote4	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	NUVASIVEnote2	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	AUXILIUMnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
SHW	Exit	SHERWIN	$0	–	-5,827	-100.0%	-0.02%	–
MDLZ	Exit	MONDELEZcall	$0	–	-600,000	-100.0%	-0.02%	–
	Exit	LINEAR Tnote3	$0	–	-1,000,000	-100.0%	-0.02%	–
	Exit	ACCURAYnote3	$0	–	-1,000,000	-100.0%	-0.02%	–
CLVS	Exit	CLOVIS O	$0	–	-20,000	-100.0%	-0.02%	–
FNBCQ	Exit	FIRST NB	$0	–	-38,800	-100.0%	-0.02%	–
FXB	Exit	CURRENCYbritp	$0	–	-7,500	-100.0%	-0.02%	–
SUSQ	Exit	SUSQUEHA	$0	–	-99,198	-100.0%	-0.02%	–
ITUB	Exit	ITAU UNIspona	$0	–	-95,974	-100.0%	-0.02%	–
C	Exit	CITIGROU	$0	–	-25,000	-100.0%	-0.02%	–
	Exit	DEALERTRnote1	$0	–	-1,000,000	-100.0%	-0.03%	–
FNFG	Exit	FIRST NI	$0	–	-137,151	-100.0%	-0.03%	–
CTRP	Exit	CTRIP COameri	$0	–	-30,194	-100.0%	-0.03%	–
FLT	Exit	FLEETCOR	$0	–	-12,825	-100.0%	-0.03%	–
RSE	Exit	ROUSE PP	$0	–	-68,567	-100.0%	-0.03%	–
XOMA	Exit	XOMA COR	$0	–	-235,000	-100.0%	-0.03%	–
CATM	Exit	CARDTRON	$0	–	-40,389	-100.0%	-0.03%	–
ABEV	Exit	AMBEV SAspons	$0	–	-239,400	-100.0%	-0.03%	–
BEN	Exit	FRANKLIN	$0	–	-30,227	-100.0%	-0.03%	–
CLDX	Exit	CELLDEX	$0	–	-75,000	-100.0%	-0.03%	–
BEE	Exit	STRATEGI	$0	–	-200,000	-100.0%	-0.04%	–
UIL	Exit	UIL HLDG	$0	–	-51,400	-100.0%	-0.04%	–
IGT	Exit	INTERNAT	$0	–	-113,233	-100.0%	-0.04%	–
	Exit	BPZ RESOnote8	$0	–	-2,500,000	-100.0%	-0.04%	–
PENN	Exit	PENN NAT	$0	–	-156,826	-100.0%	-0.04%	–
IPI	Exit	INTREPID	$0	–	-149,960	-100.0%	-0.04%	–
YOKU	Exit	YOUKU TUspons	$0	–	-80,133	-100.0%	-0.04%	–
	Exit	JEFFERIEdbcv3	$0	–	-2,500,000	-100.0%	-0.05%	–
QRTEA	Exit	LIBERTYintco	$0	–	-93,589	-100.0%	-0.05%	–
RDA	Exit	RDA MICRspons	$0	–	-156,622	-100.0%	-0.05%	–
ATVI	Exit	ACTIVISI	$0	–	-171,592	-100.0%	-0.06%	–
TTMI	Exit	TTM TECH	$0	–	-395,400	-100.0%	-0.06%	–
H	Exit	HYATT HO	$0	–	-70,000	-100.0%	-0.06%	–
CBLAQ	Exit	CBL & AS	$0	–	-200,000	-100.0%	-0.07%	–
CSOD	Exit	CORNERST	$0	–	-68,832	-100.0%	-0.07%	–
ITB	Exit	ISHARESushom	$0	–	-174,999	-100.0%	-0.08%	–
KRE	Exit	SPDR SERs&pre	$0	–	-124,000	-100.0%	-0.09%	–
PAYX	Exit	PAYCHEX	$0	–	-113,105	-100.0%	-0.10%	–
	Exit	INTERMUNnote2	$0	–	-6,000,000	-100.0%	-0.10%	–
PVTB	Exit	PRIVATEB	$0	–	-196,762	-100.0%	-0.10%	–
	Exit	D R HORTnote2	$0	–	-3,500,000	-100.0%	-0.11%	–
PCG	Exit	PG&E COR	$0	–	-151,768	-100.0%	-0.11%	–
CACI	Exit	CACI INTcla	$0	–	-88,750	-100.0%	-0.12%	–
PEI	Exit	PENNSYLVshben	$0	–	-350,000	-100.0%	-0.12%	–
HHC	Exit	HOWARD H	$0	–	-56,000	-100.0%	-0.12%	–
FLR	Exit	FLUOR CO	$0	–	-87,589	-100.0%	-0.13%	–
AMZN	Exit	AMAZON C	$0	–	-18,062	-100.0%	-0.13%	–
HON	Exit	HONEYWEL	$0	–	-78,859	-100.0%	-0.13%	–
UNP	Exit	UNION PA	$0	–	-44,768	-100.0%	-0.14%	–
REG	Exit	REGENCY	$0	–	-163,545	-100.0%	-0.14%	–
TRN	Exit	TRINITY	$0	–	-143,107	-100.0%	-0.14%	–
FITB	Exit	FIFTH TH	$0	–	-376,544	-100.0%	-0.15%	–
DAN	Exit	DANA HLD	$0	–	-420,000	-100.0%	-0.15%	–
ADM	Exit	ARCHER D	$0	–	-194,279	-100.0%	-0.16%	–
BIDU	Exit	BAIDU INspona	$0	–	-47,936	-100.0%	-0.16%	–
LEAP	Exit	LEAP WIR	$0	–	-500,000	-100.0%	-0.16%	–
URI	Exit	UNITED R	$0	–	-116,899	-100.0%	-0.17%	–
AHT	Exit	ASHFORD	$0	–	-1,120,001	-100.0%	-0.17%	–
WFM	Exit	WHOLE FO	$0	–	-162,435	-100.0%	-0.17%	–
MS	Exit	MORGAN S	$0	–	-334,751	-100.0%	-0.19%	–
ACAS	Exit	AMERICAN	$0	–	-676,082	-100.0%	-0.19%	–
CR	Exit	CRANE CO	$0	–	-165,001	-100.0%	-0.20%	–
VOD	Exit	VODAFONEspons	$0	–	-302,164	-100.0%	-0.22%	–
KEY	Exit	KEYCORP	$0	–	-892,660	-100.0%	-0.22%	–
TKR	Exit	TIMKEN C	$0	–	-217,274	-100.0%	-0.22%	–
T102SC	Exit	KITE RLT	$0	–	-1,834,636	-100.0%	-0.22%	–
BPOP	Exit	POPULAR	$0	–	-449,363	-100.0%	-0.24%	–
	Exit	GT ADVANnote3	$0	–	-13,000,000	-100.0%	-0.24%	–
INFY	Exit	INFOSYSspons	$0	–	-233,210	-100.0%	-0.24%	–
RS	Exit	RELIANCE	$0	–	-184,996	-100.0%	-0.26%	–
APD	Exit	AIR PROD	$0	–	-125,871	-100.0%	-0.26%	–
	Exit	STEEL DYnote5	$0	–	-12,239,000	-100.0%	-0.27%	–
LPX	Exit	LOUISIAN	$0	–	-809,605	-100.0%	-0.28%	–
ACC	Exit	AMERICAN	$0	–	-472,243	-100.0%	-0.28%	–
FE	Exit	FIRSTENE	$0	–	-469,069	-100.0%	-0.28%	–
LPS	Exit	LENDER P	$0	–	-429,733	-100.0%	-0.30%	–
MT	Exit	ARCELORMnyreg	$0	–	-937,499	-100.0%	-0.31%	–
MYGN	Exit	MYRIAD G	$0	–	-800,000	-100.0%	-0.31%	–
ADBE	Exit	ADOBE SY	$0	–	-280,982	-100.0%	-0.31%	–
VTR	Exit	VENTAS I	$0	–	-350,002	-100.0%	-0.37%	–
	Exit	ALLIANTnote3	$0	–	-12,700,000	-100.0%	-0.37%	–
VPHM	Exit	VIROPHAR	$0	–	-459,122	-100.0%	-0.42%	–
GOOGL	Exit	GOOGLE Icla	$0	–	-20,618	-100.0%	-0.42%	–
	Exit	UNITED Tnote1	$0	–	-10,000,000	-100.0%	-0.44%	–
	Exit	ALCOA INnote5	$0	–	-15,000,000	-100.0%	-0.46%	–
COST	Exit	COSTCO W	$0	–	-221,651	-100.0%	-0.48%	–
K	Exit	KELLOGG	$0	–	-445,318	-100.0%	-0.50%	–
HMA	Exit	HEALTH Mcla	$0	–	-2,156,300	-100.0%	-0.52%	–
WAG	Exit	WALGREEN	$0	–	-513,538	-100.0%	-0.54%	–
4107PS	Exit	MEADWEST	$0	–	-813,384	-100.0%	-0.55%	–
TGT	Exit	TARGET C	$0	–	-547,443	-100.0%	-0.64%	–
	Exit	TELEFLEXnote3	$0	–	-24,000,000	-100.0%	-0.70%	–
DLTR	Exit	DOLLAR T	$0	–	-728,380	-100.0%	-0.76%	–
GPS	Exit	GAP INC	$0	–	-1,053,390	-100.0%	-0.76%	–
ROST	Exit	ROSS STO	$0	–	-583,429	-100.0%	-0.80%	–
MDLZ	Exit	MONDELEZcla	$0	–	-1,245,000	-100.0%	-0.81%	–
DFODQ	Exit	DEAN FOO	$0	–	-2,637,498	-100.0%	-0.83%	–
SPG	Exit	SIMON PP	$0	–	-302,512	-100.0%	-0.85%	–
AVP	Exit	AVON PRO	$0	–	-2,762,832	-100.0%	-0.87%	–
CCIPRA	Exit	CROWN CAcnvpf	$0	–	-480,400	-100.0%	-0.88%	–
	Exit	WESCO INdbcv6	$0	–	-20,000,000	-100.0%	-1.19%	–
LIFE	Exit	LIFE TEC	$0	–	-1,254,694	-100.0%	-1.75%	–
	Exit	MYLAN INnote3	$0	–	-30,000,000	-100.0%	-1.81%	–
	Exit	TERADYNEnote4	$0	–	-34,008,000	-100.0%	-2.01%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-05-14
View 13F-HR/A filed 2014-11-14
View 13F-HR/A filed 2015-02-13
View 13F-HR/A filed 2015-05-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q1 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5278862000.0 != 5278862000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings