This page lists the SEC filings reported by UBS OCONNOR LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-12 | UBS OCONNOR LLC | DTRT Health Acquisition Corp. | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-12 | UBS OCONNOR LLC | Counter Press Acquisition Corp | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-12 | UBS OCONNOR LLC | Conyers Park III Acquisition Corp. | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-12 | UBS OCONNOR LLC | Carmell Corp | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-12 | UBS OCONNOR LLC | AfterNext HealthTech Acquisition Corp. | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Bilander Acquisition Corp. | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | TG Venture Acquisition Corp. | 156,317 | 16.9% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Prime Impact Acquisition I | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | NewHold Investment Corp. II | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Home Plate Acquisition Corp | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Gesher I Acquisition Corp. | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Generation Asia I Acquisition Ltd | - | 0.0% | EDGAR |
| SC 13G/A | 2024-02-09 | UBS OCONNOR LLC | Far Peak Acquisition Corp | - | 0.0% | EDGAR |
| SC 13G/A | 2023-11-17 | UBS OCONNOR LLC | Blue Apron Holdings, Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2023-02-14 | UBS OCONNOR LLC | Far Peak Acquisition Corp | 3,820,503 | 6.4% | EDGAR |
| SC 13G/A | 2023-02-14 | UBS OCONNOR LLC | ALPHA HEALTHCARE ACQUISITION CORP III | - | 9.3% | EDGAR |
| SC 13G/A | 2023-02-14 | UBS OCONNOR LLC | Conyers Park III Acquisition Corp. | 2,932,368 | 8.2% | EDGAR |
| SC 13G/A | 2023-02-13 | UBS OCONNOR LLC | HERON THERAPEUTICS, INC. /DE/ | 0 | 0.0% | EDGAR |
| SC 13G/A | 2023-02-13 | UBS OCONNOR LLC | NewHold Investment Corp. II | 1,732,500 | 8.9% | EDGAR |
| SC 13G/A | 2023-02-13 | UBS OCONNOR LLC | Nuance Communications, Inc. | 0 | 0.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.