UBS OCONNOR LLC - Q2 2014 holdings

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$5.1 Billion is the total value of UBS OCONNOR LLC's 432 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 93.0% .

All

			Value		Shares		↓ Weighting
HUM	Buy	HUMANA I	$155,464,000,000	+23.0%	1,217,224	+8.5%	3.06%	+27.8%
F113PS	New	COVIDIEN	$130,761,000,000	–	1,450,000	+100.0%	2.57%	–
	Buy	MICRON Tnote2	$120,704,000,000	+199.6%	35,000,000	+118.8%	2.38%	+211.4%
MSFT	Buy	MICROSOF	$111,762,000,000	+7.4%	2,680,153	+5.6%	2.20%	+11.6%
NLSN	Sell	NIELSEN	$103,903,000,000	+4.0%	2,146,303	-4.1%	2.04%	+8.0%
FRX	Sell	FOREST L	$85,330,000,000	+1.4%	861,918	-5.5%	1.68%	+5.4%
SCHW	Buy	SCHWAB C	$81,236,000,000	+29.8%	3,016,566	+31.7%	1.60%	+34.9%
NEBLQ	Buy	NOBLE CO	$79,499,000,000	+21.2%	2,368,874	+18.2%	1.56%	+25.9%
HLF	Buy	HERBALIF	$75,303,000,000	+52.9%	1,166,762	+35.6%	1.48%	+58.8%
A309PS	New	DIRECTV	$71,408,000,000	–	840,000	+100.0%	1.41%	–
TWC	Buy	TIME WAR	$71,031,000,000	+35.1%	482,222	+25.8%	1.40%	+40.4%
MU	Buy	MICRON T	$66,790,000,000	+50.6%	2,027,004	+8.1%	1.32%	+56.5%
	New	WESCO INdbcv6	$62,928,000,000	–	20,500,000	+100.0%	1.24%	–
HSP	Sell	HOSPIRA	$57,823,000,000	-3.9%	1,125,612	-19.1%	1.14%	-0.2%
PM	Buy	PHILIP M	$55,397,000,000	+264.0%	657,058	+253.5%	1.09%	+278.5%
PL	New	PROTECTI	$55,248,000,000	–	796,879	+100.0%	1.09%	–
HTZ	Buy	HERTZ GL	$54,858,000,000	+18.4%	1,957,128	+12.5%	1.08%	+23.0%
EBAY	Buy	EBAY INC	$53,737,000,000	+54.8%	1,073,442	+70.8%	1.06%	+61.0%
NCR	New	NCR CORP	$52,346,000,000	–	1,491,755	+100.0%	1.03%	–
AAL	Sell	AMERICAN	$51,552,000,000	-40.9%	1,200,000	-49.6%	1.02%	-38.6%
TSM	Sell	TAIWAN Sspons	$49,063,000,000	-23.3%	2,293,740	-28.2%	0.97%	-20.3%
NOV	Sell	NATIONAL	$48,658,000,000	-11.2%	590,872	-16.0%	0.96%	-7.7%
TJX	New	TJX COS	$47,517,000,000	–	894,026	+100.0%	0.94%	–
LVNTA	Buy	LIBERTYlbtve	$46,693,000,000	+369.9%	632,690	+729.9%	0.92%	+388.8%
EL	Sell	LAUDER Ecla	$46,401,000,000	-7.2%	624,847	-16.4%	0.91%	-3.6%
	Buy	CHESAPEAnote2	$46,209,000,000	+28.8%	44,200,000	+24.5%	0.91%	+34.0%
INTC	Sell	INTEL CO	$44,898,000,000	-17.9%	1,453,008	-31.4%	0.88%	-14.7%
PNK	Buy	PINNACLE	$44,022,000,000	+76.9%	1,748,290	+66.5%	0.87%	+83.9%
WY	Buy	WEYERHAE	$43,017,000,000	+16573.3%	1,300,000	+14672.7%	0.85%	+16840.0%
	Buy	TESLA MTnote1	$40,485,000,000	+125.6%	20,000,000	+100.0%	0.80%	+134.4%
KO	Buy	COCA COL	$39,772,000,000	+367.6%	938,896	+326.8%	0.78%	+386.3%
CCE	New	COCA COL	$38,311,000,000	–	801,817	+100.0%	0.75%	–
SJM	Buy	SMUCKER	$38,253,000,000	+57.4%	358,943	+43.6%	0.75%	+63.7%
DAR	Buy	DARLING	$37,958,000,000	+40.0%	1,816,186	+34.1%	0.75%	+45.3%
	Sell	AK STL Cnote5	$36,493,000,000	-10.3%	22,003,000	-17.6%	0.72%	-6.9%
UBNT	New	UBIQUITI	$36,018,000,000	–	797,033	+100.0%	0.71%	–
HSH	Buy	HILLSHIR	$35,822,000,000	+68.7%	575,000	+0.9%	0.70%	+75.4%
MDLZ	New	MONDELEZcla	$35,841,000,000	–	952,974	+100.0%	0.70%	–
M	New	MACYS IN	$32,774,000,000	–	564,870	+100.0%	0.64%	–
ASH	Sell	ASHLAND	$32,549,000,000	-10.1%	299,325	-17.8%	0.64%	-6.6%
	Buy	COBALT Inote2	$30,787,000,000	+402.9%	33,250,000	+411.5%	0.61%	+422.4%
AZO	New	AUTOZONE	$30,436,000,000	–	56,758	+100.0%	0.60%	–
FE	New	FIRSTENE	$30,357,000,000	–	874,341	+100.0%	0.60%	–
HCBK	Buy	HUDSON C	$30,328,000,000	+10.8%	3,085,200	+10.8%	0.60%	+15.0%
VPRT	New	VISTAPRI	$30,347,000,000	–	750,048	+100.0%	0.60%	–
KRFT	Sell	KRAFT FO	$30,179,000,000	-17.9%	503,411	-23.1%	0.59%	-14.7%
	Buy	DEVELOPEnote1	$30,157,000,000	+12.3%	25,180,000	+8.6%	0.59%	+16.7%
CSX	Buy	CSX CORP	$30,003,000,000	+81.5%	973,796	+70.7%	0.59%	+88.8%
MOS	New	MOSAIC C	$29,757,000,000	–	601,767	+100.0%	0.59%	–
WWAV	Sell	WHITEWAV	$28,491,000,000	-7.0%	880,156	-18.0%	0.56%	-3.3%
RWT	Sell	REDWOOD	$27,068,000,000	-30.3%	1,390,228	-27.4%	0.53%	-27.5%
CTXS	Buy	CITRIX S	$26,756,000,000	+132.9%	427,758	+113.9%	0.53%	+141.7%
DPS	New	DR PEPPE	$26,253,000,000	–	448,157	+100.0%	0.52%	–
CL	Sell	COLGATE	$25,745,000,000	-19.3%	377,599	-23.3%	0.51%	-16.2%
JPM	Sell	JPMORGAN	$25,729,000,000	-10.0%	446,532	-5.2%	0.51%	-6.5%
J	New	JACOBS E	$25,616,000,000	–	480,777	+100.0%	0.50%	–
VIAB	Buy	VIACOM Iclb	$25,628,000,000	+52.2%	295,492	+49.2%	0.50%	+58.0%
GME	Buy	GAMESTOPcla	$25,527,000,000	+10.5%	630,761	+12.2%	0.50%	+14.6%
PG	Buy	PROCTER	$25,262,000,000	+132.2%	321,437	+138.1%	0.50%	+141.3%
DHR	Buy	DANAHER	$25,137,000,000	+7.9%	319,277	+2.7%	0.50%	+12.2%
EXC	New	EXELON C	$24,879,000,000	–	682,000	+100.0%	0.49%	–
BHP	Sell	BHP BILLspons	$24,782,000,000	-41.2%	362,050	-41.8%	0.49%	-38.8%
	Sell	CHESAPEAnote2	$24,395,000,000	-10.8%	23,100,000	-12.2%	0.48%	-7.3%
	Sell	MICROCHIsdcv2	$23,891,000,000	-53.2%	12,500,000	-54.5%	0.47%	-51.3%
SWK	Sell	STANLEY	$23,831,000,000	+1.5%	271,362	-6.1%	0.47%	+5.4%
KMI	Buy	KINDER M	$23,773,000,000	+201.5%	655,629	+170.2%	0.47%	+214.1%
DTE	New	DTE ENER	$23,529,000,000	–	302,153	+100.0%	0.46%	–
CDNS	New	CADENCE	$23,178,000,000	–	1,325,200	+100.0%	0.46%	–
BAC	Buy	BANK OF	$22,763,000,000	+35.9%	1,481,006	+52.1%	0.45%	+41.3%
STLD	Sell	STEEL DY	$22,670,000,000	-3.9%	1,262,963	-4.8%	0.45%	-0.2%
UNTCQ	Buy	UNIT COR	$22,370,000,000	+60.2%	325,000	+52.1%	0.44%	+66.0%
	Buy	RYLAND Gnote1	$21,666,000,000	+202.6%	15,500,000	+210.0%	0.43%	+213.2%
FMC	New	F M C CO	$21,384,000,000	–	300,377	+100.0%	0.42%	–
FWLT		FOSTER W	$21,159,000,000	+5.1%	621,044	0.0%	0.42%	+9.2%
AGN	New	ALLERGAN	$21,152,000,000	–	125,000	+100.0%	0.42%	–
	Sell	SANDISKnote1	$20,479,000,000	-28.8%	10,000,000	-42.9%	0.40%	-26.1%
MO	New	ALTRIA G	$20,195,000,000	–	481,516	+100.0%	0.40%	–
AAPL	Buy	APPLE IN	$19,978,000,000	+184.9%	214,976	+1545.6%	0.39%	+195.5%
T104PS	Buy	AMERICAN	$19,974,000,000	+122.2%	1,594,064	+148.6%	0.39%	+131.2%
POR	Buy	PORTLAND	$19,777,000,000	+92.0%	570,449	+79.2%	0.39%	+99.5%
AJG	New	GALLAGHE	$19,248,000,000	–	413,038	+100.0%	0.38%	–
EMN	Buy	EASTMAN	$19,186,000,000	+33.8%	219,643	+32.1%	0.38%	+39.0%
STI	New	SUNTRUST	$19,120,000,000	–	477,279	+100.0%	0.38%	–
QRTEA	New	LIBERTYintco	$18,756,000,000	–	638,829	+100.0%	0.37%	–
WR	Buy	WESTAR E	$18,589,000,000	+9.7%	486,753	+1.0%	0.37%	+14.0%
NEE	Buy	NEXTERA	$18,267,000,000	+25.7%	178,250	+17.3%	0.36%	+30.9%
QCOR	New	QUESTCOR	$18,285,000,000	–	197,700	+100.0%	0.36%	–
BYI	New	BALLY TE	$17,460,000,000	–	265,677	+100.0%	0.34%	–
CTB	Sell	COOPER T	$17,345,000,000	+11.5%	578,151	-9.7%	0.34%	+15.6%
MCRS	New	MICROS S	$16,975,000,000	–	250,000	+100.0%	0.33%	–
	Buy	EXELIXISnote4	$16,792,000,000	+56.0%	19,741,000	+64.5%	0.33%	+62.3%
RL	Sell	RALPH LAcla	$16,787,000,000	-29.6%	104,467	-29.5%	0.33%	-27.0%
EMR	Sell	EMERSON	$16,762,000,000	-22.2%	252,593	-21.7%	0.33%	-19.1%
AAT	Sell	AMERICAN	$16,238,000,000	-34.9%	470,000	-36.4%	0.32%	-32.3%
NU	Sell	NORTHEAS	$16,134,000,000	-39.0%	341,326	-41.3%	0.32%	-36.5%
CSTM	Buy	CONSTELLcla	$16,063,000,000	+13.0%	501,039	+3.4%	0.32%	+17.5%
APOL	Buy	APOLLO Ecla	$15,812,000,000	+23.5%	505,993	+35.3%	0.31%	+28.5%
NKE	Buy	NIKE INCclb	$15,580,000,000	+11.4%	200,898	+6.1%	0.31%	+15.8%
AMT	Sell	AMERICAN	$15,520,000,000	+6.6%	172,481	-3.0%	0.30%	+10.5%
TWX	New	TIME WAR	$15,373,000,000	–	218,837	+100.0%	0.30%	–
SRE	Sell	SEMPRA E	$15,175,000,000	-38.1%	144,925	-42.8%	0.30%	-35.7%
RS	New	RELIANCE	$15,021,000,000	–	203,787	+100.0%	0.30%	–
CMS	Sell	CMS ENER	$14,722,000,000	-19.7%	472,622	-24.5%	0.29%	-16.4%
EIX	Buy	EDISON I	$14,635,000,000	+39.0%	251,843	+35.4%	0.29%	+44.7%
MON	Sell	MONSANTO	$14,503,000,000	-25.9%	116,266	-32.5%	0.28%	-23.2%
FMER	New	FIRSTMER	$14,419,000,000	–	730,088	+100.0%	0.28%	–
ATVI	New	ACTIVISI	$14,394,000,000	–	645,483	+100.0%	0.28%	–
LNT	Buy	ALLIANT	$14,244,000,000	+23.5%	234,050	+15.3%	0.28%	+27.9%
ADS	New	ALLIANCE	$14,062,000,000	–	50,000	+100.0%	0.28%	–
RF	Buy	REGIONS	$14,017,000,000	+82.8%	1,319,856	+91.2%	0.28%	+90.3%
GM	Sell	GENERAL	$14,003,000,000	-36.6%	385,769	-39.9%	0.28%	-34.1%
	Sell	MGM RESOnote4	$14,017,000,000	-3.9%	9,500,000	-5.0%	0.28%	0.0%
AWK	Sell	AMERICAN	$13,873,000,000	-28.6%	280,552	-34.4%	0.27%	-25.8%
HD	Sell	HOME DEP	$13,662,000,000	+1.8%	168,755	-0.4%	0.27%	+5.9%
SNV	New	SYNOVUS	$13,570,000,000	–	556,600	+100.0%	0.27%	–
TAN	Buy	CLAYMOREgugge	$13,119,000,000	+29.4%	294,338	+28.3%	0.26%	+34.4%
CPN	New	CALPINE	$13,089,000,000	–	549,715	+100.0%	0.26%	–
VC	New	VISTEON	$12,986,000,000	–	133,864	+100.0%	0.26%	–
UPS	Buy	UNITED Pclb	$12,966,000,000	+1114.0%	126,296	+1051.2%	0.26%	+1175.0%
OGE	Sell	OGE ENER	$12,721,000,000	-8.9%	325,500	-14.3%	0.25%	-5.3%
KEY	New	KEYCORP	$12,209,000,000	–	851,977	+100.0%	0.24%	–
PWR	Buy	QUANTA S	$11,998,000,000	+140.6%	346,955	+156.7%	0.24%	+151.1%
PPS	Sell	POST PPT	$11,761,000,000	-63.3%	220,000	-66.3%	0.23%	-61.9%
	Sell	PHH CORPnote6	$11,704,000,000	-50.6%	6,000,000	-45.5%	0.23%	-48.8%
ALSN	New	ALLISON	$11,418,000,000	–	367,128	+100.0%	0.22%	–
DKS	Buy	DICKS SP	$11,225,000,000	+102.2%	241,078	+137.1%	0.22%	+110.5%
	Buy	BOTTOMLInote1	$11,183,000,000	+34.9%	9,500,000	+50.2%	0.22%	+40.1%
	New	JARDEN Cnote1	$11,048,000,000	–	8,000,000	+100.0%	0.22%	–
SLGN	Buy	SILGAN H	$10,839,000,000	+52.3%	213,278	+48.4%	0.21%	+57.8%
	New	AUXILIUMnote1	$10,827,000,000	–	10,000,000	+100.0%	0.21%	–
HOT	Sell	STARWOOD	$10,828,000,000	-76.9%	133,975	-77.3%	0.21%	-76.0%
	Buy	MENTOR Gsdcv4	$10,687,000,000	+6.9%	8,713,000	+8.9%	0.21%	+11.1%
	New	HUDSON C	$10,567,000,000	–	1,153,700	+100.0%	0.21%	–
FITB	New	FIFTH TH	$10,328,000,000	–	483,757	+100.0%	0.20%	–
PNC	New	PNC FINL	$10,154,000,000	–	114,027	+100.0%	0.20%	–
PF	Buy	PINNACLE	$10,122,000,000	+11.9%	307,645	+1.6%	0.20%	+16.4%
DFODQ	New	DEAN FOO	$10,041,000,000	–	570,813	+100.0%	0.20%	–
QIHU	Buy	QIHOO 36ads	$9,927,000,000	+143.1%	107,850	+163.0%	0.20%	+153.2%
SON	Sell	SONOCO P	$9,881,000,000	-28.8%	224,921	-33.5%	0.19%	-26.2%
BRX	Sell	BRIXMOR	$9,731,000,000	-71.4%	424,000	-73.4%	0.19%	-70.2%
JKS	New	JINKOSOLspons	$9,758,000,000	–	323,444	+100.0%	0.19%	–
	New	VOLCANOnote1	$9,699,000,000	–	10,000,000	+100.0%	0.19%	–
SWY	New	SAFEWAY	$9,444,000,000	–	275,000	+100.0%	0.19%	–
SWFT	Buy	SWIFT TRcla	$9,343,000,000	+13.3%	370,315	+11.1%	0.18%	+17.9%
NUE	Sell	NUCOR CO	$9,229,000,000	-66.1%	187,389	-65.3%	0.18%	-64.7%
	New	SPIRIT Rnote2	$9,023,000,000	–	9,000,000	+100.0%	0.18%	–
	Sell	MERRIMACnote4	$8,811,000,000	+15.9%	6,500,000	-13.3%	0.17%	+20.1%
SIRI	Sell	SIRIUS X	$8,725,000,000	-45.2%	2,521,667	-49.3%	0.17%	-43.0%
NRG	Sell	NRG ENER	$8,649,000,000	-35.0%	232,499	-44.4%	0.17%	-32.5%
EDR	Sell	EDUCATIO	$8,593,000,000	-60.0%	800,110	-63.2%	0.17%	-58.5%
	Buy	SEQUENOMnote5	$8,596,000,000	+60.8%	8,000,000	+33.3%	0.17%	+67.3%
BZT	Sell	BEAZER Hunit9	$8,583,000,000	-34.3%	265,000	-36.1%	0.17%	-31.6%
CCJ	Buy	CAMECO C	$8,582,000,000	+649.5%	437,645	+775.3%	0.17%	+668.2%
QTS	Sell	QTS RLTY	$8,450,000,000	-22.6%	295,161	-32.1%	0.17%	-19.8%
DISH	Buy	DISH NETcla	$8,449,000,000	+62.8%	129,819	+55.6%	0.17%	+69.4%
AVB	Sell	AVALONBA	$8,391,000,000	-84.2%	59,010	-85.4%	0.16%	-83.6%
BTU	New	PEABODY	$8,256,000,000	–	504,975	+100.0%	0.16%	–
FFIV	New	F5 NETWO	$8,271,000,000	–	74,216	+100.0%	0.16%	–
AL	New	AIR LEAScla	$8,177,000,000	–	211,939	+100.0%	0.16%	–
POST	Buy	POST HLD	$8,141,000,000	+52.6%	159,909	+65.2%	0.16%	+58.4%
BMR	Sell	BIOMED R	$8,084,000,000	-77.3%	370,302	-78.7%	0.16%	-76.4%
BKU	Sell	BANKUNIT	$8,011,000,000	-57.0%	239,263	-55.3%	0.16%	-55.2%
OI	Buy	OWENS IL	$7,941,000,000	+49.5%	229,253	+46.1%	0.16%	+54.5%
FL	Buy	FOOT LOC	$7,938,000,000	+25.2%	156,512	+15.9%	0.16%	+30.0%
FOXA	Buy	TWENTY Fcla	$7,822,000,000	+22.4%	222,538	+11.3%	0.15%	+27.3%
TMUS	Sell	T-MOBILE	$7,721,000,000	-61.3%	229,660	-62.0%	0.15%	-59.8%
CSIQ	Buy	CANADIAN	$7,588,000,000	+69.1%	242,727	+73.4%	0.15%	+75.3%
CR	New	CRANE CO	$7,440,000,000	–	100,056	+100.0%	0.15%	–
	New	SPECTRANmtnf2	$7,300,000,000	–	7,000,000	+100.0%	0.14%	–
TSU	New	TIM PARTspons	$6,965,000,000	–	239,912	+100.0%	0.14%	–
AMG	New	AFFILIAT	$6,895,000,000	–	33,569	+100.0%	0.14%	–
PACW	Sell	PACWEST	$6,845,000,000	-35.9%	158,558	-36.1%	0.14%	-33.2%
LAMR	New	LAMAR ADcla	$6,754,000,000	–	127,432	+100.0%	0.13%	–
SBAC	Sell	SBA COMM	$6,724,000,000	-74.9%	65,733	-77.7%	0.13%	-74.0%
EWBC	Sell	EAST WES	$6,667,000,000	-21.1%	190,553	-17.6%	0.13%	-18.1%
HPP	Sell	HUDSON P	$6,660,000,000	-72.7%	262,837	-75.1%	0.13%	-71.6%
DDR	Sell	DDR CORP	$6,533,000,000	-63.8%	370,579	-66.1%	0.13%	-62.3%
AZN	New	ASTRAZENspons	$6,569,000,000	–	88,398	+100.0%	0.13%	–
GEF	Sell	GREIF INcla	$6,492,000,000	-19.9%	118,997	-22.9%	0.13%	-16.9%
SNECQ	New	SANCHEZ	$6,494,000,000	–	172,748	+100.0%	0.13%	–
STWD	Sell	STARWOOD	$6,150,000,000	-53.5%	258,727	-53.8%	0.12%	-51.6%
OC	New	OWENS CO	$6,078,000,000	–	157,139	+100.0%	0.12%	–
KMT	New	KENNAMET	$6,088,000,000	–	131,548	+100.0%	0.12%	–
	New	TAKE-TWOnote1	$6,110,000,000	–	5,000,000	+100.0%	0.12%	–
OXY	Sell	OCCIDENT	$6,062,000,000	-25.1%	59,062	-30.5%	0.12%	-22.2%
FLS	New	FLOWSERV	$5,986,000,000	–	80,511	+100.0%	0.12%	–
PLD	Sell	PROLOGIS	$5,910,000,000	-39.1%	143,832	-39.5%	0.12%	-37.0%
LAZ	Buy	LAZARD L	$5,775,000,000	+27.4%	112,000	+16.4%	0.11%	+32.6%
	Sell	SEACOR Hnote2	$5,772,000,000	-44.4%	5,000,000	-42.5%	0.11%	-42.1%
RAX	New	RACKSPAC	$5,757,000,000	–	171,037	+100.0%	0.11%	–
TCBI	New	TEXAS CA	$5,666,000,000	–	105,014	+100.0%	0.11%	–
PNW	New	PINNACLE	$5,584,000,000	–	96,543	+100.0%	0.11%	–
	New	RENEWABLmtnf2	$5,544,000,000	–	5,000,000	+100.0%	0.11%	–
LNCE	Buy	SNYDERS-	$5,553,000,000	+19.8%	209,867	+27.6%	0.11%	+23.9%
AINV	New	APOLLO I	$5,496,000,000	–	638,362	+100.0%	0.11%	–
LTC	Sell	LTC PPTY	$5,372,000,000	-66.2%	137,598	-67.4%	0.11%	-64.8%
CUZ	Sell	COUSINS	$5,354,000,000	-82.6%	430,000	-84.0%	0.10%	-82.0%
	New	MCGRAW Hom	$5,324,000,000	–	5,000	+100.0%	0.10%	–
FIBK	New	FIRST IN	$5,283,000,000	–	194,380	+100.0%	0.10%	–
ELS	Sell	EQUITY L	$5,294,000,000	-88.5%	119,891	-89.4%	0.10%	-88.1%
RAI	Sell	REYNOLDS	$5,159,000,000	-52.4%	85,477	-57.8%	0.10%	-50.2%
HCP	Sell	HCP INC	$5,139,000,000	-6.2%	124,190	-12.1%	0.10%	-2.9%
GPS	New	GAP INC	$5,116,000,000	–	123,080	+100.0%	0.10%	–
CYN	New	CITY NAT	$5,117,000,000	–	67,539	+100.0%	0.10%	–
MDU	New	MDU RES	$5,119,000,000	–	145,841	+100.0%	0.10%	–
		QUANTUMnote4	$5,154,000,000	0.0%	5,000,000	0.0%	0.10%	+3.1%
CMCSA	Sell	COMCASTcla	$5,089,000,000	-18.6%	94,800	-24.2%	0.10%	-15.3%
WY	New	WEYERHAEput	$5,050,000,000	–	1,000,000	+100.0%	0.10%	–
RHT	New	RED HAT	$4,974,000,000	–	90,000	+100.0%	0.10%	–
CHTR	New	CHARTERclane	$4,942,000,000	–	31,206	+100.0%	0.10%	–
WERN	New	WERNER E	$4,918,000,000	–	185,501	+100.0%	0.10%	–
ZION	New	ZIONS BA	$4,840,000,000	–	164,251	+100.0%	0.10%	–
KRC	Sell	KILROY R	$4,826,000,000	-88.7%	77,495	-89.4%	0.10%	-88.3%
CLF	Sell	CLIFFS N	$4,802,000,000	-76.1%	319,043	-67.6%	0.10%	-75.1%
VIP	New	VIMPELCOspons	$4,822,000,000	–	574,022	+100.0%	0.10%	–
LBTYA	Sell	LIBERTY	$4,727,000,000	-1.8%	106,904	-7.7%	0.09%	+2.2%
BXP	Sell	BOSTON P	$4,727,000,000	-87.0%	40,000	-87.4%	0.09%	-86.5%
CCI	Sell	CROWN CA	$4,678,000,000	-79.8%	62,990	-79.9%	0.09%	-79.0%
BBBY	New	BED BATH	$4,661,000,000	–	81,226	+100.0%	0.09%	–
EPAC	Sell	ACTUANTclane	$4,530,000,000	-68.9%	131,041	-69.3%	0.09%	-67.8%
	New	SOLAZYMEnote5	$4,449,000,000	–	4,000,000	+100.0%	0.09%	–
AGO	New	ASSURED	$4,490,000,000	–	183,281	+100.0%	0.09%	–
OPEN	New	OPENTABL	$4,434,000,000	–	42,800	+100.0%	0.09%	–
SPXC	New	SPX CORP	$4,361,000,000	–	40,298	+100.0%	0.09%	–
SNDK	Sell	SANDISK	$4,275,000,000	-38.2%	40,937	-51.9%	0.08%	-35.9%
LPX	New	LOUISIAN	$4,155,000,000	–	276,658	+100.0%	0.08%	–
IDIX	New	IDENIX P	$4,097,000,000	–	170,000	+100.0%	0.08%	–
CW	New	CURTISS	$4,119,000,000	–	62,822	+100.0%	0.08%	–
VALE	New	VALE S Aadr	$3,955,000,000	–	298,937	+100.0%	0.08%	–
SNI	Sell	SCRIPPSclaco	$3,917,000,000	-8.8%	48,278	-14.6%	0.08%	-4.9%
EXR	Sell	EXTRA SP	$3,826,000,000	-86.1%	71,841	-87.3%	0.08%	-85.6%
MAS	New	MASCO CO	$3,738,000,000	–	168,395	+100.0%	0.07%	–
AKR	Sell	ACADIA R	$3,757,000,000	-89.9%	133,745	-90.6%	0.07%	-89.5%
SBNY	New	SIGNATUR	$3,703,000,000	–	29,347	+100.0%	0.07%	–
SIVB	Sell	SVB FINL	$3,647,000,000	-72.6%	31,270	-69.7%	0.07%	-71.4%
XLS	New	EXELIS I	$3,630,000,000	–	213,800	+100.0%	0.07%	–
VZ	Sell	VERIZON	$3,500,000,000	-70.0%	71,526	-70.8%	0.07%	-68.8%
WFC	Buy	WELLS FA	$3,523,000,000	+267.0%	67,024	+247.4%	0.07%	+283.3%
FIO	New	FUSION-I	$3,390,000,000	–	300,000	+100.0%	0.07%	–
REXR	Sell	REXFORD	$3,329,000,000	-55.0%	233,776	-55.2%	0.07%	-52.9%
SCI		SERVICE	$3,108,000,000	+4.2%	150,000	0.0%	0.06%	+8.9%
DMND	Buy	DIAMOND	$2,996,000,000	+42.9%	106,252	+77.1%	0.06%	+47.5%
PCP	New	PRECISIO	$3,013,000,000	–	11,937	+100.0%	0.06%	–
CMC	New	COMMERCI	$2,989,000,000	–	172,670	+100.0%	0.06%	–
CRM	New	SALESFOR	$2,938,000,000	–	50,590	+100.0%	0.06%	–
CBST	New	CUBIST P	$2,960,000,000	–	42,400	+100.0%	0.06%	–
SPY	Buy	SPDR S&Ptruni	$2,936,000,000	+99.7%	15,000	+90.8%	0.06%	+107.1%
CSGP	New	COSTAR G	$2,905,000,000	–	18,364	+100.0%	0.06%	–
GM	Sell	GENERALcall	$2,843,000,000	-13.5%	972,710	-29.4%	0.06%	-9.7%
ANSS	New	ANSYS IN	$2,835,000,000	–	37,389	+100.0%	0.06%	–
CPT	Sell	CAMDEN Pshben	$2,806,000,000	-91.2%	39,432	-91.7%	0.06%	-90.9%
S	Sell	SPRINT C	$2,764,000,000	-36.5%	324,075	-31.5%	0.05%	-34.1%
GWRU	New	GENESEEunit1	$2,720,000,000	–	20,000	+100.0%	0.05%	–
CAM	New	CAMERON	$2,697,000,000	–	39,836	+100.0%	0.05%	–
HCN	New	HEALTH C	$2,707,000,000	–	43,194	+100.0%	0.05%	–
RDA	New	RDA MICRspons	$2,680,000,000	–	156,622	+100.0%	0.05%	–
OVTI	New	OMNIVISI	$2,632,000,000	–	119,759	+100.0%	0.05%	–
MA	Sell	MASTERCAcla	$2,649,000,000	-80.7%	36,050	-80.4%	0.05%	-80.0%
TRN	New	TRINITY	$2,643,000,000	–	60,455	+100.0%	0.05%	–
AHP	Sell	ASHFORD	$2,576,000,000	-64.7%	150,113	-68.9%	0.05%	-63.0%
ABEV	New	AMBEV SAspons	$2,521,000,000	–	358,078	+100.0%	0.05%	–
IR	New	INGERSOL	$2,544,000,000	–	40,699	+100.0%	0.05%	–
NESCQ	New	NUVERRA	$2,556,000,000	–	127,120	+100.0%	0.05%	–
AMC	New	AMC ENTMclaco	$2,536,000,000	–	101,980	+100.0%	0.05%	–
	Sell	CAL DIVEnote5	$2,465,000,000	-66.8%	2,960,000	-61.9%	0.05%	-65.2%
CPWR		COMPUWAR	$2,498,000,000	-4.8%	250,000	0.0%	0.05%	-2.0%
MGA	New	MAGNA IN	$2,448,000,000	–	22,718	+100.0%	0.05%	–
SATS	Sell	ECHOSTARcla	$2,400,000,000	-52.3%	45,328	-57.1%	0.05%	-50.5%
OHI	Sell	OMEGA HE	$2,373,000,000	-67.9%	64,381	-70.8%	0.05%	-66.4%
PCLN	New	PRICELIN	$2,406,000,000	–	2,000	+100.0%	0.05%	–
CDR	Sell	CEDAR RE	$2,125,000,000	-70.0%	340,000	-70.7%	0.04%	-68.7%
PRTA	New	PROTHENA	$2,115,000,000	–	93,800	+100.0%	0.04%	–
RVBD	New	RIVERBED	$2,142,000,000	–	103,837	+100.0%	0.04%	–
EQR	New	EQUITY Rshben	$2,064,000,000	–	32,766	+100.0%	0.04%	–
O	New	REALTY I	$2,043,000,000	–	46,003	+100.0%	0.04%	–
FCX	Buy	FREEPORT	$1,957,000,000	+196.1%	53,624	+168.1%	0.04%	+200.0%
ZEUS	Buy	OLYMPIC	$1,985,000,000	-11.5%	80,214	+2.6%	0.04%	-7.1%
GGP	Sell	GENERAL	$1,921,000,000	-75.9%	81,546	-77.5%	0.04%	-74.8%
CVEO	New	CIVEO CO	$1,927,000,000	–	76,972	+100.0%	0.04%	–
EOX	Sell	EMERALD	$1,912,000,000	-24.2%	250,000	-33.4%	0.04%	-20.8%
ZEP	Buy	ZEP INC	$1,784,000,000	+8.2%	100,995	+8.4%	0.04%	+12.9%
RAD		RITE AID	$1,792,000,000	+14.3%	250,000	0.0%	0.04%	+16.7%
IVV	Buy	ISHAREScores	$1,783,000,000	+110.5%	9,050	+101.1%	0.04%	+118.8%
WCN	New	WASTE CO	$1,761,000,000	–	36,267	+100.0%	0.04%	–
MDY	New	SPDR S&Putser	$1,759,000,000	–	6,750	+100.0%	0.04%	–
TKR	New	TIMKEN C	$1,778,000,000	–	26,204	+100.0%	0.04%	–
QIWI	New	QIWI PLCspona	$1,731,000,000	–	42,917	+100.0%	0.03%	–
ZQKSQ	Buy	QUIKSILV	$1,731,000,000	-31.7%	483,518	+43.3%	0.03%	-29.2%
ARUN	New	ARUBA NE	$1,752,000,000	–	100,000	+100.0%	0.03%	–
WYND	Buy	WYNDHAM	$1,671,000,000	+356.6%	22,064	+341.3%	0.03%	+371.4%
CBD	New	COMPANHIspnad	$1,686,000,000	–	36,393	+100.0%	0.03%	–
	New	CONCUR Tnote0	$1,682,000,000	–	1,500,000	+100.0%	0.03%	–
LDRH	New	LDR HLDG	$1,626,000,000	–	65,000	+100.0%	0.03%	–
NNN	New	NATIONAL	$1,645,000,000	–	44,232	+100.0%	0.03%	–
KTWO	New	K2M GROU	$1,637,000,000	–	110,000	+100.0%	0.03%	–
CNQR	New	CONCUR T	$1,576,000,000	–	16,882	+100.0%	0.03%	–
HYG		ISHARESiboxx	$1,571,000,000	+0.9%	16,500	0.0%	0.03%	+6.9%
SGMO	Sell	SANGAMO	$1,527,000,000	-63.3%	100,000	-56.5%	0.03%	-62.0%
GULTU	New	GULF COAroyal	$1,513,000,000	–	516,346	+100.0%	0.03%	–
KIM	New	KIMCO RL	$1,451,000,000	–	63,138	+100.0%	0.03%	–
CX	New	CEMEX SAspona	$1,476,000,000	–	111,585	+100.0%	0.03%	–
UDR	New	UDR INC	$1,487,000,000	–	51,947	+100.0%	0.03%	–
ASC	Sell	ARDMORE	$1,407,000,000	-47.1%	101,700	-49.2%	0.03%	-44.0%
MAA	Sell	MID-AMER	$1,405,000,000	-97.1%	19,227	-97.3%	0.03%	-96.9%
DCT	Sell	DCT INDU	$1,381,000,000	-95.5%	168,236	-95.7%	0.03%	-95.4%
OIS	Sell	OIL STS	$1,369,000,000	-76.9%	21,354	-64.4%	0.03%	-75.9%
P103PS	Buy	NPS PHAR	$1,322,000,000	+194.4%	40,000	+166.7%	0.03%	+188.9%
VTSS	New	VITESSE	$1,265,000,000	–	366,541	+100.0%	0.02%	–
		INTEL COsdcv2	$1,246,000,000	+5.1%	1,000,000	0.0%	0.02%	+13.6%
IWM	Buy	ISHARESrusse	$1,277,000,000	+37.2%	10,746	+34.3%	0.02%	+38.9%
PETX	Buy	ARATANA	$1,246,000,000	+332.6%	79,800	+413.6%	0.02%	+400.0%
DRE	Sell	DUKE REA	$1,281,000,000	-93.0%	70,540	-93.5%	0.02%	-92.8%
NBHC	Sell	NATIONALcla	$1,236,000,000	-60.6%	61,970	-60.4%	0.02%	-59.3%
TCF	New	TCF FINL	$1,160,000,000	–	70,890	+100.0%	0.02%	–
WBS	Sell	WEBSTER	$1,157,000,000	-88.4%	36,696	-88.6%	0.02%	-87.8%
LULU	Sell	LULULEMO	$1,174,000,000	-35.4%	29,011	-16.0%	0.02%	-32.4%
	New	SALESFORnote0	$1,153,000,000	–	1,000,000	+100.0%	0.02%	–
RPAI	New	RETAIL Pcla	$1,125,000,000	–	73,160	+100.0%	0.02%	–
CPST	Buy	CAPSTONE	$1,132,000,000	+260.5%	750,000	+408.5%	0.02%	+266.7%
CIE	Buy	COBALT I	$1,101,000,000	+50.2%	60,000	+50.0%	0.02%	+57.1%
		INTEGRAnote1	$1,082,000,000	+1.3%	1,000,000	0.0%	0.02%	+5.0%
		APOLLO Cnote5	$1,059,000,000	+3.6%	1,000,000	0.0%	0.02%	+10.5%
FCFS	Sell	FIRST CA	$1,059,000,000	+12.1%	18,393	-1.7%	0.02%	+16.7%
		BROADSOFnote1	$1,022,000,000	-3.0%	1,000,000	0.0%	0.02%	0.0%
		NUANCE Cnote2	$1,004,000,000	-0.3%	1,000,000	0.0%	0.02%	+5.3%
	New	NETSUITEnote0	$1,031,000,000	–	1,000,000	+100.0%	0.02%	–
TXMD	Sell	THERAPEU	$994,000,000	-37.0%	225,000	-10.0%	0.02%	-33.3%
	New	SHUTTERFnote0	$1,009,000,000	–	1,000,000	+100.0%	0.02%	–
GOOGL	New	GOOGLE Icla	$1,023,000,000	–	1,750	+100.0%	0.02%	–
FB	Sell	FACEBOOKcla	$1,009,000,000	-87.9%	15,000	-89.2%	0.02%	-87.3%
		ENDOLOGInote2	$1,001,000,000	+5.0%	1,000,000	0.0%	0.02%	+11.1%
NBIX	Sell	NEUROCRI	$965,000,000	-38.0%	65,000	-32.8%	0.02%	-34.5%
EPHE	New	ISHARESmscip	$893,000,000	–	24,243	+100.0%	0.02%	–
EIDO	New	ISHARESmscii	$906,000,000	–	34,334	+100.0%	0.02%	–
HEI	New	HEICO CO	$922,000,000	–	17,750	+100.0%	0.02%	–
		TIBCO SOnote2	$938,000,000	+0.5%	925,000	0.0%	0.02%	0.0%
AWAY	Sell	HOMEAWAY	$870,000,000	-59.4%	25,000	-56.0%	0.02%	-58.5%
MATX	New	MATSON I	$872,000,000	–	32,500	+100.0%	0.02%	–
BBD	Sell	BANCO BRspadr	$797,000,000	-57.6%	54,880	-60.1%	0.02%	-55.6%
AMZN	New	AMAZON C	$812,000,000	–	2,500	+100.0%	0.02%	–
		GREENBRInote3	$807,000,000	+18.3%	480,000	0.0%	0.02%	+23.1%
PLUG	New	PLUG POW	$819,000,000	–	175,000	+100.0%	0.02%	–
FMBI	New	FIRST MI	$830,000,000	–	48,729	+100.0%	0.02%	–
PSB	Sell	PS BUSIN	$789,000,000	-96.8%	9,454	-96.8%	0.02%	-96.6%
SHO	Sell	SUNSTONE	$754,000,000	-94.7%	50,479	-95.2%	0.02%	-94.5%
CHSP	New	CHESAPEAshben	$750,000,000	–	24,815	+100.0%	0.02%	–
HTA	New	HEALTHCAcla	$763,000,000	–	63,398	+100.0%	0.02%	–
REGI	New	RENEWABL	$740,000,000	–	64,482	+100.0%	0.02%	–
ATRC	Sell	ATRICURE	$735,000,000	-21.8%	40,000	-20.0%	0.01%	-22.2%
GRT	New	GLIMCHERshben	$708,000,000	–	65,392	+100.0%	0.01%	–
PEIX	New	PACIFIC	$726,000,000	–	47,500	+100.0%	0.01%	–
	New	LIBERTYdeb0.	$672,000,000	–	500,000	+100.0%	0.01%	–
ITUB	New	ITAU UNIspona	$678,000,000	–	47,147	+100.0%	0.01%	–
AMZGQ	New	AMERICAN	$685,000,000	–	114,306	+100.0%	0.01%	–
TWC		TIME WARcall	$655,000,000	+37.9%	100,000	0.0%	0.01%	+44.4%
CERU	New	CERULEAN	$636,000,000	–	109,650	+100.0%	0.01%	–
LCNB		LCNB COR	$646,000,000	-6.6%	40,000	0.0%	0.01%	0.0%
		STONE ENnote1	$635,000,000	+3.4%	500,000	0.0%	0.01%	0.0%
TSN	Sell	TYSON FOput	$610,000,000	+2672.7%	215,000	-28.3%	0.01%	–
CUBE	New	CUBESMAR	$622,000,000	–	33,958	+100.0%	0.01%	–
IDTI	New	INTEGRAT	$618,000,000	–	40,000	+100.0%	0.01%	–
GCVRZ		SANOFIright	$602,000,000	+61.4%	1,203,178	0.0%	0.01%	+71.4%
		VIPSHOPnote1	$591,000,000	+17.5%	500,000	0.0%	0.01%	+20.0%
PBR	New	PETROLEOspons	$538,000,000	–	36,786	+100.0%	0.01%	–
MWW	New	MONSTER	$490,000,000	–	75,000	+100.0%	0.01%	–
VTGDF	Sell	VANTAGEordsh	$528,000,000	-22.8%	275,000	-31.2%	0.01%	-23.1%
CIDM		CINEDIGM	$436,000,000	-2.7%	175,000	0.0%	0.01%	+12.5%
SYY	Sell	SYSCO COcall	$480,000,000	+8.6%	300,000	-25.0%	0.01%	+12.5%
HCNPRI		HEALTH Cpfdpe	$438,000,000	+4.5%	7,500	0.0%	0.01%	+12.5%
CORI	New	CORIUM I	$383,000,000	–	49,303	+100.0%	0.01%	–
TKC	New	TURKCELLspona	$387,000,000	–	24,802	+100.0%	0.01%	–
SSH	Sell	SUNSHINE	$392,000,000	-46.3%	70,000	-44.0%	0.01%	-42.9%
ATRS	Sell	ANTARES	$400,000,000	-48.1%	150,000	-31.8%	0.01%	-46.7%
		EQUINIXnote3	$380,000,000	+15.2%	200,000	0.0%	0.01%	+16.7%
AEC	New	ASSOCIAT	$339,000,000	–	18,833	+100.0%	0.01%	–
CYHHZ		COMMUNITright	$335,000,000	+10.6%	5,006,300	0.0%	0.01%	+16.7%
AVIV	New	AVIV REI	$361,000,000	–	12,802	+100.0%	0.01%	–
CZZ	New	COSAN LT	$349,000,000	–	25,750	+100.0%	0.01%	–
BOH	New	BANK HAW	$300,000,000	–	5,114	+100.0%	0.01%	–
NSPH	Buy	NANOSPHE	$316,000,000	-1.9%	200,000	+33.3%	0.01%	0.0%
MDXG	Sell	MIMEDX G	$319,000,000	-48.0%	45,000	-55.0%	0.01%	-50.0%
EVAR	New	LOMBARD	$288,000,000	–	40,000	+100.0%	0.01%	–
MTGE	New	AMERICAN	$282,000,000	–	14,102	+100.0%	0.01%	–
SEM	New	SELECT M	$246,000,000	–	15,787	+100.0%	0.01%	–
HEAR	New	TURTLE B	$231,000,000	–	25,000	+100.0%	0.01%	–
AAN	New	AARONS I	$236,000,000	–	6,611	+100.0%	0.01%	–
TWO	Sell	TWO HBRS	$255,000,000	-98.1%	24,291	-98.1%	0.01%	-98.0%
WYPRA	New	WEYERHAEprefc	$241,000,000	–	4,189	+100.0%	0.01%	–
MHK	Sell	MOHAWK I	$254,000,000	-98.8%	1,837	-98.8%	0.01%	-98.7%
CAG	New	CONAGRA	$228,000,000	–	7,674	+100.0%	0.00%	–
VALE	New	VALE S Acall	$213,000,000	–	600,000	+100.0%	0.00%	–
NMFC	New	NEW MTN	$220,000,000	–	14,806	+100.0%	0.00%	–
GAS	New	AGL RES	$209,000,000	–	3,799	+100.0%	0.00%	–
MO	New	ALTRIA Gcall	$166,000,000	–	396,500	+100.0%	0.00%	–
NAV		NAVISTARput	$168,000,000	-54.0%	100,000	0.0%	0.00%	-57.1%
T102SC	New	KITE RLT	$164,000,000	–	26,774	+100.0%	0.00%	–
ISBC	New	INVESTOR	$157,000,000	–	14,224	+100.0%	0.00%	–
SPY	New	SPDR S&Pput	$175,000,000	–	556,700	+100.0%	0.00%	–
ON	New	ON SEMIC	$109,000,000	–	11,872	+100.0%	0.00%	–
RIO	Buy	RIO TINTput	$122,000,000	+281.2%	137,500	+37.5%	0.00%	+100.0%
PSEC	New	PROSPECT	$117,000,000	–	11,036	+100.0%	0.00%	–
QTNT	New	QUOTIENT	$83,000,000	–	10,000	+100.0%	0.00%	–
HT	New	HERSHA Hshben	$108,000,000	–	16,141	+100.0%	0.00%	–
VG	New	VONAGE H	$92,000,000	–	24,439	+100.0%	0.00%	–
TCPTF	New	THOMPSONcall	$42,000,000	–	333,900	+100.0%	0.00%	–
NI	New	NISOURCEcall	$30,000,000	–	100,000	+100.0%	0.00%	–
QQQ	New	POWERSHAput	$42,000,000	–	50,000	+100.0%	0.00%	–
STZ	New	CONSTELLput	$36,000,000	–	75,000	+100.0%	0.00%	–
DRYS	New	DRYSHIPSput	$50,000,000	–	150,000	+100.0%	0.00%	–
QTNT	New	QUOTIENTcall	$67,000,000	–	61,200	+100.0%	0.00%	–
EWJ	New	ISHAREScall	$39,000,000	–	271,200	+100.0%	0.00%	–
CSX	New	CSX CORPput	$33,000,000	–	300,000	+100.0%	0.00%	–
XOP	Sell	SPDR SERput	$74,000,000	-44.8%	75,000	-70.0%	0.00%	-66.7%
CTXS	New	CITRIX Scall	$42,000,000	–	50,000	+100.0%	0.00%	–
LULU		LULULEMOcall	$65,000,000	-88.8%	100,000	0.0%	0.00%	-90.9%
DD	New	DU PONTcall	$30,000,000	–	50,000	+100.0%	0.00%	–
DG	New	DOLLAR Gcall	$72,000,000	–	35,000	+100.0%	0.00%	–
SNTA		SYNTA PHcall	$20,000,000	-41.2%	25,000	0.0%	0.00%	-100.0%
SQNM		SEQUENOMcall	$8,000,000	+60.0%	50,000	0.0%	0.00%	–
XLU	Buy	SELECT Sput	$7,000,000	+250.0%	310,000	+313.3%	0.00%	–
XLE	New	SELECT Sput	$18,000,000	–	25,000	+100.0%	0.00%	–
POT	New	POTASH Cput	$15,000,000	–	50,000	+100.0%	0.00%	–
UNP		UNION PAput	$24,000,000	-74.5%	100,000	0.0%	0.00%	-100.0%
RSX	New	MARKET Vput	$1,000,000	–	30,000	+100.0%	0.00%	–
IWM	New	ISHARESput	$5,000,000	–	11,100	+100.0%	0.00%	–
GT	New	GOODYEARput	$2,000,000	–	20,000	+100.0%	0.00%	–
GIS	New	GENERALcall	$4,000,000	–	50,000	+100.0%	0.00%	–
FAST	New	FASTENALcall	$3,000,000	–	13,000	+100.0%	0.00%	–
WWAV	Sell	WHITEWAVput	$17,000,000	-95.2%	266,900	-55.5%	0.00%	-100.0%
KO	Sell	COCA COLcall	$17,000,000	0.0%	30,000	-87.0%	0.00%	–
CLX	New	CLOROX Ccall	$11,000,000	–	45,000	+100.0%	0.00%	–
BHP	New	BHP BILLcall	$11,000,000	–	100,000	+100.0%	0.00%	–
SO	Exit	SOUTHERNput	$0	–	-138,500	-100.0%	0.00%	–
ED	Exit	CONSOLIDput	$0	–	-50,000	-100.0%	0.00%	–
EOX	Exit	EMERALDcall	$0	–	-20,000	-100.0%	0.00%	–
ISIS	Exit	ISIS PHAput	$0	–	-50,000	-100.0%	0.00%	–
MON	Exit	MONSANTOput	$0	–	-30,000	-100.0%	0.00%	–
LMCA	Exit	LIBERTYcall	$0	–	-15,000	-100.0%	0.00%	–
DLLR	Exit	DFC GLOBput	$0	–	-200,000	-100.0%	0.00%	–
MAR	Exit	MARRIOTTput	$0	–	-100,000	-100.0%	0.00%	–
ANWWQ	Exit	AEGEAN Mput	$0	–	-50,000	-100.0%	0.00%	–
SBAC	Exit	SBA COMMcall	$0	–	-50,000	-100.0%	0.00%	–
DKS	Exit	DICKS SPcall	$0	–	-12,700	-100.0%	0.00%	–
OCN	Exit	OCWEN FIput	$0	–	-140,000	-100.0%	-0.00%	–
CMCSA	Exit	COMCASTcall	$0	–	-50,000	-100.0%	-0.00%	–
XLB	Exit	SELECT Sput	$0	–	-200,000	-100.0%	-0.00%	–
XLF	Exit	SELECT Sput	$0	–	-300,000	-100.0%	-0.00%	–
VTNR	Exit	VERTEX E	$0	–	-15,000	-100.0%	-0.00%	–
FCEL	Exit	FUELCELL	$0	–	-50,000	-100.0%	-0.00%	–
XLI	Exit	SELECT Sput	$0	–	-200,000	-100.0%	-0.00%	–
SPY	Exit	SPDR S&Pcall	$0	–	-100,000	-100.0%	-0.00%	–
HSY	Exit	HERSHEYput	$0	–	-100,000	-100.0%	-0.00%	–
RL	Exit	RALPH LAcall	$0	–	-50,000	-100.0%	-0.00%	–
RGLS	Exit	REGULUS	$0	–	-20,000	-100.0%	-0.00%	–
EL	Exit	LAUDER Ecall	$0	–	-150,000	-100.0%	-0.00%	–
NTI	Exit	NORTHERN	$0	–	-9,000	-100.0%	-0.00%	–
BAP	Exit	CREDICOR	$0	–	-1,576	-100.0%	-0.00%	–
HAIN	Exit	HAIN CEL	$0	–	-2,364	-100.0%	-0.00%	–
EWT	Exit	ISHARESmscit	$0	–	-14,234	-100.0%	-0.00%	–
GDXJ	Exit	MARKET Vjrgol	$0	–	-6,333	-100.0%	-0.00%	–
PGNX	Exit	PROGENIC	$0	–	-50,000	-100.0%	-0.00%	–
PVH	Exit	PVH CORPcall	$0	–	-50,000	-100.0%	-0.01%	–
NWHM	Exit	NEW HOME	$0	–	-20,000	-100.0%	-0.01%	–
TA	Exit	TRAVELCE	$0	–	-29,828	-100.0%	-0.01%	–
XCO	Exit	EXCO RES	$0	–	-43,300	-100.0%	-0.01%	–
MGIC	Exit	MAGIC SOord	$0	–	-30,000	-100.0%	-0.01%	–
NAT	Exit	NORDIC A	$0	–	-29,074	-100.0%	-0.01%	–
PAY	Exit	VERIFONE	$0	–	-8,327	-100.0%	-0.01%	–
BBY	Exit	BEST BUY	$0	–	-12,102	-100.0%	-0.01%	–
RBCN	Exit	RUBICON	$0	–	-30,000	-100.0%	-0.01%	–
SEA	Exit	CLAYMOREguggs	$0	–	-14,536	-100.0%	-0.01%	–
NKE	Exit	NIKE INCput	$0	–	-100,000	-100.0%	-0.01%	–
DISH	Exit	DISH NETcall	$0	–	-50,000	-100.0%	-0.01%	–
GE	Exit	GENERAL	$0	–	-13,903	-100.0%	-0.01%	–
TMUS	Exit	T-MOBILEcall	$0	–	-70,000	-100.0%	-0.01%	–
REI	Exit	RING ENE	$0	–	-25,000	-100.0%	-0.01%	–
DSCI	Exit	DERMA SC	$0	–	-30,000	-100.0%	-0.01%	–
DECK	Exit	DECKERScall	$0	–	-100,000	-100.0%	-0.01%	–
PRGN	Exit	PARAGONclane	$0	–	-53,200	-100.0%	-0.01%	–
R108	Exit	ENERGIZE	$0	–	-4,444	-100.0%	-0.01%	–
STRM	Exit	STREAMLI	$0	–	-90,200	-100.0%	-0.01%	–
GLNG	Exit	GOLAR LN	$0	–	-12,000	-100.0%	-0.01%	–
SCTY	Exit	SOLARCIT	$0	–	-8,000	-100.0%	-0.01%	–
AMPE	Exit	AMPIO PH	$0	–	-75,000	-100.0%	-0.01%	–
Q	Exit	QUINTILE	$0	–	-9,000	-100.0%	-0.01%	–
FLML	Exit	FLAMEL Tspons	$0	–	-40,000	-100.0%	-0.01%	–
SPR	Exit	SPIRIT A	$0	–	-20,170	-100.0%	-0.01%	–
AEE	Exit	AMEREN C	$0	–	-15,500	-100.0%	-0.01%	–
RSX	Exit	MARKET Vrussi	$0	–	-26,090	-100.0%	-0.01%	–
UCP	Exit	UCP INCcla	$0	–	-42,856	-100.0%	-0.01%	–
AOS	Exit	SMITH A	$0	–	-14,880	-100.0%	-0.01%	–
DWCH	Exit	DATAWATC	$0	–	-25,959	-100.0%	-0.01%	–
ACAD	Exit	ACADIA P	$0	–	-30,000	-100.0%	-0.01%	–
JCPNQ	Exit	PENNEY J	$0	–	-100,000	-100.0%	-0.02%	–
PVH	Exit	PVH CORP	$0	–	-7,042	-100.0%	-0.02%	–
CAT	Exit	CATERPIL	$0	–	-8,797	-100.0%	-0.02%	–
OMER	Exit	OMEROS C	$0	–	-75,000	-100.0%	-0.02%	–
	Exit	NAVISTARnote3	$0	–	-1,000,000	-100.0%	-0.02%	–
DYAX	Exit	DYAX COR	$0	–	-120,000	-100.0%	-0.02%	–
T100PS	Exit	CHINA MOspons	$0	–	-50,000	-100.0%	-0.02%	–
ENT	Exit	GLOBAL E	$0	–	-75,000	-100.0%	-0.02%	–
GDX	Exit	MARKET Vgoldm	$0	–	-50,000	-100.0%	-0.02%	–
MERC	Exit	MERCER I	$0	–	-156,333	-100.0%	-0.02%	–
PDLI	Exit	PDL BIOP	$0	–	-145,480	-100.0%	-0.02%	–
BMRN	Exit	BIOMARIN	$0	–	-17,500	-100.0%	-0.02%	–
VEEV	Exit	VEEVA SYclaco	$0	–	-50,000	-100.0%	-0.02%	–
FLO	Exit	FLOWERS	$0	–	-65,609	-100.0%	-0.03%	–
HK	Exit	HALCON R	$0	–	-325,000	-100.0%	-0.03%	–
DRH	Exit	DIAMONDR	$0	–	-126,768	-100.0%	-0.03%	–
CHH	Exit	CHOICE H	$0	–	-31,900	-100.0%	-0.03%	–
RALY	Exit	RALLY SO	$0	–	-109,974	-100.0%	-0.03%	–
CBPX	Exit	CONTINEN	$0	–	-80,000	-100.0%	-0.03%	–
PH	Exit	PARKER H	$0	–	-13,870	-100.0%	-0.03%	–
MCHX	Exit	MARCHEXclb	$0	–	-160,312	-100.0%	-0.03%	–
TMHC	Exit	TAYLOR Mcla	$0	–	-72,500	-100.0%	-0.03%	–
SONS	Exit	SONUS NE	$0	–	-500,000	-100.0%	-0.03%	–
IBP	Exit	INSTALLE	$0	–	-130,000	-100.0%	-0.03%	–
EPEGQ	Exit	EP ENERGcla	$0	–	-100,000	-100.0%	-0.04%	–
SCCO	Exit	SOUTHERN	$0	–	-69,716	-100.0%	-0.04%	–
CG	Exit	CARLYLE	$0	–	-60,000	-100.0%	-0.04%	–
	Exit	SOLAZYMEnote6	$0	–	-1,500,000	-100.0%	-0.04%	–
AIG	Exit	AMERICAN	$0	–	-46,840	-100.0%	-0.04%	–
GPT	Exit	GRAMERCY	$0	–	-471,249	-100.0%	-0.05%	–
CKEC	Exit	CARMIKE	$0	–	-83,494	-100.0%	-0.05%	–
MGI	Exit	MONEYGRA	$0	–	-150,000	-100.0%	-0.05%	–
CSE	Exit	CAPITALS	$0	–	-180,866	-100.0%	-0.05%	–
BGC	Exit	GENERAL	$0	–	-106,733	-100.0%	-0.05%	–
DHT	Exit	DHT HOLD	$0	–	-350,000	-100.0%	-0.05%	–
RNG	Exit	RINGCENTcla	$0	–	-160,000	-100.0%	-0.06%	–
SFE	Exit	SAFEGUAR	$0	–	-129,752	-100.0%	-0.06%	–
HE	Exit	HAWAIIAN	$0	–	-117,809	-100.0%	-0.06%	–
ACSF	Exit	AMERICAN	$0	–	-220,395	-100.0%	-0.06%	–
ECPG	Exit	ENCORE C	$0	–	-69,500	-100.0%	-0.06%	–
NAV	Exit	NAVISTAR	$0	–	-93,800	-100.0%	-0.06%	–
TV	Exit	GRUPO TEspona	$0	–	-98,608	-100.0%	-0.06%	–
LADR	Exit	LADDER Ccla	$0	–	-179,900	-100.0%	-0.06%	–
LMCA	Exit	LIBERTYcla	$0	–	-26,418	-100.0%	-0.06%	–
AXLL	Exit	AXIALL C	$0	–	-78,233	-100.0%	-0.07%	–
WCIC	Exit	WCI CMNT	$0	–	-181,251	-100.0%	-0.07%	–
UTX	Exit	UNITED T	$0	–	-31,267	-100.0%	-0.07%	–
	Exit	SBA COMMnote4	$0	–	-1,310,000	-100.0%	-0.07%	–
BBT	Exit	BB&T COR	$0	–	-100,317	-100.0%	-0.08%	–
JAH	Exit	JARDEN C	$0	–	-67,600	-100.0%	-0.08%	–
IBKC	Exit	IBERIABA	$0	–	-58,635	-100.0%	-0.08%	–
FNB	Exit	FNB CORP	$0	–	-333,166	-100.0%	-0.08%	–
EMC	Exit	E M C CO	$0	–	-169,811	-100.0%	-0.09%	–
CBS	Exit	CBS CORPclb	$0	–	-80,583	-100.0%	-0.09%	–
DFT	Exit	DUPONT F	$0	–	-205,869	-100.0%	-0.09%	–
ATO	Exit	ATMOS EN	$0	–	-109,063	-100.0%	-0.10%	–
HUBG	Exit	HUB GROUcla	$0	–	-131,043	-100.0%	-0.10%	–
EQIX	Exit	EQUINIX	$0	–	-28,582	-100.0%	-0.10%	–
IP	Exit	INTL PAP	$0	–	-116,674	-100.0%	-0.10%	–
DSX	Exit	DIANA SH	$0	–	-449,074	-100.0%	-0.10%	–
MFA	Exit	MFA FINL	$0	–	-695,001	-100.0%	-0.10%	–
AMAP	Exit	AUTONAVIspons	$0	–	-275,000	-100.0%	-0.10%	–
COWN	Exit	COWEN GRcla	$0	–	-1,247,600	-100.0%	-0.10%	–
TCPC	Exit	TCP CAP	$0	–	-338,658	-100.0%	-0.11%	–
DWA	Exit	DREAMWORcla	$0	–	-210,542	-100.0%	-0.11%	–
TWI	Exit	TITAN IN	$0	–	-294,421	-100.0%	-0.11%	–
DIS	Exit	DISNEY W	$0	–	-72,010	-100.0%	-0.11%	–
DECK	Exit	DECKERS	$0	–	-72,697	-100.0%	-0.11%	–
EVR	Exit	EVERCOREclass	$0	–	-105,637	-100.0%	-0.11%	–
CLDT	Exit	CHATHAM	$0	–	-290,000	-100.0%	-0.11%	–
TRNO	Exit	TERRENO	$0	–	-325,000	-100.0%	-0.12%	–
ICE	Exit	INTERCON	$0	–	-32,183	-100.0%	-0.12%	–
NI	Exit	NISOURCE	$0	–	-182,930	-100.0%	-0.12%	–
AGCO	Exit	AGCO COR	$0	–	-120,700	-100.0%	-0.13%	–
SRC	Exit	SPIRIT R	$0	–	-642,360	-100.0%	-0.13%	–
SPLK	Exit	SPLUNK I	$0	–	-100,000	-100.0%	-0.14%	–
OKE	Exit	ONEOK IN	$0	–	-124,000	-100.0%	-0.14%	–
VOD	Exit	VODAFONEspnsr	$0	–	-210,150	-100.0%	-0.15%	–
STAY	Exit	EXTENDEDunit9	$0	–	-362,500	-100.0%	-0.16%	–
HBAN	Exit	HUNTINGT	$0	–	-840,139	-100.0%	-0.16%	–
FRC	Exit	FIRST RE	$0	–	-157,039	-100.0%	-0.16%	–
HUN	Exit	HUNTSMAN	$0	–	-367,934	-100.0%	-0.17%	–
PEP	Exit	PEPSICO	$0	–	-108,224	-100.0%	-0.17%	–
SPF	Exit	STANDARD	$0	–	-1,136,567	-100.0%	-0.18%	–
RLJ	Exit	RLJ LODG	$0	–	-362,500	-100.0%	-0.18%	–
SCBT	Exit	FIRST FI	$0	–	-155,723	-100.0%	-0.18%	–
LNKD	Exit	LINKEDIN	$0	–	-52,841	-100.0%	-0.18%	–
TOL	Exit	TOLL BRO	$0	–	-290,000	-100.0%	-0.20%	–
BRO	Exit	BROWN &	$0	–	-350,578	-100.0%	-0.20%	–
NWL	Exit	NEWELL R	$0	–	-364,221	-100.0%	-0.21%	–
MTH	Exit	MERITAGE	$0	–	-260,205	-100.0%	-0.21%	–
LPLA	Exit	LPL FINL	$0	–	-213,142	-100.0%	-0.21%	–
ARE	Exit	ALEXANDR	$0	–	-154,323	-100.0%	-0.21%	–
TCMCF	Exit	THOMPSONunit9	$0	–	-894,319	-100.0%	-0.22%	–
SIG	Exit	SIGNET J	$0	–	-110,735	-100.0%	-0.22%	–
UMPQ	Exit	UMPQUA H	$0	–	-645,975	-100.0%	-0.23%	–
BXMT	Exit	BLACKSTO	$0	–	-418,914	-100.0%	-0.23%	–
DEI	Exit	DOUGLAS	$0	–	-457,927	-100.0%	-0.24%	–
JCI	Exit	JOHNSON	$0	–	-270,653	-100.0%	-0.24%	–
ARG	Exit	AIRGAS I	$0	–	-121,193	-100.0%	-0.24%	–
WPC	Exit	W P CARE	$0	–	-215,278	-100.0%	-0.24%	–
LSTR	Exit	LANDSTAR	$0	–	-218,845	-100.0%	-0.25%	–
SLG	Exit	SL GREEN	$0	–	-133,927	-100.0%	-0.26%	–
YHOO	Exit	YAHOO IN	$0	–	-376,034	-100.0%	-0.26%	–
EA	Exit	ELECTRON	$0	–	-481,579	-100.0%	-0.26%	–
	Exit	SOLARCITnote2	$0	–	-12,500,000	-100.0%	-0.31%	–
	Exit	TESLA MTnote0	$0	–	-17,500,000	-100.0%	-0.31%	–
	Exit	EQUINIXnote4	$0	–	-7,210,000	-100.0%	-0.31%	–
	Exit	DFC GLOBnote3	$0	–	-19,850,000	-100.0%	-0.32%	–
HIW	Exit	HIGHWOOD	$0	–	-445,475	-100.0%	-0.32%	–
HRB	Exit	BLOCK H	$0	–	-569,408	-100.0%	-0.33%	–
MFRM	Exit	MATTRESS	$0	–	-368,795	-100.0%	-0.33%	–
D	Exit	DOMINION	$0	–	-249,550	-100.0%	-0.34%	–
KMB	Exit	KIMBERLY	$0	–	-163,612	-100.0%	-0.34%	–
	Exit	TESLA MTnote1	$0	–	-20,000,000	-100.0%	-0.34%	–
FRT	Exit	FEDERALshben	$0	–	-159,426	-100.0%	-0.35%	–
	Exit	XPO LOGInote4	$0	–	-10,000,000	-100.0%	-0.36%	–
ESS	Exit	ESSEX PP	$0	–	-114,800	-100.0%	-0.37%	–
FIS	Exit	FIDELITY	$0	–	-374,383	-100.0%	-0.38%	–
	Exit	GENCORPsdcv4	$0	–	-10,000,000	-100.0%	-0.38%	–
VNO	Exit	VORNADOshben	$0	–	-207,033	-100.0%	-0.39%	–
RSG	Exit	REPUBLIC	$0	–	-615,331	-100.0%	-0.40%	–
JOY	Exit	JOY GLOB	$0	–	-364,075	-100.0%	-0.40%	–
AEP	Exit	AMERICAN	$0	–	-438,650	-100.0%	-0.42%	–
DUK	Exit	DUKE ENE	$0	–	-342,550	-100.0%	-0.46%	–
ROIC	Exit	RETAIL O	$0	–	-1,740,000	-100.0%	-0.49%	–
LEN	Exit	LENNAR Ccla	$0	–	-688,750	-100.0%	-0.52%	–
PPL	Exit	PPL CORP	$0	–	-837,516	-100.0%	-0.53%	–
Q104PS	Exit	PARKWAY	$0	–	-1,529,602	-100.0%	-0.53%	–
NWSA	Exit	NEWS CORcla	$0	–	-1,695,593	-100.0%	-0.55%	–
SSS	Exit	SOVRAN S	$0	–	-406,000	-100.0%	-0.56%	–
IHS	Exit	IHS INCcla	$0	–	-251,373	-100.0%	-0.58%	–
DG	Exit	DOLLAR G	$0	–	-575,885	-100.0%	-0.60%	–
ALL	Exit	ALLSTATE	$0	–	-574,363	-100.0%	-0.62%	–
RHP	Exit	RYMAN HO	$0	–	-801,113	-100.0%	-0.64%	–
AMH	Exit	AMERICANcla	$0	–	-2,175,000	-100.0%	-0.69%	–
MHFI	Exit	MCGRAW H	$0	–	-605,261	-100.0%	-0.88%	–
BEAM	Exit	BEAM INC	$0	–	-579,995	-100.0%	-0.92%	–
	Exit	WESCO INdbcv6	$0	–	-20,000,000	-100.0%	-1.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-08-15
View 13F-HR/A filed 2014-08-15
View 13F-HR/A filed 2014-11-14
View 13F-HR/A filed 2015-02-13
View 13F-HR/A filed 2015-05-14
View 13F-HR/A filed 2015-08-13

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q2 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5100496000.0 != 5080496000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings