UBS OCONNOR LLC - Q4 2013 holdings

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$5.44 Billion is the total value of UBS OCONNOR LLC's 399 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 89.7% .

All

			Value		Shares		↓ Weighting
	Buy	TERADYNEnote4	$109,624,000,000	+8.1%	34,008,000	+1.5%	2.01%	-4.5%
HUM	Buy	HUMANA I	$106,023,000,000	+30.0%	1,027,156	+17.5%	1.95%	+14.8%
	Sell	MYLAN INnote3	$98,559,000,000	-2.9%	30,000,000	-14.3%	1.81%	-14.3%
LIFE		LIFE TEC	$95,106,000,000	+1.3%	1,254,694	0.0%	1.75%	-10.5%
NLSN	Buy	NIELSEN	$80,308,000,000	+49.3%	1,750,000	+18.6%	1.48%	+31.9%
MSFT	Buy	MICROSOF	$78,671,000,000	+21.8%	2,101,806	+8.4%	1.45%	+7.6%
PM	Sell	PHILIP M	$76,316,000,000	-13.4%	875,883	-14.0%	1.40%	-23.6%
SPY	Buy	SPDR S&Ptruni	$75,538,000,000	+290.4%	409,000	+255.1%	1.39%	+244.4%
AAL	New	AMERICAN	$65,564,000,000	–	2,596,600	+100.0%	1.20%	–
	Buy	WESCO INdbcv6	$64,874,000,000	+74.9%	20,000,000	+48.1%	1.19%	+54.4%
HOT	Buy	STARWOOD	$64,509,000,000	+69.8%	811,940	+42.0%	1.18%	+50.0%
KO	Buy	COCA COL	$62,791,000,000	+66.4%	1,520,000	+52.6%	1.15%	+47.0%
TSM	Buy	TAIWAN Sspons	$60,430,000,000	+33.9%	3,465,000	+30.2%	1.11%	+18.2%
CCI	Buy	CROWN CA	$60,394,000,000	+770.5%	822,468	+765.8%	1.11%	+670.8%
NEBLQ	New	NOBLE CO	$56,719,000,000	–	1,513,705	+100.0%	1.04%	–
BHP	Buy	BHP BILLspons	$55,924,000,000	+40.7%	819,998	+37.2%	1.03%	+24.3%
EL	Sell	LAUDER Ecla	$52,396,000,000	-10.8%	695,641	-17.2%	0.96%	-21.2%
NOV	Buy	NATIONAL	$52,148,000,000	+56.0%	655,699	+53.2%	0.96%	+37.8%
MHFI	Sell	MCGRAW H	$51,546,000,000	+10.5%	659,159	-7.3%	0.95%	-2.4%
ASH	Buy	ASHLAND	$51,246,000,000	+23.6%	528,092	+17.8%	0.94%	+9.3%
HSP	Buy	HOSPIRA	$49,003,000,000	+35.1%	1,187,085	+28.4%	0.90%	+19.4%
		TESLA MTnote1	$48,523,000,000	-18.1%	35,000,000	0.0%	0.89%	-27.6%
CCIPRA	New	CROWN CAcnvpf	$47,971,000,000	–	480,400	+100.0%	0.88%	–
KRC	Buy	KILROY R	$47,629,000,000	+30.3%	949,159	+29.7%	0.88%	+15.0%
KRFT	Buy	KRAFT FO	$47,593,000,000	+28.9%	882,652	+25.4%	0.88%	+13.9%
SCHW	Buy	SCHWAB C	$47,560,000,000	+54.3%	1,829,213	+25.5%	0.87%	+36.3%
AVP	Buy	AVON PRO	$47,576,000,000	+45.1%	2,762,832	+73.5%	0.87%	+28.2%
SJM	Buy	SMUCKER	$46,232,000,000	+34.3%	446,169	+36.1%	0.85%	+18.7%
SPG	Sell	SIMON PP	$46,030,000,000	-7.7%	302,512	-10.1%	0.85%	-18.5%
		GENCORPsdcv4	$45,612,000,000	+11.7%	22,500,000	0.0%	0.84%	-1.3%
DFODQ	Buy	DEAN FOO	$45,339,000,000	+8.3%	2,637,498	+21.6%	0.83%	-4.4%
MAA	Buy	MID-AMER	$44,644,000,000	+15.9%	735,000	+19.3%	0.82%	+2.4%
MDLZ	Sell	MONDELEZcla	$43,948,000,000	-28.7%	1,245,000	-36.6%	0.81%	-37.0%
ROST	Buy	ROSS STO	$43,716,000,000	+228.2%	583,429	+218.9%	0.80%	+189.9%
RL	Buy	RALPH LAcla	$41,220,000,000	+170.4%	233,448	+152.3%	0.76%	+138.8%
GPS	Buy	GAP INC	$41,166,000,000	+45.5%	1,053,390	+50.0%	0.76%	+28.4%
DLTR	New	DOLLAR T	$41,095,000,000	–	728,380	+100.0%	0.76%	–
RHP	Buy	RYMAN HO	$40,490,000,000	+97.6%	969,119	+63.2%	0.74%	+74.6%
HIW	Buy	HIGHWOOD	$38,052,000,000	+207.9%	1,052,042	+200.6%	0.70%	+172.0%
	Sell	TELEFLEXnote3	$37,909,000,000	-23.2%	24,000,000	-31.4%	0.70%	-32.1%
	New	CHESAPEAnote2	$36,180,000,000	–	36,000,000	+100.0%	0.66%	–
PG	Buy	PROCTER	$36,134,000,000	+85.6%	443,850	+72.3%	0.66%	+64.0%
NWSA	Buy	NEWS CORcla	$35,578,000,000	+77.5%	1,974,335	+58.2%	0.65%	+56.8%
WWAV	Sell	WHITEWAV	$35,194,000,000	-14.6%	1,534,178	-25.7%	0.65%	-24.6%
TGT	New	TARGET C	$34,637,000,000	–	547,443	+100.0%	0.64%	–
RWT	Sell	REDWOOD	$33,311,000,000	-3.3%	1,719,744	-1.7%	0.61%	-14.5%
ELS	Sell	EQUITY L	$32,097,000,000	+3.7%	885,931	-2.2%	0.59%	-8.4%
SWK	Buy	STANLEY	$31,483,000,000	+479.1%	390,174	+549.9%	0.58%	+412.4%
BZT	Sell	BEAZER Hunit9	$31,282,000,000	+17.0%	838,100	-8.2%	0.58%	+3.4%
4107PS	New	MEADWEST	$30,038,000,000	–	813,384	+100.0%	0.55%	–
	Sell	MICROCHIsdcv2	$29,561,000,000	-5.6%	17,000,000	-15.0%	0.54%	-16.7%
WAG	New	WALGREEN	$29,498,000,000	–	513,538	+100.0%	0.54%	–
PPS	Buy	POST PPT	$29,381,000,000	+366.1%	649,600	+364.0%	0.54%	+312.2%
ALL	New	ALLSTATE	$29,027,000,000	–	532,216	+100.0%	0.53%	–
HMA	Buy	HEALTH Mcla	$28,248,000,000	+296.0%	2,156,300	+286.9%	0.52%	+250.7%
DCT	Buy	DCT INDU	$28,050,000,000	+42.9%	3,934,013	+44.1%	0.52%	+26.2%
AKR	Buy	ACADIA R	$27,934,000,000	+97.3%	1,125,000	+96.1%	0.51%	+74.5%
INTC	Buy	INTEL CO	$27,653,000,000	+271.2%	1,065,204	+227.8%	0.51%	+227.7%
K	New	KELLOGG	$27,196,000,000	–	445,318	+100.0%	0.50%	–
HTZ	Buy	HERTZ GL	$26,830,000,000	+482.9%	937,441	+351.3%	0.49%	+413.5%
LSTR	Buy	LANDSTAR	$26,717,000,000	+139.3%	465,050	+133.1%	0.49%	+111.6%
COST	New	COSTCO W	$26,379,000,000	–	221,651	+100.0%	0.48%	–
EXR	New	EXTRA SP	$25,896,000,000	–	614,673	+100.0%	0.48%	–
	Buy	SANDISKnote1	$25,801,000,000	+225.2%	17,500,000	+191.7%	0.47%	+187.3%
LEN	Buy	LENNAR Ccla	$25,318,000,000	+264.9%	640,001	+226.5%	0.46%	+222.9%
	Buy	DEVELOPEnote1	$25,316,000,000	+59.5%	22,680,000	+62.0%	0.46%	+40.9%
IHS	Buy	IHS INCcla	$25,288,000,000	+175.6%	211,263	+162.9%	0.46%	+143.5%
SSS	Buy	SOVRAN S	$25,091,000,000	-1.3%	385,001	+14.6%	0.46%	-12.9%
	New	ALCOA INnote5	$24,832,000,000	–	15,000,000	+100.0%	0.46%	–
	Sell	CHESAPEAnote2	$24,749,000,000	-32.6%	23,611,000	-33.4%	0.46%	-40.4%
PPL	New	PPL CORP	$23,787,000,000	–	790,515	+100.0%	0.44%	–
	Sell	UNITED Tnote1	$23,703,000,000	+26.7%	10,000,000	-9.1%	0.44%	+12.1%
SRE	Buy	SEMPRA E	$23,697,000,000	+117.1%	264,000	+107.1%	0.44%	+91.6%
AVB	Buy	AVALONBA	$23,443,000,000	+236.6%	198,281	+261.8%	0.43%	+197.2%
GOOGL	New	GOOGLE Icla	$23,107,000,000	–	20,618	+100.0%	0.42%	–
ROIC	Buy	RETAIL O	$23,122,000,000	+91.2%	1,570,807	+79.5%	0.42%	+68.7%
UTX	New	UNITED T	$23,040,000,000	–	202,464	+100.0%	0.42%	–
JPM	Sell	JPMORGAN	$22,924,000,000	-28.4%	391,989	-36.7%	0.42%	-36.8%
VPHM	New	VIROPHAR	$22,887,000,000	–	459,122	+100.0%	0.42%	–
RF	Buy	REGIONS	$22,728,000,000	+41.0%	2,298,062	+32.0%	0.42%	+24.8%
	Buy	PHH CORPnote6	$22,683,000,000	+11.0%	11,000,000	+10.0%	0.42%	-1.9%
AAT	Buy	AMERICAN	$22,494,000,000	+75.5%	715,679	+70.4%	0.41%	+54.7%
DUK	Buy	DUKE ENE	$22,194,000,000	+47.7%	321,600	+42.9%	0.41%	+30.4%
LULU	New	LULULEMO	$21,853,000,000	–	370,196	+100.0%	0.40%	–
BKU	Buy	BANKUNIT	$21,858,000,000	+83.6%	663,964	+73.9%	0.40%	+62.1%
BAC	New	BANK OF	$21,732,000,000	–	1,395,730	+100.0%	0.40%	–
	New	DFC GLOBnote3	$21,653,000,000	–	23,850,000	+100.0%	0.40%	–
Q104PS	Buy	PARKWAY	$21,472,000,000	+43.8%	1,113,140	+32.5%	0.40%	+27.0%
SBAC	Sell	SBA COMM	$21,489,000,000	-36.9%	239,188	-43.5%	0.40%	-44.2%
FRT	Buy	FEDERALshben	$21,398,000,000	+9.2%	211,001	+9.2%	0.39%	-3.7%
HYG	Buy	ISHARESiboxx	$21,279,000,000	+225.0%	229,100	+220.4%	0.39%	+187.5%
LNT	Buy	ALLIANT	$21,046,000,000	+28.7%	407,872	+23.6%	0.39%	+13.8%
HLF	Buy	HERBALIF	$21,022,000,000	+301.7%	267,112	+256.1%	0.39%	+254.1%
CAT	Sell	CATERPIL	$20,974,000,000	-18.3%	230,967	-25.0%	0.38%	-27.9%
NEE	Buy	NEXTERA	$20,823,000,000	+73.2%	243,200	+62.1%	0.38%	+53.2%
HD	Sell	HOME DEP	$20,649,000,000	-13.9%	250,777	-20.7%	0.38%	-24.0%
MU	New	MICRON T	$20,449,000,000	–	939,768	+100.0%	0.38%	–
	Buy	ALLIANTnote3	$20,345,000,000	+121.7%	12,700,000	+81.4%	0.37%	+95.8%
BMR	Buy	BIOMED R	$20,294,000,000	+41.8%	1,120,001	+45.5%	0.37%	+25.2%
HCBK	Buy	HUDSON C	$20,233,000,000	+12.0%	2,145,600	+7.5%	0.37%	-1.1%
VTR	Sell	VENTAS I	$20,048,000,000	-48.4%	350,002	-44.6%	0.37%	-54.5%
AEE	Buy	AMEREN C	$19,266,000,000	+22.9%	532,801	+18.4%	0.35%	+8.6%
ICE	New	INTERCON	$19,141,000,000	–	85,103	+100.0%	0.35%	–
DFT	New	DUPONT F	$18,968,000,000	–	767,622	+100.0%	0.35%	–
D	Buy	DOMINION	$18,734,000,000	+64.7%	289,600	+59.0%	0.34%	+45.1%
HPP	Buy	HUDSON P	$18,480,000,000	+25.9%	844,998	+12.0%	0.34%	+11.5%
CL	Sell	COLGATE	$18,426,000,000	-69.0%	282,566	-71.8%	0.34%	-72.6%
TOL	Buy	TOLL BRO	$18,130,000,000	+45.7%	490,000	+27.7%	0.33%	+28.6%
AEP	Buy	AMERICAN	$17,799,000,000	+184.8%	380,799	+164.2%	0.33%	+151.5%
APOL	Buy	APOLLO Ecla	$17,681,000,000	+95.7%	647,179	+49.1%	0.32%	+72.9%
CSX	New	CSX CORP	$17,499,000,000	–	608,233	+100.0%	0.32%	–
CMS	Buy	CMS ENER	$17,304,000,000	+20.1%	646,396	+18.1%	0.32%	+6.0%
ADBE	Sell	ADOBE SY	$16,825,000,000	-57.7%	280,982	-63.3%	0.31%	-62.6%
MYGN	Sell	MYRIAD G	$16,784,000,000	-34.4%	800,000	-26.6%	0.31%	-42.1%
MT	New	ARCELORMnyreg	$16,725,000,000	–	937,499	+100.0%	0.31%	–
DAR	New	DARLING	$16,704,000,000	–	800,000	+100.0%	0.31%	–
PNK	New	PINNACLE	$16,590,000,000	–	638,320	+100.0%	0.30%	–
EDR	Buy	EDUCATIO	$16,522,000,000	+50.2%	1,873,198	+55.0%	0.30%	+32.8%
NI	New	NISOURCE	$16,413,000,000	–	499,181	+100.0%	0.30%	–
		EQUINIXnote4	$16,365,000,000	-3.1%	7,500,000	0.0%	0.30%	-14.2%
OKE	New	ONEOK IN	$16,237,000,000	–	261,132	+100.0%	0.30%	–
LPS	Buy	LENDER P	$16,063,000,000	+46.3%	429,733	+30.2%	0.30%	+29.4%
WR	Buy	WESTAR E	$16,008,000,000	+19.7%	497,605	+14.0%	0.29%	+5.8%
	Buy	COBALT Inote2	$15,903,000,000	+2906.2%	18,000,000	+3500.0%	0.29%	+2554.5%
PSB	New	PS BUSIN	$15,836,000,000	–	207,220	+100.0%	0.29%	–
FE	New	FIRSTENE	$15,470,000,000	–	469,069	+100.0%	0.28%	–
OGE	Buy	OGE ENER	$15,453,000,000	+144.0%	455,837	+159.7%	0.28%	+115.2%
RLJ	Sell	RLJ LODG	$15,322,000,000	-57.1%	630,000	-58.6%	0.28%	-62.0%
ACC	Sell	AMERICAN	$15,211,000,000	-48.1%	472,243	-45.0%	0.28%	-54.1%
FIS	New	FIDELITY	$15,116,000,000	–	281,601	+100.0%	0.28%	–
LPX	Buy	LOUISIAN	$14,986,000,000	+184.2%	809,605	+170.1%	0.28%	+150.0%
GME	Buy	GAMESTOPcla	$14,778,000,000	+178.2%	300,000	+180.4%	0.27%	+145.0%
FWLT	New	FOSTER W	$14,796,000,000	–	448,080	+100.0%	0.27%	–
	New	STEEL DYnote5	$14,502,000,000	–	12,239,000	+100.0%	0.27%	–
NKE	New	NIKE INCclb	$14,337,000,000	–	182,309	+100.0%	0.26%	–
APD	Buy	AIR PROD	$14,070,000,000	+425.6%	125,871	+401.0%	0.26%	+362.5%
RS	New	RELIANCE	$14,030,000,000	–	184,996	+100.0%	0.26%	–
NU	Sell	NORTHEAS	$13,496,000,000	-9.9%	318,372	-12.3%	0.25%	-20.5%
SIG	Buy	SIGNET J	$13,287,000,000	+541.0%	168,832	+483.6%	0.24%	+467.4%
INFY	New	INFOSYSspons	$13,200,000,000	–	233,210	+100.0%	0.24%	–
LAZ	New	LAZARD L	$13,173,000,000	–	290,657	+100.0%	0.24%	–
	New	GT ADVANnote3	$13,133,000,000	–	13,000,000	+100.0%	0.24%	–
JOY	Buy	JOY GLOB	$13,102,000,000	+103.5%	223,999	+77.6%	0.24%	+79.9%
LTC	Buy	LTC PPTY	$13,001,000,000	+28.0%	367,358	+37.4%	0.24%	+13.3%
BPOP	New	POPULAR	$12,910,000,000	–	449,363	+100.0%	0.24%	–
MFRM	Buy	MATTRESS	$12,681,000,000	+69.3%	294,628	+25.1%	0.23%	+49.4%
PLD	Buy	PROLOGIS	$12,356,000,000	+255.5%	334,400	+261.9%	0.23%	+215.3%
DKS	Sell	DICKS SP	$12,316,000,000	-56.6%	211,971	-60.1%	0.23%	-61.7%
T102SC	New	KITE RLT	$12,054,000,000	–	1,834,636	+100.0%	0.22%	–
KEY	Sell	KEYCORP	$11,979,000,000	+10.8%	892,660	-5.9%	0.22%	-2.2%
TCMCF	Buy	THOMPSONunit9	$11,950,000,000	-31.1%	942,719	+2.0%	0.22%	-39.1%
TKR	New	TIMKEN C	$11,965,000,000	–	217,274	+100.0%	0.22%	–
AWK	Buy	AMERICAN	$11,893,000,000	+21.2%	281,431	+18.4%	0.22%	+7.4%
VOD	Sell	VODAFONEspons	$11,878,000,000	-47.6%	302,164	-53.1%	0.22%	-53.7%
DRH	New	DIAMONDR	$11,814,000,000	–	1,022,852	+100.0%	0.22%	–
HSH	Buy	HILLSHIR	$11,704,000,000	+111.5%	350,000	+94.4%	0.22%	+87.0%
CR	New	CRANE CO	$11,096,000,000	–	165,001	+100.0%	0.20%	–
PACW	Sell	PACWEST	$11,106,000,000	-37.9%	263,056	-49.4%	0.20%	-45.2%
CMCSA	New	COMCASTcla	$10,974,000,000	–	211,179	+100.0%	0.20%	–
LMCA	New	LIBERTYcla	$10,944,000,000	–	74,727	+100.0%	0.20%	–
	Sell	MENTOR Gsdcv4	$10,865,000,000	-23.6%	8,187,000	-24.8%	0.20%	-32.4%
EMN	New	EASTMAN	$10,894,000,000	–	135,000	+100.0%	0.20%	–
ACAS	Buy	AMERICAN	$10,574,000,000	+15.4%	676,082	+1.5%	0.19%	+1.6%
MS	Sell	MORGAN S	$10,498,000,000	+15.6%	334,751	-0.7%	0.19%	+2.1%
POST	New	POST HLD	$10,459,000,000	–	212,275	+100.0%	0.19%	–
	Sell	MERRIMACnote4	$10,407,000,000	+4.1%	10,000,000	-9.1%	0.19%	-8.2%
	Sell	SBA COMMnote4	$10,363,000,000	-61.0%	3,500,000	-65.0%	0.19%	-65.6%
JCPNQ	Buy	PENNEY J	$10,323,000,000	+56.1%	1,128,241	+50.4%	0.19%	+37.7%
EBAY	New	EBAY INC	$10,210,000,000	–	186,000	+100.0%	0.19%	–
YHOO	New	YAHOO IN	$10,078,000,000	–	249,200	+100.0%	0.18%	–
VNO	Buy	VORNADOshben	$9,802,000,000	+90.5%	110,396	+80.3%	0.18%	+68.2%
WFM	New	WHOLE FO	$9,394,000,000	–	162,435	+100.0%	0.17%	–
AHT	Buy	ASHFORD	$9,274,000,000	+53.4%	1,120,001	+128.6%	0.17%	+34.9%
NRG	Sell	NRG ENER	$9,190,000,000	-0.4%	320,001	-5.2%	0.17%	-12.0%
URI	Sell	UNITED R	$9,112,000,000	-13.9%	116,899	-35.6%	0.17%	-24.1%
BBT	New	BB&T COR	$8,859,000,000	–	237,382	+100.0%	0.16%	–
FL	Sell	FOOT LOC	$8,782,000,000	-71.6%	211,923	-76.7%	0.16%	-74.9%
LEAP	Buy	LEAP WIR	$8,700,000,000	+120.4%	500,000	+100.0%	0.16%	+95.1%
VIAB	Sell	VIACOM Iclb	$8,628,000,000	-50.1%	98,783	-52.3%	0.16%	-55.8%
WFC	Buy	WELLS FA	$8,643,000,000	+16.8%	190,380	+6.3%	0.16%	+3.2%
BIDU	New	BAIDU INspona	$8,527,000,000	–	47,936	+100.0%	0.16%	–
ADM	Sell	ARCHER D	$8,432,000,000	-68.2%	194,279	-73.0%	0.16%	-71.9%
LPLA	New	LPL FINL	$8,192,000,000	–	174,177	+100.0%	0.15%	–
DAN	New	DANA HLD	$8,240,000,000	–	420,000	+100.0%	0.15%	–
FITB	New	FIFTH TH	$7,919,000,000	–	376,544	+100.0%	0.15%	–
IBKC	New	IBERIABA	$7,942,000,000	–	126,360	+100.0%	0.15%	–
EWBC	Sell	EAST WES	$7,905,000,000	-0.0%	226,045	-8.7%	0.14%	-12.1%
TRN	New	TRINITY	$7,802,000,000	–	143,107	+100.0%	0.14%	–
	New	SOLARCITnote2	$7,729,000,000	–	6,500,000	+100.0%	0.14%	–
TWC	Sell	TIME WAR	$7,660,000,000	-20.9%	56,534	-34.9%	0.14%	-29.9%
REG	Buy	REGENCY	$7,572,000,000	+51.3%	163,545	+58.0%	0.14%	+33.7%
HUN	New	HUNTSMAN	$7,569,000,000	–	307,670	+100.0%	0.14%	–
EIX	New	EDISON I	$7,503,000,000	–	162,045	+100.0%	0.14%	–
UNP	New	UNION PA	$7,521,000,000	–	44,768	+100.0%	0.14%	–
CDR	Buy	CEDAR RE	$7,449,000,000	+32.2%	1,190,000	+9.4%	0.14%	+17.1%
SLG	New	SL GREEN	$7,390,000,000	–	80,000	+100.0%	0.14%	–
FB	Sell	FACEBOOKcla	$7,321,000,000	-55.2%	133,945	-58.8%	0.14%	-60.3%
AMZN	New	AMAZON C	$7,203,000,000	–	18,062	+100.0%	0.13%	–
HON	New	HONEYWEL	$7,205,000,000	–	78,859	+100.0%	0.13%	–
FLR	New	FLUOR CO	$7,033,000,000	–	87,589	+100.0%	0.13%	–
EMC	New	E M C CO	$6,911,000,000	–	274,811	+100.0%	0.13%	–
SRC	New	SPIRIT R	$6,881,000,000	–	700,000	+100.0%	0.13%	–
	New	SEACOR Hnote2	$6,746,000,000	–	5,500,000	+100.0%	0.12%	–
HHC	Sell	HOWARD H	$6,726,000,000	-46.6%	56,000	-50.0%	0.12%	-52.7%
PEI	Sell	PENNSYLVshben	$6,643,000,000	-57.7%	350,000	-58.3%	0.12%	-62.7%
CACI	Buy	CACI INTcla	$6,498,000,000	+14.2%	88,750	+7.8%	0.12%	+0.8%
RSG	Sell	REPUBLIC	$6,250,000,000	-46.7%	188,254	-46.4%	0.12%	-52.9%
AOS	New	SMITH A	$6,271,000,000	–	116,266	+100.0%	0.12%	–
LNCE	Sell	SNYDERS-	$6,158,000,000	-38.8%	214,410	-38.5%	0.11%	-45.9%
PCG	Sell	PG&E COR	$6,113,000,000	-51.0%	151,768	-50.2%	0.11%	-56.9%
GM	Buy	GENERALcall	$6,099,000,000	+43.3%	1,017,710	+0.7%	0.11%	+25.8%
	Sell	D R HORTnote2	$6,018,000,000	-43.6%	3,500,000	-50.0%	0.11%	-50.0%
TAN	New	CLAYMOREgugge	$5,910,000,000	–	167,999	+100.0%	0.11%	–
DIS	Buy	DISNEY W	$5,831,000,000	+112.3%	76,321	+79.2%	0.11%	+87.7%
CLDT	Sell	CHATHAM	$5,726,000,000	-40.2%	280,000	-47.8%	0.10%	-47.2%
PVTB	New	PRIVATEB	$5,692,000,000	–	196,762	+100.0%	0.10%	–
	New	SEQUENOMnote5	$5,658,000,000	–	6,500,000	+100.0%	0.10%	–
FCX	Sell	FREEPORT	$5,681,000,000	-77.0%	150,533	-79.9%	0.10%	-79.8%
UMPQ	New	UMPQUA H	$5,502,000,000	–	287,463	+100.0%	0.10%	–
	Sell	INTERMUNnote2	$5,414,000,000	-45.3%	6,000,000	-45.5%	0.10%	-51.9%
AXLL	New	AXIALL C	$5,350,000,000	–	112,770	+100.0%	0.10%	–
TMUS	New	T-MOBILE	$5,312,000,000	–	157,916	+100.0%	0.10%	–
PAYX	New	PAYCHEX	$5,150,000,000	–	113,105	+100.0%	0.10%	–
	New	QUANTUMnote4	$5,114,000,000	–	5,000,000	+100.0%	0.09%	–
DISH	Sell	DISH NETcla	$5,105,000,000	-50.5%	88,131	-61.5%	0.09%	-56.1%
KRE	New	SPDR SERs&pre	$5,036,000,000	–	124,000	+100.0%	0.09%	–
CBS	Buy	CBS CORPclb	$4,983,000,000	+59.0%	78,181	+37.6%	0.09%	+41.5%
TRNO	Buy	TERRENO	$4,956,000,000	+66.1%	279,999	+66.7%	0.09%	+46.8%
SFE	Sell	SAFEGUAR	$4,771,000,000	-2.0%	237,457	-23.5%	0.09%	-12.9%
DRE	New	DUKE REA	$4,659,000,000	–	309,744	+100.0%	0.09%	–
FOXA	New	TWENTY Fcla	$4,540,000,000	–	129,045	+100.0%	0.08%	–
ITB	New	ISHARESushom	$4,343,000,000	–	174,999	+100.0%	0.08%	–
LVNTA	New	LIBERTYlbtve	$4,313,000,000	–	35,182	+100.0%	0.08%	–
RAD	Sell	RITE AID	$3,795,000,000	-20.3%	750,000	-25.0%	0.07%	-29.3%
TWO	New	TWO HBRS	$3,805,000,000	–	409,998	+100.0%	0.07%	–
ENT	New	GLOBAL E	$3,718,000,000	–	250,000	+100.0%	0.07%	–
CSOD	New	CORNERST	$3,671,000,000	–	68,832	+100.0%	0.07%	–
HCP	New	HCP INC	$3,658,000,000	–	100,724	+100.0%	0.07%	–
S	Buy	SPRINT C	$3,597,000,000	+114.2%	334,602	+23.8%	0.07%	+88.6%
CBLAQ	Buy	CBL & AS	$3,592,000,000	+45.8%	200,000	+55.0%	0.07%	+29.4%
H	New	HYATT HO	$3,462,000,000	–	70,000	+100.0%	0.06%	–
TTMI	New	TTM TECH	$3,393,000,000	–	395,400	+100.0%	0.06%	–
WCIC	Buy	WCI CMNT	$3,341,000,000	+38.3%	175,000	+25.0%	0.06%	+22.0%
NBHC	Sell	NATIONALcla	$3,210,000,000	-53.0%	150,000	-54.9%	0.06%	-58.5%
MHK	Sell	MOHAWK I	$3,127,000,000	-26.7%	21,000	-35.9%	0.06%	-36.0%
ATVI	New	ACTIVISI	$3,059,000,000	–	171,592	+100.0%	0.06%	–
LBTYA	New	LIBERTY	$2,869,000,000	–	32,238	+100.0%	0.05%	–
RDA	Buy	RDA MICRspons	$2,800,000,000	+203.4%	156,622	+159.3%	0.05%	+168.4%
SCI	Buy	SERVICE	$2,720,000,000	+46.1%	150,000	+50.0%	0.05%	+28.2%
QRTEA	New	LIBERTYintco	$2,747,000,000	–	93,589	+100.0%	0.05%	–
XCO	New	EXCO RES	$2,655,000,000	–	500,000	+100.0%	0.05%	–
	New	JEFFERIEdbcv3	$2,660,000,000	–	2,500,000	+100.0%	0.05%	–
CSE		CAPITALS	$2,599,000,000	+21.0%	180,866	0.0%	0.05%	+6.7%
BBY	New	BEST BUY	$2,432,000,000	–	60,992	+100.0%	0.04%	–
BBD	New	BANCO BRspadr	$2,448,000,000	–	195,367	+100.0%	0.04%	–
YOKU	New	YOUKU TUspons	$2,428,000,000	–	80,133	+100.0%	0.04%	–
AMT	Sell	AMERICAN	$2,383,000,000	-90.8%	29,859	-91.5%	0.04%	-91.9%
IPI	New	INTREPID	$2,375,000,000	–	149,960	+100.0%	0.04%	–
PENN	Buy	PENN NAT	$2,247,000,000	-44.8%	156,826	+113.4%	0.04%	-51.8%
SPY	New	SPDR S&Pcall	$2,156,000,000	–	900,100	+100.0%	0.04%	–
	New	BPZ RESOnote8	$2,194,000,000	–	2,500,000	+100.0%	0.04%	–
IGT	Sell	INTERNAT	$2,056,000,000	-64.1%	113,233	-62.5%	0.04%	-68.1%
ZEUS	New	OLYMPIC	$1,994,000,000	–	68,802	+100.0%	0.04%	–
UIL	Sell	UIL HLDG	$1,992,000,000	-28.6%	51,400	-31.5%	0.04%	-36.2%
PWR	New	QUANTA S	$1,970,000,000	–	62,416	+100.0%	0.04%	–
MFA	New	MFA FINL	$1,977,000,000	–	280,000	+100.0%	0.04%	–
BEE	New	STRATEGI	$1,890,000,000	–	200,000	+100.0%	0.04%	–
CLDX	New	CELLDEX	$1,816,000,000	–	75,000	+100.0%	0.03%	–
ABEV	New	AMBEV SAspons	$1,760,000,000	–	239,400	+100.0%	0.03%	–
CATM	New	CARDTRON	$1,755,000,000	–	40,389	+100.0%	0.03%	–
BEN	New	FRANKLIN	$1,745,000,000	–	30,227	+100.0%	0.03%	–
TA	New	TRAVELCE	$1,656,000,000	–	170,000	+100.0%	0.03%	–
XOMA	New	XOMA COR	$1,582,000,000	–	235,000	+100.0%	0.03%	–
P103PS	New	NPS PHAR	$1,518,000,000	–	50,000	+100.0%	0.03%	–
CTRP	Sell	CTRIP COameri	$1,498,000,000	-84.8%	30,194	-82.2%	0.03%	-86.4%
FLT	New	FLEETCOR	$1,503,000,000	–	12,825	+100.0%	0.03%	–
RSE	New	ROUSE PP	$1,522,000,000	–	68,567	+100.0%	0.03%	–
FNFG	Sell	FIRST NI	$1,457,000,000	-41.8%	137,151	-43.1%	0.03%	-48.1%
		NUANCE Cnote2	$1,473,000,000	-3.3%	1,500,000	0.0%	0.03%	-15.6%
		DEALERTRnote1	$1,388,000,000	+7.4%	1,000,000	0.0%	0.03%	-3.7%
ITUB	New	ITAU UNIspona	$1,302,000,000	–	95,974	+100.0%	0.02%	–
C	Sell	CITIGROU	$1,303,000,000	-93.5%	25,000	-93.9%	0.02%	-94.2%
STAY	New	EXTENDEDunit9	$1,313,000,000	–	50,000	+100.0%	0.02%	–
HK	Sell	HALCON R	$1,312,000,000	-70.4%	340,000	-66.0%	0.02%	-73.9%
SUSQ	New	SUSQUEHA	$1,274,000,000	–	99,198	+100.0%	0.02%	–
FXB	New	CURRENCYbritp	$1,225,000,000	–	7,500	+100.0%	0.02%	–
FNBCQ	New	FIRST NB	$1,253,000,000	–	38,800	+100.0%	0.02%	–
CLVS	New	CLOVIS O	$1,205,000,000	–	20,000	+100.0%	0.02%	–
		ACCURAYnote3	$1,126,000,000	+7.0%	1,000,000	0.0%	0.02%	-4.5%
		LINEAR Tnote3	$1,142,000,000	+7.0%	1,000,000	0.0%	0.02%	-4.5%
MDLZ	Buy	MONDELEZcall	$1,134,000,000	+254.4%	600,000	+50.0%	0.02%	+200.0%
EOX	Sell	EMERALD	$1,153,000,000	-80.2%	150,500	-81.4%	0.02%	-82.6%
ATRS	Sell	ANTARES	$1,120,000,000	+3.7%	250,000	-6.0%	0.02%	-4.5%
		INTEL COsdcv2	$1,124,000,000	+3.6%	1,000,000	0.0%	0.02%	-8.7%
		UNITED Snote4	$1,072,000,000	+4.3%	1,000,000	0.0%	0.02%	-4.8%
GEF	Sell	GREIF INcla	$1,079,000,000	-81.1%	20,586	-82.3%	0.02%	-83.2%
	Sell	AUXILIUMnote1	$1,109,000,000	-93.5%	1,000,000	-93.9%	0.02%	-94.4%
		NUVASIVEnote2	$1,088,000,000	+11.0%	1,000,000	0.0%	0.02%	0.0%
SHW	New	SHERWIN	$1,069,000,000	–	5,827	+100.0%	0.02%	–
		INTEGRAnote1	$1,079,000,000	+6.2%	1,000,000	0.0%	0.02%	-4.8%
		BROADSOFnote1	$1,010,000,000	-9.0%	1,000,000	0.0%	0.02%	-17.4%
		NAVISTARnote3	$1,028,000,000	+1.0%	1,000,000	0.0%	0.02%	-9.5%
		WEBMD HEnote2	$988,000,000	+4.3%	1,000,000	0.0%	0.02%	-10.0%
	Sell	WALTER Inote4	$1,004,000,000	-80.9%	1,000,000	-80.0%	0.02%	-83.5%
TRLA	Sell	TRULIA I	$965,000,000	-79.8%	27,365	-73.1%	0.02%	-81.8%
DMND	Sell	DIAMOND	$904,000,000	-8.7%	35,000	-16.7%	0.02%	-19.0%
		TIBCO SOnote2	$931,000,000	-1.4%	925,000	0.0%	0.02%	-15.0%
KO	Sell	COCA COLcall	$861,000,000	+68.2%	600,000	-40.0%	0.02%	+45.5%
CRZO	New	CARRIZO	$895,000,000	–	20,000	+100.0%	0.02%	–
KRA	New	KRATON P	$864,000,000	–	37,499	+100.0%	0.02%	–
SGMO	Sell	SANGAMO	$888,000,000	-62.3%	63,959	-71.6%	0.02%	-67.3%
LOV	New	SPARK NE	$708,000,000	–	115,000	+100.0%	0.01%	–
CIE	Buy	COBALT I	$699,000,000	-1.3%	42,500	+49.2%	0.01%	-13.3%
SSH	Sell	SUNSHINE	$695,000,000	-52.0%	71,614	-42.7%	0.01%	-56.7%
ERJ	New	EMBRAERspadr	$688,000,000	–	21,375	+100.0%	0.01%	–
VTGDF	New	VANTAGEordsh	$644,000,000	–	350,000	+100.0%	0.01%	–
FCEL	New	FUELCELL	$649,000,000	–	460,000	+100.0%	0.01%	–
GTATQ	New	GT ADVAN	$654,000,000	–	75,000	+100.0%	0.01%	–
XLE	New	SELECT Ssbiin	$620,000,000	–	7,000	+100.0%	0.01%	–
		STONE ENnote1	$554,000,000	+1.3%	500,000	0.0%	0.01%	-9.1%
POL	New	POLYONE	$548,000,000	–	15,498	+100.0%	0.01%	–
QIWI	New	QIWI PLCspona	$564,000,000	–	10,068	+100.0%	0.01%	–
NVDQ	New	NOVADAQ	$527,000,000	–	31,967	+100.0%	0.01%	–
		GREENBRInote3	$570,000,000	+10.0%	480,000	0.0%	0.01%	-9.1%
TMUS	New	T-MOBILEcall	$464,000,000	–	70,000	+100.0%	0.01%	–
		ROYAL GOnote2	$483,000,000	+0.2%	500,000	0.0%	0.01%	-10.0%
ETFC	Sell	E TRADEcall	$456,000,000	-41.8%	125,000	-73.4%	0.01%	-50.0%
KOF	New	COCA COLspona	$427,000,000	–	3,505	+100.0%	0.01%	–
NSPH	Sell	NANOSPHE	$458,000,000	-16.7%	200,000	-27.3%	0.01%	-27.3%
GCVRZ		SANOFIright	$409,000,000	-83.2%	1,203,178	0.0%	0.01%	-84.3%
FCX	New	FREEPORTcall	$446,000,000	–	400,000	+100.0%	0.01%	–
		CENVEO Cnote7	$392,000,000	+10.1%	350,000	0.0%	0.01%	0.0%
CLX	New	CLOROX Cput	$355,000,000	–	400,000	+100.0%	0.01%	–
HCNPRI		HEALTH Cpfdpe	$387,000,000	-10.8%	7,500	0.0%	0.01%	-22.2%
HLF	New	HERBALIFcall	$379,000,000	–	200,000	+100.0%	0.01%	–
IBTX	New	INDEPEND	$380,000,000	–	7,662	+100.0%	0.01%	–
	Sell	EQUINIXnote3	$316,000,000	-96.3%	200,000	-96.2%	0.01%	-96.7%
MYE	New	MYERS IN	$317,000,000	–	15,000	+100.0%	0.01%	–
EA	New	ELECTRON	$325,000,000	–	14,157	+100.0%	0.01%	–
NAV	New	NAVISTARput	$302,000,000	–	100,000	+100.0%	0.01%	–
CCK	New	CROWN HO	$284,000,000	–	6,378	+100.0%	0.01%	–
CPA	New	COPA HOLcla	$274,000,000	–	1,710	+100.0%	0.01%	–
BAP	New	CREDICOR	$261,000,000	–	1,967	+100.0%	0.01%	–
GM	New	GENERAL	$275,000,000	–	6,732	+100.0%	0.01%	–
CPB	New	CAMPBELLcall	$270,000,000	–	300,000	+100.0%	0.01%	–
RGLS	Buy	REGULUS	$180,000,000	-18.2%	24,400	+4.7%	0.00%	-40.0%
NLY	New	ANNALY C	$140,000,000	–	14,027	+100.0%	0.00%	–
ITMN	New	INTERMUN	$147,000,000	–	10,000	+100.0%	0.00%	–
KMB	New	KIMBERLYput	$160,000,000	–	100,000	+100.0%	0.00%	–
TWER	Sell	TOWERSTR	$148,000,000	-64.8%	50,000	-66.0%	0.00%	-66.7%
MERU	Sell	MERU NET	$172,000,000	-34.4%	40,000	-50.0%	0.00%	-40.0%
BPZRQ	New	BPZ RESO	$171,000,000	–	94,050	+100.0%	0.00%	–
EBAY	New	EBAY INCcall	$175,000,000	–	35,000	+100.0%	0.00%	–
VTNR	New	VERTEX E	$105,000,000	–	31,300	+100.0%	0.00%	–
CUI	Buy	CUI GLOB	$126,000,000	+75.0%	20,000	+60.0%	0.00%	+100.0%
AUY	Buy	YAMANA G	$125,000,000	-10.7%	14,535	+8.0%	0.00%	-33.3%
AVB	New	AVALONBAcall	$118,000,000	–	100,000	+100.0%	0.00%	–
OCN	New	OCWEN FIcall	$86,000,000	–	50,000	+100.0%	0.00%	–
XLU	Buy	SELECT Sput	$88,000,000	+528.6%	353,700	+76.8%	0.00%	–
MGM	Buy	MGM RESOput	$111,000,000	+91.4%	300,000	+100.0%	0.00%	+100.0%
KMI		KINDER Mcall	$101,000,000	-17.9%	25,000	0.0%	0.00%	-33.3%
TWTR	New	TWITTERput	$100,000,000	–	30,000	+100.0%	0.00%	–
EQR	New	EQUITY Rcall	$82,000,000	–	150,000	+100.0%	0.00%	–
XCO	New	EXCO REScall	$88,000,000	–	500,000	+100.0%	0.00%	–
SFUN	New	SOUFUN Hput	$100,000,000	–	50,000	+100.0%	0.00%	–
CCI	New	CROWN CAcall	$95,000,000	–	50,000	+100.0%	0.00%	–
WFM	New	WHOLE FOcall	$110,000,000	–	100,000	+100.0%	0.00%	–
T107PS		WRIGHT Mcall	$89,000,000	+78.0%	50,000	0.0%	0.00%	+100.0%
C	Sell	CITIGROUcall	$47,000,000	-75.9%	54,000	-86.0%	0.00%	-75.0%
DLLR	Buy	DFC GLOBput	$38,000,000	+11.8%	200,000	+100.0%	0.00%	0.0%
ISIS		ISIS PHAput	$81,000,000	-55.0%	50,000	0.0%	0.00%	-75.0%
BLK	New	BLACKROCput	$74,000,000	–	20,000	+100.0%	0.00%	–
WBMD	New	WEBMD HEcall	$29,000,000	–	30,000	+100.0%	0.00%	–
SHW	Sell	SHERWINput	$40,000,000	-69.2%	10,000	-70.0%	0.00%	-66.7%
MSTX	Sell	MAST THE	$46,000,000	-47.7%	99,800	-50.1%	0.00%	-50.0%
MO	New	ALTRIA Gcall	$32,000,000	–	50,000	+100.0%	0.00%	–
FB	New	FACEBOOKput	$74,000,000	–	30,000	+100.0%	0.00%	–
IBM	New	INTERNATput	$56,000,000	–	30,000	+100.0%	0.00%	–
ITB	New	ISHAREScall	$56,000,000	–	54,300	+100.0%	0.00%	–
PM	Buy	PHILIP Mcall	$31,000,000	-60.8%	250,000	+400.0%	0.00%	-50.0%
RIO	New	RIO TINTcall	$35,000,000	–	202,800	+100.0%	0.00%	–
IP	Exit	INTL PAPput	$0	–	-20,000	-100.0%	0.00%	–
SQNM		SEQUENOMcall	$8,000,000	-50.0%	50,000	0.0%	0.00%	–
XOP	Sell	SPDR SERput	$16,000,000	+60.0%	20,000	-20.0%	0.00%	–
PSTI		PLURISTEcall	$10,000,000	-81.5%	175,000	0.0%	0.00%	-100.0%
POM	New	PEPCO HOcall	$13,000,000	–	251,500	+100.0%	0.00%	–
OIH	New	MARKET Vcall	$19,000,000	–	50,000	+100.0%	0.00%	–
K	New	KELLOGGcall	$20,000,000	–	100,000	+100.0%	0.00%	–
TCPTF	Buy	THOMPSONcall	$5,000,000	-37.5%	208,500	+595.0%	0.00%	–
IWM	New	ISHARESput	$6,000,000	–	20,000	+100.0%	0.00%	–
GPN	New	GLOBAL Pput	$24,000,000	–	40,000	+100.0%	0.00%	–
XOM	New	EXXON MOput	$19,000,000	–	45,000	+100.0%	0.00%	–
DOW	New	DOW CHEMput	$4,000,000	–	25,000	+100.0%	0.00%	–
ACAD	New	ACADIA Pcall	$7,000,000	–	10,000	+100.0%	0.00%	–
ARRS	New	ARRIS GRput	$4,000,000	–	50,000	+100.0%	0.00%	–
NLY		ANNALY Cput	$15,000,000	-61.5%	343,100	0.0%	0.00%	-100.0%
AMRN	Buy	AMARIN Ccall	$2,000,000	-97.0%	176,100	+16.5%	0.00%	-100.0%
ANWWQ	New	AEGEAN Mput	$5,000,000	–	50,000	+100.0%	0.00%	–
SSW	New	SEASPANput	$9,000,000	–	50,000	+100.0%	0.00%	–
R108	Exit	ENERGIZEcall	$0	–	-150,000	-100.0%	0.00%	–
DD	Exit	DU PONTput	$0	–	-130,000	-100.0%	0.00%	–
DE	Exit	DEERE &put	$0	–	-25,000	-100.0%	0.00%	–
KMB	Exit	KIMBERLYcall	$0	–	-25,000	-100.0%	0.00%	–
HAL	Exit	HALLIBURput	$0	–	-20,000	-100.0%	0.00%	–
MNKD	Exit	MANNKINDput	$0	–	-24,200	-100.0%	0.00%	–
NOV	Exit	NATIONALput	$0	–	-20,000	-100.0%	0.00%	–
MDR	Exit	MCDERMOTcall	$0	–	-20,000	-100.0%	0.00%	–
PEP	Exit	PEPSICOcall	$0	–	-200,000	-100.0%	0.00%	–
HPQ	Exit	HEWLETTcall	$0	–	-51,600	-100.0%	0.00%	–
BHI	Exit	BAKER HUput	$0	–	-20,000	-100.0%	0.00%	–
XRT	Exit	SPDR SERput	$0	–	-50,000	-100.0%	0.00%	–
NE	Exit	NOBLE COcall	$0	–	-25,000	-100.0%	0.00%	–
PVH	Exit	PVH CORPcall	$0	–	-100,000	-100.0%	-0.00%	–
NOC	Exit	NORTHROPput	$0	–	-25,000	-100.0%	-0.00%	–
MS	Exit	MORGAN Scall	$0	–	-150,000	-100.0%	-0.00%	–
RTN	Exit	RAYTHEONput	$0	–	-25,000	-100.0%	-0.00%	–
JPM	Exit	JPMORGANcall	$0	–	-300,000	-100.0%	-0.00%	–
LB	Exit	L BRANDSput	$0	–	-200,000	-100.0%	-0.00%	–
CL	Exit	COLGATEcall	$0	–	-100,000	-100.0%	-0.00%	–
LMT	Exit	LOCKHEEDput	$0	–	-25,000	-100.0%	-0.00%	–
GD	Exit	GENERALput	$0	–	-25,000	-100.0%	-0.00%	–
XLU	Exit	SELECT Scall	$0	–	-120,000	-100.0%	-0.00%	–
KBH	Exit	KB HOMEput	$0	–	-235,400	-100.0%	-0.00%	–
AVP	Exit	AVON PROcall	$0	–	-100,000	-100.0%	-0.00%	–
DFS	Exit	DISCOVERcall	$0	–	-43,200	-100.0%	-0.00%	–
RIO	Exit	RIO TINTput	$0	–	-30,000	-100.0%	-0.00%	–
NKE	Exit	NIKE INCput	$0	–	-150,000	-100.0%	-0.00%	–
XLP	Exit	SELECT Sput	$0	–	-50,000	-100.0%	-0.00%	–
WMT	Exit	WAL-MARTcall	$0	–	-100,000	-100.0%	-0.00%	–
SPY	Exit	SPDR S&Pput	$0	–	-110,000	-100.0%	-0.00%	–
LEN	Exit	LENNAR Ccall	$0	–	-50,000	-100.0%	-0.00%	–
PM	Exit	PHILIP Mput	$0	–	-50,000	-100.0%	-0.00%	–
UAA	Exit	UNDER ARput	$0	–	-400,000	-100.0%	-0.00%	–
CHD	Exit	CHURCH &put	$0	–	-100,000	-100.0%	-0.00%	–
BIOAQ	Exit	BIOAMBERcall	$0	–	-100,000	-100.0%	-0.00%	–
ONCYF	Exit	ONCOLYTI	$0	–	-50,000	-100.0%	-0.00%	–
DKS	Exit	DICKS SPput	$0	–	-100,000	-100.0%	-0.00%	–
PNC	Exit	PNC FINLput	$0	–	-74,900	-100.0%	-0.00%	–
IYR	Exit	ISHAREScall	$0	–	-100,000	-100.0%	-0.00%	–
GPS	Exit	GAP INCcall	$0	–	-300,000	-100.0%	-0.00%	–
WY	Exit	WEYERHAEcall	$0	–	-175,000	-100.0%	-0.00%	–
HD	Exit	HOME DEPcall	$0	–	-100,000	-100.0%	-0.00%	–
NRG	Exit	NRG ENERcall	$0	–	-105,000	-100.0%	-0.00%	–
CYTX	Exit	CYTORI T	$0	–	-75,000	-100.0%	-0.00%	–
STZ	Exit	CONSTELLcall	$0	–	-200,000	-100.0%	-0.00%	–
BIOAQ	Exit	BIOAMBER	$0	–	-36,168	-100.0%	-0.00%	–
MNKD	Exit	MANNKINDcall	$0	–	-100,000	-100.0%	-0.01%	–
TXMD	Exit	THERAPEU	$0	–	-100,000	-100.0%	-0.01%	–
ANTH	Exit	ANTHERA	$0	–	-72,500	-100.0%	-0.01%	–
M	Exit	MACYS INcall	$0	–	-200,000	-100.0%	-0.01%	–
PG	Exit	PROCTERput	$0	–	-100,000	-100.0%	-0.01%	–
RYL	Exit	RYLAND Gput	$0	–	-158,800	-100.0%	-0.01%	–
HYG	Exit	ISHARESput	$0	–	-270,000	-100.0%	-0.01%	–
SGYPQ	Exit	SYNERGY	$0	–	-70,936	-100.0%	-0.01%	–
WSM	Exit	WILLIAMSput	$0	–	-200,000	-100.0%	-0.01%	–
CCE	Exit	COCA COLcall	$0	–	-200,000	-100.0%	-0.01%	–
GS	Exit	GOLDMANput	$0	–	-50,000	-100.0%	-0.01%	–
BALT	Exit	BALTIC T	$0	–	-75,000	-100.0%	-0.01%	–
WAG	Exit	WALGREENput	$0	–	-200,000	-100.0%	-0.01%	–
PRGN	Exit	PARAGONclane	$0	–	-80,337	-100.0%	-0.01%	–
NES	Exit	NUVERRA	$0	–	-200,000	-100.0%	-0.01%	–
FUR	Exit	WINTHROPshben	$0	–	-42,500	-100.0%	-0.01%	–
TEX	Exit	TEREX CO	$0	–	-15,516	-100.0%	-0.01%	–
CPST	Exit	CAPSTONE	$0	–	-500,000	-100.0%	-0.01%	–
KBIO	Exit	KALOBIOS	$0	–	-125,000	-100.0%	-0.01%	–
TLT	Exit	ISHAREScall	$0	–	-585,000	-100.0%	-0.01%	–
CX	Exit	CEMEX SAspona	$0	–	-50,000	-100.0%	-0.01%	–
AGIO	Exit	AGIOS PH	$0	–	-20,000	-100.0%	-0.01%	–
SPDC	Exit	SPEED CO	$0	–	-200,000	-100.0%	-0.01%	–
FDO	Exit	FAMILY Dput	$0	–	-350,000	-100.0%	-0.01%	–
R108	Exit	ENERGIZE	$0	–	-7,844	-100.0%	-0.02%	–
RST	Exit	ROSETTA	$0	–	-45,000	-100.0%	-0.02%	–
GALE	Exit	GALENA B	$0	–	-349,400	-100.0%	-0.02%	–
EARN	Exit	ELLINGTO	$0	–	-50,000	-100.0%	-0.02%	–
ROST	Exit	ROSS STOcall	$0	–	-200,000	-100.0%	-0.02%	–
HOT	Exit	STARWOODcall	$0	–	-220,000	-100.0%	-0.02%	–
COH	Exit	COACH IN	$0	–	-14,263	-100.0%	-0.02%	–
SEIC	Exit	SEI INVE	$0	–	-26,800	-100.0%	-0.02%	–
SQNM	Exit	SEQUENOM	$0	–	-300,000	-100.0%	-0.02%	–
NBIX	Exit	NEUROCRI	$0	–	-73,900	-100.0%	-0.02%	–
RRTS	Exit	ROADRUNN	$0	–	-30,000	-100.0%	-0.02%	–
FSC	Exit	FIFTH ST	$0	–	-100,000	-100.0%	-0.02%	–
GMPRB	Exit	GENERALjrpfd	$0	–	-20,000	-100.0%	-0.02%	–
NVAX	Exit	NOVAVAX	$0	–	-331,628	-100.0%	-0.02%	–
FHN	Exit	FIRST HO	$0	–	-100,000	-100.0%	-0.02%	–
OFG	Exit	OFG BANC	$0	–	-75,000	-100.0%	-0.02%	–
AMRN	Exit	AMARIN Cspons	$0	–	-200,000	-100.0%	-0.03%	–
DHI	Exit	D R HORT	$0	–	-75,000	-100.0%	-0.03%	–
WPRT	Exit	WESTPORT	$0	–	-60,000	-100.0%	-0.03%	–
AA	Exit	ALCOA IN	$0	–	-182,746	-100.0%	-0.03%	–
CTB	Exit	COOPER T	$0	–	-50,003	-100.0%	-0.03%	–
NNN	Exit	NATIONAL	$0	–	-50,000	-100.0%	-0.03%	–
HES	Exit	HESS COR	$0	–	-23,760	-100.0%	-0.04%	–
ACN	Exit	ACCENTUR	$0	–	-24,900	-100.0%	-0.04%	–
WNR	Exit	WESTERN	$0	–	-64,431	-100.0%	-0.04%	–
PSA	Exit	PUBLIC S	$0	–	-12,996	-100.0%	-0.04%	–
DLR	Exit	DIGITAL	$0	–	-40,000	-100.0%	-0.04%	–
HR	Exit	HEALTHCA	$0	–	-92,912	-100.0%	-0.04%	–
IYR	Exit	ISHARESu.s.r	$0	–	-35,000	-100.0%	-0.05%	–
WRE	Exit	WASHINGTshben	$0	–	-88,889	-100.0%	-0.05%	–
HTLD	Exit	HEARTLAN	$0	–	-166,223	-100.0%	-0.05%	–
CCL	Exit	CARNIVALpaire	$0	–	-75,000	-100.0%	-0.05%	–
NSC	Exit	NORFOLK	$0	–	-32,558	-100.0%	-0.05%	–
EVR	Exit	EVERCOREclass	$0	–	-50,390	-100.0%	-0.05%	–
ALJ	Exit	ALON USA	$0	–	-248,500	-100.0%	-0.05%	–
	Exit	GT ADVANnote3	$0	–	-2,000,000	-100.0%	-0.05%	–
NUE	Exit	NUCOR CO	$0	–	-53,595	-100.0%	-0.06%	–
NRF	Exit	NORTHSTA	$0	–	-327,778	-100.0%	-0.06%	–
CSU	Exit	CAPITAL	$0	–	-148,713	-100.0%	-0.06%	–
AAP	Exit	ADVANCE	$0	–	-39,685	-100.0%	-0.07%	–
CHMT	Exit	CHEMTURA	$0	–	-147,288	-100.0%	-0.07%	–
CAM	Exit	CAMERON	$0	–	-57,906	-100.0%	-0.07%	–
X	Exit	UNITED S	$0	–	-166,222	-100.0%	-0.07%	–
RDN	Exit	RADIAN G	$0	–	-245,000	-100.0%	-0.07%	–
MON	Exit	MONSANTO	$0	–	-33,243	-100.0%	-0.07%	–
FRME	Exit	FIRST ME	$0	–	-202,246	-100.0%	-0.07%	–
IPG	Exit	INTERPUB	$0	–	-206,857	-100.0%	-0.07%	–
KIM	Exit	KIMCO RL	$0	–	-177,154	-100.0%	-0.07%	–
USB	Exit	US BANCO	$0	–	-100,000	-100.0%	-0.08%	–
SNDK	Exit	SANDISK	$0	–	-63,303	-100.0%	-0.08%	–
	Exit	AIRTRANnote5	$0	–	-2,500,000	-100.0%	-0.08%	–
	Exit	MICRON Tnote1	$0	–	-3,000,000	-100.0%	-0.08%	–
BLC	Exit	BELO COR	$0	–	-300,000	-100.0%	-0.08%	–
CLF	Exit	CLIFFS N	$0	–	-207,730	-100.0%	-0.09%	–
MAS	Exit	MASCO CO	$0	–	-207,200	-100.0%	-0.09%	–
MHLD	Exit	MAIDEN H	$0	–	-374,999	-100.0%	-0.09%	–
ZION	Exit	ZIONS BA	$0	–	-160,885	-100.0%	-0.09%	–
BZ	Exit	BOISE IN	$0	–	-360,111	-100.0%	-0.09%	–
	Exit	RYLAND Gnote0	$0	–	-5,000,000	-100.0%	-0.09%	–
UCBI	Exit	UNITED C	$0	–	-318,170	-100.0%	-0.10%	–
ADP	Exit	AUTOMATI	$0	–	-67,500	-100.0%	-0.10%	–
DOLE	Exit	DOLE FOO	$0	–	-374,944	-100.0%	-0.11%	–
NEM	Exit	NEWMONT	$0	–	-183,100	-100.0%	-0.11%	–
EQIX	Exit	EQUINIX	$0	–	-28,700	-100.0%	-0.11%	–
SPRD	Exit	SPREADTRadr	$0	–	-175,052	-100.0%	-0.11%	–
MIG	Exit	MEADOWBR	$0	–	-829,415	-100.0%	-0.11%	–
OC	Exit	OWENS CO	$0	–	-141,391	-100.0%	-0.11%	–
NOK	Exit	NOKIA COspons	$0	–	-900,000	-100.0%	-0.12%	–
	Exit	EXELIXISnote4	$0	–	-5,000,000	-100.0%	-0.12%	–
AAPL	Exit	APPLE IN	$0	–	-12,478	-100.0%	-0.12%	–
DEI	Exit	DOUGLAS	$0	–	-254,300	-100.0%	-0.12%	–
ASB	Exit	ASSOCIAT	$0	–	-408,470	-100.0%	-0.13%	–
PNW	Exit	PINNACLE	$0	–	-115,500	-100.0%	-0.13%	–
CPN	Exit	CALPINE	$0	–	-347,167	-100.0%	-0.14%	–
VZ	Exit	VERIZON	$0	–	-146,055	-100.0%	-0.14%	–
MBFI	Exit	MB FINAN	$0	–	-244,717	-100.0%	-0.14%	–
DELL	Exit	DELL INC	$0	–	-505,845	-100.0%	-0.14%	–
RPT	Exit	RAMCO-GE	$0	–	-466,666	-100.0%	-0.15%	–
WERN	Exit	WERNER E	$0	–	-316,190	-100.0%	-0.15%	–
	Exit	WRIGHT Mnote2	$0	–	-7,000,000	-100.0%	-0.18%	–
FRC	Exit	FIRST RE	$0	–	-183,306	-100.0%	-0.18%	–
HME	Exit	HOME PRO	$0	–	-149,752	-100.0%	-0.18%	–
UNS	Exit	UNS ENER	$0	–	-187,500	-100.0%	-0.18%	–
KMI	Exit	KINDER M	$0	–	-248,822	-100.0%	-0.18%	–
WCRX	Exit	WARNER C	$0	–	-400,000	-100.0%	-0.19%	–
	Exit	ANNALY Cnote5	$0	–	-9,000,000	-100.0%	-0.19%	–
PX	Exit	PRAXAIR	$0	–	-78,108	-100.0%	-0.20%	–
9207PS	Exit	ROCK-TENcla	$0	–	-94,122	-100.0%	-0.20%	–
INXN	Exit	INTERXIO	$0	–	-429,998	-100.0%	-0.20%	–
RBC	Exit	REGAL BE	$0	–	-148,593	-100.0%	-0.21%	–
SLGN	Exit	SILGAN H	$0	–	-223,211	-100.0%	-0.22%	–
	Exit	LEVEL 3note7	$0	–	-9,275,000	-100.0%	-0.24%	–
CMC	Exit	COMMERCI	$0	–	-702,363	-100.0%	-0.25%	–
ED	Exit	CONSOLID	$0	–	-217,500	-100.0%	-0.25%	–
FMER	Exit	FIRSTMER	$0	–	-578,126	-100.0%	-0.26%	–
	Exit	VIROPHARnote2	$0	–	-6,000,000	-100.0%	-0.27%	–
SBNY	Exit	SIGNATUR	$0	–	-140,717	-100.0%	-0.27%	–
RAX	Exit	RACKSPAC	$0	–	-256,469	-100.0%	-0.28%	–
CCE	Exit	COCA COL	$0	–	-345,001	-100.0%	-0.29%	–
SIVB	Exit	SVB FINL	$0	–	-164,647	-100.0%	-0.30%	–
TYC	Exit	TYCO INT	$0	–	-423,009	-100.0%	-0.31%	–
CYT	Exit	CYTEC IN	$0	–	-184,544	-100.0%	-0.31%	–
	Exit	LUCENT Tdbcv2	$0	–	-15,470,000	-100.0%	-0.32%	–
	Exit	MICRON Tnote2	$0	–	-8,000,000	-100.0%	-0.32%	–
CLP	Exit	COLONIAL	$0	–	-699,999	-100.0%	-0.33%	–
CVS	Exit	CVS CARE	$0	–	-282,281	-100.0%	-0.33%	–
	Exit	XPO LOGInote4	$0	–	-11,000,000	-100.0%	-0.33%	–
	Exit	MICRON Tnote1	$0	–	-8,642,000	-100.0%	-0.34%	–
DTE	Exit	DTE ENER	$0	–	-252,569	-100.0%	-0.35%	–
PVH	Exit	PVH CORP	$0	–	-142,828	-100.0%	-0.35%	–
LNKD	Exit	LINKEDIN	$0	–	-75,925	-100.0%	-0.39%	–
CPT	Exit	CAMDEN Pshben	$0	–	-323,166	-100.0%	-0.41%	–
NWL	Exit	NEWELL R	$0	–	-727,876	-100.0%	-0.42%	–
CE	Exit	CELANESE	$0	–	-425,365	-100.0%	-0.47%	–
LPT	Exit	LIBERTYshben	$0	–	-726,954	-100.0%	-0.54%	–
DAL	Exit	DELTA AI	$0	–	-1,152,818	-100.0%	-0.57%	–
LCC	Exit	U S AIRW	$0	–	-1,829,825	-100.0%	-0.72%	–
M	Exit	MACYS IN	$0	–	-947,899	-100.0%	-0.85%	–
WMT	Exit	WAL-MART	$0	–	-564,058	-100.0%	-0.87%	–
ELN	Exit	ELAN PLCadr	$0	–	-2,850,000	-100.0%	-0.92%	–
NE	Exit	NOBLE COnamen	$0	–	-1,210,000	-100.0%	-0.95%	–
	Exit	VERISIGNsdcv3	$0	–	-33,000,000	-100.0%	-1.08%	–
ONXX	Exit	ONYX PHA	$0	–	-484,886	-100.0%	-1.26%	–
	Exit	GILEAD Snote1	$0	–	-34,000,000	-100.0%	-1.96%	–
	Exit	GILEAD Snote1	$0	–	-45,150,000	-100.0%	-2.62%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-13
View 13F-HR/A filed 2014-05-14
View 13F-HR/A filed 2014-08-15
View 13F-HR/A filed 2014-11-14
View 13F-HR/A filed 2015-02-13

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5442069000.0 != 5442069000000.0)
The reported has been amended

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