UBS OCONNOR LLC - Q3 2013 holdings

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$4.83 Billion is the total value of UBS OCONNOR LLC's 419 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 88.6% .

All

			Value		Shares		↓ Weighting
		GILEAD Snote1	$125,729,000,000	+22.7%	45,150,000	0.0%	2.62%	+36.3%
		MYLAN INnote3	$101,552,000,000	+22.4%	35,000,000	0.0%	2.11%	+36.0%
	Sell	TERADYNEnote4	$101,418,000,000	-10.1%	33,500,000	-4.3%	2.11%	-0.2%
	Buy	GILEAD Snote1	$94,149,000,000	+26.2%	34,000,000	+3.3%	1.96%	+40.1%
LIFE	New	LIFE TEC	$93,888,000,000	–	1,254,694	+100.0%	1.95%	–
PM	Buy	PHILIP M	$88,146,000,000	+83.4%	1,017,968	+83.4%	1.83%	+103.6%
HUM	Buy	HUMANA I	$81,587,000,000	+72.7%	874,175	+56.1%	1.70%	+91.8%
MSFT	Buy	MICROSOF	$64,583,000,000	+41.6%	1,938,838	+46.7%	1.34%	+57.2%
MDLZ	Sell	MONDELEZcla	$61,655,000,000	-15.9%	1,962,274	-23.6%	1.28%	-6.6%
ONXX	Buy	ONYX PHA	$60,451,000,000	+1640.6%	484,886	+1112.2%	1.26%	+1835.4%
CL	New	COLGATE	$59,448,000,000	–	1,002,498	+100.0%	1.24%	–
	Buy	TESLA MTnote1	$59,223,000,000	+2547.4%	35,000,000	+1650.0%	1.23%	+2833.3%
EL	Sell	LAUDER Ecla	$58,741,000,000	-8.1%	840,359	-13.5%	1.22%	+2.0%
NLSN	Buy	NIELSEN	$53,794,000,000	+16.8%	1,475,842	+7.6%	1.12%	+29.7%
	Buy	VERISIGNsdcv3	$51,674,000,000	+18.5%	33,000,000	+6.5%	1.08%	+31.6%
SPG	New	SIMON PP	$49,890,000,000	–	336,574	+100.0%	1.04%	–
	Buy	TELEFLEXnote3	$49,375,000,000	+125.3%	35,000,000	+116.0%	1.03%	+149.9%
MHFI	Buy	MCGRAW H	$46,645,000,000	+72.1%	711,160	+39.6%	0.97%	+90.9%
NE	Sell	NOBLE COnamen	$45,702,000,000	-5.0%	1,210,000	-5.5%	0.95%	+5.4%
TSM	New	TAIWAN Sspons	$45,125,000,000	–	2,660,700	+100.0%	0.94%	–
ELN	New	ELAN PLCadr	$44,403,000,000	–	2,850,000	+100.0%	0.92%	–
DFODQ	New	DEAN FOO	$41,852,000,000	–	2,168,498	+100.0%	0.87%	–
WMT	Sell	WAL-MART	$41,718,000,000	-19.5%	564,058	-18.9%	0.87%	-10.6%
ASH	Sell	ASHLAND	$41,457,000,000	-22.9%	448,279	-30.4%	0.86%	-14.5%
WWAV	Buy	WHITEWAV	$41,226,000,000	+158.8%	2,064,413	+110.6%	0.86%	+187.9%
M	New	MACYS IN	$41,016,000,000	–	947,899	+100.0%	0.85%	–
	Buy	GENCORPsdcv4	$40,825,000,000	+193.6%	22,500,000	+200.0%	0.85%	+226.5%
BHP	New	BHP BILLspons	$39,752,000,000	–	597,774	+100.0%	0.83%	–
ADBE	Buy	ADOBE SY	$39,734,000,000	+22.7%	765,000	+7.6%	0.83%	+36.2%
VTR	Buy	VENTAS I	$38,831,000,000	+6.1%	631,392	+19.8%	0.81%	+17.8%
MAA	Buy	MID-AMER	$38,508,000,000	-4.9%	616,133	+3.1%	0.80%	+5.7%
HOT	Buy	STARWOOD	$37,995,000,000	+171.4%	571,790	+158.1%	0.79%	+201.5%
KO	Sell	COCA COL	$37,733,000,000	-40.7%	996,108	-37.3%	0.78%	-34.2%
		WESCO INdbcv6	$37,100,000,000	+11.7%	13,500,000	0.0%	0.77%	+24.1%
KRFT	New	KRAFT FO	$36,914,000,000	–	703,924	+100.0%	0.77%	–
	Sell	CHESAPEAnote2	$36,744,000,000	-16.8%	35,471,000	-19.3%	0.76%	-7.6%
KRC	Buy	KILROY R	$36,565,000,000	+47.3%	732,025	+56.3%	0.76%	+63.7%
HSP	Buy	HOSPIRA	$36,267,000,000	+88.1%	924,704	+83.8%	0.75%	+108.9%
RLJ	Sell	RLJ LODG	$35,705,000,000	+1.7%	1,519,998	-2.6%	0.74%	+12.9%
LCC	Sell	U S AIRW	$34,693,000,000	+12.0%	1,829,825	-3.0%	0.72%	+24.3%
RWT	Buy	REDWOOD	$34,438,000,000	+146.7%	1,749,002	+113.0%	0.72%	+173.3%
SJM	New	SMUCKER	$34,431,000,000	–	327,787	+100.0%	0.72%	–
SBAC	Buy	SBA COMM	$34,045,000,000	+126.4%	423,131	+108.5%	0.71%	+151.1%
NOV	Buy	NATIONAL	$33,427,000,000	+66.6%	427,952	+47.0%	0.70%	+84.8%
AVP	Sell	AVON PRO	$32,797,000,000	-39.9%	1,592,102	-38.7%	0.68%	-33.3%
JPM	Buy	JPMORGAN	$32,032,000,000	+43.2%	619,691	+46.2%	0.67%	+58.9%
	Buy	MICROCHIsdcv2	$31,330,000,000	+34.8%	20,000,000	+25.0%	0.65%	+49.9%
ELS	Buy	EQUITY L	$30,958,000,000	+2.7%	906,008	+136.1%	0.64%	+14.0%
FL	Sell	FOOT LOC	$30,885,000,000	-35.5%	910,000	-33.3%	0.64%	-28.5%
SCHW	Buy	SCHWAB C	$30,818,000,000	+57.4%	1,457,812	+58.1%	0.64%	+74.7%
ACC	Buy	AMERICAN	$29,315,000,000	+926.1%	858,424	+1121.5%	0.61%	+1029.6%
DKS	New	DICKS SP	$28,365,000,000	–	531,376	+100.0%	0.59%	–
GPS	New	GAP INC	$28,295,000,000	–	702,462	+100.0%	0.59%	–
DAL	New	DELTA AI	$27,195,000,000	–	1,152,818	+100.0%	0.57%	–
BZT		BEAZER Hunit9	$26,735,000,000	+1.0%	913,100	0.0%	0.56%	+12.1%
		SBA COMMnote4	$26,585,000,000	+8.1%	10,000,000	0.0%	0.55%	+20.0%
ADM	Sell	ARCHER D	$26,525,000,000	-32.3%	720,000	-37.7%	0.55%	-24.8%
AMT	Buy	AMERICAN	$26,042,000,000	+447.6%	351,304	+440.5%	0.54%	+509.0%
LPT	New	LIBERTYshben	$25,880,000,000	–	726,954	+100.0%	0.54%	–
CAT	Buy	CATERPIL	$25,664,000,000	+174.0%	307,837	+171.1%	0.53%	+203.4%
MYGN	Buy	MYRIAD G	$25,596,000,000	+27.0%	1,089,206	+45.2%	0.53%	+40.7%
SSS	Buy	SOVRAN S	$25,428,000,000	+39.6%	335,999	+19.5%	0.53%	+55.1%
FCX	Buy	FREEPORT	$24,743,000,000	+3878.0%	747,972	+3220.2%	0.52%	+4191.7%
HD	Sell	HOME DEP	$23,980,000,000	-52.6%	316,146	-51.6%	0.50%	-47.3%
VOD	Buy	VODAFONEspons	$22,665,000,000	+311.2%	644,248	+235.9%	0.47%	+357.3%
CE	Buy	CELANESE	$22,455,000,000	+305.0%	425,365	+243.7%	0.47%	+349.0%
RHP	Buy	RYMAN HO	$20,492,000,000	+81.1%	593,800	+104.8%	0.43%	+100.9%
		PHH CORPnote6	$20,439,000,000	+13.5%	10,000,000	0.0%	0.42%	+26.1%
NWSA	New	NEWS CORcla	$20,044,000,000	–	1,248,088	+100.0%	0.42%	–
NWL	Sell	NEWELL R	$20,017,000,000	-51.5%	727,876	-53.7%	0.42%	-46.3%
C	Buy	CITIGROU	$19,938,000,000	+11.1%	411,004	+9.8%	0.42%	+23.5%
CPT	Sell	CAMDEN Pshben	$19,855,000,000	-31.9%	323,166	-23.4%	0.41%	-24.4%
DCT	Sell	DCT INDU	$19,629,000,000	-7.0%	2,729,998	-7.5%	0.41%	+3.3%
FRT	Buy	FEDERALshben	$19,602,000,000	-1.0%	193,222	+1.2%	0.41%	+10.0%
PG	Sell	PROCTER	$19,471,000,000	-54.9%	257,586	-54.1%	0.40%	-49.9%
SPY	New	SPDR S&Ptruni	$19,351,000,000	–	115,176	+100.0%	0.40%	–
LNKD	New	LINKEDIN	$18,682,000,000	–	75,925	+100.0%	0.39%	–
		UNITED Tnote1	$18,701,000,000	+16.8%	11,000,000	0.0%	0.39%	+29.7%
HCBK	New	HUDSON C	$18,061,000,000	–	1,995,600	+100.0%	0.38%	–
PACW	New	PACWEST	$17,873,000,000	–	520,174	+100.0%	0.37%	–
TCMCF	Sell	THOMPSONunit9	$17,343,000,000	+12.3%	924,544	-1.9%	0.36%	+24.9%
VIAB	New	VIACOM Iclb	$17,299,000,000	–	206,976	+100.0%	0.36%	–
	Buy	AUXILIUMnote1	$17,126,000,000	+61.2%	16,500,000	+50.0%	0.36%	+78.9%
PVH	Buy	PVH CORP	$16,952,000,000	+87.2%	142,828	+97.3%	0.35%	+107.6%
		EQUINIXnote4	$16,889,000,000	-0.7%	7,500,000	0.0%	0.35%	+10.0%
DTE	New	DTE ENER	$16,665,000,000	–	252,569	+100.0%	0.35%	–
FB	Sell	FACEBOOKcla	$16,331,000,000	-52.0%	325,050	-76.3%	0.34%	-46.7%
LNT	Buy	ALLIANT	$16,352,000,000	+5.4%	330,000	+7.3%	0.34%	+16.8%
	New	MICRON Tnote1	$16,100,000,000	–	8,642,000	+100.0%	0.34%	–
RF	New	REGIONS	$16,122,000,000	–	1,740,998	+100.0%	0.34%	–
	Buy	XPO LOGInote4	$16,044,000,000	+70.7%	11,000,000	+44.7%	0.33%	+89.8%
CVS	Buy	CVS CARE	$16,019,000,000	-0.3%	282,281	+0.5%	0.33%	+10.6%
	Sell	DEVELOPEnote1	$15,872,000,000	-31.7%	14,000,000	-29.5%	0.33%	-24.1%
PEI	Sell	PENNSYLVshben	$15,708,000,000	-49.6%	839,999	-49.1%	0.33%	-44.0%
CLP	Sell	COLONIAL	$15,743,000,000	-7.1%	699,999	-0.4%	0.33%	+2.8%
AEE	Buy	AMEREN C	$15,678,000,000	+30.1%	450,000	+28.6%	0.33%	+44.2%
	New	MICRON Tnote2	$15,269,000,000	–	8,000,000	+100.0%	0.32%	–
RL	Sell	RALPH LAcla	$15,244,000,000	-46.0%	92,538	-43.1%	0.32%	-40.1%
	Buy	LUCENT Tdbcv2	$15,161,000,000	+17.2%	15,470,000	+15.7%	0.32%	+30.2%
DUK	Buy	DUKE ENE	$15,026,000,000	+75.2%	225,000	+77.1%	0.31%	+94.4%
CYT	New	CYTEC IN	$15,014,000,000	–	184,544	+100.0%	0.31%	–
NU	New	NORTHEAS	$14,976,000,000	–	363,049	+100.0%	0.31%	–
Q104PS	Buy	PARKWAY	$14,927,000,000	+26.7%	839,999	+19.5%	0.31%	+40.7%
TYC	New	TYCO INT	$14,797,000,000	–	423,009	+100.0%	0.31%	–
HPP	Buy	HUDSON P	$14,674,000,000	-5.6%	754,458	+3.2%	0.30%	+4.8%
CMS	Buy	CMS ENER	$14,410,000,000	+25.0%	547,500	+29.1%	0.30%	+38.9%
BMR	Buy	BIOMED R	$14,314,000,000	+0.7%	769,998	+9.6%	0.30%	+12.0%
	Buy	MENTOR Gsdcv4	$14,214,000,000	+56.9%	10,887,000	+45.2%	0.30%	+74.1%
SIVB	Buy	SVB FINL	$14,221,000,000	+275.0%	164,647	+261.8%	0.30%	+316.9%
AKR	New	ACADIA R	$14,155,000,000	–	573,555	+100.0%	0.29%	–
CCE	Sell	COCA COL	$13,872,000,000	-65.2%	345,001	-69.6%	0.29%	-61.3%
RAX	New	RACKSPAC	$13,531,000,000	–	256,469	+100.0%	0.28%	–
WR	Buy	WESTAR E	$13,379,000,000	+2.9%	436,500	+7.3%	0.28%	+13.9%
ROST	New	ROSS STO	$13,318,000,000	–	182,945	+100.0%	0.28%	–
	New	VIROPHARnote2	$12,869,000,000	–	6,000,000	+100.0%	0.27%	–
SBNY	Buy	SIGNATUR	$12,878,000,000	+57.4%	140,717	+42.8%	0.27%	+75.2%
AAT	Buy	AMERICAN	$12,814,000,000	-1.0%	420,000	+0.2%	0.27%	+10.3%
HHC	Sell	HOWARD H	$12,585,000,000	-23.9%	111,999	-24.1%	0.26%	-15.5%
FMER	New	FIRSTMER	$12,551,000,000	–	578,126	+100.0%	0.26%	–
PCG	Sell	PG&E COR	$12,480,000,000	-41.1%	304,981	-34.2%	0.26%	-34.5%
TOL	Buy	TOLL BRO	$12,447,000,000	+25.8%	383,812	+26.6%	0.26%	+40.0%
HIW	Buy	HIGHWOOD	$12,359,000,000	+131.4%	350,000	+133.3%	0.26%	+157.0%
ROIC	Buy	RETAIL O	$12,092,000,000	+47.8%	874,999	+48.6%	0.25%	+64.7%
NEE	Buy	NEXTERA	$12,024,000,000	+5.4%	150,000	+7.1%	0.25%	+16.8%
ED	New	CONSOLID	$11,993,000,000	–	217,500	+100.0%	0.25%	–
BKU	Buy	BANKUNIT	$11,908,000,000	+438.6%	381,792	+349.2%	0.25%	+504.9%
CMC	Buy	COMMERCI	$11,905,000,000	+151.5%	702,363	+119.2%	0.25%	+178.7%
RSG	New	REPUBLIC	$11,725,000,000	–	351,480	+100.0%	0.24%	–
D	Sell	DOMINION	$11,378,000,000	-30.1%	182,103	-36.4%	0.24%	-22.3%
	Buy	LEVEL 3note7	$11,367,000,000	+78.0%	9,275,000	+68.6%	0.24%	+96.7%
LSTR	New	LANDSTAR	$11,166,000,000	–	199,466	+100.0%	0.23%	–
EDR	New	EDUCATIO	$10,997,000,000	–	1,208,450	+100.0%	0.23%	–
LPS	New	LENDER P	$10,979,000,000	–	330,000	+100.0%	0.23%	–
SRE	Buy	SEMPRA E	$10,914,000,000	+52.6%	127,500	+45.8%	0.23%	+69.4%
KEY	Buy	KEYCORP	$10,810,000,000	+182.8%	948,255	+173.9%	0.22%	+212.5%
	Sell	D R HORTnote2	$10,668,000,000	-14.4%	7,000,000	-6.7%	0.22%	-5.1%
URI	Sell	UNITED R	$10,582,000,000	-27.1%	181,546	-37.6%	0.22%	-19.1%
SLGN	New	SILGAN H	$10,491,000,000	–	223,211	+100.0%	0.22%	–
DISH	Buy	DISH NETcla	$10,310,000,000	+130.9%	229,054	+118.2%	0.21%	+154.8%
LTC	Buy	LTC PPTY	$10,154,000,000	+46.6%	267,356	+50.8%	0.21%	+62.3%
RBC	New	REGAL BE	$10,094,000,000	–	148,593	+100.0%	0.21%	–
LNCE	Sell	SNYDERS-	$10,066,000,000	-44.3%	348,906	-45.2%	0.21%	-38.3%
	New	MERRIMACnote4	$10,001,000,000	–	11,000,000	+100.0%	0.21%	–
	Buy	INTERMUNnote2	$9,902,000,000	+14.3%	11,000,000	+4.4%	0.21%	+27.2%
CTRP	New	CTRIP COameri	$9,886,000,000	–	169,199	+100.0%	0.21%	–
AWK	Buy	AMERICAN	$9,814,000,000	+40.5%	237,750	+40.3%	0.20%	+55.7%
TWC	New	TIME WAR	$9,685,000,000	–	86,786	+100.0%	0.20%	–
CLDT	Buy	CHATHAM	$9,577,000,000	+8.8%	536,242	+4.7%	0.20%	+20.6%
INXN	Sell	INTERXIO	$9,563,000,000	-18.2%	429,998	-3.9%	0.20%	-9.1%
9207PS	New	ROCK-TENcla	$9,532,000,000	–	94,122	+100.0%	0.20%	–
PX	Sell	PRAXAIR	$9,389,000,000	-31.5%	78,108	-34.4%	0.20%	-24.1%
NRG	Sell	NRG ENER	$9,224,000,000	-21.7%	337,500	-23.5%	0.19%	-13.1%
IHS	New	IHS INCcla	$9,176,000,000	–	80,360	+100.0%	0.19%	–
ACAS	New	AMERICAN	$9,163,000,000	–	666,364	+100.0%	0.19%	–
	New	ALLIANTnote3	$9,176,000,000	–	7,000,000	+100.0%	0.19%	–
WCRX	New	WARNER C	$9,140,000,000	–	400,000	+100.0%	0.19%	–
		ANNALY Cnote5	$9,141,000,000	+0.7%	9,000,000	0.0%	0.19%	+11.8%
MS	Sell	MORGAN S	$9,083,000,000	-20.4%	337,035	-27.9%	0.19%	-11.7%
APOL	Buy	APOLLO Gcla	$9,036,000,000	+64.0%	434,197	+39.6%	0.19%	+82.5%
KMI	New	KINDER M	$8,851,000,000	–	248,822	+100.0%	0.18%	–
UNS	Buy	UNS ENER	$8,741,000,000	+40.0%	187,500	+34.3%	0.18%	+55.6%
	Sell	EQUINIXnote3	$8,657,000,000	-33.2%	5,200,000	-32.5%	0.18%	-25.9%
HME	Sell	HOME PRO	$8,648,000,000	-52.9%	149,752	-46.7%	0.18%	-47.7%
FRC	Sell	FIRST RE	$8,548,000,000	-5.5%	183,306	-22.0%	0.18%	+5.3%
	New	WRIGHT Mnote2	$8,580,000,000	–	7,000,000	+100.0%	0.18%	–
	Sell	SANDISKnote1	$7,934,000,000	-30.4%	6,000,000	-29.4%	0.16%	-22.5%
EWBC	New	EAST WES	$7,908,000,000	–	247,499	+100.0%	0.16%	–
MFRM	Sell	MATTRESS	$7,489,000,000	-55.0%	235,515	-43.0%	0.16%	-50.0%
INTC	New	INTEL CO	$7,449,000,000	–	325,000	+100.0%	0.16%	–
WFC	New	WELLS FA	$7,400,000,000	–	179,086	+100.0%	0.15%	–
WERN	New	WERNER E	$7,377,000,000	–	316,190	+100.0%	0.15%	–
RPT	Sell	RAMCO-GE	$7,191,000,000	-1.2%	466,666	-0.4%	0.15%	+10.3%
HMA	New	HEALTH Mcla	$7,133,000,000	–	557,300	+100.0%	0.15%	–
AVB	Buy	AVALONBA	$6,965,000,000	+59.7%	54,805	+69.5%	0.14%	+76.8%
DELL	Sell	DELL INC	$6,965,000,000	-79.9%	505,845	-80.5%	0.14%	-77.7%
CCI	Buy	CROWN CA	$6,938,000,000	+15.7%	95,000	+14.7%	0.14%	+28.6%
MBFI	New	MB FINAN	$6,911,000,000	–	244,717	+100.0%	0.14%	–
LEN	Sell	LENNAR Ccla	$6,938,000,000	-41.9%	196,000	-40.9%	0.14%	-35.7%
VZ	Buy	VERIZON	$6,815,000,000	+38.9%	146,055	+49.8%	0.14%	+54.3%
NBHC	Sell	NATIONALcla	$6,834,000,000	-39.4%	332,694	-41.9%	0.14%	-32.7%
CPN	New	CALPINE	$6,745,000,000	–	347,167	+100.0%	0.14%	–
JCPNQ	Sell	PENNEY J	$6,615,000,000	-64.3%	750,000	-31.0%	0.14%	-60.3%
HYG	Buy	ISHARESiboxx	$6,548,000,000	+336.5%	71,500	+333.3%	0.14%	+385.7%
JOY	Sell	JOY GLOB	$6,438,000,000	-47.1%	126,132	-49.7%	0.13%	-41.2%
OGE	New	OGE ENER	$6,334,000,000	–	175,500	+100.0%	0.13%	–
PNW	Sell	PINNACLE	$6,322,000,000	-29.7%	115,500	-28.8%	0.13%	-21.4%
ASB	New	ASSOCIAT	$6,327,000,000	–	408,470	+100.0%	0.13%	–
PPS	Sell	POST PPT	$6,303,000,000	-69.8%	140,000	-66.8%	0.13%	-66.5%
AEP	New	AMERICAN	$6,249,000,000	–	144,151	+100.0%	0.13%	–
AHT	Buy	ASHFORD	$6,047,000,000	+50.3%	490,000	+39.5%	0.13%	+68.0%
DEI	Buy	DOUGLAS	$5,968,000,000	+1161.7%	254,300	+1241.2%	0.12%	+1277.8%
AAPL	New	APPLE IN	$5,949,000,000	–	12,478	+100.0%	0.12%	–
	Sell	EXELIXISnote4	$5,890,000,000	-44.3%	5,000,000	-54.5%	0.12%	-37.9%
NOK	Sell	NOKIA COspons	$5,859,000,000	+22.4%	900,000	-29.7%	0.12%	+35.6%
EOX	Buy	EMERALD	$5,824,000,000	+183.0%	810,000	+170.0%	0.12%	+210.3%
IGT	Buy	INTERNAT	$5,720,000,000	+127.3%	302,178	+100.6%	0.12%	+153.2%
GEF	New	GREIF INcla	$5,708,000,000	–	116,417	+100.0%	0.12%	–
CACI	New	CACI INTcla	$5,691,000,000	–	82,345	+100.0%	0.12%	–
CDR	Buy	CEDAR RE	$5,634,000,000	+3.2%	1,087,696	+3.2%	0.12%	+14.7%
HSH	Sell	HILLSHIR	$5,533,000,000	-68.4%	180,000	-66.0%	0.12%	-64.9%
SWK	New	STANLEY	$5,437,000,000	–	60,034	+100.0%	0.11%	–
OC	New	OWENS CO	$5,370,000,000	–	141,391	+100.0%	0.11%	–
MIG	Sell	MEADOWBR	$5,391,000,000	-42.0%	829,415	-28.3%	0.11%	-35.6%
GME	Sell	GAMESTOPcla	$5,312,000,000	-74.0%	106,988	-78.0%	0.11%	-71.0%
SPRD	New	SPREADTRadr	$5,333,000,000	–	175,052	+100.0%	0.11%	–
EQIX	Sell	EQUINIX	$5,271,000,000	-74.2%	28,700	-74.1%	0.11%	-71.3%
LPX	New	LOUISIAN	$5,273,000,000	–	299,789	+100.0%	0.11%	–
HLF	Sell	HERBALIF	$5,233,000,000	-48.2%	75,000	-66.5%	0.11%	-42.3%
	Sell	WALTER Inote4	$5,253,000,000	-54.9%	5,000,000	-56.5%	0.11%	-50.0%
VNO	New	VORNADOshben	$5,146,000,000	–	61,214	+100.0%	0.11%	–
NEM	New	NEWMONT	$5,145,000,000	–	183,100	+100.0%	0.11%	–
DOLE	New	DOLE FOO	$5,107,000,000	–	374,944	+100.0%	0.11%	–
REG	New	REGENCY	$5,003,000,000	–	103,477	+100.0%	0.10%	–
ADP	New	AUTOMATI	$4,886,000,000	–	67,500	+100.0%	0.10%	–
SFE	Buy	SAFEGUAR	$4,868,000,000	-0.1%	310,290	+2.2%	0.10%	+11.0%
UCBI	Buy	UNITED C	$4,773,000,000	+24.9%	318,170	+3.4%	0.10%	+37.5%
RAD	New	RITE AID	$4,760,000,000	–	1,000,000	+100.0%	0.10%	–
TRLA	New	TRULIA I	$4,779,000,000	–	101,608	+100.0%	0.10%	–
HTZ	Buy	HERTZ GL	$4,603,000,000	+17.7%	207,700	+31.7%	0.10%	+31.5%
	Sell	RYLAND Gnote0	$4,525,000,000	-49.8%	5,000,000	-50.0%	0.09%	-44.4%
BZ	Sell	BOISE IN	$4,537,000,000	-83.9%	360,111	-89.1%	0.09%	-82.2%
HK	Buy	HALCON R	$4,430,000,000	+60.7%	1,000,000	+105.8%	0.09%	+76.9%
MHLD	Sell	MAIDEN H	$4,429,000,000	-60.5%	374,999	-62.4%	0.09%	-56.2%
MAS	New	MASCO CO	$4,409,000,000	–	207,200	+100.0%	0.09%	–
ZION	Sell	ZIONS BA	$4,411,000,000	-56.3%	160,885	-54.0%	0.09%	-51.3%
GM	Buy	GENERALcall	$4,257,000,000	+1908.0%	1,010,470	+9551.1%	0.09%	+2125.0%
MHK	New	MOHAWK I	$4,266,000,000	–	32,749	+100.0%	0.09%	–
CLF	New	CLIFFS N	$4,258,000,000	–	207,730	+100.0%	0.09%	–
PENN	Sell	PENN NAT	$4,069,000,000	-66.7%	73,502	-68.2%	0.08%	-62.9%
BLC	New	BELO COR	$4,110,000,000	–	300,000	+100.0%	0.08%	–
LEAP	New	LEAP WIR	$3,948,000,000	–	250,000	+100.0%	0.08%	–
	Sell	MICRON Tnote1	$3,812,000,000	-73.2%	3,000,000	-76.0%	0.08%	-70.4%
		AIRTRANnote5	$3,728,000,000	+5.3%	2,500,000	0.0%	0.08%	+18.2%
SNDK	New	SANDISK	$3,767,000,000	–	63,303	+100.0%	0.08%	–
USB	Sell	US BANCO	$3,658,000,000	-64.1%	100,000	-64.5%	0.08%	-60.2%
KIM	New	KIMCO RL	$3,575,000,000	–	177,154	+100.0%	0.07%	–
IPG	New	INTERPUB	$3,554,000,000	–	206,857	+100.0%	0.07%	–
FRME	Sell	FIRST ME	$3,505,000,000	-34.1%	202,246	-34.8%	0.07%	-27.0%
MON	Sell	MONSANTO	$3,470,000,000	-79.8%	33,243	-80.9%	0.07%	-77.6%
PLD	New	PROLOGIS	$3,476,000,000	–	92,397	+100.0%	0.07%	–
RDN	New	RADIAN G	$3,413,000,000	–	245,000	+100.0%	0.07%	–
X	New	UNITED S	$3,423,000,000	–	166,222	+100.0%	0.07%	–
CAM	New	CAMERON	$3,380,000,000	–	57,906	+100.0%	0.07%	–
CHMT	New	CHEMTURA	$3,386,000,000	–	147,288	+100.0%	0.07%	–
AAP	Sell	ADVANCE	$3,281,000,000	-93.6%	39,685	-93.7%	0.07%	-92.9%
CBS	New	CBS CORPclb	$3,133,000,000	–	56,804	+100.0%	0.06%	–
CSU	Sell	CAPITAL	$3,145,000,000	-26.4%	148,713	-16.9%	0.06%	-18.8%
NRF	Sell	NORTHSTA	$3,042,000,000	-64.4%	327,778	-65.1%	0.06%	-60.6%
TRNO	Buy	TERRENO	$2,984,000,000	+63.7%	168,000	+70.8%	0.06%	+82.4%
UIL	New	UIL HLDG	$2,788,000,000	–	75,000	+100.0%	0.06%	–
DIS	Sell	DISNEY W	$2,747,000,000	-62.8%	42,597	-63.6%	0.06%	-58.7%
APD	New	AIR PROD	$2,677,000,000	–	25,124	+100.0%	0.06%	–
NUE	New	NUCOR CO	$2,627,000,000	–	53,595	+100.0%	0.06%	–
	Sell	GT ADVANnote3	$2,614,000,000	-52.2%	2,000,000	-68.3%	0.05%	-47.6%
ALJ	New	ALON USA	$2,537,000,000	–	248,500	+100.0%	0.05%	–
NSC	Sell	NORFOLK	$2,518,000,000	-19.1%	32,558	-24.0%	0.05%	-10.3%
FNFG	New	FIRST NI	$2,502,000,000	–	241,241	+100.0%	0.05%	–
EVR	Sell	EVERCOREclass	$2,481,000,000	-72.8%	50,390	-78.3%	0.05%	-69.6%
GCVRZ	Sell	SANOFIright	$2,430,000,000	+5.2%	1,203,178	-1.0%	0.05%	+18.6%
CBLAQ	New	CBL & AS	$2,464,000,000	–	129,023	+100.0%	0.05%	–
CCL	New	CARNIVALpaire	$2,448,000,000	–	75,000	+100.0%	0.05%	–
WCIC	New	WCI CMNT	$2,416,000,000	–	140,000	+100.0%	0.05%	–
SGMO	New	SANGAMO	$2,358,000,000	–	225,000	+100.0%	0.05%	–
HTLD	Buy	HEARTLAN	$2,359,000,000	+223.6%	166,223	+216.4%	0.05%	+250.0%
WRE	New	WASHINGTshben	$2,246,000,000	–	88,889	+100.0%	0.05%	–
IYR	Buy	ISHARESu.s.r	$2,233,000,000	+85.9%	35,000	+93.6%	0.05%	+100.0%
CSE	New	CAPITALS	$2,148,000,000	–	180,866	+100.0%	0.04%	–
HR	New	HEALTHCA	$2,147,000,000	–	92,912	+100.0%	0.04%	–
DLR	Sell	DIGITAL	$2,124,000,000	-75.2%	40,000	-71.5%	0.04%	-72.7%
SIG	New	SIGNET J	$2,073,000,000	–	28,931	+100.0%	0.04%	–
PSA	Sell	PUBLIC S	$2,087,000,000	-67.5%	12,996	-69.0%	0.04%	-64.2%
WNR	Buy	WESTERN	$1,936,000,000	+87.8%	64,431	+75.5%	0.04%	+110.5%
SCI	New	SERVICE	$1,862,000,000	–	100,000	+100.0%	0.04%	–
HES	Sell	HESS COR	$1,838,000,000	-83.6%	23,760	-85.9%	0.04%	-81.8%
ACN	Sell	ACCENTUR	$1,834,000,000	-15.1%	24,900	-17.0%	0.04%	-5.0%
S	New	SPRINT C	$1,679,000,000	–	270,372	+100.0%	0.04%	–
NNN	New	NATIONAL	$1,591,000,000	–	50,000	+100.0%	0.03%	–
		NUANCE Cnote2	$1,523,000,000	-1.9%	1,500,000	0.0%	0.03%	+10.3%
CTB	New	COOPER T	$1,541,000,000	–	50,003	+100.0%	0.03%	–
AA	New	ALCOA IN	$1,484,000,000	–	182,746	+100.0%	0.03%	–
WPRT	New	WESTPORT	$1,451,000,000	–	60,000	+100.0%	0.03%	–
DHI	Sell	D R HORT	$1,457,000,000	-75.6%	75,000	-73.3%	0.03%	-73.2%
SSH	Sell	SUNSHINE	$1,448,000,000	+54.4%	125,000	-28.4%	0.03%	+66.7%
	Sell	DEALERTRnote1	$1,292,000,000	-54.9%	1,000,000	-60.0%	0.03%	-50.0%
AMRN	Sell	AMARIN Cspons	$1,264,000,000	+1.4%	200,000	-7.0%	0.03%	+13.0%
OFG	Sell	OFG BANC	$1,214,000,000	-91.7%	75,000	-90.7%	0.02%	-90.8%
FHN	New	FIRST HO	$1,099,000,000	–	100,000	+100.0%	0.02%	–
		BROADSOFnote1	$1,110,000,000	+8.2%	1,000,000	0.0%	0.02%	+21.1%
		INTEL COsdcv2	$1,085,000,000	-0.5%	1,000,000	0.0%	0.02%	+15.0%
ATRS	Sell	ANTARES	$1,080,000,000	-45.3%	266,000	-44.0%	0.02%	-40.5%
		LINEAR Tnote3	$1,067,000,000	+2.0%	1,000,000	0.0%	0.02%	+10.0%
	Sell	ACCURAYnote3	$1,052,000,000	-70.5%	1,000,000	-73.0%	0.02%	-67.2%
NVAX	New	NOVAVAX	$1,048,000,000	–	331,628	+100.0%	0.02%	–
FSC	New	FIFTH ST	$1,029,000,000	–	100,000	+100.0%	0.02%	–
	Sell	INTEGRAnote1	$1,016,000,000	-82.7%	1,000,000	-83.3%	0.02%	-80.9%
		UNITED Snote4	$1,028,000,000	0.0%	1,000,000	0.0%	0.02%	+10.5%
DMND	Sell	DIAMOND	$990,000,000	+4.9%	42,000	-7.7%	0.02%	+16.7%
	Sell	NAVISTARnote3	$1,018,000,000	-96.1%	1,000,000	-96.3%	0.02%	-95.7%
GMPRB		GENERALjrpfd	$1,008,000,000	+5.2%	20,000	0.0%	0.02%	+16.7%
		WEBMD HEnote2	$947,000,000	+1.8%	1,000,000	0.0%	0.02%	+17.6%
		TIBCO SOnote2	$944,000,000	+4.4%	925,000	0.0%	0.02%	+17.6%
		NUVASIVEnote2	$980,000,000	-1.1%	1,000,000	0.0%	0.02%	+5.3%
RDA	New	RDA MICRspons	$923,000,000	–	60,400	+100.0%	0.02%	–
RRTS	New	ROADRUNN	$847,000,000	–	30,000	+100.0%	0.02%	–
SQNM	Sell	SEQUENOM	$801,000,000	-66.0%	300,000	-46.3%	0.02%	-61.4%
NBIX	New	NEUROCRI	$837,000,000	–	73,900	+100.0%	0.02%	–
SEIC	New	SEI INVE	$828,000,000	–	26,800	+100.0%	0.02%	–
COH	New	COACH IN	$778,000,000	–	14,263	+100.0%	0.02%	–
HOT	Buy	STARWOODcall	$759,000,000	+399.3%	220,000	+340.0%	0.02%	+433.3%
GALE	New	GALENA B	$793,000,000	–	349,400	+100.0%	0.02%	–
EARN	Buy	ELLINGTO	$768,000,000	+72.2%	50,000	+100.0%	0.02%	+100.0%
ROST	New	ROSS STOcall	$755,000,000	–	200,000	+100.0%	0.02%	–
ETFC	Sell	E TRADEcall	$783,000,000	-19.9%	470,000	-35.5%	0.02%	-11.1%
RST	Sell	ROSETTA	$730,000,000	-71.7%	45,000	-74.3%	0.02%	-68.8%
R108	New	ENERGIZE	$715,000,000	–	7,844	+100.0%	0.02%	–
CIE	Buy	COBALT I	$708,000,000	+17.2%	28,486	+25.3%	0.02%	+36.4%
SPDC	New	SPEED CO	$656,000,000	–	200,000	+100.0%	0.01%	–
FDO	New	FAMILY Dput	$656,000,000	–	350,000	+100.0%	0.01%	–
CX	New	CEMEX SAspona	$559,000,000	–	50,000	+100.0%	0.01%	–
CPST	New	CAPSTONE	$590,000,000	–	500,000	+100.0%	0.01%	–
AGIO	New	AGIOS PH	$559,000,000	–	20,000	+100.0%	0.01%	–
KBIO	Buy	KALOBIOS	$565,000,000	+43.8%	125,000	+80.2%	0.01%	+71.4%
TLT	Buy	ISHAREScall	$591,000,000	+2362.5%	585,000	+485.0%	0.01%	–
	Sell	COBALT Inote2	$529,000,000	-97.7%	500,000	-97.7%	0.01%	-97.4%
KO		COCA COLcall	$512,000,000	+631.4%	1,000,000	0.0%	0.01%	+1000.0%
		GREENBRInote3	$518,000,000	+4.4%	480,000	0.0%	0.01%	+22.2%
TEX	New	TEREX CO	$521,000,000	–	15,516	+100.0%	0.01%	–
NSPH	New	NANOSPHE	$550,000,000	–	275,000	+100.0%	0.01%	–
		STONE ENnote1	$547,000,000	+17.6%	500,000	0.0%	0.01%	+22.2%
PRGN	New	PARAGONclane	$464,000,000	–	80,337	+100.0%	0.01%	–
	Sell	ROYAL GOnote2	$482,000,000	-95.2%	500,000	-95.5%	0.01%	-94.7%
NES	Sell	NUVERRA	$458,000,000	-54.9%	200,000	-42.9%	0.01%	-47.4%
FUR	New	WINTHROPshben	$474,000,000	–	42,500	+100.0%	0.01%	–
HCNPRI	New	HEALTH Cpfdpe	$434,000,000	–	7,500	+100.0%	0.01%	–
TWER	Sell	TOWERSTR	$421,000,000	-8.3%	147,100	-18.3%	0.01%	0.0%
WAG	New	WALGREENput	$428,000,000	–	200,000	+100.0%	0.01%	–
BALT	New	BALTIC T	$367,000,000	–	75,000	+100.0%	0.01%	–
GS	Sell	GOLDMANput	$395,000,000	-21.0%	50,000	-29.8%	0.01%	-11.1%
WSM	New	WILLIAMSput	$380,000,000	–	200,000	+100.0%	0.01%	–
CCE	New	COCA COLcall	$380,000,000	–	200,000	+100.0%	0.01%	–
MDLZ	New	MONDELEZcall	$320,000,000	–	400,000	+100.0%	0.01%	–
RYL	New	RYLAND Gput	$322,000,000	–	158,800	+100.0%	0.01%	–
HYG	New	ISHARESput	$358,000,000	–	270,000	+100.0%	0.01%	–
SGYPQ	Sell	SYNERGY	$324,000,000	-57.1%	70,936	-59.5%	0.01%	-50.0%
		CENVEO Cnote7	$356,000,000	+14.1%	350,000	0.0%	0.01%	+16.7%
PG	New	PROCTERput	$280,000,000	–	100,000	+100.0%	0.01%	–
ANTH	New	ANTHERA	$291,000,000	–	72,500	+100.0%	0.01%	–
M	New	MACYS INcall	$265,000,000	–	200,000	+100.0%	0.01%	–
TXMD	New	THERAPEU	$293,000,000	–	100,000	+100.0%	0.01%	–
MNKD		MANNKINDcall	$223,000,000	-26.2%	100,000	0.0%	0.01%	-16.7%
MERU	Sell	MERU NET	$262,000,000	-51.8%	80,000	-40.7%	0.01%	-50.0%
RGLS	New	REGULUS	$220,000,000	–	23,295	+100.0%	0.01%	–
NRG	New	NRG ENERcall	$173,000,000	–	105,000	+100.0%	0.00%	–
BIOAQ	Sell	BIOAMBER	$177,000,000	-74.0%	36,168	-63.8%	0.00%	-69.2%
HD	New	HOME DEPcall	$169,000,000	–	100,000	+100.0%	0.00%	–
CYTX	Sell	CYTORI T	$175,000,000	-23.9%	75,000	-25.0%	0.00%	0.0%
STZ	New	CONSTELLcall	$190,000,000	–	200,000	+100.0%	0.00%	–
WY	New	WEYERHAEcall	$188,000,000	–	175,000	+100.0%	0.00%	–
ISIS	New	ISIS PHAput	$180,000,000	–	50,000	+100.0%	0.00%	–
C	Buy	CITIGROUcall	$195,000,000	+84.0%	385,000	+92.5%	0.00%	+100.0%
ONCYF	Sell	ONCOLYTI	$122,000,000	-78.8%	50,000	-75.0%	0.00%	-72.7%
PNC	New	PNC FINLput	$128,000,000	–	74,900	+100.0%	0.00%	–
GPS	New	GAP INCcall	$140,000,000	–	300,000	+100.0%	0.00%	–
IYR	Sell	ISHAREScall	$148,000,000	-62.2%	100,000	-77.8%	0.00%	-57.1%
KMI	Sell	KINDER Mcall	$123,000,000	-93.3%	25,000	-93.0%	0.00%	-91.2%
SHW	Buy	SHERWINput	$130,000,000	-11.0%	33,300	+25.7%	0.00%	0.0%
DKS	New	DICKS SPput	$145,000,000	–	100,000	+100.0%	0.00%	–
AUY	Sell	YAMANA G	$140,000,000	-88.5%	13,464	-89.5%	0.00%	-87.0%
CHD	New	CHURCH &put	$98,000,000	–	100,000	+100.0%	0.00%	–
XLP	New	SELECT Sput	$89,000,000	–	50,000	+100.0%	0.00%	–
SPY	Sell	SPDR S&Pput	$73,000,000	-94.1%	110,000	-92.4%	0.00%	-91.3%
UAA	New	UNDER ARput	$102,000,000	–	400,000	+100.0%	0.00%	–
LEN	Sell	LENNAR Ccall	$107,000,000	+15.1%	50,000	-77.8%	0.00%	0.0%
PM	New	PHILIP Mput	$100,000,000	–	50,000	+100.0%	0.00%	–
PM	New	PHILIP Mcall	$79,000,000	–	50,000	+100.0%	0.00%	–
MSTX	Sell	MAST THE	$88,000,000	-74.2%	200,000	-74.8%	0.00%	-66.7%
WMT	New	WAL-MARTcall	$116,000,000	–	100,000	+100.0%	0.00%	–
BIOAQ		BIOAMBERcall	$80,000,000	+48.1%	100,000	0.0%	0.00%	+100.0%
AVP	New	AVON PROcall	$30,000,000	–	100,000	+100.0%	0.00%	–
DLLR	New	DFC GLOBput	$34,000,000	–	100,000	+100.0%	0.00%	–
JPM	New	JPMORGANcall	$58,000,000	–	300,000	+100.0%	0.00%	–
LMT	New	LOCKHEEDput	$66,000,000	–	25,000	+100.0%	0.00%	–
NOC	New	NORTHROPput	$64,000,000	–	25,000	+100.0%	0.00%	–
MGM	New	MGM RESOput	$58,000,000	–	150,000	+100.0%	0.00%	–
RTN	New	RAYTHEONput	$60,000,000	–	25,000	+100.0%	0.00%	–
T107PS	New	WRIGHT Mcall	$50,000,000	–	50,000	+100.0%	0.00%	–
PVH	New	PVH CORPcall	$60,000,000	–	100,000	+100.0%	0.00%	–
GD	New	GENERALput	$67,000,000	–	25,000	+100.0%	0.00%	–
NKE	New	NIKE INCput	$31,000,000	–	150,000	+100.0%	0.00%	–
CUI	Sell	CUI GLOB	$72,000,000	-74.1%	12,500	-75.0%	0.00%	-80.0%
MS	Buy	MORGAN Scall	$52,000,000	-8.8%	150,000	+64.5%	0.00%	0.0%
AMRN		AMARIN Ccall	$66,000,000	-16.5%	151,100	0.0%	0.00%	0.0%
NLY		ANNALY Cput	$39,000,000	-31.6%	343,100	0.0%	0.00%	0.0%
CL	New	COLGATEcall	$31,000,000	–	100,000	+100.0%	0.00%	–
RIO	New	RIO TINTput	$48,000,000	–	30,000	+100.0%	0.00%	–
KBH	Buy	KB HOMEput	$69,000,000	-10.4%	235,400	+684.7%	0.00%	0.0%
LB	New	L BRANDSput	$70,000,000	–	200,000	+100.0%	0.00%	–
XLU	Sell	SELECT Scall	$28,000,000	-56.2%	120,000	-40.0%	0.00%	0.0%
PSTI		PLURISTEcall	$54,000,000	+10.2%	175,000	0.0%	0.00%	0.0%
DFS	New	DISCOVERcall	$58,000,000	–	43,200	+100.0%	0.00%	–
FE	Exit	FIRSTENEcall	$0	–	-100,000	-100.0%	0.00%	–
NOV	New	NATIONALput	$24,000,000	–	20,000	+100.0%	0.00%	–
MDR	New	MCDERMOTcall	$2,000,000	–	20,000	+100.0%	0.00%	–
MNKD	New	MANNKINDput	$0	–	24,200	+100.0%	0.00%	–
PEP	Buy	PEPSICOcall	$21,000,000	+31.2%	200,000	+100.0%	0.00%	–
KMB	Sell	KIMBERLYcall	$7,000,000	-93.3%	25,000	-92.3%	0.00%	-100.0%
IP	Sell	INTL PAPput	$13,000,000	-61.8%	20,000	-90.0%	0.00%	-100.0%
HPQ	New	HEWLETTcall	$1,000,000	–	51,600	+100.0%	0.00%	–
HAL	Sell	HALLIBURput	$12,000,000	+20.0%	20,000	-50.0%	0.00%	–
XRT	New	SPDR SERput	$10,000,000	–	50,000	+100.0%	0.00%	–
XOP	Sell	SPDR SERput	$10,000,000	-90.7%	25,000	-84.4%	0.00%	-100.0%
XLU	New	SELECT Sput	$14,000,000	–	200,000	+100.0%	0.00%	–
SQNM	New	SEQUENOMcall	$16,000,000	–	50,000	+100.0%	0.00%	–
R108	New	ENERGIZEcall	$19,000,000	–	150,000	+100.0%	0.00%	–
DD	Sell	DU PONTput	$5,000,000	-97.7%	130,000	-63.2%	0.00%	-100.0%
TCPTF	New	THOMPSONcall	$8,000,000	–	30,000	+100.0%	0.00%	–
DE	New	DEERE &put	$22,000,000	–	25,000	+100.0%	0.00%	–
BHI	New	BAKER HUput	$7,000,000	–	20,000	+100.0%	0.00%	–
NE	Sell	NOBLE COcall	$6,000,000	-83.3%	25,000	-75.0%	0.00%	-100.0%
XLB	Exit	SELECT Sput	$0	–	-50,000	-100.0%	0.00%	–
SRE	Exit	SEMPRA Ecall	$0	–	-50,000	-100.0%	0.00%	–
BHI	Exit	BAKER HUcall	$0	–	-35,200	-100.0%	0.00%	–
XLE	Exit	SELECT Sput	$0	–	-50,000	-100.0%	0.00%	–
IRM	Exit	IRON MTNcall	$0	–	-40,000	-100.0%	0.00%	–
XME	Exit	SPDR SERput	$0	–	-40,000	-100.0%	0.00%	–
BZ	Exit	BOISE INcall	$0	–	-53,000	-100.0%	0.00%	–
EWZ	Exit	ISHAREScall	$0	–	-59,700	-100.0%	0.00%	–
HK	Exit	HALCON Rcall	$0	–	-15,700	-100.0%	0.00%	–
SLB	Exit	SCHLUMBEput	$0	–	-12,800	-100.0%	0.00%	–
OIH	Exit	MARKET Vcall	$0	–	-15,900	-100.0%	0.00%	–
OIH	Exit	MARKET Vput	$0	–	-90,000	-100.0%	0.00%	–
IWM	Exit	ISHARESput	$0	–	-10,000	-100.0%	0.00%	–
WEC	Exit	WISCONSIput	$0	–	-14,000	-100.0%	0.00%	–
PTEN	Exit	PATTERSOcall	$0	–	-50,000	-100.0%	0.00%	–
CLWR	Exit	CLEARWIRput	$0	–	-300,000	-100.0%	0.00%	–
HAL	Exit	HALLIBURcall	$0	–	-50,000	-100.0%	0.00%	–
TOL	Exit	TOLL BROput	$0	–	-50,000	-100.0%	0.00%	–
EIX	Exit	EDISON Icall	$0	–	-100,000	-100.0%	0.00%	–
CPB	Exit	CAMPBELLcall	$0	–	-100,000	-100.0%	0.00%	–
KEP	Exit	KOREA ELput	$0	–	-38,200	-100.0%	0.00%	–
CHK	Exit	CHESAPEAcall	$0	–	-30,000	-100.0%	0.00%	–
UNG	Exit	UNITED Scall	$0	–	-120,000	-100.0%	0.00%	–
GIS	Exit	GENERALcall	$0	–	-300,000	-100.0%	0.00%	–
BBY	Exit	BEST BUYput	$0	–	-1,000,000	-100.0%	-0.00%	–
SZYM	Exit	SOLAZYMEput	$0	–	-400,000	-100.0%	-0.00%	–
XLF	Exit	SELECT Sput	$0	–	-300,000	-100.0%	-0.00%	–
EEM	Exit	ISHAREScall	$0	–	-450,800	-100.0%	-0.00%	–
CTSH	Exit	COGNIZANcall	$0	–	-98,200	-100.0%	-0.00%	–
KRE	Exit	SPDR SERput	$0	–	-281,600	-100.0%	-0.00%	–
HOLX	Exit	HOLOGICcall	$0	–	-75,000	-100.0%	-0.00%	–
RAX	Exit	RACKSPACcall	$0	–	-25,000	-100.0%	-0.00%	–
XOMA	Exit	XOMA COR	$0	–	-32,400	-100.0%	-0.00%	–
BBBY	Exit	BED BATHput	$0	–	-103,500	-100.0%	-0.00%	–
BK	Exit	BANK NEWput	$0	–	-125,000	-100.0%	-0.00%	–
SCHW	Exit	SCHWAB Cput	$0	–	-180,900	-100.0%	-0.00%	–
SKS	Exit	SAKS INCcall	$0	–	-500,000	-100.0%	-0.00%	–
VXX	Exit	BARCLAYSput	$0	–	-205,000	-100.0%	-0.00%	–
FHN	Exit	FIRST HOcall	$0	–	-320,000	-100.0%	-0.00%	–
JWN	Exit	NORDSTROput	$0	–	-155,900	-100.0%	-0.00%	–
AXP	Exit	AMERICANput	$0	–	-100,000	-100.0%	-0.00%	–
MM	Exit	MILLENNI	$0	–	-16,851	-100.0%	-0.00%	–
GDI	Exit	GARDNERcall	$0	–	-196,100	-100.0%	-0.00%	–
ESC	Exit	EMERITUS	$0	–	-9,133	-100.0%	-0.00%	–
TTPH	Exit	TETRAPHA	$0	–	-31,000	-100.0%	-0.00%	–
KMB	Exit	KIMBERLYput	$0	–	-300,000	-100.0%	-0.00%	–
TGT	Exit	TARGET Cput	$0	–	-103,500	-100.0%	-0.00%	–
CMA	Exit	COMERICAput	$0	–	-250,000	-100.0%	-0.00%	–
ACN	Exit	ACCENTURput	$0	–	-30,000	-100.0%	-0.01%	–
MTOR	Exit	MERITOR	$0	–	-39,600	-100.0%	-0.01%	–
ANTH	Exit	ANTHERA	$0	–	-600,000	-100.0%	-0.01%	–
GWPH	Exit	GW PHARMads	$0	–	-35,060	-100.0%	-0.01%	–
HZNP	Exit	HORIZON	$0	–	-120,000	-100.0%	-0.01%	–
AFG	Exit	AMERICAN	$0	–	-7,076	-100.0%	-0.01%	–
CAT	Exit	CATERPILput	$0	–	-115,000	-100.0%	-0.01%	–
PKI	Exit	PERKINEL	$0	–	-12,212	-100.0%	-0.01%	–
ANAD	Exit	ANADIGIC	$0	–	-180,000	-100.0%	-0.01%	–
PALL	Exit	ETFS PALshben	$0	–	-5,400	-100.0%	-0.01%	–
DVAX	Exit	DYNAVAX	$0	–	-329,100	-100.0%	-0.01%	–
EQIX	Exit	EQUINIXcall	$0	–	-78,600	-100.0%	-0.01%	–
PEP	Exit	PEPSICO	$0	–	-4,397	-100.0%	-0.01%	–
SYRG	Exit	SYNERGY	$0	–	-50,000	-100.0%	-0.01%	–
ACHN	Exit	ACHILLIO	$0	–	-51,000	-100.0%	-0.01%	–
DXJ	Exit	WISDOMTRcall	$0	–	-200,000	-100.0%	-0.01%	–
UNG	Exit	UNITED Sunitp	$0	–	-22,588	-100.0%	-0.01%	–
SWKS	Exit	SKYWORKS	$0	–	-19,016	-100.0%	-0.01%	–
MMC	Exit	MARSH &	$0	–	-11,154	-100.0%	-0.01%	–
IMRSQ	Exit	IMRIS IN	$0	–	-150,000	-100.0%	-0.01%	–
SSNC	Exit	SS&C TEC	$0	–	-13,033	-100.0%	-0.01%	–
NKE	Exit	NIKE INCcall	$0	–	-103,100	-100.0%	-0.01%	–
ECYT	Exit	ENDOCYTE	$0	–	-38,000	-100.0%	-0.01%	–
FITB	Exit	FIFTH TH	$0	–	-27,769	-100.0%	-0.01%	–
FSTO	Exit	FOREST O	$0	–	-114,497	-100.0%	-0.01%	–
ANF	Exit	ABERCROMcla	$0	–	-10,429	-100.0%	-0.01%	–
GOOD	Exit	GLADSTON	$0	–	-30,000	-100.0%	-0.01%	–
PPLT	Exit	ETFS PLAshben	$0	–	-4,000	-100.0%	-0.01%	–
	Exit	CALLIDUSnote4	$0	–	-500,000	-100.0%	-0.01%	–
CLX	Exit	CLOROX Cput	$0	–	-300,000	-100.0%	-0.01%	–
MITK	Exit	MITEK SY	$0	–	-104,584	-100.0%	-0.01%	–
	Exit	ISTAR FInote3	$0	–	-500,000	-100.0%	-0.01%	–
	Exit	BROOKDALnote2	$0	–	-500,000	-100.0%	-0.01%	–
DNDNQ	Exit	DENDREON	$0	–	-168,000	-100.0%	-0.01%	–
WCC	Exit	WESCO IN	$0	–	-10,027	-100.0%	-0.01%	–
IR	Exit	INGERSOL	$0	–	-12,971	-100.0%	-0.01%	–
NBR	Exit	NABORS I	$0	–	-44,958	-100.0%	-0.01%	–
SLCA	Exit	U S SILI	$0	–	-37,187	-100.0%	-0.01%	–
ASTX	Exit	ASTEX PH	$0	–	-188,000	-100.0%	-0.01%	–
CEMP	Exit	CEMPRA I	$0	–	-100,000	-100.0%	-0.02%	–
OPTR	Exit	OPTIMER	$0	–	-60,000	-100.0%	-0.02%	–
ARIA	Exit	ARIAD PH	$0	–	-50,000	-100.0%	-0.02%	–
NOC	Exit	NORTHROP	$0	–	-10,000	-100.0%	-0.02%	–
IYR	Exit	ISHARESput	$0	–	-100,000	-100.0%	-0.02%	–
P103PS	Exit	NPS PHAR	$0	–	-60,400	-100.0%	-0.02%	–
ARRY	Exit	ARRAY BI	$0	–	-200,000	-100.0%	-0.02%	–
TWO	Exit	TWO HBRS	$0	–	-87,237	-100.0%	-0.02%	–
OMTH	Exit	OMTHERA	$0	–	-70,000	-100.0%	-0.02%	–
EPR	Exit	EPR PPTY	$0	–	-17,777	-100.0%	-0.02%	–
CYH	Exit	COMMUNIT	$0	–	-20,000	-100.0%	-0.02%	–
FAST	Exit	FASTENAL	$0	–	-20,601	-100.0%	-0.02%	–
TLT	Exit	ISHARESput	$0	–	-130,000	-100.0%	-0.02%	–
	Exit	TAKE-TWOnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
LORL	Exit	LORAL SP	$0	–	-15,652	-100.0%	-0.02%	–
IAC	Exit	IAC INTE	$0	–	-21,138	-100.0%	-0.02%	–
DRE	Exit	DUKE REA	$0	–	-64,497	-100.0%	-0.02%	–
BA	Exit	BOEING C	$0	–	-10,000	-100.0%	-0.02%	–
WCG	Exit	WELLCARE	$0	–	-18,000	-100.0%	-0.02%	–
CNC	Exit	CENTENE	$0	–	-20,000	-100.0%	-0.02%	–
WNC	Exit	WABASH N	$0	–	-105,515	-100.0%	-0.02%	–
BIOD	Exit	BIODEL I	$0	–	-270,000	-100.0%	-0.02%	–
GG	Exit	GOLDCORP	$0	–	-51,039	-100.0%	-0.02%	–
SFD	Exit	SMITHFIEcall	$0	–	-200,000	-100.0%	-0.02%	–
HCAP	Exit	HARVEST	$0	–	-84,608	-100.0%	-0.02%	–
PCYC	Exit	PHARMACY	$0	–	-16,800	-100.0%	-0.02%	–
VLO	Exit	VALERO E	$0	–	-37,869	-100.0%	-0.02%	–
LB	Exit	L BRANDS	$0	–	-28,425	-100.0%	-0.03%	–
FOR	Exit	FORESTAR	$0	–	-70,276	-100.0%	-0.03%	–
PETM	Exit	PETSMART	$0	–	-20,383	-100.0%	-0.03%	–
PGNX	Exit	PROGENIC	$0	–	-318,191	-100.0%	-0.03%	–
MLI	Exit	MUELLER	$0	–	-29,250	-100.0%	-0.03%	–
	Exit	SALIX PHnote2	$0	–	-1,000,000	-100.0%	-0.03%	–
HNT	Exit	HEALTH N	$0	–	-51,000	-100.0%	-0.03%	–
BRC	Exit	BRADY COcla	$0	–	-51,972	-100.0%	-0.03%	–
EGBN	Exit	EAGLE BA	$0	–	-73,334	-100.0%	-0.03%	–
SPY	Exit	SPDR S&Pcall	$0	–	-1,640,000	-100.0%	-0.03%	–
AUXL	Exit	AUXILIUM	$0	–	-110,000	-100.0%	-0.03%	–
MDVN	Exit	MEDIVATI	$0	–	-39,000	-100.0%	-0.04%	–
REGN	Exit	REGENERO	$0	–	-8,900	-100.0%	-0.04%	–
HOG	Exit	HARLEY D	$0	–	-36,500	-100.0%	-0.04%	–
AIG	Exit	AMERICAN	$0	–	-45,000	-100.0%	-0.04%	–
XLV	Exit	SELECT Ssbihe	$0	–	-43,000	-100.0%	-0.04%	–
AMRE	Exit	AMREIT Iclb	$0	–	-105,491	-100.0%	-0.04%	–
XLY	Exit	SELECT Ssbico	$0	–	-37,000	-100.0%	-0.04%	–
CMCSA	Exit	COMCASTcla	$0	–	-50,000	-100.0%	-0.04%	–
AET	Exit	AETNA IN	$0	–	-34,000	-100.0%	-0.04%	–
TRV	Exit	TRAVELER	$0	–	-27,093	-100.0%	-0.04%	–
GPK	Exit	GRAPHIC	$0	–	-292,613	-100.0%	-0.04%	–
UNH	Exit	UNITEDHE	$0	–	-36,000	-100.0%	-0.04%	–
NAV	Exit	NAVISTAR	$0	–	-84,001	-100.0%	-0.04%	–
BKI	Exit	BUCKEYE	$0	–	-64,288	-100.0%	-0.04%	–
CSTR	Exit	COINSTAR	$0	–	-42,264	-100.0%	-0.05%	–
SWN	Exit	SOUTHWES	$0	–	-66,896	-100.0%	-0.05%	–
PACD	Exit	PACIFICregsh	$0	–	-262,631	-100.0%	-0.05%	–
HAL	Exit	HALLIBUR	$0	–	-61,924	-100.0%	-0.05%	–
ZBRA	Exit	ZEBRA TEcla	$0	–	-60,701	-100.0%	-0.05%	–
HUN	Exit	HUNTSMAN	$0	–	-156,788	-100.0%	-0.05%	–
BA	Exit	BOEING Ccall	$0	–	-125,000	-100.0%	-0.05%	–
BMRN	Exit	BIOMARIN	$0	–	-47,000	-100.0%	-0.05%	–
AMZN	Exit	AMAZON C	$0	–	-9,750	-100.0%	-0.05%	–
IPXL	Exit	IMPAX LA	$0	–	-137,000	-100.0%	-0.05%	–
STWD	Exit	STARWOOD	$0	–	-111,318	-100.0%	-0.05%	–
	Exit	ANNALY Cnote4	$0	–	-2,500,000	-100.0%	-0.05%	–
APC	Exit	ANADARKO	$0	–	-33,042	-100.0%	-0.05%	–
INFI	Exit	INFINITY	$0	–	-175,500	-100.0%	-0.05%	–
HASI	Exit	HANNON A	$0	–	-240,780	-100.0%	-0.05%	–
V107SC	Exit	WELLPOIN	$0	–	-35,000	-100.0%	-0.05%	–
	Exit	BGC PARTnote4	$0	–	-2,900,000	-100.0%	-0.06%	–
CSCO	Exit	CISCO SY	$0	–	-125,000	-100.0%	-0.06%	–
XLI	Exit	SELECT Ssbiin	$0	–	-71,000	-100.0%	-0.06%	–
FANG	Exit	DIAMONDB	$0	–	-95,135	-100.0%	-0.06%	–
AEL	Exit	AMERICAN	$0	–	-202,397	-100.0%	-0.06%	–
SKT	Exit	TANGER F	$0	–	-95,275	-100.0%	-0.06%	–
ITC	Exit	ITC HLDG	$0	–	-34,999	-100.0%	-0.06%	–
CVC	Exit	CABLEVISclany	$0	–	-194,998	-100.0%	-0.06%	–
MOH	Exit	MOLINA H	$0	–	-87,000	-100.0%	-0.06%	–
DK	Exit	DELEK US	$0	–	-113,756	-100.0%	-0.06%	–
CF	Exit	CF INDS	$0	–	-19,646	-100.0%	-0.06%	–
	Exit	ON SEMICnote2	$0	–	-3,000,000	-100.0%	-0.06%	–
MMM	Exit	3M CO	$0	–	-31,975	-100.0%	-0.06%	–
HCA	Exit	HCA HOLD	$0	–	-101,000	-100.0%	-0.07%	–
ACT	Exit	ACTAVIS	$0	–	-29,000	-100.0%	-0.07%	–
PBF	Exit	PBF ENERcla	$0	–	-146,355	-100.0%	-0.07%	–
NVR	Exit	NVR INC	$0	–	-4,160	-100.0%	-0.07%	–
S	Exit	SPRINT Nput	$0	–	-1,328,100	-100.0%	-0.07%	–
	Exit	MICRON Tdebt1	$0	–	-3,000,000	-100.0%	-0.08%	–
DAN	Exit	DANA HLD	$0	–	-209,627	-100.0%	-0.08%	–
ESRX	Exit	EXPRESS	$0	–	-67,000	-100.0%	-0.08%	–
A	Exit	AGILENT	$0	–	-101,000	-100.0%	-0.08%	–
MCC	Exit	MEDLEY C	$0	–	-329,529	-100.0%	-0.08%	–
INCY	Exit	INCYTE C	$0	–	-206,000	-100.0%	-0.08%	–
	Exit	MGIC INVnote5	$0	–	-4,500,000	-100.0%	-0.09%	–
ILMN	Exit	ILLUMINA	$0	–	-61,000	-100.0%	-0.09%	–
EXAS	Exit	EXACT SC	$0	–	-330,000	-100.0%	-0.09%	–
BMY	Exit	BRISTOL	$0	–	-107,000	-100.0%	-0.09%	–
	Exit	DOLE FOO	$0	–	-374,944	-100.0%	-0.09%	–
CIM	Exit	CHIMERA	$0	–	-1,607,554	-100.0%	-0.09%	–
MRK	Exit	MERCK &	$0	–	-104,100	-100.0%	-0.09%	–
	Exit	AFFYMETRnote4	$0	–	-5,000,000	-100.0%	-0.09%	–
XEC	Exit	CIMAREX	$0	–	-76,460	-100.0%	-0.09%	–
CELG	Exit	CELGENE	$0	–	-43,000	-100.0%	-0.09%	–
HT	Exit	HERSHA Hshben	$0	–	-887,746	-100.0%	-0.09%	–
CSOD	Exit	CORNERST	$0	–	-118,000	-100.0%	-0.10%	–
LBAI	Exit	LAKELAND	$0	–	-500,600	-100.0%	-0.10%	–
MYL	Exit	MYLAN IN	$0	–	-176,000	-100.0%	-0.10%	–
FNBCQ	Exit	FIRST NB	$0	–	-229,129	-100.0%	-0.10%	–
HTGC	Exit	HERCULES	$0	–	-409,970	-100.0%	-0.11%	–
ZTS	Exit	ZOETIS Icla	$0	–	-188,003	-100.0%	-0.11%	–
VALE	Exit	VALE S Aadr	$0	–	-441,001	-100.0%	-0.11%	–
IBTX	Exit	INDEPEND	$0	–	-193,990	-100.0%	-0.11%	–
	Exit	RTI INTLnote1	$0	–	-6,250,000	-100.0%	-0.11%	–
GXP	Exit	GREAT PL	$0	–	-269,155	-100.0%	-0.11%	–
TMO	Exit	THERMO F	$0	–	-72,000	-100.0%	-0.11%	–
FTI	Exit	FMC TECH	$0	–	-110,843	-100.0%	-0.12%	–
AMGN	Exit	AMGEN IN	$0	–	-64,000	-100.0%	-0.12%	–
TCAP	Exit	TRIANGLE	$0	–	-231,311	-100.0%	-0.12%	–
SPF	Exit	STANDARD	$0	–	-775,762	-100.0%	-0.12%	–
KCAP	Exit	KCAP FIN	$0	–	-590,690	-100.0%	-0.12%	–
MAR	Exit	MARRIOTTcla	$0	–	-166,917	-100.0%	-0.13%	–
WFT	Exit	WEATHERFregsh	$0	–	-500,000	-100.0%	-0.13%	–
AIV	Exit	APARTMENcla	$0	–	-231,653	-100.0%	-0.13%	–
RS	Exit	RELIANCE	$0	–	-105,933	-100.0%	-0.13%	–
DE	Exit	DEERE &	$0	–	-86,476	-100.0%	-0.13%	–
	Exit	ARCHER Dnote0	$0	–	-7,000,000	-100.0%	-0.13%	–
TECK	Exit	TECK RESclb	$0	–	-350,002	-100.0%	-0.14%	–
CI	Exit	CIGNA CO	$0	–	-103,583	-100.0%	-0.14%	–
KSS	Exit	KOHLS CO	$0	–	-150,525	-100.0%	-0.14%	–
GILD	Exit	GILEAD S	$0	–	-148,000	-100.0%	-0.14%	–
BIIB	Exit	BIOGEN I	$0	–	-36,000	-100.0%	-0.14%	–
GOLD	Exit	BARRICK	$0	–	-503,000	-100.0%	-0.15%	–
BBY	Exit	BEST BUY	$0	–	-289,645	-100.0%	-0.15%	–
TWGP	Exit	TOWER GR	$0	–	-388,474	-100.0%	-0.15%	–
	Exit	WARNER C	$0	–	-400,000	-100.0%	-0.15%	–
FDX	Exit	FEDEX CO	$0	–	-84,001	-100.0%	-0.16%	–
CBF	Exit	CAPITALclaco	$0	–	-470,428	-100.0%	-0.17%	–
FMBI	Exit	FIRST MI	$0	–	-658,235	-100.0%	-0.17%	–
JBHT	Exit	HUNT J B	$0	–	-125,322	-100.0%	-0.17%	–
GT	Exit	GOODYEAR	$0	–	-592,827	-100.0%	-0.17%	–
DOW	Exit	DOW CHEM	$0	–	-287,003	-100.0%	-0.17%	–
ESV	Exit	ENSCO PL	$0	–	-162,015	-100.0%	-0.18%	–
TLT	Exit	ISHARESbarcl	$0	–	-85,000	-100.0%	-0.18%	–
PPG	Exit	PPG INDS	$0	–	-66,453	-100.0%	-0.18%	–
DCUB	Exit	DOMINIONunit0	$0	–	-195,000	-100.0%	-0.18%	–
GM	Exit	GENERAL	$0	–	-303,300	-100.0%	-0.19%	–
HOSSQ	Exit	HORNBECK	$0	–	-188,600	-100.0%	-0.19%	–
CP	Exit	CANADIAN	$0	–	-84,281	-100.0%	-0.19%	–
SON	Exit	SONOCO P	$0	–	-301,580	-100.0%	-0.20%	–
OFC	Exit	CORPORATshben	$0	–	-421,676	-100.0%	-0.20%	–
MDC	Exit	M D C HL	$0	–	-336,267	-100.0%	-0.20%	–
EOG	Exit	EOG RES	$0	–	-84,000	-100.0%	-0.21%	–
RDC	Exit	ROWAN CO	$0	–	-333,802	-100.0%	-0.21%	–
HSY	Exit	HERSHEY	$0	–	-131,500	-100.0%	-0.22%	–
EXR	Exit	EXTRA SP	$0	–	-287,373	-100.0%	-0.23%	–
DCUA	Exit	DOMINIONunit0	$0	–	-250,000	-100.0%	-0.23%	–
EMR	Exit	EMERSON	$0	–	-236,626	-100.0%	-0.24%	–
HCP	Exit	HCP INC	$0	–	-298,573	-100.0%	-0.25%	–
	Exit	VOLCANOnote1	$0	–	-15,000,000	-100.0%	-0.26%	–
SLG	Exit	SL GREEN	$0	–	-168,658	-100.0%	-0.28%	–
EGP	Exit	EASTGROU	$0	–	-281,109	-100.0%	-0.30%	–
TCO	Exit	TAUBMAN	$0	–	-210,824	-100.0%	-0.30%	–
FDO	Exit	FAMILY D	$0	–	-256,245	-100.0%	-0.30%	–
WWAVB	Exit	WHITEWAV	$0	–	-1,055,295	-100.0%	-0.30%	–
HPQ	Exit	HEWLETT	$0	–	-674,805	-100.0%	-0.31%	–
IP	Exit	INTL PAP	$0	–	-387,806	-100.0%	-0.32%	–
WRI	Exit	WEINGARTshben	$0	–	-562,321	-100.0%	-0.32%	–
BHI	Exit	BAKER HU	$0	–	-410,397	-100.0%	-0.36%	–
YHOO	Exit	YAHOO IN	$0	–	-786,805	-100.0%	-0.37%	–
	Exit	ONYX PHAnote4	$0	–	-8,850,000	-100.0%	-0.38%	–
XLF	Exit	SELECT Ssbiin	$0	–	-1,115,352	-100.0%	-0.41%	–
KMB	Exit	KIMBERLY	$0	–	-229,645	-100.0%	-0.42%	–
POST	Exit	POST HLD	$0	–	-516,943	-100.0%	-0.42%	–
SLB	Exit	SCHLUMBE	$0	–	-339,326	-100.0%	-0.46%	–
COF	Exit	CAPITAL	$0	–	-401,254	-100.0%	-0.47%	–
DF	Exit	DEAN FOO	$0	–	-2,552,554	-100.0%	-0.48%	–
GOOGL	Exit	GOOGLE Icla	$0	–	-29,319	-100.0%	-0.48%	–
ATVI	Exit	ACTIVISI	$0	–	-1,869,684	-100.0%	-0.50%	–
	Exit	MGM RESOnote4	$0	–	-25,000,000	-100.0%	-0.52%	–
CAG	Exit	CONAGRA	$0	–	-1,007,501	-100.0%	-0.66%	–
GGP	Exit	GENERAL	$0	–	-1,897,428	-100.0%	-0.71%	–
COST	Exit	COSTCO W	$0	–	-352,264	-100.0%	-0.73%	–
PFE	Exit	PFIZER Iput	$0	–	-5,751,500	-100.0%	-0.75%	–
NKE	Exit	NIKE INCclb	$0	–	-661,384	-100.0%	-0.79%	–
S	Exit	SPRINT N	$0	–	-6,304,246	-100.0%	-0.83%	–
	Exit	OMNICAREnote3	$0	–	-27,875,000	-100.0%	-0.97%	–
	Exit	SMITHFIE	$0	–	-1,685,070	-100.0%	-1.03%	–
	Exit	UAL CORPnote6	$0	–	-15,500,000	-100.0%	-1.06%	–
	Exit	BMC SOFT	$0	–	-1,299,351	-100.0%	-1.10%	–
GDI	Exit	GARDNER	$0	–	-803,005	-100.0%	-1.13%	–
	Exit	LIFE TEC	$0	–	-1,270,105	-100.0%	-1.76%	–
PFE	Exit	PFIZER I	$0	–	-5,947,891	-100.0%	-3.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-14
View 13F-HR/A filed 2014-02-13
View 13F-HR/A filed 2014-05-14
View 13F-HR/A filed 2014-08-15
View 13F-HR/A filed 2014-11-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (4825127000.0 != 4807067000000.0)
The reported number of holdings is incorrect (419 != 418)
The reported has been amended

Export UBS OCONNOR LLC's holdings