$578 Million is the total value of SANDERS MORRIS HARRIS LLC's 336 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 27.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $68,109,000 | +20.7% | 171,191 | +8.6% | 11.78% | +14.8% |
| BX | Buy | BLACKSTONE INC | $47,878,000 | +13.3% | 370,380 | +2.0% | 8.28% | +7.7% |
| VYGG | Sell | VY GLOBAL GROWTH | $22,280,000 | -7.6% | 2,273,057 | -7.5% | 3.85% | -12.2% |
| AAPL | Sell | APPLE INC | $21,967,000 | +24.6% | 122,076 | -1.2% | 3.80% | +18.4% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $18,743,000 | -0.1% | 741,409 | -0.5% | 3.24% | -5.0% |
| ARKK | Buy | ARK ETF TRinnovation etf | $17,086,000 | +2.7% | 180,622 | +20.0% | 2.96% | -2.4% |
| MAIN | Sell | MAIN STR CAP CORP | $14,679,000 | +3.6% | 327,213 | -5.1% | 2.54% | -1.5% |
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $13,878,000 | -3.8% | 1,364,600 | -4.7% | 2.40% | -8.6% | |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $12,998,000 | +48.8% | 458,000 | +67.2% | 2.25% | +41.4% |
| New | ROTH CH ACQUISITION V COunit 12/10/2026 | $12,915,000 | – | 1,276,110 | +100.0% | 2.23% | – | |
| DIS | Buy | DISNEY WALT CO | $12,692,000 | +329.4% | 81,145 | +386.1% | 2.20% | +308.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $12,450,000 | +9.1% | 566,621 | +7.6% | 2.15% | +3.7% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $10,217,000 | +524.9% | 27,535 | +495.9% | 1.77% | +493.0% |
| Sell | RESERVOIR MEDIA INC | $9,075,000 | -15.0% | 1,147,300 | -2.1% | 1.57% | -19.2% | |
| JPM | Buy | JPMORGAN CHASE & CO | $8,689,000 | +112.8% | 54,100 | +119.4% | 1.50% | +102.3% |
| ROCR | Sell | ROTH CH ACQUISITION III CO | $6,385,000 | -2.6% | 643,010 | -2.6% | 1.10% | -7.5% |
| NVDA | NVIDIA CORPORATION | $6,004,000 | +42.3% | 20,004 | 0.0% | 1.04% | +35.2% | |
| ALK | Buy | ALASKA AIR GROUP INC | $5,720,000 | +54.9% | 105,988 | +73.1% | 0.99% | +47.2% |
| CTAS | CINTAS CORP | $5,293,000 | +7.0% | 12,357 | 0.0% | 0.92% | +1.7% | |
| FIGS | Buy | FIGS INCcl a | $5,212,000 | +13.9% | 189,100 | +53.5% | 0.90% | +8.2% |
| New | HAWKS ACQUISITION CORPcl a | $5,085,000 | – | 524,804 | +100.0% | 0.88% | – | |
| MSFT | Sell | MICROSOFT CORP | $4,731,000 | +15.3% | 14,141 | -0.0% | 0.82% | +9.7% |
| GPN | New | GLOBAL PMTS INC | $4,699,000 | – | 33,120 | +100.0% | 0.81% | – |
| CUE | Buy | CUE BIOPHARMA INC | $4,416,000 | +7.6% | 359,113 | +17.5% | 0.76% | +2.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,071,000 | +5.7% | 9 | 0.0% | 0.70% | +0.4% | |
| DOCU | Buy | DOCUSIGN INC | $3,983,000 | +417.3% | 25,596 | +793.7% | 0.69% | +392.1% |
| Buy | SERA PROGNOSTICS INC | $3,945,000 | -38.0% | 574,280 | +0.4% | 0.68% | -41.1% | |
| C | Buy | CITIGROUP INC | $3,718,000 | +950.3% | 58,848 | +1066.7% | 0.64% | +904.7% |
| ASAN | New | ASANA INCcl a | $3,546,000 | – | 49,775 | +100.0% | 0.61% | – |
| SPLK | Sell | SPLUNK INC | $3,380,000 | -63.0% | 28,969 | -52.2% | 0.58% | -64.8% |
| AVLR | Sell | AVALARA INC | $3,273,000 | -49.3% | 25,897 | -32.2% | 0.57% | -51.8% |
| GOOG | ALPHABET INCcap stk cl c | $3,178,000 | +4.1% | 1,096 | 0.0% | 0.55% | -1.1% | |
| ABBV | ABBVIE INC | $3,114,000 | +22.1% | 23,096 | 0.0% | 0.54% | +16.2% | |
| LRCX | Sell | LAM RESEARCH CORP | $3,067,000 | -41.9% | 4,242 | -55.0% | 0.53% | -44.8% |
| AMZN | Sell | AMAZON COM INC | $3,004,000 | -59.5% | 886 | -60.5% | 0.52% | -61.5% |
| Buy | APTOSE BIOSCIENCES INC | $2,920,000 | -5.3% | 1,961,594 | +42.8% | 0.50% | -10.0% | |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $2,798,000 | +39.6% | 18,750 | -0.4% | 0.48% | +32.6% |
| INTU | INTUIT | $2,773,000 | +16.9% | 4,396 | 0.0% | 0.48% | +11.1% | |
| LLY | Sell | LILLY ELI & CO | $2,750,000 | +16.9% | 10,029 | -1.2% | 0.48% | +11.2% |
| LCAP | Sell | LIONHEART ACQUISITION CORP I | $2,701,000 | +0.4% | 270,958 | -0.0% | 0.47% | -4.5% |
| SVFA | New | SVF INVESTMENT CORP | $2,631,000 | – | 260,905 | +100.0% | 0.46% | – |
| LTRN | New | LANTERN PHARMA INC | $2,574,000 | – | 336,425 | +100.0% | 0.44% | – |
| New | SCHULTZE SPL PURP ACQ CORP I | $2,556,000 | – | 260,554 | +100.0% | 0.44% | – | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,507,000 | +3.8% | 40,364 | -1.2% | 0.43% | -1.1% |
| FYBR | FRONTIER COMMUNICATIONS PARE | $2,445,000 | +1.3% | 83,177 | 0.0% | 0.42% | -3.6% | |
| SUMO | New | SUMO LOGIC INC | $2,365,000 | – | 171,981 | +100.0% | 0.41% | – |
| GS | GOLDMAN SACHS GROUP INC | $2,342,000 | +0.9% | 5,908 | 0.0% | 0.40% | -4.3% | |
| SMED | Sell | SHARPS COMPLIANCE CORP | $2,335,000 | -14.6% | 327,500 | -0.9% | 0.40% | -18.7% |
| HD | HOME DEPOT INC | $2,142,000 | +26.4% | 5,160 | 0.0% | 0.37% | +20.1% | |
| V | Sell | VISA INC | $1,958,000 | -80.4% | 8,915 | -79.5% | 0.34% | -81.3% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $1,929,000 | -3.4% | 3,440 | 0.0% | 0.33% | -8.0% | |
| FB | Buy | META PLATFORMS INCcl a | $1,916,000 | +2.7% | 5,666 | +1.8% | 0.33% | -2.4% |
| SV | New | SPRING VY ACQUISITION CORPcl a | $1,844,000 | – | 183,213 | +100.0% | 0.32% | – |
| ORCL | Buy | ORACLE CORP | $1,713,000 | -0.3% | 19,543 | +5.0% | 0.30% | -5.4% |
| T | Sell | AT&T INC | $1,663,000 | -74.5% | 66,227 | -72.5% | 0.29% | -75.8% |
| PM | PHILIP MORRIS INTL INC | $1,665,000 | -0.7% | 17,463 | 0.0% | 0.29% | -5.6% | |
| ESTE | Buy | EARTHSTONE ENERGY INCcl a | $1,666,000 | +20.5% | 152,300 | +1.3% | 0.29% | +14.3% |
| MDLZ | MONDELEZ INTL INCcl a | $1,641,000 | +10.0% | 24,926 | 0.0% | 0.28% | +4.8% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,558,000 | +14.6% | 2,677 | 0.0% | 0.27% | +8.9% | |
| DDOG | Buy | DATADOG INC | $1,534,000 | +15.3% | 9,340 | +0.5% | 0.26% | +9.5% |
| PG | PROCTER AND GAMBLE CO | $1,492,000 | +15.0% | 9,170 | 0.0% | 0.26% | +9.3% | |
| PYPL | Buy | PAYPAL HLDGS INC | $1,471,000 | -26.1% | 7,558 | +0.5% | 0.25% | -29.8% |
| QURE | UNIQURE NV | $1,467,000 | -32.0% | 68,070 | 0.0% | 0.25% | -35.4% | |
| CRM | SALESFORCE COM INC | $1,468,000 | -7.6% | 5,761 | 0.0% | 0.25% | -12.1% | |
| LOW | LOWES COS INC | $1,461,000 | +22.6% | 5,706 | 0.0% | 0.25% | +16.6% | |
| JNJ | JOHNSON & JOHNSON | $1,465,000 | +5.9% | 8,570 | 0.0% | 0.25% | +0.4% | |
| INCY | Sell | INCYTE CORP | $1,395,000 | -44.0% | 19,000 | -47.8% | 0.24% | -46.8% |
| WDAY | WORKDAY INCcl a | $1,384,000 | +1.7% | 5,250 | 0.0% | 0.24% | -3.6% | |
| GOLD | BARRICK GOLD CORP | $1,378,000 | +5.3% | 72,500 | 0.0% | 0.24% | 0.0% | |
| TELA | TELA BIO INC | $1,371,000 | -6.4% | 107,168 | 0.0% | 0.24% | -10.9% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,338,000 | +1.4% | 25,644 | +4.9% | 0.23% | -3.8% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,309,000 | +10.1% | 24,748 | 0.0% | 0.23% | +4.6% | |
| AVGO | BROADCOM INC | $1,301,000 | +33.3% | 1,964 | 0.0% | 0.22% | +26.4% | |
| ECL | Sell | ECOLAB INC | $1,289,000 | -9.6% | 5,597 | -15.2% | 0.22% | -13.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,275,000 | +4.9% | 20,838 | +0.9% | 0.22% | 0.0% |
| XLNX | XILINX INC | $1,269,000 | +38.4% | 5,775 | 0.0% | 0.22% | +31.1% | |
| MSI | MOTOROLA SOLUTIONS INC | $1,265,000 | +12.5% | 4,735 | 0.0% | 0.22% | +6.8% | |
| WM | WASTE MGMT INC DEL | $1,259,000 | +11.8% | 7,542 | 0.0% | 0.22% | +6.3% | |
| RMD | RESMED INC | $1,190,000 | +0.9% | 4,600 | 0.0% | 0.21% | -4.2% | |
| CNP | CENTERPOINT ENERGY INC | $1,172,000 | +13.3% | 42,000 | 0.0% | 0.20% | +8.0% | |
| TXN | TEXAS INSTRS INC | $1,169,000 | -3.1% | 6,167 | 0.0% | 0.20% | -8.2% | |
| LULU | LULULEMON ATHLETICA INC | $1,163,000 | -4.0% | 3,000 | 0.0% | 0.20% | -8.6% | |
| CP | New | CANADIAN PAC RY LTD | $1,106,000 | – | 15,479 | +100.0% | 0.19% | – |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,090,000 | +9.2% | 1,700 | 0.0% | 0.19% | +3.8% | |
| ABT | Sell | ABBOTT LABS | $1,079,000 | +16.5% | 7,785 | -1.0% | 0.19% | +10.7% |
| CI | CIGNA CORP NEW | $1,048,000 | +13.2% | 4,493 | 0.0% | 0.18% | +7.1% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $1,044,000 | -0.4% | 10,280 | 0.0% | 0.18% | -5.2% | |
| KMI | Sell | KINDER MORGAN INC DEL | $1,009,000 | -6.1% | 62,620 | -1.6% | 0.18% | -10.3% |
| CYTK | CYTOKINETICS INC | $994,000 | +18.2% | 21,755 | 0.0% | 0.17% | +12.4% | |
| SEB | SEABOARD CORP DEL | $984,000 | -4.0% | 250 | 0.0% | 0.17% | -9.1% | |
| BHC | BAUSCH HEALTH COS INC | $971,000 | -1.2% | 35,013 | 0.0% | 0.17% | -6.1% | |
| AMGN | AMGEN INC | $964,000 | +7.1% | 4,292 | 0.0% | 0.17% | +1.8% | |
| TEAM | ATLASSIAN CORP PLCcl a | $959,000 | -9.9% | 2,700 | 0.0% | 0.17% | -14.4% | |
| MO | Sell | ALTRIA GROUP INC | $946,000 | -1.6% | 19,868 | -4.8% | 0.16% | -6.3% |
| CVS | Sell | CVS HEALTH CORP | $928,000 | +21.6% | 8,974 | -0.6% | 0.16% | +15.8% |
| HCA | HCA HEALTHCARE INC | $921,000 | +4.5% | 3,631 | 0.0% | 0.16% | -0.6% | |
| LIN | LINDE PLC | $901,000 | +18.1% | 2,600 | 0.0% | 0.16% | +12.2% | |
| ANTM | ANTHEM INC | $878,000 | +21.4% | 1,900 | 0.0% | 0.15% | +15.2% | |
| GLP | GLOBAL PARTNERS LP | $868,000 | +10.9% | 36,950 | 0.0% | 0.15% | +5.6% | |
| BLK | BLACKROCK INC | $866,000 | +9.1% | 946 | 0.0% | 0.15% | +4.2% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $859,000 | +3.1% | 4,860 | 0.0% | 0.15% | -2.0% | |
| TWTR | TWITTER INC | $842,000 | -33.0% | 19,700 | 0.0% | 0.15% | -36.2% | |
| PFE | PFIZER INC | $842,000 | +35.6% | 14,471 | 0.0% | 0.15% | +29.2% | |
| CE | CELANESE CORP DEL | $838,000 | +4.8% | 5,000 | 0.0% | 0.14% | -0.7% | |
| MCK | MCKESSON CORP | $831,000 | +23.3% | 3,370 | 0.0% | 0.14% | +17.1% | |
| RTX | RAYTHEON TECHNOLOGIES CORP | $831,000 | -3.0% | 9,545 | 0.0% | 0.14% | -7.7% | |
| CSX | CSX CORP | $833,000 | +14.6% | 22,500 | 0.0% | 0.14% | +9.1% | |
| OKE | ONEOK INC NEW | $835,000 | +1.5% | 14,199 | 0.0% | 0.14% | -4.0% | |
| FDX | Sell | FEDEX CORP | $826,000 | -87.1% | 3,200 | -88.8% | 0.14% | -87.7% |
| INTC | INTEL CORP | $828,000 | -3.0% | 15,695 | 0.0% | 0.14% | -7.7% | |
| CME | CME GROUP INC | $799,000 | +18.0% | 3,500 | 0.0% | 0.14% | +12.2% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $791,000 | -13.0% | 1,217 | 0.0% | 0.14% | -17.0% | |
| New | P3 HEALTH PARTNERS INC | $787,000 | – | 122,998 | +100.0% | 0.14% | – | |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $781,000 | – | 27,000 | +100.0% | 0.14% | – |
| TDOC | New | TELADOC HEALTH INC | $782,000 | – | 8,515 | +100.0% | 0.14% | – |
| SQ | BLOCK INCcl a | $780,000 | -34.3% | 4,783 | 0.0% | 0.14% | -37.5% | |
| MRUS | MERUS N V | $770,000 | +13.1% | 24,870 | 0.0% | 0.13% | +7.3% | |
| XENE | XENON PHARMACEUTICALS INC | $771,000 | +0.1% | 24,500 | 0.0% | 0.13% | -5.0% | |
| PNC | PNC FINL SVCS GROUP INC | $763,000 | +2.7% | 3,676 | 0.0% | 0.13% | -2.2% | |
| KLAC | KLA CORP | $758,000 | +30.2% | 1,750 | 0.0% | 0.13% | +23.6% | |
| EZPW | EZCORP INCcl a non vtg | $755,000 | -2.7% | 102,500 | 0.0% | 0.13% | -7.1% | |
| MOH | MOLINA HEALTHCARE INC | $743,000 | +13.1% | 2,370 | 0.0% | 0.13% | +7.5% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $729,000 | +15.2% | 11,200 | 0.0% | 0.13% | +9.6% | |
| WMT | WALMART INC | $724,000 | +3.7% | 5,008 | 0.0% | 0.12% | -1.6% | |
| TGT | Sell | TARGET CORP | $723,000 | -79.7% | 3,121 | -79.9% | 0.12% | -80.7% |
| EA | ELECTRONIC ARTS INC | $720,000 | -2.4% | 5,350 | 0.0% | 0.12% | -6.7% | |
| MUDS | Sell | MUDRICK CAPITAL ACQU CORP II | $717,000 | -42.5% | 72,100 | -42.5% | 0.12% | -45.4% |
| GD | Buy | GENERAL DYNAMICS CORP | $700,000 | +8.7% | 3,375 | +5.5% | 0.12% | +3.4% |
| UNH | UNITEDHEALTH GROUP INC | $698,000 | +23.3% | 1,400 | 0.0% | 0.12% | +17.5% | |
| TWLO | TWILIO INCcl a | $680,000 | -19.7% | 2,600 | 0.0% | 0.12% | -23.4% | |
| NUE | NUCOR CORP | $684,000 | +15.5% | 6,000 | 0.0% | 0.12% | +9.3% | |
| MCD | Buy | MCDONALDS CORP | $680,000 | +12.8% | 2,538 | +1.5% | 0.12% | +7.3% |
| LMT | Buy | LOCKHEED MARTIN CORP | $683,000 | +40.2% | 1,924 | +38.5% | 0.12% | +32.6% |
| KR | KROGER CO | $675,000 | +13.3% | 15,000 | 0.0% | 0.12% | +8.3% | |
| PRAA | PRA GROUP INC | $671,000 | +15.7% | 13,421 | 0.0% | 0.12% | +9.4% | |
| BHK | BLACKROCK CORE BD TR | $663,000 | -0.3% | 40,155 | 0.0% | 0.12% | -5.0% | |
| NKE | NIKE INCcl b | $661,000 | +7.8% | 4,030 | 0.0% | 0.11% | +1.8% | |
| PEP | PEPSICO INC | $657,000 | +9.9% | 3,815 | 0.0% | 0.11% | +4.6% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $646,000 | -21.6% | 27,709 | 0.0% | 0.11% | -25.3% | |
| NSC | NORFOLK SOUTHN CORP | $647,000 | +24.2% | 2,175 | 0.0% | 0.11% | +17.9% | |
| ARGX | ARGENX SEsponsored adr | $639,000 | +14.7% | 1,830 | 0.0% | 0.11% | +9.9% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $634,000 | -6.6% | 148,490 | 0.0% | 0.11% | -11.3% | |
| APD | AIR PRODS & CHEMS INC | $631,000 | +18.8% | 2,075 | 0.0% | 0.11% | +12.4% | |
| LFUS | LITTELFUSE INC | $630,000 | +13.3% | 2,000 | 0.0% | 0.11% | +7.9% | |
| KNSL | KINSALE CAP GROUP INC | $623,000 | +31.7% | 2,850 | 0.0% | 0.11% | +25.6% | |
| SBUX | STARBUCKS CORP | $622,000 | +3.2% | 5,363 | 0.0% | 0.11% | -1.8% | |
| ATVI | ACTIVISION BLIZZARD INC | $621,000 | -13.8% | 9,255 | 0.0% | 0.11% | -18.3% | |
| EFX | EQUIFAX INC | $615,000 | +15.6% | 2,100 | 0.0% | 0.11% | +9.3% | |
| QSR | RESTAURANT BRANDS INTL INC | $611,000 | -3.6% | 10,250 | 0.0% | 0.11% | -7.8% | |
| SYK | STRYKER CORPORATION | $608,000 | +0.8% | 2,266 | 0.0% | 0.10% | -4.5% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $596,000 | +17.3% | 2,450 | 0.0% | 0.10% | +12.0% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $596,000 | -16.5% | 3,500 | 0.0% | 0.10% | -20.8% | |
| EW | EDWARDS LIFESCIENCES CORP | $592,000 | +15.0% | 4,620 | 0.0% | 0.10% | +8.5% | |
| AN | AUTONATION INC | $584,000 | -4.1% | 5,000 | 0.0% | 0.10% | -9.0% | |
| ET | Buy | ENERGY TRANSFER L P | $581,000 | -6.0% | 68,525 | +6.2% | 0.10% | -10.7% |
| HPQ | HP INC | $572,000 | +35.2% | 15,000 | 0.0% | 0.10% | +28.6% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $565,000 | +36.8% | 5,000 | 0.0% | 0.10% | +30.7% | |
| SCI | SERVICE CORP INTL | $568,000 | +17.6% | 8,000 | 0.0% | 0.10% | +11.4% | |
| CMCSA | COMCAST CORP NEWcl a | $550,000 | -11.9% | 10,877 | 0.0% | 0.10% | -16.7% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $548,000 | +1.3% | 4,100 | +5.1% | 0.10% | -3.1% |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $538,000 | +18.8% | 6,000 | 0.0% | 0.09% | +13.4% | |
| TYL | TYLER TECHNOLOGIES INC | $538,000 | +17.2% | 1,000 | 0.0% | 0.09% | +10.7% | |
| DXCM | DEXCOM INC | $522,000 | -3.3% | 1,000 | 0.0% | 0.09% | -8.2% | |
| UNP | UNION PAC CORP | $521,000 | +17.1% | 2,100 | 0.0% | 0.09% | +11.1% | |
| ISLE | ISLEWORTH HEALTHCARE ACQU CO | $518,000 | +0.6% | 52,500 | 0.0% | 0.09% | -4.3% | |
| CRNX | CRINETICS PHARMACEUTICALS IN | $523,000 | +42.1% | 18,600 | 0.0% | 0.09% | +34.3% | |
| BA | BOEING CO | $516,000 | -7.7% | 2,475 | 0.0% | 0.09% | -12.7% | |
| TRGP | TARGA RES CORP | $514,000 | +6.0% | 9,840 | 0.0% | 0.09% | +1.1% | |
| AXP | AMERICAN EXPRESS CO | $511,000 | -3.8% | 3,042 | 0.0% | 0.09% | -9.3% | |
| MDT | MEDTRONIC PLC | $504,000 | -16.4% | 4,744 | 0.0% | 0.09% | -20.9% | |
| IPVF | New | INTERPRIVATE III FINANCIAL P | $496,000 | – | 50,000 | +100.0% | 0.09% | – |
| VGT | VANGUARD WORLD FDSinf tech etf | $492,000 | +14.2% | 1,075 | 0.0% | 0.08% | +9.0% | |
| PMVC | PMV CONSUMER ACQUISITION COR | $492,000 | +0.4% | 50,000 | 0.0% | 0.08% | -4.5% | |
| PLTR | Sell | PALANTIR TECHNOLOGIES INCcl a | $474,000 | -27.6% | 26,000 | -4.8% | 0.08% | -31.1% |
| KYN | KAYNE ANDERSON ENERGY INFRST | $476,000 | -2.9% | 61,200 | 0.0% | 0.08% | -7.9% | |
| COP | CONOCOPHILLIPS | $466,000 | +6.4% | 6,458 | 0.0% | 0.08% | +1.2% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $470,000 | -6.7% | 3,600 | 0.0% | 0.08% | -12.0% | |
| KO | COCA COLA CO | $455,000 | +12.9% | 7,681 | 0.0% | 0.08% | +8.2% | |
| GVI | ISHARES TRintrm gov cr etf | $455,000 | -1.3% | 4,000 | 0.0% | 0.08% | -6.0% | |
| INSI | INSIGHT SELECT INCOME FD | $443,000 | +7.0% | 19,734 | 0.0% | 0.08% | +2.7% | |
| USB | US BANCORP DEL | $443,000 | -7.7% | 7,760 | 0.0% | 0.08% | -11.5% | |
| BAX | BAXTER INTL INC | $440,000 | +6.8% | 5,100 | 0.0% | 0.08% | +1.3% | |
| NOW | SERVICENOW INC | $441,000 | -2.2% | 700 | 0.0% | 0.08% | -7.3% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $431,000 | +14.0% | 2,108 | 0.0% | 0.08% | +8.7% | |
| QCOM | New | QUALCOMM INC | $431,000 | – | 2,356 | +100.0% | 0.08% | – |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $426,000 | +6.0% | 18,030 | -10.0% | 0.07% | +1.4% |
| FALN | Buy | ISHARES TRfaln angls usd | $430,000 | +110.8% | 14,362 | +111.8% | 0.07% | +100.0% |
| CERN | CERNER CORP | $428,000 | +30.9% | 4,600 | 0.0% | 0.07% | +23.3% | |
| CSCO | Sell | CISCO SYS INC | $426,000 | -0.2% | 6,775 | -12.9% | 0.07% | -5.1% |
| HPE | HEWLETT PACKARD ENTERPRISE C | $420,000 | +8.8% | 26,000 | 0.0% | 0.07% | +4.3% | |
| MRK | MERCK & CO INC | $424,000 | -4.1% | 5,544 | 0.0% | 0.07% | -8.8% | |
| RIG | TRANSOCEAN LTD | $422,000 | -27.2% | 153,000 | 0.0% | 0.07% | -31.1% | |
| GOOGL | ALPHABET INCcap stk cl a | $423,000 | +8.2% | 146 | 0.0% | 0.07% | +2.8% | |
| ETN | EATON CORP PLC | $415,000 | +15.9% | 2,400 | 0.0% | 0.07% | +10.8% | |
| CL | COLGATE PALMOLIVE CO | $415,000 | +11.3% | 4,920 | 0.0% | 0.07% | +5.9% | |
| DOX | AMDOCS LTD | $412,000 | -4.0% | 5,500 | 0.0% | 0.07% | -9.0% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $412,000 | +14.1% | 867 | +2.8% | 0.07% | +7.6% |
| NEE | NEXTERA ENERGY INC | $399,000 | +19.1% | 4,268 | 0.0% | 0.07% | +13.1% | |
| UNG | New | UNITED STS NAT GAS FD LPunit par | $400,000 | – | 32,000 | +100.0% | 0.07% | – |
| GENERAL ELECTRIC CO | $397,000 | -8.7% | 4,136 | 0.0% | 0.07% | -12.7% | ||
| AVT | AVNET INC | $395,000 | +11.6% | 9,570 | 0.0% | 0.07% | +6.2% | |
| EXAS | EXACT SCIENCES CORP | $392,000 | -14.2% | 4,800 | 0.0% | 0.07% | -18.1% | |
| MUSA | MURPHY USA INC | $395,000 | +17.9% | 2,000 | 0.0% | 0.07% | +11.5% | |
| Buy | ROCKET LAB USA INC | $379,000 | -4.5% | 30,900 | +25.4% | 0.07% | -8.3% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $381,000 | -1.8% | 2,890 | 0.0% | 0.07% | -7.0% | |
| BAC | BK OF AMERICA CORP | $379,000 | +4.7% | 8,519 | 0.0% | 0.07% | 0.0% | |
| CLX | CLOROX CO DEL | $380,000 | +5.3% | 2,183 | 0.0% | 0.07% | 0.0% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $381,000 | +6.7% | 800 | -3.6% | 0.07% | +1.5% |
| CCI | CROWN CASTLE INTL CORP NEW | $374,000 | +21.0% | 1,787 | 0.0% | 0.06% | +16.1% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $368,000 | +6.4% | 34,300 | 0.0% | 0.06% | +1.6% | |
| SWN | SOUTHWESTERN ENERGY CO | $368,000 | -16.0% | 79,008 | 0.0% | 0.06% | -20.0% | |
| Sell | RESERVOIR MEDIA INC*w exp 08/26/202 | $366,000 | -30.9% | 263,900 | -1.5% | 0.06% | -34.4% | |
| XOP | SPDR SER TRs&p oilgas exp | $360,000 | -0.8% | 3,750 | 0.0% | 0.06% | -6.1% | |
| GM | GENERAL MTRS CO | $357,000 | +11.6% | 6,090 | 0.0% | 0.06% | +6.9% | |
| XLC | SELECT SECTOR SPDR TR | $350,000 | -2.8% | 4,500 | 0.0% | 0.06% | -7.6% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $354,000 | +13.8% | 4,000 | 0.0% | 0.06% | +7.0% | |
| LADR | Sell | LADDER CAP CORPcl a | $349,000 | -7.4% | 29,100 | -14.7% | 0.06% | -13.0% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $343,000 | +9.9% | 1,146 | 0.0% | 0.06% | +3.5% | |
| AAC | ARES ACQUISITION CORPORATION | $342,000 | +0.3% | 35,000 | 0.0% | 0.06% | -4.8% | |
| AR | ANTERO RESOURCES CORP | $341,000 | -7.1% | 19,500 | 0.0% | 0.06% | -11.9% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $343,000 | +10.6% | 1,069 | 0.0% | 0.06% | +5.4% | |
| SCHW | SCHWAB CHARLES CORP | $342,000 | +11.4% | 4,000 | 0.0% | 0.06% | +5.4% | |
| DISH | Sell | DISH NETWORK CORPORATIONcl a | $339,000 | -27.1% | 10,200 | -0.0% | 0.06% | -30.6% |
| OSTR | OYSTER ENTERPRISES ACQ CORP | $341,000 | 0.0% | 35,000 | 0.0% | 0.06% | -4.8% | |
| ESGC | Sell | EROS STX GLOBAL CORPORATION | $341,000 | -88.3% | 1,423,578 | -55.2% | 0.06% | -88.9% |
| CNQ | Buy | CANADIAN NAT RES LTD | $330,000 | +33.1% | 7,800 | +14.7% | 0.06% | +26.7% |
| TSCO | TRACTOR SUPPLY CO | $328,000 | +17.6% | 1,375 | 0.0% | 0.06% | +11.8% | |
| DBX | DROPBOX INCcl a | $322,000 | -14.1% | 12,970 | 0.0% | 0.06% | -17.6% | |
| CAT | CATERPILLAR INC | $325,000 | +7.6% | 1,575 | 0.0% | 0.06% | +1.8% | |
| L | LOEWS CORP | $318,000 | +1.9% | 5,494 | 0.0% | 0.06% | -3.5% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $310,000 | -28.4% | 16,200 | 0.0% | 0.05% | -31.6% | |
| MGNX | MACROGENICS INC | $310,000 | -17.8% | 18,345 | 0.0% | 0.05% | -21.7% | |
| PGRW | PROGRESS ACQUISITION CORP | $308,000 | 0.0% | 31,500 | 0.0% | 0.05% | -5.4% | |
| RDFN | REDFIN CORP | $305,000 | -23.4% | 7,950 | 0.0% | 0.05% | -26.4% | |
| NMFC | NEW MTN FIN CORP | $300,000 | +3.1% | 21,875 | 0.0% | 0.05% | -1.9% | |
| BQ | Sell | BOQII HLDG LTDsponsored ads | $302,000 | -80.4% | 343,000 | -48.5% | 0.05% | -81.4% |
| XPOA | DPCM CAP INC | $294,000 | 0.0% | 29,995 | 0.0% | 0.05% | -3.8% | |
| VST | Buy | VISTRA CORP | $297,000 | +63.2% | 13,040 | +22.6% | 0.05% | +54.5% |
| DEO | DIAGEO PLCspon adr new | $292,000 | +14.1% | 1,325 | 0.0% | 0.05% | +8.5% | |
| ADEX | ADIT EDTECH ACQUISITION CORP | $287,000 | +1.8% | 29,000 | 0.0% | 0.05% | -2.0% | |
| PUCK | GOAL ACQUISITIONS CORP | $275,000 | +1.5% | 28,000 | 0.0% | 0.05% | -2.0% | |
| UYG | PROSHARES TRultra fncls new | $276,000 | +7.0% | 4,076 | 0.0% | 0.05% | +2.1% | |
| HRL | HORMEL FOODS CORP | $276,000 | +19.0% | 5,650 | 0.0% | 0.05% | +14.3% | |
| DUK | DUKE ENERGY CORP NEW | $278,000 | +7.8% | 2,650 | 0.0% | 0.05% | +2.1% | |
| PFF | ISHARES TRpfd and incm sec | $276,000 | +1.5% | 7,000 | 0.0% | 0.05% | -2.0% | |
| IUSG | Sell | ISHARES TRcore s&p us gwt | $274,000 | +7.0% | 2,369 | -5.3% | 0.05% | 0.0% |
| UPS | UNITED PARCEL SERVICE INCcl b | $272,000 | +17.7% | 1,270 | 0.0% | 0.05% | +11.9% | |
| NET | Sell | CLOUDFLARE INC | $269,000 | -39.4% | 2,043 | -48.2% | 0.05% | -42.0% |
| WASH | WASHINGTON TR BANCORP INC | $264,000 | +6.5% | 4,685 | 0.0% | 0.05% | +2.2% | |
| CCLP | New | CSI COMPRESSCO LP | $265,000 | – | 222,856 | +100.0% | 0.05% | – |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $260,000 | +1.6% | 5,550 | 0.0% | 0.04% | -4.3% | |
| New | GLOBALFOUNDRIES INCordinary shares | $260,000 | – | 4,000 | +100.0% | 0.04% | – | |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $254,000 | +8.1% | 39,500 | 0.0% | 0.04% | +2.3% | |
| CFR | CULLEN FROST BANKERS INC | $252,000 | +6.3% | 2,000 | 0.0% | 0.04% | +2.3% | |
| CMI | CUMMINS INC | $253,000 | -3.1% | 1,161 | 0.0% | 0.04% | -6.4% | |
| NBST | NEWBURY STREET ACQUISITN COR | $243,000 | +0.8% | 25,000 | 0.0% | 0.04% | -4.5% | |
| NVAX | NOVAVAX INC | $243,000 | -31.0% | 1,700 | 0.0% | 0.04% | -34.4% | |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $241,000 | +11.1% | 19,680 | +16.9% | 0.04% | +7.7% |
| ROCRW | Sell | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $239,000 | -14.9% | 212,400 | -3.3% | 0.04% | -19.6% |
| MOTV | MOTIVE CAPITAL CORP | $238,000 | 0.0% | 24,000 | 0.0% | 0.04% | -4.7% | |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $235,000 | +6.8% | 18,720 | +5.6% | 0.04% | +2.5% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $238,000 | -49.8% | 2,000 | -37.5% | 0.04% | -52.3% |
| SHV | Sell | ISHARES TRshort treas bd | $235,000 | -52.0% | 2,132 | -51.9% | 0.04% | -53.9% |
| CPSR | CAPSTAR SPL PURP ACQUISITION | $239,000 | 0.0% | 23,962 | 0.0% | 0.04% | -4.7% | |
| MPLX | MPLX LP | $233,000 | +3.1% | 7,823 | 0.0% | 0.04% | -2.4% | |
| Sell | CENAQ ENERGY CORPunit 02/04/2026 | $234,000 | -48.2% | 23,000 | -48.9% | 0.04% | -51.2% | |
| DKNG | Buy | DRAFTKINGS INC | $231,000 | -39.2% | 8,400 | +6.3% | 0.04% | -42.0% |
| AEP | AMERICAN ELEC PWR CO INC | $228,000 | +9.6% | 2,563 | 0.0% | 0.04% | +2.6% | |
| PTBD | Buy | PACER FDS TRtrendpilot us bd | $216,000 | +5.9% | 8,005 | +6.2% | 0.04% | 0.0% |
| KURA | KURA ONCOLOGY INC | $215,000 | -24.8% | 14,900 | 0.0% | 0.04% | -28.8% | |
| ZGNX | ZOGENIX INC | $215,000 | +8.6% | 12,420 | 0.0% | 0.04% | +2.8% | |
| SCM | STELLUS CAP INVT CORP | $214,000 | -0.5% | 16,465 | 0.0% | 0.04% | -5.1% | |
| WFC | New | WELLS FARGO CO NEW | $206,000 | – | 4,289 | +100.0% | 0.04% | – |
| New | CADENCE BANK | $209,000 | – | 7,000 | +100.0% | 0.04% | – | |
| ASAX | ASTREA ACQUISITION CORP | $208,000 | +0.5% | 21,000 | 0.0% | 0.04% | -5.3% | |
| AMAT | New | APPLIED MATLS INC | $205,000 | – | 1,300 | +100.0% | 0.04% | – |
| VIRT | New | VIRTU FINL INCcl a | $203,000 | – | 7,050 | +100.0% | 0.04% | – |
| SLCR | SILVER CREST ACQUISITION COR | $196,000 | 0.0% | 20,000 | 0.0% | 0.03% | -5.6% | |
| TFFP | TFF PHARMACEUTICALS INC | $195,000 | +29.1% | 20,826 | 0.0% | 0.03% | +25.9% | |
| BITE | BITE ACQUISITION CORP | $195,000 | 0.0% | 19,998 | 0.0% | 0.03% | -2.9% | |
| TXMD | Sell | THERAPEUTICSMD INC | $183,000 | -93.1% | 514,133 | -85.6% | 0.03% | -93.3% |
| ACII | ATLAS CREST INVESTMENT CORP | $171,000 | 0.0% | 17,492 | 0.0% | 0.03% | -3.2% | |
| AVO | MISSION PRODUCE INC | $157,000 | -14.7% | 10,000 | 0.0% | 0.03% | -18.2% | |
| PGEN | Sell | PRECIGEN INC | $148,000 | -34.2% | 40,000 | -11.1% | 0.03% | -36.6% |
| ASTS | Buy | AST SPACEMOBILE INC | $145,000 | -14.7% | 17,687 | +9.3% | 0.02% | -19.4% |
| CRKN | Sell | CROWN ELECTROKINETICS CORP | $136,000 | -42.9% | 34,124 | -42.7% | 0.02% | -44.2% |
| OCA | OMNICHANNEL ACQUISITION CORP | $139,000 | +0.7% | 14,000 | 0.0% | 0.02% | -4.0% | |
| EJFA | New | EJF ACQUISITION CORP | $120,000 | – | 12,000 | +100.0% | 0.02% | – |
| BRMK | BROADMARK RLTY CAP INC | $122,000 | -5.4% | 13,000 | 0.0% | 0.02% | -8.7% | |
| FINM | MARLIN TECHNOLOGY CORP | $121,000 | 0.0% | 12,495 | 0.0% | 0.02% | -4.5% | |
| RTLR | New | RATTLER MIDSTREAM LP | $114,000 | – | 10,000 | +100.0% | 0.02% | – |
| MACA | MORINGA ACQUISITION CORP | $102,000 | 0.0% | 10,500 | 0.0% | 0.02% | -5.3% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $99,000 | 0.0% | 10,000 | 0.0% | 0.02% | -5.6% | |
| VII | 7GC & CO HOLDINGS INC | $98,000 | +1.0% | 10,000 | 0.0% | 0.02% | -5.6% | |
| LGV | New | LONGVIEW ACQUISITION CORP II | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| KINZ | Sell | KINS TECHNOLOGY GROUP INC | $100,000 | -60.0% | 10,000 | -60.0% | 0.02% | -62.2% |
| FTAA | FTAC ATHENA ACQUISITION CORP | $99,000 | 0.0% | 10,000 | 0.0% | 0.02% | -5.6% | |
| JCIC | JACK CREEK INVESTMENT CORP | $99,000 | 0.0% | 10,000 | 0.0% | 0.02% | -5.6% | |
| HCCC | HEALTHCARE CAPITAL CORP | $99,000 | -1.0% | 10,000 | 0.0% | 0.02% | -5.6% | |
| GTE | GRAN TIERRA ENERGY INC | $94,000 | +3.3% | 123,667 | 0.0% | 0.02% | -5.9% | |
| MARK | Sell | REMARK HLDGS INC | $64,000 | -94.3% | 65,000 | -93.9% | 0.01% | -94.6% |
| New | ADTHEORENT HOLDING COMPANY | $61,000 | – | 10,002 | +100.0% | 0.01% | – | |
| ESPR | ESPERION THERAPEUTICS INC NE | $63,000 | -49.6% | 12,200 | 0.0% | 0.01% | -52.2% | |
| OUST | New | OUSTER INC | $52,000 | – | 10,000 | +100.0% | 0.01% | – |
| WTRH | Buy | WAITR HLDGS INC | $44,000 | +25.7% | 59,150 | +47.9% | 0.01% | +33.3% |
| LOGC | Sell | LOGICBIO THERAPEUTICS INC | $35,000 | -78.1% | 15,000 | -57.1% | 0.01% | -79.3% |
| HNRG | HALLADOR ENERGY COMPANY | $32,000 | -17.9% | 13,165 | 0.0% | 0.01% | -14.3% | |
| HGBL | New | HERITAGE GLOBAL INC | $22,000 | – | 11,600 | +100.0% | 0.00% | – |
| SNMP | New | EVOLVE TRANSITION INFRASTRU | $15,000 | – | 25,400 | +100.0% | 0.00% | – |
| IFBD | New | INFOBIRD CO LTD | $15,000 | – | 14,000 | +100.0% | 0.00% | – |
| NINE | New | NINE ENERGY SERVICE INC | $16,000 | – | 16,400 | +100.0% | 0.00% | – |
| OBLG | New | OBLONG INC | $16,000 | – | 15,450 | +100.0% | 0.00% | – |
| SGRP | New | SPAR GROUP INC | $17,000 | – | 13,500 | +100.0% | 0.00% | – |
| METX | New | METEN HOLDING GROUP LTD | $16,000 | – | 63,750 | +100.0% | 0.00% | – |
| CELP | New | CYPRESS ENVIRONMENTL PARTNRltd partner int | $17,000 | – | 15,400 | +100.0% | 0.00% | – |
| GSMG | New | GLRY STR NW MDIA GRUP HLDG L | $16,000 | – | 13,450 | +100.0% | 0.00% | – |
| QD | New | QUDIAN INCadr | $15,000 | – | 15,900 | +100.0% | 0.00% | – |
| MDRR | New | MEDALIST DIVERSIFIED REIT IN | $19,000 | – | 16,200 | +100.0% | 0.00% | – |
| BHAT | New | BLUE HAT INTERACTIVE ENTMT T | $18,000 | – | 40,650 | +100.0% | 0.00% | – |
| DS | New | DRIVE SHACK INC | $17,000 | – | 11,700 | +100.0% | 0.00% | – |
| ITP | New | IT TECH PACKAGING INC | $15,000 | – | 66,200 | +100.0% | 0.00% | – |
| FAMI | New | FARMMI INC | $16,000 | – | 71,500 | +100.0% | 0.00% | – |
| SDPI | New | SUPERIOR DRILLING PRODS INC | $16,000 | – | 22,000 | +100.0% | 0.00% | – |
| STAF | New | STAFFING 360 SOLUTIONS INC | $16,000 | – | 17,000 | +100.0% | 0.00% | – |
| REDU | New | RISE ED CAYMAN LTDsponsored adr | $15,000 | – | 29,800 | +100.0% | 0.00% | – |
| EDTK | New | SKILLFUL CRAFTSMAN ED TECH L | $16,000 | – | 16,900 | +100.0% | 0.00% | – |
| AIRI | New | AIR INDS GROUP | $17,000 | – | 18,250 | +100.0% | 0.00% | – |
| PEI | New | PENNSYLVANIA REAL ESTATE INVsh ben int | $18,000 | – | 17,600 | +100.0% | 0.00% | – |
| REPH | New | RECRO PHARMA INC | $19,000 | – | 10,900 | +100.0% | 0.00% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $17,000 | – | 18,250 | +100.0% | 0.00% | – |
| JOB | New | GEE GROUP INC | $19,000 | – | 34,100 | +100.0% | 0.00% | – |
| FORD | New | FORWARD INDS INC N Y | $16,000 | – | 10,100 | +100.0% | 0.00% | – |
| BEDU | New | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $12,000 | – | 10,500 | +100.0% | 0.00% | – |
| NERV | MINERVA NEUROSCIENCES INC | $10,000 | -41.2% | 12,000 | 0.0% | 0.00% | -33.3% | |
| IO | New | ION GEOPHYSICAL CORP | $12,000 | – | 14,100 | +100.0% | 0.00% | – |
| New | TOP SHIPS INC | $14,000 | – | 17,100 | +100.0% | 0.00% | – | |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -13,000 | -100.0% | -0.00% | – | |
| Exit | UNICYCIVE THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| CANO | Exit | CANO HEALTH INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| TALO | Exit | TALOS ENERGY INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MCMJ | Exit | MERIDA MERGER CORP I | $0 | – | -14,000 | -100.0% | -0.02% | – |
| SGMA | Exit | SIGMATRON INTL INC | $0 | – | -22,214 | -100.0% | -0.04% | – |
| ANGL | Exit | VANECK ETF TRUSTfallen angel hg | $0 | – | -6,493 | -100.0% | -0.04% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -2,950 | -100.0% | -0.04% | – |
| CADE | Exit | CADENCE BANCORPORATIONcl a | $0 | – | -10,000 | -100.0% | -0.04% | – |
| CTT | Exit | CATCHMARK TIMBER TR INCcl a | $0 | – | -19,400 | -100.0% | -0.04% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -2,200 | -100.0% | -0.04% | – |
| YINN | Exit | DIREXION SHS ETF TRdl ftse bll 3x | $0 | – | -23,000 | -100.0% | -0.04% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -6,849 | -100.0% | -0.04% | – |
| BSIG | Exit | BRIGHTSPHERE INVT GROUP INC | $0 | – | -10,000 | -100.0% | -0.05% | – |
| SQM | Exit | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $0 | – | -5,000 | -100.0% | -0.05% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L Pprtnrsp units | $0 | – | -17,450 | -100.0% | -0.05% | – |
| RDFI | Exit | COLLABORATIVE INVESTMNT SERrareview dynamic | $0 | – | -12,882 | -100.0% | -0.07% | – |
| LAUR | Exit | LAUREATE EDUCATION INCcl a | $0 | – | -25,000 | -100.0% | -0.08% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -34,000 | -100.0% | -0.09% | – |
| COIN | Exit | COINBASE GLOBAL INC | $0 | – | -2,750 | -100.0% | -0.11% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -15,350 | -100.0% | -0.20% | – |
| FORE | Exit | FORESIGHT ACQUISITION CORPcl a | $0 | – | -139,998 | -100.0% | -0.25% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -5,324 | -100.0% | -0.27% | – |
| Exit | GINKGO BIOWORKS HOLDINGS INC | $0 | – | -221,459 | -100.0% | -0.44% | – | |
| HACK | Exit | ETF MANAGERS TRprime cybr scrty | $0 | – | -40,000 | -100.0% | -0.44% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -68,511 | -100.0% | -0.67% | – |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -103,622 | -100.0% | -0.69% | – |
| CBRL | Exit | CRACKER BARREL OLD CTRY STOR | $0 | – | -27,069 | -100.0% | -0.70% | – |
| EDR | Exit | ENDEAVOR GROUP HLDGS INC | $0 | – | -251,907 | -100.0% | -1.31% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.