$550 Million is the total value of SANDERS MORRIS HARRIS LLC's 310 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $56,409,000 | +1.2% | 157,584 | +0.2% | 10.26% | -5.2% |
| BX | Buy | BLACKSTONE INC | $42,264,000 | +21.3% | 363,288 | +1.3% | 7.69% | +13.6% |
| VYGG | Buy | VY GLOBAL GROWTH | $24,122,000 | +2.5% | 2,458,382 | +4.5% | 4.39% | -4.0% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $18,754,000 | +7.2% | 744,804 | -1.1% | 3.41% | +0.5% |
| AAPL | Sell | APPLE INC | $17,634,000 | -26.9% | 123,568 | -28.8% | 3.21% | -31.5% |
| ARKK | Buy | ARK ETF TRinnovation etf | $16,635,000 | +113.6% | 150,501 | +152.7% | 3.03% | +100.1% |
| New | ROTH CH ACQUISITION IV COunit 07/01/2026 | $14,432,000 | – | 1,431,732 | +100.0% | 2.63% | – | |
| MAIN | Sell | MAIN STR CAP CORP | $14,167,000 | -7.2% | 344,699 | -7.2% | 2.58% | -13.0% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $11,413,000 | -11.7% | 526,824 | -1.6% | 2.08% | -17.3% |
| New | RESERVOIR MEDIA INC | $10,676,000 | – | 1,171,800 | +100.0% | 1.94% | – | |
| V | Buy | VISA INC | $9,988,000 | -3.3% | 43,437 | +0.6% | 1.82% | -9.4% |
| SPLK | Buy | SPLUNK INC | $9,127,000 | +104.2% | 60,640 | +93.9% | 1.66% | +91.4% |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $8,738,000 | +25.8% | 274,000 | +36.9% | 1.59% | +17.9% |
| AMZN | Buy | AMAZON COM INC | $7,421,000 | +129.8% | 2,241 | +150.7% | 1.35% | +115.3% |
| EDR | Buy | ENDEAVOR GROUP HLDGS INC | $7,222,000 | +97.6% | 251,907 | +91.0% | 1.31% | +85.1% |
| ROCR | Sell | ROTH CH ACQUISITION III CO | $6,558,000 | -16.9% | 660,140 | -17.5% | 1.19% | -22.2% |
| T | Buy | AT&T INC | $6,534,000 | +224.8% | 240,954 | +246.4% | 1.19% | +204.1% |
| AVLR | Buy | AVALARA INC | $6,453,000 | +55.3% | 38,203 | +52.6% | 1.17% | +45.5% |
| FDX | Buy | FEDEX CORP | $6,394,000 | +578.0% | 28,549 | +792.2% | 1.16% | +535.5% |
| New | SERA PROGNOSTICS INC | $6,358,000 | – | 572,234 | +100.0% | 1.16% | – | |
| LRCX | Sell | LAM RESEARCH CORP | $5,281,000 | -19.1% | 9,420 | -10.3% | 0.96% | -24.2% |
| CTAS | CINTAS CORP | $4,948,000 | +4.6% | 12,357 | 0.0% | 0.90% | -2.1% | |
| FIGS | Buy | FIGS INCcl a | $4,576,000 | +1420.3% | 123,200 | +1953.3% | 0.83% | +1336.2% |
| NVDA | Buy | NVIDIA CORPORATION | $4,220,000 | +2.5% | 20,004 | +300.0% | 0.77% | -4.0% |
| CUE | Buy | CUE BIOPHARMA INC | $4,103,000 | +48.0% | 305,732 | +23.3% | 0.75% | +38.6% |
| MSFT | Sell | MICROSOFT CORP | $4,102,000 | +4.7% | 14,147 | -0.7% | 0.75% | -2.0% |
| JPM | JPMORGAN CHASE & CO | $4,083,000 | +6.9% | 24,662 | 0.0% | 0.74% | +0.1% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,851,000 | +2.6% | 9 | 0.0% | 0.70% | -3.8% | |
| CBRL | New | CRACKER BARREL OLD CTRY STOR | $3,852,000 | – | 27,069 | +100.0% | 0.70% | – |
| HOG | New | HARLEY DAVIDSON INC | $3,805,000 | – | 103,622 | +100.0% | 0.69% | – |
| LUV | Buy | SOUTHWEST AIRLS CO | $3,706,000 | +51.1% | 68,511 | +46.4% | 0.67% | +41.6% |
| ALK | Buy | ALASKA AIR GROUP INC | $3,693,000 | +57.8% | 61,224 | +54.8% | 0.67% | +47.7% |
| TGT | Buy | TARGET CORP | $3,568,000 | +366.4% | 15,507 | +396.9% | 0.65% | +335.6% |
| Buy | APTOSE BIOSCIENCES INC | $3,084,000 | +0.0% | 1,373,794 | +45.3% | 0.56% | -6.3% | |
| GOOG | ALPHABET INCcap stk cl c | $3,053,000 | +7.6% | 1,096 | 0.0% | 0.56% | +0.9% | |
| DIS | DISNEY WALT CO | $2,956,000 | +1.8% | 16,692 | 0.0% | 0.54% | -4.6% | |
| ESGC | Buy | EROS STX GLOBAL CORPORATION | $2,921,000 | +25.6% | 3,176,578 | +109.1% | 0.53% | +17.7% |
| SMED | New | SHARPS COMPLIANCE CORP | $2,734,000 | – | 330,500 | +100.0% | 0.50% | – |
| LCAP | Sell | LIONHEART ACQUISITION CORP I | $2,690,000 | -3.1% | 270,963 | -4.0% | 0.49% | -9.3% |
| TXMD | Buy | THERAPEUTICSMD INC | $2,641,000 | -35.5% | 3,560,816 | +3.5% | 0.48% | -39.6% |
| ABBV | Sell | ABBVIE INC | $2,551,000 | -4.8% | 23,096 | -0.7% | 0.46% | -10.9% |
| INCY | INCYTE CORP | $2,491,000 | -18.6% | 36,400 | 0.0% | 0.45% | -23.7% | |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $2,433,000 | -52.0% | 40,000 | -52.1% | 0.44% | -55.0% |
| New | GINKGO BIOWORKS HOLDINGS INC | $2,425,000 | – | 221,459 | +100.0% | 0.44% | – | |
| BMY | BRISTOL-MYERS SQUIBB CO | $2,415,000 | -11.5% | 40,864 | 0.0% | 0.44% | -17.2% | |
| FYBR | FRONTIER COMMUNICATIONS PARE | $2,414,000 | -1.5% | 83,177 | 0.0% | 0.44% | -7.8% | |
| INTU | INTUIT | $2,372,000 | +7.7% | 4,396 | 0.0% | 0.43% | +0.9% | |
| LLY | Sell | LILLY ELI & CO | $2,353,000 | +0.1% | 10,153 | -0.1% | 0.43% | -6.3% |
| GS | GOLDMAN SACHS GROUP INC | $2,322,000 | +6.2% | 5,908 | 0.0% | 0.42% | -0.5% | |
| QURE | UNIQURE NV | $2,158,000 | +7.7% | 68,070 | 0.0% | 0.39% | +1.0% | |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $2,005,000 | +16.4% | 18,820 | +3.1% | 0.36% | +9.0% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $1,997,000 | -2.7% | 3,440 | 0.0% | 0.36% | -9.0% | |
| PYPL | PAYPAL HLDGS INC | $1,990,000 | -9.5% | 7,519 | 0.0% | 0.36% | -15.2% | |
| FB | FACEBOOK INCcl a | $1,865,000 | -4.6% | 5,566 | 0.0% | 0.34% | -10.8% | |
| ORCL | ORACLE CORP | $1,718,000 | +11.1% | 18,610 | 0.0% | 0.31% | +4.3% | |
| HD | Sell | HOME DEPOT INC | $1,694,000 | -6.9% | 5,160 | -9.6% | 0.31% | -13.0% |
| PM | PHILIP MORRIS INTL INC | $1,676,000 | -2.8% | 17,463 | 0.0% | 0.30% | -9.0% | |
| MA | MASTERCARD INCORPORATEDcl a | $1,635,000 | -5.3% | 4,621 | 0.0% | 0.30% | -11.3% | |
| CRM | SALESFORCE COM INC | $1,588,000 | +10.2% | 5,761 | 0.0% | 0.29% | +3.2% | |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $1,538,000 | -42.7% | 665,926 | +11.4% | 0.28% | -46.3% |
| KSU | KANSAS CITY SOUTHERN | $1,504,000 | -0.3% | 5,324 | 0.0% | 0.27% | -6.5% | |
| MDLZ | MONDELEZ INTL INCcl a | $1,492,000 | -4.0% | 24,926 | 0.0% | 0.27% | -10.3% | |
| TELA | Sell | TELA BIO INC | $1,464,000 | -24.9% | 107,168 | -11.4% | 0.27% | -29.8% |
| ECL | ECOLAB INC | $1,426,000 | +3.5% | 6,597 | 0.0% | 0.26% | -3.4% | |
| JNJ | Sell | JOHNSON & JOHNSON | $1,384,000 | -5.2% | 8,570 | -2.4% | 0.25% | -11.3% |
| ESTE | EARTHSTONE ENERGY INCcl a | $1,383,000 | -16.9% | 150,300 | 0.0% | 0.25% | -22.0% | |
| FORE | FORESIGHT ACQUISITION CORPcl a | $1,386,000 | 0.0% | 139,998 | 0.0% | 0.25% | -6.3% | |
| WDAY | WORKDAY INCcl a | $1,361,000 | +8.7% | 5,250 | 0.0% | 0.25% | +2.1% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,360,000 | -6.7% | 2,677 | 0.0% | 0.25% | -12.7% | |
| DDOG | DATADOG INC | $1,330,000 | +31.7% | 9,290 | 0.0% | 0.24% | +23.5% | |
| VZ | VERIZON COMMUNICATIONS INC | $1,320,000 | -3.9% | 24,444 | 0.0% | 0.24% | -10.1% | |
| GOLD | Buy | BARRICK GOLD CORP | $1,309,000 | +10.1% | 72,500 | +26.1% | 0.24% | +3.0% |
| PG | PROCTER AND GAMBLE CO | $1,297,000 | +4.4% | 9,170 | 0.0% | 0.24% | -2.1% | |
| TWTR | TWITTER INC | $1,257,000 | -9.1% | 19,700 | 0.0% | 0.23% | -14.9% | |
| MUDS | Buy | MUDRICK CAPITAL ACQU CORP II | $1,248,000 | +43.9% | 125,447 | +80.2% | 0.23% | +35.1% |
| XOM | Sell | EXXON MOBIL CORP | $1,215,000 | -9.2% | 20,650 | -2.7% | 0.22% | -15.0% |
| LULU | LULULEMON ATHLETICA INC | $1,211,000 | +8.7% | 3,000 | 0.0% | 0.22% | +1.9% | |
| TXN | TEXAS INSTRS INC | $1,207,000 | +2.3% | 6,167 | 0.0% | 0.22% | -3.9% | |
| LOW | LOWES COS INC | $1,192,000 | +7.3% | 5,706 | 0.0% | 0.22% | +0.5% | |
| SQ | SQUARE INCcl a | $1,188,000 | +0.8% | 4,783 | 0.0% | 0.22% | -5.7% | |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,189,000 | +0.3% | 24,748 | 0.0% | 0.22% | -6.1% | |
| RMD | RESMED INC | $1,179,000 | +3.4% | 4,600 | 0.0% | 0.22% | -2.7% | |
| WM | WASTE MGMT INC DEL | $1,126,000 | +6.5% | 7,542 | 0.0% | 0.20% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS INC | $1,124,000 | +6.5% | 4,735 | 0.0% | 0.20% | 0.0% | |
| MARK | Buy | REMARK HLDGS INC | $1,116,000 | -37.9% | 1,063,300 | +10.0% | 0.20% | -41.8% |
| MU | New | MICRON TECHNOLOGY INC | $1,090,000 | – | 15,350 | +100.0% | 0.20% | – |
| KMI | KINDER MORGAN INC DEL | $1,074,000 | -8.0% | 63,620 | 0.0% | 0.20% | -14.1% | |
| TEAM | ATLASSIAN CORP PLCcl a | $1,064,000 | +46.8% | 2,700 | 0.0% | 0.19% | +37.6% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $1,048,000 | 0.0% | 10,280 | 0.0% | 0.19% | -6.4% | |
| CNP | New | CENTERPOINT ENERGY INC | $1,034,000 | – | 42,000 | +100.0% | 0.19% | – |
| SEB | SEABOARD CORP DEL | $1,025,000 | +6.0% | 250 | 0.0% | 0.19% | -0.5% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $998,000 | +13.5% | 1,700 | 0.0% | 0.18% | +6.4% | |
| BHC | BAUSCH HEALTH COS INC | $983,000 | -5.3% | 35,013 | 0.0% | 0.18% | -11.4% | |
| AVGO | BROADCOM INC | $976,000 | +4.9% | 1,964 | 0.0% | 0.18% | -1.7% | |
| MO | Sell | ALTRIA GROUP INC | $961,000 | -51.3% | 20,868 | -49.9% | 0.18% | -54.3% |
| CI | CIGNA CORP NEW | $926,000 | -12.4% | 4,493 | 0.0% | 0.17% | -17.6% | |
| ABT | ABBOTT LABS | $926,000 | -0.8% | 7,860 | 0.0% | 0.17% | -6.6% | |
| XLNX | XILINX INC | $917,000 | +10.2% | 5,775 | 0.0% | 0.17% | +3.1% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $909,000 | +2.4% | 1,217 | 0.0% | 0.16% | -4.6% | |
| AMGN | AMGEN INC | $900,000 | -14.0% | 4,292 | 0.0% | 0.16% | -19.2% | |
| HCA | HCA HEALTHCARE INC | $881,000 | +12.9% | 3,631 | 0.0% | 0.16% | +5.3% | |
| RTX | RAYTHEON TECHNOLOGIES CORP | $857,000 | +4.8% | 9,545 | 0.0% | 0.16% | -1.9% | |
| INTC | INTEL CORP | $854,000 | -3.0% | 15,695 | 0.0% | 0.16% | -9.4% | |
| TWLO | TWILIO INCcl a | $847,000 | -17.4% | 2,600 | 0.0% | 0.15% | -22.6% | |
| CYTK | CYTOKINETICS INC | $841,000 | +97.9% | 21,755 | 0.0% | 0.15% | +84.3% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $833,000 | -1.5% | 4,860 | 0.0% | 0.15% | -7.3% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $824,000 | -34.3% | 27,709 | 0.0% | 0.15% | -38.5% | |
| OKE | ONEOK INC NEW | $823,000 | +4.2% | 14,199 | 0.0% | 0.15% | -2.0% | |
| CE | CELANESE CORP DEL | $800,000 | +6.5% | 5,000 | 0.0% | 0.15% | 0.0% | |
| BLK | BLACKROCK INC | $794,000 | -4.0% | 946 | 0.0% | 0.14% | -10.6% | |
| GLP | GLOBAL PARTNERS LP | $783,000 | -18.3% | 36,950 | 0.0% | 0.14% | -23.7% | |
| EZPW | EZCORP INCcl a non vtg | $776,000 | +25.6% | 102,500 | 0.0% | 0.14% | +17.5% | |
| XENE | XENON PHARMACEUTICALS INC | $770,000 | +69.2% | 24,500 | 0.0% | 0.14% | +59.1% | |
| DOCU | DOCUSIGN INC | $770,000 | -6.7% | 2,864 | 0.0% | 0.14% | -12.5% | |
| CVS | Buy | CVS HEALTH CORP | $763,000 | +56.0% | 9,024 | +49.8% | 0.14% | +46.3% |
| LIN | Sell | LINDE PLC | $763,000 | -2.3% | 2,600 | -3.7% | 0.14% | -8.6% |
| PNC | PNC FINL SVCS GROUP INC | $743,000 | +7.5% | 3,676 | 0.0% | 0.14% | +0.7% | |
| EA | ELECTRONIC ARTS INC | $738,000 | -3.5% | 5,350 | 0.0% | 0.13% | -10.1% | |
| CSX | CSX CORP | $727,000 | -0.3% | 22,500 | 0.0% | 0.13% | -7.0% | |
| ANTM | ANTHEM INC | $723,000 | -1.2% | 1,900 | 0.0% | 0.13% | -7.0% | |
| ATVI | ACTIVISION BLIZZARD INC | $720,000 | -17.6% | 9,255 | 0.0% | 0.13% | -22.9% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $714,000 | +17.0% | 3,500 | 0.0% | 0.13% | +9.2% | |
| WMT | WALMART INC | $698,000 | -1.1% | 5,008 | 0.0% | 0.13% | -7.3% | |
| MRUS | MERUS N V | $681,000 | +33.0% | 24,870 | 0.0% | 0.12% | +25.3% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $679,000 | -1.9% | 148,490 | 0.0% | 0.12% | -7.5% | |
| MCK | MCKESSON CORP | $674,000 | +5.6% | 3,370 | 0.0% | 0.12% | -0.8% | |
| CME | CME GROUP INC | $677,000 | -9.0% | 3,500 | 0.0% | 0.12% | -15.2% | |
| BHK | Sell | BLACKROCK CORE BD TR | $665,000 | -4.6% | 40,155 | -4.7% | 0.12% | -10.4% |
| MOH | MOLINA HEALTHCARE INC | $657,000 | +8.4% | 2,370 | 0.0% | 0.12% | +1.7% | |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $655,000 | +12.9% | 27,300 | +24.1% | 0.12% | +5.3% |
| GD | GENERAL DYNAMICS CORP | $644,000 | +7.5% | 3,200 | 0.0% | 0.12% | +0.9% | |
| QSR | RESTAURANT BRANDS INTL INC | $634,000 | -3.9% | 10,250 | 0.0% | 0.12% | -10.2% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $633,000 | -32.6% | 11,200 | 0.0% | 0.12% | -36.8% | |
| COIN | Sell | COINBASE GLOBAL INC | $626,000 | -23.9% | 2,750 | -15.4% | 0.11% | -28.8% |
| CMCSA | COMCAST CORP NEWcl a | $624,000 | -0.5% | 10,877 | 0.0% | 0.11% | -6.6% | |
| PFE | Sell | PFIZER INC | $621,000 | -61.3% | 14,471 | -64.6% | 0.11% | -63.8% |
| NKE | NIKE INCcl b | $613,000 | -4.8% | 4,030 | 0.0% | 0.11% | -10.4% | |
| ET | ENERGY TRANSFER L P | $618,000 | -10.0% | 64,525 | 0.0% | 0.11% | -15.8% | |
| AN | AUTONATION INC | $609,000 | +28.5% | 5,000 | 0.0% | 0.11% | +20.7% | |
| MDT | MEDTRONIC PLC | $603,000 | +0.2% | 4,744 | 0.0% | 0.11% | -6.0% | |
| MCD | Sell | MCDONALDS CORP | $603,000 | +2.4% | 2,500 | -2.1% | 0.11% | -3.5% |
| SBUX | STARBUCKS CORP | $603,000 | -2.6% | 5,363 | 0.0% | 0.11% | -8.3% | |
| SYK | STRYKER CORPORATION | $603,000 | +0.5% | 2,266 | 0.0% | 0.11% | -6.0% | |
| PEP | Sell | PEPSICO INC | $598,000 | -0.3% | 3,815 | -5.2% | 0.11% | -6.8% |
| NUE | NUCOR CORP | $592,000 | +6.7% | 6,000 | 0.0% | 0.11% | 0.0% | |
| KR | KROGER CO | $596,000 | +6.2% | 15,000 | 0.0% | 0.11% | -0.9% | |
| PRAA | PRA GROUP INC | $580,000 | +12.8% | 13,421 | 0.0% | 0.11% | +6.0% | |
| RIG | New | TRANSOCEAN LTD | $580,000 | – | 153,000 | +100.0% | 0.11% | – |
| KLAC | KLA CORP | $582,000 | +6.8% | 1,750 | 0.0% | 0.11% | 0.0% | |
| UNH | UNITEDHEALTH GROUP INC | $566,000 | -1.2% | 1,400 | 0.0% | 0.10% | -7.2% | |
| BA | BOEING CO | $559,000 | -4.4% | 2,475 | 0.0% | 0.10% | -10.5% | |
| LFUS | LITTELFUSE INC | $556,000 | +12.3% | 2,000 | 0.0% | 0.10% | +5.2% | |
| ARGX | ARGENX SEsponsored adr | $557,000 | -2.5% | 1,830 | 0.0% | 0.10% | -9.0% | |
| DXCM | DEXCOM INC | $540,000 | +22.4% | 1,000 | 0.0% | 0.10% | +14.0% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $541,000 | -5.3% | 3,900 | 0.0% | 0.10% | -11.7% | |
| AXP | Sell | AMERICAN EXPRESS CO | $531,000 | +1.5% | 3,042 | -1.3% | 0.10% | -4.9% |
| APD | AIR PRODS & CHEMS INC | $531,000 | -11.1% | 2,075 | 0.0% | 0.10% | -16.4% | |
| EFX | EQUIFAX INC | $532,000 | +5.8% | 2,100 | 0.0% | 0.10% | -1.0% | |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $530,000 | – | 267,900 | +100.0% | 0.10% | – | |
| NSC | NORFOLK SOUTHN CORP | $521,000 | -9.9% | 2,175 | 0.0% | 0.10% | -15.2% | |
| ISLE | ISLEWORTH HEALTHCARE ACQU CO | $515,000 | +0.8% | 52,500 | 0.0% | 0.09% | -5.1% | |
| EW | EDWARDS LIFESCIENCES CORP | $515,000 | +5.1% | 4,620 | 0.0% | 0.09% | -1.1% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $504,000 | -23.5% | 3,600 | 0.0% | 0.09% | -28.1% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $508,000 | +3.3% | 2,450 | 0.0% | 0.09% | -4.2% | |
| SHV | Sell | ISHARES TRshort treas bd | $490,000 | -2.0% | 4,434 | -2.0% | 0.09% | -8.2% |
| LMT | LOCKHEED MARTIN CORP | $487,000 | -7.4% | 1,389 | 0.0% | 0.09% | -12.7% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $490,000 | -9.9% | 61,200 | 0.0% | 0.09% | -16.0% | |
| PMVC | PMV CONSUMER ACQUISITION COR | $490,000 | +0.6% | 50,000 | 0.0% | 0.09% | -6.3% | |
| SCI | SERVICE CORP INTL | $483,000 | +12.6% | 8,000 | 0.0% | 0.09% | +6.0% | |
| F | Sell | FORD MTR CO DEL | $481,000 | -76.1% | 34,000 | -74.9% | 0.09% | -77.5% |
| TRGP | TARGA RES CORP | $485,000 | +11.0% | 9,840 | 0.0% | 0.09% | +3.5% | |
| USB | Sell | US BANCORP DEL | $480,000 | +7.9% | 7,760 | -2.5% | 0.09% | +1.2% |
| KNSL | KINSALE CAP GROUP INC | $473,000 | -4.4% | 2,850 | 0.0% | 0.09% | -10.4% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $474,000 | +54.9% | 3,200 | +137.0% | 0.09% | +45.8% |
| DISH | DISH NETWORK CORPORATIONcl a | $465,000 | +9.2% | 10,204 | 0.0% | 0.08% | +2.4% | |
| GVI | ISHARES TRintrm gov cr etf | $461,000 | -0.2% | 4,000 | 0.0% | 0.08% | -6.7% | |
| TYL | TYLER TECHNOLOGIES INC | $459,000 | +1.5% | 1,000 | 0.0% | 0.08% | -4.5% | |
| EXAS | EXACT SCIENCES CORP | $457,000 | -22.0% | 4,800 | 0.0% | 0.08% | -27.2% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $453,000 | +10.0% | 6,000 | 0.0% | 0.08% | +2.5% | |
| NOW | Sell | SERVICENOW INC | $451,000 | -87.1% | 700 | -88.8% | 0.08% | -87.9% |
| New | CENAQ ENERGY CORPunit 02/04/2026 | $452,000 | – | 45,000 | +100.0% | 0.08% | – | |
| UNP | UNION PAC CORP | $445,000 | -5.3% | 2,100 | 0.0% | 0.08% | -11.0% | |
| NET | Sell | CLOUDFLARE INC | $444,000 | -43.7% | 3,943 | -47.0% | 0.08% | -47.1% |
| COP | CONOCOPHILLIPS | $438,000 | +11.5% | 6,458 | 0.0% | 0.08% | +5.3% | |
| SWN | SOUTHWESTERN ENERGY CO | $438,000 | -2.2% | 79,008 | 0.0% | 0.08% | -8.0% | |
| MRK | Sell | MERCK & CO INC | $442,000 | -73.7% | 5,544 | -74.3% | 0.08% | -75.5% |
| New | GENERAL ELECTRIC CO | $435,000 | – | 4,136 | +100.0% | 0.08% | – | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $433,000 | +4.3% | 16,200 | 0.0% | 0.08% | -2.5% | |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $431,000 | -6.5% | 1,075 | -6.9% | 0.08% | -13.3% |
| DOX | AMDOCS LTD | $429,000 | 0.0% | 5,500 | 0.0% | 0.08% | -6.0% | |
| CSCO | Buy | CISCO SYS INC | $427,000 | +10.6% | 7,775 | +6.9% | 0.08% | +4.0% |
| HPQ | HP INC | $423,000 | -6.6% | 15,000 | 0.0% | 0.08% | -12.5% | |
| LAUR | New | LAUREATE EDUCATION INCcl a | $425,000 | – | 25,000 | +100.0% | 0.08% | – |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $413,000 | -6.1% | 5,000 | 0.0% | 0.08% | -11.8% | |
| INSI | INSIGHT SELECT INCOME FD | $414,000 | -3.0% | 19,734 | 0.0% | 0.08% | -9.6% | |
| BAX | BAXTER INTL INC | $412,000 | -0.2% | 5,100 | 0.0% | 0.08% | -6.2% | |
| MPW | MEDICAL PPTYS TRUST INC | $402,000 | -0.2% | 20,030 | 0.0% | 0.07% | -6.4% | |
| KO | COCA COLA CO | $403,000 | -3.1% | 7,681 | 0.0% | 0.07% | -9.9% | |
| RDFN | REDFIN CORP | $398,000 | -20.1% | 7,950 | 0.0% | 0.07% | -25.8% | |
| New | ROCKET LAB USA INC | $397,000 | – | 24,650 | +100.0% | 0.07% | – | |
| GOOGL | ALPHABET INCcap stk cl a | $391,000 | +9.8% | 146 | 0.0% | 0.07% | +2.9% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $388,000 | -10.8% | 2,890 | 0.0% | 0.07% | -16.5% | |
| HPE | HEWLETT PACKARD ENTERPRISE C | $386,000 | +3.5% | 26,000 | 0.0% | 0.07% | -2.8% | |
| MGNX | MACROGENICS INC | $377,000 | -27.8% | 18,345 | 0.0% | 0.07% | -31.7% | |
| RDFI | Buy | COLLABORATIVE INVESTMNT SERrareview dynamic | $380,000 | +12.4% | 12,882 | +14.0% | 0.07% | +4.5% |
| DKNG | New | DRAFTKINGS INC | $380,000 | – | 7,900 | +100.0% | 0.07% | – |
| LADR | LADDER CAP CORPcl a | $377,000 | -4.3% | 34,100 | 0.0% | 0.07% | -10.4% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $378,000 | +0.5% | 2,108 | 0.0% | 0.07% | -5.5% | |
| DBX | DROPBOX INCcl a | $375,000 | -6.5% | 12,970 | 0.0% | 0.07% | -12.8% | |
| CL | COLGATE PALMOLIVE CO | $373,000 | -7.4% | 4,920 | 0.0% | 0.07% | -12.8% | |
| AR | ANTERO RESOURCES CORP | $367,000 | +25.3% | 19,500 | 0.0% | 0.07% | +17.5% | |
| CRNX | CRINETICS PHARMACEUTICALS IN | $368,000 | -5.2% | 18,600 | 0.0% | 0.07% | -10.7% | |
| CLX | CLOROX CO DEL | $361,000 | -8.8% | 2,183 | 0.0% | 0.07% | -14.3% | |
| XOP | SPDR SER TRs&p oilgas exp | $363,000 | 0.0% | 3,750 | 0.0% | 0.07% | -7.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $361,000 | -5.2% | 843 | -5.3% | 0.07% | -10.8% |
| BAC | BK OF AMERICA CORP | $362,000 | +3.1% | 8,519 | 0.0% | 0.07% | -2.9% | |
| XLC | SELECT SECTOR SPDR TR | $360,000 | -1.1% | 4,500 | 0.0% | 0.07% | -7.0% | |
| ETN | EATON CORP PLC | $358,000 | +0.6% | 2,400 | 0.0% | 0.06% | -5.8% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $357,000 | -83.5% | 830 | -83.3% | 0.06% | -84.5% |
| C | New | CITIGROUP INC | $354,000 | – | 5,044 | +100.0% | 0.06% | – |
| AVT | AVNET INC | $354,000 | -7.8% | 9,570 | 0.0% | 0.06% | -14.7% | |
| NVAX | NOVAVAX INC | $352,000 | -2.5% | 1,700 | 0.0% | 0.06% | -8.6% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $346,000 | -12.8% | 34,300 | 0.0% | 0.06% | -18.2% | |
| AAC | ARES ACQUISITION CORPORATION | $341,000 | 0.0% | 35,000 | 0.0% | 0.06% | -6.1% | |
| OSTR | OYSTER ENTERPRISES ACQ CORP | $341,000 | +0.9% | 35,000 | 0.0% | 0.06% | -6.1% | |
| NEE | NEXTERA ENERGY INC | $335,000 | +7.0% | 4,268 | 0.0% | 0.06% | 0.0% | |
| MUSA | MURPHY USA INC | $335,000 | +26.9% | 2,000 | 0.0% | 0.06% | +19.6% | |
| CERN | CERNER CORP | $327,000 | -10.7% | 4,600 | 0.0% | 0.06% | -15.5% | |
| GM | Sell | GENERAL MTRS CO | $320,000 | -17.9% | 6,090 | -7.6% | 0.06% | -23.7% |
| L | LOEWS CORP | $312,000 | +5.1% | 5,494 | 0.0% | 0.06% | -1.7% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $312,000 | -1.9% | 1,146 | 0.0% | 0.06% | -8.1% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $311,000 | -8.0% | 4,000 | 0.0% | 0.06% | -13.6% | |
| PGRW | PROGRESS ACQUISITION CORP | $308,000 | +1.0% | 31,500 | 0.0% | 0.06% | -5.1% | |
| SCHW | SCHWAB CHARLES CORP | $307,000 | +8.5% | 4,000 | 0.0% | 0.06% | +1.8% | |
| CCI | CROWN CASTLE INTL CORP NEW | $309,000 | -11.5% | 1,787 | 0.0% | 0.06% | -17.6% | |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $310,000 | -3.4% | 1,069 | -4.5% | 0.06% | -9.7% |
| CAT | Sell | CATERPILLAR INC | $302,000 | -14.0% | 1,575 | -2.2% | 0.06% | -19.1% |
| NMFC | NEW MTN FIN CORP | $291,000 | +1.0% | 21,875 | 0.0% | 0.05% | -5.4% | |
| XPOA | DPCM CAP INC | $294,000 | -0.7% | 29,995 | 0.0% | 0.05% | -8.6% | |
| KURA | KURA ONCOLOGY INC | $286,000 | -4.0% | 14,900 | 0.0% | 0.05% | -10.3% | |
| ADEX | ADIT EDTECH ACQUISITION CORP | $282,000 | +0.7% | 29,000 | 0.0% | 0.05% | -5.6% | |
| TSCO | TRACTOR SUPPLY CO | $279,000 | +9.0% | 1,375 | 0.0% | 0.05% | +2.0% | |
| ROCRW | Sell | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $281,000 | -23.2% | 219,757 | -1.3% | 0.05% | -28.2% |
| SQM | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $269,000 | +13.5% | 5,000 | 0.0% | 0.05% | +6.5% | |
| PFF | ISHARES TRpfd and incm sec | $272,000 | -1.1% | 7,000 | 0.0% | 0.05% | -7.5% | |
| PUCK | GOAL ACQUISITIONS CORP | $271,000 | +0.4% | 28,000 | 0.0% | 0.05% | -5.8% | |
| TGP | Buy | TEEKAY LNG PARTNERS L Pprtnrsp units | $271,000 | +6.7% | 17,450 | +3.9% | 0.05% | 0.0% |
| BSIG | New | BRIGHTSPHERE INVT GROUP INC | $261,000 | – | 10,000 | +100.0% | 0.05% | – |
| UYG | PROSHARES TRultra fncls new | $258,000 | +2.4% | 4,076 | 0.0% | 0.05% | -4.1% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $256,000 | -5.5% | 5,550 | 0.0% | 0.05% | -11.3% | |
| IUSG | New | ISHARES TRcore s&p us gwt | $256,000 | – | 2,502 | +100.0% | 0.05% | – |
| DUK | DUKE ENERGY CORP NEW | $258,000 | -1.1% | 2,650 | 0.0% | 0.05% | -7.8% | |
| DEO | DIAGEO PLCspon adr new | $256,000 | +0.8% | 1,325 | 0.0% | 0.05% | -4.1% | |
| CMI | CUMMINS INC | $261,000 | -7.8% | 1,161 | 0.0% | 0.05% | -14.5% | |
| KINZ | KINS TECHNOLOGY GROUP INC | $250,000 | +1.2% | 25,000 | 0.0% | 0.04% | -6.2% | |
| WASH | WASHINGTON TR BANCORP INC | $248,000 | +2.9% | 4,685 | 0.0% | 0.04% | -4.3% | |
| CNQ | CANADIAN NAT RES LTD | $248,000 | +0.4% | 6,800 | 0.0% | 0.04% | -6.2% | |
| NBST | NEWBURY STREET ACQUISITN COR | $241,000 | 0.0% | 25,000 | 0.0% | 0.04% | -6.4% | |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $241,000 | – | 6,849 | +100.0% | 0.04% | – |
| DELL | DELL TECHNOLOGIES INCcl c | $235,000 | +8.8% | 2,200 | 0.0% | 0.04% | +2.4% | |
| CFR | CULLEN FROST BANKERS INC | $237,000 | +5.8% | 2,000 | 0.0% | 0.04% | -2.3% | |
| YINN | New | DIREXION SHS ETF TRdl ftse bll 3x | $236,000 | – | 23,000 | +100.0% | 0.04% | – |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $235,000 | -11.7% | 39,500 | 0.0% | 0.04% | -17.3% | |
| CRKN | CROWN ELECTROKINETICS CORP | $238,000 | -5.6% | 59,580 | 0.0% | 0.04% | -12.2% | |
| CPSR | CAPSTAR SPL PURP ACQUISITION | $239,000 | +1.7% | 23,962 | 0.0% | 0.04% | -6.5% | |
| MOTV | MOTIVE CAPITAL CORP | $238,000 | +1.7% | 24,000 | 0.0% | 0.04% | -4.4% | |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $231,000 | -4.9% | 1,270 | +8.5% | 0.04% | -10.6% |
| CTT | CATCHMARK TIMBER TR INCcl a | $230,000 | +1.3% | 19,400 | 0.0% | 0.04% | -4.5% | |
| HRL | Buy | HORMEL FOODS CORP | $232,000 | -7.6% | 5,650 | +7.6% | 0.04% | -14.3% |
| PGEN | Buy | PRECIGEN INC | $225,000 | -1.3% | 45,000 | +28.6% | 0.04% | -6.8% |
| MPLX | MPLX LP | $226,000 | -3.0% | 7,823 | 0.0% | 0.04% | -8.9% | |
| CADE | CADENCE BANCORPORATIONcl a | $220,000 | +5.3% | 10,000 | 0.0% | 0.04% | -2.4% | |
| LUMN | LUMEN TECHNOLOGIES INC | $220,000 | -8.7% | 17,720 | 0.0% | 0.04% | -14.9% | |
| SNAP | SNAP INCcl a | $218,000 | +8.5% | 2,950 | 0.0% | 0.04% | +2.6% | |
| ANGL | Buy | VANECK ETF TRUSTfallen angel hg | $215,000 | +5.9% | 6,493 | +5.2% | 0.04% | 0.0% |
| SCM | STELLUS CAP INVT CORP | $215,000 | +3.9% | 16,465 | 0.0% | 0.04% | -2.5% | |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $217,000 | +24.0% | 16,830 | +6.3% | 0.04% | +14.7% |
| ASAX | ASTREA ACQUISITION CORP | $207,000 | +2.0% | 21,000 | 0.0% | 0.04% | -2.6% | |
| AEP | AMERICAN ELEC PWR CO INC | $208,000 | -4.1% | 2,563 | 0.0% | 0.04% | -9.5% | |
| FALN | New | ISHARES TRfaln angls usd | $204,000 | – | 6,781 | +100.0% | 0.04% | – |
| PTBD | New | PACER FDS TRtrendpilot us bd | $204,000 | – | 7,536 | +100.0% | 0.04% | – |
| ZGNX | ZOGENIX INC | $198,000 | -10.4% | 12,420 | 0.0% | 0.04% | -16.3% | |
| SGMA | Sell | SIGMATRON INTL INC | $197,000 | -19.3% | 22,214 | -54.0% | 0.04% | -23.4% |
| SLCR | SILVER CREST ACQUISITION COR | $196,000 | +1.6% | 20,000 | 0.0% | 0.04% | -2.7% | |
| BITE | BITE ACQUISITION CORP | $195,000 | +1.0% | 19,998 | 0.0% | 0.04% | -5.4% | |
| VST | VISTRA CORP | $182,000 | -7.6% | 10,640 | 0.0% | 0.03% | -13.2% | |
| AVO | MISSION PRODUCE INC | $184,000 | -11.1% | 10,000 | 0.0% | 0.03% | -17.5% | |
| ASTS | New | AST SPACEMOBILE INC | $170,000 | – | 16,187 | +100.0% | 0.03% | – |
| ACII | ATLAS CREST INVESTMENT CORP | $171,000 | 0.0% | 17,492 | 0.0% | 0.03% | -6.1% | |
| LOGC | Buy | LOGICBIO THERAPEUTICS INC | $160,000 | +138.8% | 35,000 | +133.3% | 0.03% | +123.1% |
| TFFP | TFF PHARMACEUTICALS INC | $151,000 | -23.7% | 20,826 | 0.0% | 0.03% | -28.9% | |
| TALO | New | TALOS ENERGY INC | $138,000 | – | 10,000 | +100.0% | 0.02% | – |
| OCA | OMNICHANNEL ACQUISITION CORP | $138,000 | +0.7% | 14,000 | 0.0% | 0.02% | -7.4% | |
| MCMJ | Sell | MERIDA MERGER CORP I | $140,000 | -6.0% | 14,000 | -6.7% | 0.02% | -13.8% |
| BRMK | BROADMARK RLTY CAP INC | $129,000 | -6.5% | 13,000 | 0.0% | 0.02% | -14.8% | |
| ESPR | ESPERION THERAPEUTICS INC NE | $125,000 | -48.3% | 12,200 | 0.0% | 0.02% | -51.1% | |
| CANO | CANO HEALTH INC | $127,000 | +5.0% | 10,000 | 0.0% | 0.02% | -4.2% | |
| FINM | MARLIN TECHNOLOGY CORP | $121,000 | 0.0% | 12,495 | 0.0% | 0.02% | -8.3% | |
| MACA | MORINGA ACQUISITION CORP | $102,000 | 0.0% | 10,500 | 0.0% | 0.02% | -5.0% | |
| HCCC | HEALTHCARE CAPITAL CORP | $100,000 | +3.1% | 10,000 | 0.0% | 0.02% | -5.3% | |
| VII | 7GC & CO HOLDINGS INC | $97,000 | 0.0% | 10,000 | 0.0% | 0.02% | -5.3% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $99,000 | +2.1% | 10,000 | 0.0% | 0.02% | -5.3% | |
| FTAA | FTAC ATHENA ACQUISITION CORP | $99,000 | 0.0% | 10,000 | 0.0% | 0.02% | -5.3% | |
| JCIC | JACK CREEK INVESTMENT CORP | $99,000 | +3.1% | 10,000 | 0.0% | 0.02% | -5.3% | |
| GTE | GRAN TIERRA ENERGY INC | $91,000 | 0.0% | 123,667 | 0.0% | 0.02% | -5.6% | |
| New | UNICYCIVE THERAPEUTICS INC | $57,000 | – | 20,000 | +100.0% | 0.01% | – | |
| HNRG | HALLADOR ENERGY COMPANY | $39,000 | +11.4% | 13,165 | 0.0% | 0.01% | 0.0% | |
| WTRH | WAITR HLDGS INC | $35,000 | -50.7% | 40,000 | 0.0% | 0.01% | -57.1% | |
| NERV | MINERVA NEUROSCIENCES INC | $17,000 | -39.3% | 12,000 | 0.0% | 0.00% | -40.0% | |
| PDL BIOPHARMA INCnote 2.750%12/0 | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | -33.3% | ||
| ESSCR | Exit | EAST STONE ACQUISITION CORPright 02/24/2027 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NBA | Exit | NEW BEGINNINGS ACQUISITION C | $0 | – | -13,546 | -100.0% | -0.03% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -12,270 | -100.0% | -0.03% | – |
| BOND | Exit | PIMCO ETF TRactive bd etf | $0 | – | -1,800 | -100.0% | -0.04% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -4,540 | -100.0% | -0.04% | – |
| RMM | Exit | RIVERNORTH MANAGED DUR MUN I | $0 | – | -10,300 | -100.0% | -0.04% | – |
| NVTA | Exit | INVITAE CORP | $0 | – | -6,280 | -100.0% | -0.04% | – |
| VACQ | Exit | VECTOR ACQUISITION CORP | $0 | – | -20,000 | -100.0% | -0.04% | – |
| FUBO | Exit | FUBOTV INC | $0 | – | -6,680 | -100.0% | -0.04% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -6,750 | -100.0% | -0.04% | – |
| CRI | Exit | CARTERS INC | $0 | – | -3,000 | -100.0% | -0.06% | – |
| VMAC | Exit | VISTAS MEDIA ACQUISITION CO | $0 | – | -33,133 | -100.0% | -0.06% | – |
| ALTR | Exit | ALTAIR ENGR INC | $0 | – | -5,000 | -100.0% | -0.07% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -28,877 | -100.0% | -0.07% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -25,500 | -100.0% | -0.07% | – |
| PHG | Exit | KONINKLIJKE PHILIPS N V | $0 | – | -8,162 | -100.0% | -0.08% | – |
| VTN | Exit | INVESCO TR INVT GRADE NEW YO | $0 | – | -29,000 | -100.0% | -0.08% | – |
| ROCCW | Exit | ROTH CH ACQUISITION II CO*w exp 09/16/202 | $0 | – | -271,150 | -100.0% | -0.08% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -29,007 | -100.0% | -0.09% | – |
| MP | Exit | MP MATERIALS CORP | $0 | – | -12,500 | -100.0% | -0.09% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -31,354 | -100.0% | -0.10% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -9,500 | -100.0% | -0.11% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -3,400 | -100.0% | -0.12% | – |
| SPKE | Exit | SPARK ENERGY INC | $0 | – | -68,500 | -100.0% | -0.15% | – |
| BFAM | Exit | BRIGHT HORIZONS FAM SOL IN D | $0 | – | -6,000 | -100.0% | -0.17% | – |
| SV | Exit | SPRING VY ACQUISITION CORPcl a | $0 | – | -146,328 | -100.0% | -0.28% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -22,894 | -100.0% | -0.33% | – |
| COUP | Exit | COUPA SOFTWARE INC | $0 | – | -8,236 | -100.0% | -0.44% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -24,906 | -100.0% | -0.58% | – |
| ECOZ | Exit | LISTED FD TR | $0 | – | -76,330 | -100.0% | -0.58% | – |
| PATH | Exit | UIPATH INCcl a | $0 | – | -47,248 | -100.0% | -0.59% | – |
| LRNZ | Exit | LISTED FD TR | $0 | – | -81,250 | -100.0% | -0.74% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -109,884 | -100.0% | -0.84% | – |
| ROCC | Exit | ROTH CH ACQUISITION II CO | $0 | – | -587,800 | -100.0% | -1.13% | – |
| PAVE | Exit | GLOBAL X FDSus infr dev etf | $0 | – | -348,014 | -100.0% | -1.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.