SANDERS MORRIS HARRIS LLC Activity Q4 2007-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
QQQ	Sell	INVESCO QQQ TRunit ser 1	$94,872,373	-3.6%	264,745	-0.6%	19.49%	-10.5%
BX	Sell	BLACKSTONE INC	$60,173,592	+11.6%	561,623	-3.1%	12.36%	+3.5%
AAPL	Buy	APPLE INC	$25,276,601	+1.9%	146,557	+14.2%	5.19%	-5.4%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$15,390,402	+2.1%	562,393	-1.7%	3.16%	-5.3%
CSWC	Sell	CAPITAL SOUTHWEST CORP	$15,324,439	+11.0%	669,189	-4.4%	3.15%	+3.0%
ELAN	Sell	ELANCO ANIMAL HEALTH INC	$12,371,756	+2.8%	1,100,690	-8.0%	2.54%	-4.7%
NVDA	Buy	NVIDIA CORPORATION	$11,845,548	+40.3%	26,555	+33.4%	2.43%	+30.2%
MAIN	Sell	MAIN STR CAP CORP	$8,893,801	+1.0%	218,898	-0.4%	1.83%	-6.3%
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$8,673,691	+1957.5%	20,372	+2042.2%	1.78%	+1816.1%
	Buy	RESERVOIR MEDIA INC	$7,196,475	+24.5%	1,179,750	+22.8%	1.48%	+15.5%
LLY	Sell	ELI LILLY & CO	$5,332,400	+14.3%	9,976	-0.2%	1.10%	+6.1%
GEL	Sell	GENESIS ENERGY L Punit ltd partn	$5,224,749	+3.7%	506,277	-4.1%	1.07%	-3.9%
XOM	Sell	EXXON MOBIL CORP	$4,934,850	+7.1%	41,970	-2.3%	1.01%	-0.6%
TGT	Buy	TARGET CORP	$4,874,787	+906.6%	45,681	+1166.8%	1.00%	+835.5%
NOW	Buy	SERVICENOW INC	$4,370,009	+921.6%	7,927	+943.0%	0.90%	+845.3%
MSFT	Sell	MICROSOFT CORP	$4,208,464	-15.7%	13,250	-10.0%	0.86%	-21.8%
BMY	Buy	BRISTOL-MYERS SQUIBB CO	$4,038,583	+69.7%	70,114	+88.9%	0.83%	+57.5%
DOCU	New	DOCUSIGN INC	$3,853,010	–	92,440	–	0.79%	–
AMD	Buy	ADVANCED MICRO DEVICES INC	$3,325,583	-6.9%	32,318	+4.5%	0.68%	-13.7%
VTI	New	VANGUARD INDEX FDStotal stk mkt	$3,301,262	–	15,618	–	0.68%	–
ALK	New	ALASKA AIR GROUP INC	$3,278,841	–	89,056	–	0.67%	–
JPM	Buy	JPMORGAN CHASE & CO	$3,033,064	+2.2%	21,005	+3.2%	0.62%	-5.2%
SNOW	New	SNOWFLAKE INCcl a	$2,854,424	–	18,959	–	0.59%	–
LRCX	Buy	LAM RESEARCH CORP	$2,695,465	-2.4%	4,257	+0.4%	0.55%	-9.3%
PFE	Buy	PFIZER INC	$2,645,231	+390.3%	78,770	+435.3%	0.54%	+356.3%
AMZN	Sell	AMAZON COM INC	$2,556,661	-2.1%	19,945	-0.5%	0.52%	-9.2%
WBA	Buy	WALGREENS BOOTS ALLIANCE INC	$2,513,721	+6.1%	112,998	+36.6%	0.52%	-1.7%
	Sell	GEN RESTAURENT GROUP	$2,482,987	-70.1%	213,315	-56.4%	0.51%	-72.3%
QURE	Buy	UNIQURE NV	$2,313,592	+187.3%	368,095	+440.8%	0.48%	+166.9%
CRK	Buy	COMSTOCK RES INC	$2,079,155	+61.5%	188,500	+69.8%	0.43%	+49.8%
ADBE	Buy	ADOBE INC	$1,872,640	+12.2%	3,620	+5.2%	0.38%	+4.1%
DIS	Buy	DISNEY WALT CO	$1,837,598	+11.6%	22,633	+24.1%	0.38%	+3.6%
MDLZ	Sell	MONDELEZ INTL INCcl a	$1,615,265	-7.1%	23,576	-0.4%	0.33%	-13.8%
PM	Sell	PHILIP MORRIS INTL INC	$1,551,818	-7.2%	16,913	-0.5%	0.32%	-13.8%
WYNN	New	WYNN RESORTS LTD	$1,339,945	–	14,500	–	0.28%	–
HA	New	HAWAIIAN HOLDINGS INC	$1,309,473	–	225,771	–	0.27%	–
PG	Sell	PROCTER AND GAMBLE CO	$1,286,418	-5.6%	8,871	-1.0%	0.26%	-12.6%
JNJ	Sell	JOHNSON & JOHNSON	$1,151,121	-15.9%	7,435	-10.6%	0.24%	-22.1%
OKE	Buy	ONEOK INC NEW	$952,362	+8.7%	15,080	+6.2%	0.20%	+1.0%
DKS	New	DICKS SPORTING GOODS INC	$922,930	–	8,500	–	0.19%	–
IVV	Buy	ISHARES TRcore s&p500 etf	$865,996	+21.9%	2,022	+26.9%	0.18%	+13.4%
PYPL	Buy	PAYPAL HLDGS INC	$860,776	+49.6%	14,775	+74.3%	0.18%	+39.4%
HPK	New	HIGHPEAK ENERGY INC	$849,908	–	50,350	–	0.18%	–
T	Sell	AT&T INC	$841,137	-13.6%	56,527	-6.8%	0.17%	-19.9%
PCT	Buy	PURECYCLE TECHNOLOGIES INC	$832,945	-45.4%	152,694	+12.5%	0.17%	-49.4%
	Buy	SERA PROGNOSTICS INC	$827,895	-30.8%	445,105	+22.6%	0.17%	-35.8%
BRKB	Buy	BERKSHIRE HATHAWAY INC DELcl b new	$818,301	+34.4%	2,336	+30.8%	0.17%	+24.4%
	New	ERASCA INC	$816,569	–	425,297	–	0.17%	–
VZ	Buy	VERIZON COMMUNICATIONS INC	$803,164	-8.1%	24,964	+6.4%	0.16%	-14.5%
WMT	Buy	WALMART INC	$778,474	+5.2%	4,869	+3.4%	0.16%	-2.4%
CSV	New	CARRIAGE SVCS INC	$756,818	–	26,790	–	0.16%	–
CUE	Buy	CUE BIOPHARMA INC	$713,426	+259.0%	346,212	+513.6%	0.15%	+234.1%
LVOX	New	LIVEVOX HOLDING INC	$678,550	–	205,000	–	0.14%	–
TSLA	Buy	TESLA INC	$661,435	+11.3%	2,644	+16.5%	0.14%	+3.0%
	New	VERDE CLEAN FUELS INC	$641,914	–	170,269	–	0.13%	–
PGEN	Buy	PRECIGEN INC	$582,200	+55.8%	410,000	+26.2%	0.12%	+44.6%
AXP	Buy	AMERICAN EXPRESS CO	$579,952	+0.3%	3,892	+18.0%	0.12%	-7.0%
	New	ATLANTA BRAVES HLDGS INC	$564,669	–	15,650	–	0.12%	–
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$520,440	-10.8%	6,000	-14.3%	0.11%	-17.1%
WM	Sell	WASTE MGMT INC DEL	$463,722	-41.1%	3,042	-33.0%	0.10%	-45.4%
F	Sell	FORD MTR CO DEL	$458,298	-25.6%	36,900	-9.3%	0.09%	-30.9%
PLTR	Sell	PALANTIR TECHNOLOGIES INCcl a	$447,890	-65.2%	28,000	-66.7%	0.09%	-67.7%
BTI	Buy	BRITISH AMERN TOB PLCsponsored adr	$353,047	+2.1%	11,349	+9.7%	0.07%	-5.2%
	Buy	DIREXION SHS ETF TRdl ftse bull 3x	$341,256	+58.1%	11,800	+87.3%	0.07%	+45.8%
NET	Buy	CLOUDFLARE INC	$340,416	+4.2%	5,400	+8.0%	0.07%	-2.8%
SCI	Sell	SERVICE CORP INTL	$339,926	-33.8%	5,949	-25.2%	0.07%	-38.6%
MQ	Sell	MARQETA INC	$328,900	+3.9%	55,000	-15.4%	0.07%	-2.9%
	Sell	RESERVOIR MEDIA INC*w exp 08/26/202	$322,864	-10.6%	237,400	-2.1%	0.07%	-17.5%
VST	Sell	VISTRA CORP	$306,583	-10.4%	9,240	-29.1%	0.06%	-17.1%
NEE	Buy	NEXTERA ENERGY INC	$298,940	-12.8%	5,218	+13.0%	0.06%	-19.7%
SGOV	New	ISHARES TR0-3 mnth treasry	$283,386	–	2,815	–	0.06%	–
CIEN	New	CIENA CORP	$283,740	–	6,000	–	0.06%	–
EW	Sell	EDWARDS LIFESCIENCES CORP	$275,292	-35.1%	4,020	-13.0%	0.06%	-39.4%
KRE	New	SPDR SER TRs&p regl bkg	$270,461	–	6,606	–	0.06%	–
	Buy	OLAPLEX HLDGS INC	$265,598	-43.4%	136,204	+7.9%	0.06%	-47.1%
VRT	New	VERTIV HOLDINGS CO	$266,035	–	7,000	–	0.06%	–
BAC	Sell	BANK AMERICA CORP	$262,931	-6.1%	9,603	-1.6%	0.05%	-12.9%
ETWO	Buy	E2OPEN PARENT HOLDINGS INC	$258,780	-11.1%	57,000	+9.6%	0.05%	-17.2%
HRL	Buy	HORMEL FOODS CORP	$252,900	+0.6%	6,650	+6.4%	0.05%	-7.1%
PFF	Buy	ISHARES TRpfd and incm sec	$211,563	-2.3%	7,017	+0.2%	0.04%	-10.4%
DEO	Buy	DIAGEO PLCspon adr new	$206,614	-10.1%	1,385	+4.5%	0.04%	-17.6%
NVS	New	NOVARTIS AGsponsored adr	$202,640	–	2,000	–	0.04%	–
ZM	New	ZOOM VIDEO COMMUNICATIONS INcl a	$202,435	–	2,900	–	0.04%	–
BHK	Sell	BLACKROCK CORE BD TR	$138,593	-67.6%	13,943	-65.3%	0.03%	-70.5%
	Sell	ARDAGH METAL PACKAGING S A	$129,770	-36.0%	41,460	-23.2%	0.03%	-40.0%
OUT	New	OUTFRONT MEDIA INC	$106,276	–	10,784	–	0.02%	–
	New	EMPIRE PETE CORP	$96,300	–	10,000	–	0.02%	–
VRM	Sell	VROOM INC	$72,800	-46.8%	65,000	-31.6%	0.02%	-50.0%
	New	BETTER HOME & FINANCE HOLDIN	$23,950	–	50,000	–	0.01%	–
	New	LIVEONE INC	$10,518	–	11,425	–	0.00%	–
	Exit	TIGO ENERGY INC*w exp 05/23/202	$0	–	-20,000	–	-0.01%	–
SGMA	Exit	SIGMATRON INTL INC	$0	–	-13,000	–	-0.01%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-11,230	–	-0.02%	–
AVO	Exit	MISSION PRODUCE INC	$0	–	-10,000	–	-0.03%	–
CCI	Exit	CROWN CASTLE INC	$0	–	-1,760	–	-0.04%	–
	Exit	GE HEALTHCARE TECHNOLOGIES I	$0	–	-2,488	–	-0.04%	–
IAU	Exit	ISHARES GOLD TRishares new	$0	–	-5,498	–	-0.04%	–
GM	Exit	GENERAL MTRS CO	$0	–	-5,590	–	-0.05%	–
BATRK	Exit	LIBERTY MEDIA CORP DEL	$0	–	-5,650	–	-0.05%	–
BAX	Exit	BAXTER INTL INC	$0	–	-5,100	–	-0.05%	–
MRVL	Exit	MARVELL TECHNOLOGY INC	$0	–	-4,000	–	-0.05%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-1,470	–	-0.06%	–
	Exit	BIOTE CORP	$0	–	-45,615	–	-0.07%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.07%	–
FALN	Exit	ISHARES TRfaln angls usd	$0	–	-12,315	–	-0.07%	–
CEQP	Exit	CRESTWOOD EQUITY PARTNERS LPunit ltd partner	$0	–	-11,970	–	-0.07%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-5,550	–	-0.08%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-3,400	–	-0.10%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.11%	–
LUV	Exit	SOUTHWEST AIRLS CO	$0	–	-135,800	–	-1.09%	–

Q2 2023

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRunit ser 1	$98,376,176	–	266,299	–	21.78%	–
BX	New	BLACKSTONE INC	$53,941,396	–	579,881	–	11.94%	–
AAPL	New	APPLE INC	$24,801,952	–	128,384	–	5.49%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$15,077,063	–	572,121	–	3.34%	–
CSWC	New	CAPITAL SOUTHWEST CORP	$13,805,962	–	700,099	–	3.06%	–
ELAN	New	ELANCO ANIMAL HEALTH INC	$12,038,702	–	1,196,690	–	2.66%	–
MAIN	New	MAIN STR CAP CORP	$8,802,045	–	219,887	–	1.95%	–
NVDA	New	NVIDIA CORPORATION	$8,441,303	–	19,913	–	1.87%	–
	New	GEN RESTAURENT GROUP	$8,305,987	–	488,875	–	1.84%	–
CTAS	New	CINTAS CORP	$6,055,343	–	12,423	–	1.34%	–
	New	RESERVOIR MEDIA INC	$5,782,318	–	960,518	–	1.28%	–
	New	VOX ROYALTY CORP	$5,205,185	–	2,150,903	–	1.15%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$5,040,433	–	527,750	–	1.12%	–
MSFT	New	MICROSOFT CORP	$4,990,834	–	14,720	–	1.10%	–
LUV	New	SOUTHWEST AIRLS CO	$4,917,318	–	135,800	–	1.09%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$4,675,140	–	9	–	1.04%	–
LLY	New	LILLY ELI & CO	$4,663,263	–	9,995	–	1.03%	–
XOM	New	EXXON MOBIL CORP	$4,606,309	–	42,949	–	1.02%	–
AMD	New	ADVANCED MICRO DEVICES INC	$3,572,654	–	30,931	–	0.79%	–
ABBV	New	ABBVIE INC	$3,117,184	–	23,096	–	0.69%	–
JPM	New	JPMORGAN CHASE & CO	$2,967,797	–	20,345	–	0.66%	–
LRCX	New	LAM RESEARCH CORP	$2,761,501	–	4,242	–	0.61%	–
AMZN	New	AMAZON COM INC	$2,611,250	–	20,045	–	0.58%	–
GOOG	New	ALPHABET INCcap stk cl c	$2,516,751	–	20,870	–	0.56%	–
BMY	New	BRISTOL-MYERS SQUIBB CO	$2,379,253	–	37,114	–	0.53%	–
WBA	New	WALGREENS BOOTS ALLIANCE INC	$2,370,079	–	82,748	–	0.52%	–
ORCL	New	ORACLE CORP	$2,281,680	–	19,460	–	0.50%	–
V	New	VISA INC	$2,191,876	–	9,218	–	0.48%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$2,176,367	–	152,300	–	0.48%	–
GS	New	GOLDMAN SACHS GROUP INC	$1,973,622	–	6,043	–	0.44%	–
INTU	New	INTUIT	$1,963,019	–	4,346	–	0.44%	–
MA	New	MASTERCARD INCORPORATEDcl a	$1,827,644	–	4,641	–	0.40%	–
AVGO	New	BROADCOM INC	$1,768,656	–	2,018	–	0.39%	–
MDLZ	New	MONDELEZ INTL INCcl a	$1,738,055	–	23,676	–	0.38%	–
PM	New	PHILIP MORRIS INTL INC	$1,671,673	–	16,996	–	0.37%	–
ADBE	New	ADOBE SYSTEMS INCORPORATED	$1,669,275	–	3,440	–	0.37%	–
DIS	New	DISNEY WALT CO	$1,646,057	–	18,238	–	0.36%	–
HD	New	HOME DEPOT INC	$1,602,902	–	5,160	–	0.36%	–
PCT	New	PURECYCLE TECHNOLOGIES INC	$1,525,437	–	135,715	–	0.34%	–
FB	New	META PLATFORMS INCcl a	$1,522,328	–	5,318	–	0.34%	–
FYBR	New	FRONTIER COMMUNICATIONS PARE	$1,517,148	–	83,177	–	0.34%	–
RSP	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$1,422,954	–	9,486	–	0.32%	–
MCK	New	MCKESSON CORP	$1,418,096	–	3,370	–	0.31%	–
MSI	New	MOTOROLA SOLUTIONS INC	$1,386,267	–	4,735	–	0.31%	–
JNJ	New	JOHNSON & JOHNSON	$1,368,446	–	8,320	–	0.30%	–
PG	New	PROCTER AND GAMBLE CO	$1,363,297	–	8,958	–	0.30%	–
LOW	New	LOWES COS INC	$1,319,464	–	5,874	–	0.29%	–
CRK	New	COMSTOCK RES INC	$1,287,600	–	111,000	–	0.28%	–
PLTR	New	PALANTIR TECHNOLOGIES INCcl a	$1,288,100	–	84,000	–	0.28%	–
CRM	New	SALESFORCE INC	$1,282,665	–	6,061	–	0.28%	–
	New	CANADIAN PACIFIC KANSAS CITY	$1,272,644	–	15,604	–	0.28%	–
TXN	New	TEXAS INSTRS INC	$1,205,936	–	6,707	–	0.27%	–
	New	SERA PROGNOSTICS INC	$1,196,652	–	363,172	–	0.26%	–
WDAY	New	WORKDAY INCcl a	$1,179,098	–	5,250	–	0.26%	–
LULU	New	LULULEMON ATHLETICA INC	$1,138,230	–	3,000	–	0.25%	–
HCA	New	HCA HEALTHCARE INC	$1,125,451	–	3,781	–	0.25%	–
KMI	New	KINDER MORGAN INC DEL	$1,079,369	–	62,620	–	0.24%	–
ECL	New	ECOLAB INC	$1,073,209	–	5,752	–	0.24%	–
KNSL	New	KINSALE CAP GROUP INC	$1,053,560	–	2,850	–	0.23%	–
FIGS	New	FIGS INCcl a	$1,052,358	–	127,250	–	0.23%	–
NUE	New	NUCOR CORP	$993,660	–	6,000	–	0.22%	–
RMD	New	RESMED INC	$987,390	–	4,600	–	0.22%	–
	New	LINDE PLC	$990,808	–	2,600	–	0.22%	–
CI	New	THE CIGNA GROUP	$979,193	–	3,493	–	0.22%	–
T	New	AT&T INC	$973,682	–	60,627	–	0.22%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$965,678	–	9,820	–	0.21%	–
AMGN	New	AMGEN INC	$965,743	–	4,292	–	0.21%	–
KR	New	KROGER CO	$946,600	–	20,000	–	0.21%	–
FDX	New	FEDEX CORP	$916,110	–	3,700	–	0.20%	–
ET	New	ENERGY TRANSFER L P	$901,466	–	70,525	–	0.20%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$882,487	–	1,700	–	0.20%	–
SWN	New	SOUTHWESTERN ENERGY CO	$877,508	–	146,008	–	0.19%	–
OKE	New	ONEOK INC NEW	$876,362	–	14,199	–	0.19%	–
VZ	New	VERIZON COMMUNICATIONS INC	$873,661	–	23,464	–	0.19%	–
BLK	New	BLACKROCK INC	$861,160	–	1,246	–	0.19%	–
LMT	New	LOCKHEED MARTIN CORP	$855,744	–	1,854	–	0.19%	–
KLAC	New	KLA CORP	$848,435	–	1,750	–	0.19%	–
ANTM	New	ELEVANCE HEALTH INC	$844,512	–	1,900	–	0.19%	–
ABT	New	ABBOTT LABS	$835,896	–	7,785	–	0.18%	–
SEB	New	SEABOARD CORP DEL	$836,769	–	235	–	0.18%	–
DDOG	New	DATADOG INC	$826,723	–	8,411	–	0.18%	–
AN	New	AUTONATION INC	$823,050	–	5,000	–	0.18%	–
XENE	New	XENON PHARMACEUTICALS INC	$822,375	–	21,500	–	0.18%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$810,751	–	12,372	–	0.18%	–
	New	GENERAL ELECTRIC CO	$810,431	–	7,473	–	0.18%	–
QURE	New	UNIQURE NV	$805,268	–	68,070	–	0.18%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPORATIcl a	$793,115	–	2,677	–	0.18%	–
QSR	New	RESTAURANT BRANDS INTL INC	$791,916	–	10,250	–	0.18%	–
WM	New	WASTE MGMT INC DEL	$787,674	–	4,542	–	0.17%	–
MCD	New	MCDONALDS CORP	$775,866	–	2,600	–	0.17%	–
ATVI	New	ACTIVISION BLIZZARD INC	$771,312	–	9,255	–	0.17%	–
CSX	New	CSX CORP	$772,650	–	22,500	–	0.17%	–
GD	New	GENERAL DYNAMICS CORP	$754,915	–	3,500	–	0.17%	–
MOH	New	MOLINA HEALTHCARE INC	$739,633	–	2,478	–	0.16%	–
WMT	New	WALMART INC	$740,003	–	4,708	–	0.16%	–
BA	New	BOEING CO	$733,217	–	3,475	–	0.16%	–
PEP	New	PEPSICO INC	$726,466	–	3,915	–	0.16%	–
MO	New	ALTRIA GROUP INC	$720,591	–	15,772	–	0.16%	–
CYTK	New	CYTOKINETICS INC	$717,407	–	21,505	–	0.16%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$717,968	–	4,860	–	0.16%	–
IVV	New	ISHARES TRcore s&p500 etf	$710,528	–	1,593	–	0.16%	–
EA	New	ELECTRONIC ARTS INC	$700,154	–	5,350	–	0.16%	–
ARGX	New	ARGENX SEsponsored adr	$698,291	–	1,830	–	0.16%	–
ARKK	New	ARK ETF TRinnovation etf	$699,266	–	15,842	–	0.16%	–
APD	New	AIR PRODS & CHEMS INC	$693,412	–	2,315	–	0.15%	–
TELA	New	TELA BIO INC	$690,542	–	68,168	–	0.15%	–
SYK	New	STRYKER CORPORATION	$675,268	–	2,266	–	0.15%	–
MRK	New	MERCK & CO INC	$672,514	–	5,866	–	0.15%	–
COP	New	CONOCOPHILLIPS	$669,113	–	6,458	–	0.15%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INC	$663,915	–	3,500	–	0.15%	–
MRUS	New	MERUS N V	$658,558	–	24,870	–	0.15%	–
UNH	New	UNITEDHEALTH GROUP INC	$639,886	–	1,338	–	0.14%	–
	New	CADENCE BANK	$625,809	–	31,864	–	0.14%	–
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$622,583	–	1,300	–	0.14%	–
F	New	FORD MTR CO DEL	$615,791	–	40,700	–	0.14%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$609,026	–	1,786	–	0.14%	–
TSLA	New	TESLA INC	$594,218	–	2,270	–	0.13%	–
NTES	New	NETEASE INCsponsored ads	$588,412	–	5,925	–	0.13%	–
CE	New	CELANESE CORP DEL	$584,600	–	5,000	–	0.13%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$583,450	–	7,000	–	0.13%	–
AXP	New	AMERICAN EXPRESS CO	$578,425	–	3,297	–	0.13%	–
LFUS	New	LITTELFUSE INC	$574,640	–	2,000	–	0.13%	–
GOOGL	New	ALPHABET INCcap stk cl a	$572,166	–	4,780	–	0.13%	–
PYPL	New	PAYPAL HLDGS INC	$575,504	–	8,475	–	0.13%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$553,072	–	27,709	–	0.12%	–
DOX	New	AMDOCS LTD	$542,740	–	5,500	–	0.12%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$536,100	–	2,450	–	0.12%	–
PFE	New	PFIZER INC	$539,545	–	14,715	–	0.12%	–
SBUX	New	STARBUCKS CORP	$531,709	–	5,363	–	0.12%	–
INTC	New	INTEL CORP	$527,542	–	15,695	–	0.12%	–
MUSA	New	MURPHY USA INC	$528,037	–	1,700	–	0.12%	–
TRGP	New	TARGA RES CORP	$512,914	–	6,740	–	0.11%	–
SCI	New	SERVICE CORP INTL	$513,426	–	7,949	–	0.11%	–
GLP	New	GLOBAL PARTNERS LP	$507,045	–	16,500	–	0.11%	–
DXCM	New	DEXCOM INC	$508,080	–	4,000	–	0.11%	–
PNC	New	PNC FINL SVCS GROUP INC	$499,917	–	3,920	–	0.11%	–
KYN	New	KAYNE ANDERSON ENERGY INFRST	$498,168	–	61,200	–	0.11%	–
BGNE	New	BEIGENE LTDsponsored adr	$488,296	–	2,700	–	0.11%	–
TGT	New	TARGET CORP	$484,281	–	3,606	–	0.11%	–
ETN	New	EATON CORP PLC	$482,640	–	2,400	–	0.11%	–
AVT	New	AVNET INC	$482,807	–	9,570	–	0.11%	–
	New	GSK PLCsponsored adr	$471,670	–	13,360	–	0.10%	–
UNP	New	UNION PAC CORP	$468,531	–	2,275	–	0.10%	–
	New	OLAPLEX HLDGS INC	$469,479	–	126,204	–	0.10%	–
EXAS	New	EXACT SCIENCES CORP	$466,908	–	5,000	–	0.10%	–
HPQ	New	HP INC	$461,250	–	15,000	–	0.10%	–
AR	New	ANTERO RESOURCES CORP	$459,472	–	19,951	–	0.10%	–
KO	New	COCA COLA CO	$462,550	–	7,681	–	0.10%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$454,954	–	3,400	–	0.10%	–
CMCSA	New	COMCAST CORP NEWcl a	$454,118	–	10,877	–	0.10%	–
NKE	New	NIKE INCcl b	$450,915	–	4,130	–	0.10%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncl a	$448,096	–	1,217	–	0.10%	–
UHS	New	UNIVERSAL HLTH SVCS INCcl b	$449,135	–	2,890	–	0.10%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$446,904	–	3,600	–	0.10%	–
	New	ATLASSIAN CORPORATIONcl a	$444,115	–	2,650	–	0.10%	–
CAT	New	CATERPILLAR INC	$436,739	–	1,775	–	0.10%	–
CNQ	New	CANADIAN NAT RES LTD	$438,828	–	7,800	–	0.10%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$434,460	–	26,000	–	0.10%	–
NOW	New	SERVICENOW INC	$427,781	–	760	–	0.10%	–
BHK	New	BLACKROCK CORE BD TR	$427,250	–	40,155	–	0.10%	–
EW	New	EDWARDS LIFESCIENCES CORP	$424,388	–	4,620	–	0.09%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$421,560	–	951	–	0.09%	–
TYL	New	TYLER TECHNOLOGIES INC	$416,470	–	1,000	–	0.09%	–
MDT	New	MEDTRONIC PLC	$413,392	–	4,744	–	0.09%	–
GVI	New	ISHARES TRintrm gov cr etf	$411,600	–	4,000	–	0.09%	–
CVS	New	CVS HEALTH CORP	$402,707	–	5,774	–	0.09%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$393,360	–	6,000	–	0.09%	–
CL	New	COLGATE PALMOLIVE CO	$379,529	–	4,920	–	0.08%	–
PGEN	New	PRECIGEN INC	$373,750	–	325,000	–	0.08%	–
	New	P3 HEALTH PARTNERS INC	$368,380	–	122,998	–	0.08%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$360,765	–	102,490	–	0.08%	–
	New	RESERVOIR MEDIA INC*w exp 08/26/202	$361,176	–	242,400	–	0.08%	–
CSCO	New	CISCO SYS INC	$351,080	–	6,775	–	0.08%	–
CLX	New	CLOROX CO DEL	$350,023	–	2,183	–	0.08%	–
BTI	New	BRITISH AMERN TOB PLCsponsored adr	$345,787	–	10,349	–	0.08%	–
MMP	New	MAGELLAN MIDSTREAM PRTNRS LP	$347,152	–	5,550	–	0.08%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$344,843	–	30,680	–	0.08%	–
BMRN	New	BIOMARIN PHARMACEUTICAL INC	$343,561	–	4,000	–	0.08%	–
VST	New	VISTRA CORP	$342,300	–	13,040	–	0.08%	–
DBX	New	DROPBOX INCcl a	$345,391	–	12,970	–	0.08%	–
NEE	New	NEXTERA ENERGY INC	$342,656	–	4,618	–	0.08%	–
SQ	New	BLOCK INCcl a	$339,222	–	5,120	–	0.08%	–
CRNX	New	CRINETICS PHARMACEUTICALS IN	$335,544	–	18,600	–	0.07%	–
L	New	LOEWS CORP	$327,933	–	5,494	–	0.07%	–
NET	New	CLOUDFLARE INC	$326,850	–	5,000	–	0.07%	–
CEQP	New	CRESTWOOD EQUITY PARTNERS LPunit ltd partner	$316,966	–	11,970	–	0.07%	–
MQ	New	MARQETA INC	$316,550	–	65,000	–	0.07%	–
LADR	New	LADDER CAP CORPcl a	$315,735	–	29,100	–	0.07%	–
PRAA	New	PRA GROUP INC	$311,636	–	13,421	–	0.07%	–
INCY	New	INCYTE CORP	$310,400	–	5,000	–	0.07%	–
FALN	New	ISHARES TRfaln angls usd	$312,432	–	12,315	–	0.07%	–
NSC	New	NORFOLK SOUTHN CORP	$311,795	–	1,375	–	0.07%	–
	New	BIOTE CORP	$308,357	–	45,615	–	0.07%	–
INSI	New	INSIGHT SELECT INCOME FD	$308,616	–	19,734	–	0.07%	–
TSCO	New	TRACTOR SUPPLY CO	$304,013	–	1,375	–	0.07%	–
SWTX	New	SPRINGWORKS THERAPEUTICS INC	$295,120	–	11,200	–	0.06%	–
ETWO	New	E2OPEN PARENT HOLDINGS INC	$291,200	–	52,000	–	0.06%	–
OMAB	New	GRUPO AEROPORTUARIO DEL CENTspon adr	$288,456	–	3,400	–	0.06%	–
BAC	New	BANK AMERICA CORP	$280,043	–	9,761	–	0.06%	–
VGT	New	VANGUARD WORLD FDSinf tech etf	$269,718	–	610	–	0.06%	–
CFR	New	CULLEN FROST BANKERS INC	$268,825	–	2,500	–	0.06%	–
NMFC	New	NEW MTN FIN CORP	$272,125	–	21,875	–	0.06%	–
MPLX	New	MPLX LP	$265,723	–	7,823	–	0.06%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$263,498	–	1,470	–	0.06%	–
XOP	New	SPDR SER TRs&p oilgas exp	$257,660	–	2,000	–	0.06%	–
	New	WARNER BROS DISCOVERY INC	$257,173	–	20,152	–	0.06%	–
USB	New	US BANCORP DEL	$253,865	–	7,560	–	0.06%	–
HRL	New	HORMEL FOODS CORP	$251,375	–	6,250	–	0.06%	–
PAC	New	GRUPO AEROPUERTO DEL PACIFICspon adr b	$250,208	–	1,400	–	0.06%	–
RDFI	New	COLLABORATIVE INVESTMNT SERrareview dynamic	$247,941	–	11,025	–	0.06%	–
FIX	New	COMFORT SYS USA INC	$246,300	–	1,500	–	0.06%	–
STX	New	SEAGATE TECHNOLOGY HLDNGS PL	$247,480	–	4,000	–	0.06%	–
MRVL	New	MARVELL TECHNOLOGY INC	$245,402	–	4,000	–	0.05%	–
DUK	New	DUKE ENERGY CORP NEW	$237,811	–	2,650	–	0.05%	–
RIOT	New	RIOT PLATFORMS INC	$236,400	–	20,000	–	0.05%	–
DEO	New	DIAGEO PLCspon adr new	$229,861	–	1,325	–	0.05%	–
SCHW	New	SCHWAB CHARLES CORP	$230,880	–	4,000	–	0.05%	–
IJR	New	ISHARES TRcore s&p scp etf	$229,793	–	2,306	–	0.05%	–
BAX	New	BAXTER INTL INC	$228,836	–	5,100	–	0.05%	–
BATRK	New	LIBERTY MEDIA CORP DEL	$222,780	–	5,650	–	0.05%	–
GM	New	GENERAL MTRS CO	$215,550	–	5,590	–	0.05%	–
PFF	New	ISHARES TRpfd and incm sec	$216,510	–	7,000	–	0.05%	–
SNPS	New	SYNOPSYS INC	$217,873	–	502	–	0.05%	–
PRU	New	PRUDENTIAL FINL INC	$217,462	–	2,465	–	0.05%	–
	New	DIREXION SHS ETF TRdl ftse bull 3x	$215,838	–	6,300	–	0.05%	–
	New	PROSHARES TRbitcoin strate	$212,746	–	12,716	–	0.05%	–
	New	ROCKET LAB USA INC	$201,000	–	33,500	–	0.04%	–
BCO	New	BRINKS CO	$203,490	–	3,000	–	0.04%	–
	New	ARDAGH METAL PACKAGING S A	$202,890	–	53,960	–	0.04%	–
IAU	New	ISHARES GOLD TRishares new	$200,072	–	5,498	–	0.04%	–
CCI	New	CROWN CASTLE INC	$200,535	–	1,760	–	0.04%	–
CUE	New	CUE BIOPHARMA INC	$198,722	–	56,420	–	0.04%	–
	New	GE HEALTHCARE TECHNOLOGIES I	$200,902	–	2,488	–	0.04%	–
BHC	New	BAUSCH HEALTH COS INC	$195,305	–	24,975	–	0.04%	–
KURA	New	KURA ONCOLOGY INC	$157,940	–	14,900	–	0.04%	–
VRM	New	VROOM INC	$136,800	–	95,000	–	0.03%	–
	New	HALEON PLCspon ads	$136,906	–	16,700	–	0.03%	–
AVO	New	MISSION PRODUCE INC	$121,200	–	10,000	–	0.03%	–
HNRG	New	HALLADOR ENERGY COMPANY	$112,824	–	13,165	–	0.02%	–
IOVA	New	IOVANCE BIOTHERAPEUTICS INC	$115,020	–	16,200	–	0.02%	–
MPW	New	MEDICAL PPTYS TRUST INC	$103,990	–	11,230	–	0.02%	–
	New	THERAPEUTICSMD INC	$103,000	–	25,000	–	0.02%	–
ASTS	New	AST SPACEMOBILE INC	$82,421	–	17,687	–	0.02%	–
DISH	New	DISH NETWORK CORPORATIONcl a	$69,080	–	10,204	–	0.02%	–
	New	GRAN TIERRA ENERGY INC	$60,717	–	12,366	–	0.01%	–
WTI	New	W & T OFFSHORE INC	$38,700	–	10,000	–	0.01%	–
SGMA	New	SIGMATRON INTL INC	$42,120	–	13,000	–	0.01%	–
	New	TIGO ENERGY INC*w exp 05/23/202	$37,200	–	20,000	–	0.01%	–
	New	PAGAYA TECHNOLOGIES LTD	$30,002	–	20,001	–	0.01%	–
	New	VERDE CLEAN FUELS INC*w exp 02/15/202	$25,777	–	107,403	–	0.01%	–
RXT	New	RACKSPACE TECHNOLOGY INC	$27,200	–	10,000	–	0.01%	–
CCO	New	CLEAR CHANNEL OUTDOOR HLDGS	$23,600	–	15,840	–	0.01%	–
NVTA	New	INVITAE CORP	$14,695	–	12,560	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
LOGC	Exit	LOGICBIO THERAPEUTICS INC	$0	–	-15,000	–	-0.00%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-40,000	–	-0.00%	–
CRKN	Exit	CROWN ELECTROKINETICS CORP	$0	–	-29,124	–	-0.00%	–
OUST	Exit	OUSTER INC	$0	–	-10,000	–	-0.00%	–
MARK	Exit	REMARK HLDGS INC	$0	–	-65,000	–	-0.00%	–
CCO	Exit	CLEAR CHANNEL OUTDOOR HLDGS	$0	–	-15,840	–	-0.01%	–
	Exit	PAGAYA TECHNOLOGIES LTD	$0	–	-20,001	–	-0.01%	–
NVTA	Exit	INVITAE CORP	$0	–	-14,560	–	-0.01%	–
RXT	Exit	RACKSPACE TECHNOLOGY INC	$0	–	-10,000	–	-0.01%	–
	Exit	MATTERPORT INC	$0	–	-10,200	–	-0.01%	–
	Exit	FTAI INFRASTRUCTURE INC	$0	–	-22,000	–	-0.01%	–
	Exit	QUALTEK SERVICES INC*w exp 02/14/202	$0	–	-208,800	–	-0.01%	–
WTI	Exit	W & T OFFSHORE INC	$0	–	-10,000	–	-0.01%	–
MGNX	Exit	MACROGENICS INC	$0	–	-18,345	–	-0.02%	–
BRMK	Exit	BROADMARK RLTY CAP INC	$0	–	-13,000	–	-0.02%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-13,165	–	-0.02%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NE	$0	–	-12,200	–	-0.02%	–
TFFP	Exit	TFF PHARMACEUTICALS INC	$0	–	-20,826	–	-0.02%	–
JCIC	Exit	JACK CREEK INVESTMENT CORP	$0	–	-10,000	–	-0.02%	–
ADER	Exit	26 CAPITAL ACQUISITION CORP	$0	–	-10,000	–	-0.02%	–
FZT	Exit	FAST ACQUISITION CORP IIcl a	$0	–	-10,000	–	-0.02%	–
LGV	Exit	LONGVIEW ACQUISITION CORP II	$0	–	-10,000	–	-0.02%	–
GLBL	Exit	CARTESIAN GROWTH CORP	$0	–	-10,000	–	-0.02%	–
VII	Exit	7GC & CO HOLDINGS INC	$0	–	-10,000	–	-0.02%	–
FTAA	Exit	FTAC ATHENA ACQUISITION CORP	$0	–	-10,000	–	-0.02%	–
LOKM	Exit	LIVE OAK MOBILITY ACQUISI CO	$0	–	-10,000	–	-0.02%	–
	Exit	CORNER GROWTH ACQUISITN CORP	$0	–	-10,000	–	-0.02%	–
MACA	Exit	MORINGA ACQUISITION CORP	$0	–	-10,500	–	-0.02%	–
	Exit	QUALTEK SERVICES INC	$0	–	-50,000	–	-0.02%	–
	Exit	BOQII HLDG LTDsponsored ads	$0	–	-89,780	–	-0.03%	–
ASTS	Exit	AST SPACEMOBILE INC	$0	–	-17,687	–	-0.03%	–
FINM	Exit	MARLIN TECHNOLOGY CORP	$0	–	-12,495	–	-0.03%	–
	Exit	ROCKET LAB USA INC	$0	–	-31,500	–	-0.03%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-11,230	–	-0.03%	–
LUMN	Exit	LUMEN TECHNOLOGIES INC	$0	–	-19,720	–	-0.04%	–
AVO	Exit	MISSION PRODUCE INC	$0	–	-10,000	–	-0.04%	–
PDOT	Exit	PERIDOT ACQUISITION CORP II	$0	–	-15,000	–	-0.04%	–
DISH	Exit	DISH NETWORK CORPORATIONcl a	$0	–	-10,200	–	-0.04%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INC	$0	–	-16,200	–	-0.04%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-123,667	–	-0.04%	–
ETWO	Exit	E2OPEN PARENT HOLDINGS INC	$0	–	-27,200	–	-0.04%	–
TWNI	Exit	TAILWIND INTERNATNAL ACQ COR	$0	–	-17,500	–	-0.04%	–
ACII	Exit	ATLAS CREST INVESTMENT CORP	$0	–	-17,492	–	-0.04%	–
	Exit	DRAFTKINGS INC NEW	$0	–	-12,191	–	-0.04%	–
PGEN	Exit	PRECIGEN INC	$0	–	-90,000	–	-0.05%	–
KURA	Exit	KURA ONCOLOGY INC	$0	–	-14,900	–	-0.05%	–
BITE	Exit	BITE ACQUISITION CORP	$0	–	-19,998	–	-0.05%	–
IJR	Exit	ISHARES TRcore s&p scp etf	$0	–	-2,306	–	-0.05%	–
ASAX	Exit	ASTREA ACQUISITION CORP	$0	–	-21,000	–	-0.05%	–
C	Exit	CITIGROUP INC	$0	–	-4,989	–	-0.05%	–
NTR	Exit	NUTRIEN LTD	$0	–	-2,500	–	-0.05%	–
PRU	Exit	PRUDENTIAL FINL INC	$0	–	-2,465	–	-0.05%	–
ASO	Exit	ACADEMY SPORTS & OUTDOORS IN	$0	–	-5,000	–	-0.05%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-2,900	–	-0.05%	–
	Exit	FIRSTCASH HOLDINGS INC	$0	–	-3,000	–	-0.05%	–
PFF	Exit	ISHARES TRpfd and incm sec	$0	–	-7,000	–	-0.05%	–
DEO	Exit	DIAGEO PLCspon adr new	$0	–	-1,325	–	-0.06%	–
	Exit	AMERICA FIRST MULTIFAMILY INben unit ctf	$0	–	-13,167	–	-0.06%	–
WASH	Exit	WASHINGTON TR BANCORP INC	$0	–	-4,885	–	-0.06%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-27,180	–	-0.06%	–
SHV	Exit	ISHARES TRshort treas bd	$0	–	-2,132	–	-0.06%	–
CMI	Exit	CUMMINS INC	$0	–	-1,161	–	-0.06%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-1,470	–	-0.06%	–
MPLX	Exit	MPLX LP	$0	–	-7,823	–	-0.06%	–
RDFI	Exit	COLLABORATIVE INVESTMNT SERrareview dynamic	$0	–	-11,025	–	-0.06%	–
XLC	Exit	SELECT SECTOR SPDR TR	$0	–	-5,000	–	-0.06%	–
DUK	Exit	DUKE ENERGY CORP NEW	$0	–	-2,650	–	-0.06%	–
NBST	Exit	NEWBURY STREET ACQUISITN COR	$0	–	-25,000	–	-0.06%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-35,013	–	-0.06%	–
XOP	Exit	SPDR SER TRs&p oilgas exp	$0	–	-2,000	–	-0.06%	–
	Exit	RESERVOIR MEDIA INC*w exp 08/26/202	$0	–	-258,150	–	-0.06%	–
	Exit	ARDAGH METAL PACKAGING S A	$0	–	-52,500	–	-0.06%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-21,875	–	-0.06%	–
TSCO	Exit	TRACTOR SUPPLY CO	$0	–	-1,375	–	-0.06%	–
LADR	Exit	LADDER CAP CORPcl a	$0	–	-29,100	–	-0.06%	–
CFR	Exit	CULLEN FROST BANKERS INC	$0	–	-2,000	–	-0.06%	–
CCI	Exit	CROWN CASTLE INC	$0	–	-1,830	–	-0.06%	–
STX	Exit	SEAGATE TECHNOLOGY HLDNGS PL	$0	–	-5,000	–	-0.06%	–
	Exit	THERAPEUTICSMD INC	$0	–	-40,393	–	-0.07%	–
UHS	Exit	UNIVERSAL HLTH SVCS INCcl b	$0	–	-2,890	–	-0.07%	–
SQ	Exit	BLOCK INCcl a	$0	–	-4,870	–	-0.07%	–
VST	Exit	VISTRA CORP	$0	–	-13,040	–	-0.07%	–
DBX	Exit	DROPBOX INCcl a	$0	–	-12,970	–	-0.07%	–
PUCK	Exit	GOAL ACQUISITIONS CORP	$0	–	-28,000	–	-0.07%	–
BAX	Exit	BAXTER INTL INC	$0	–	-5,100	–	-0.07%	–
L	Exit	LOEWS CORP	$0	–	-5,494	–	-0.07%	–
CLX	Exit	CLOROX CO DEL	$0	–	-2,183	–	-0.07%	–
CSCO	Exit	CISCO SYS INC	$0	–	-6,775	–	-0.07%	–
HRL	Exit	HORMEL FOODS CORP	$0	–	-6,250	–	-0.07%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-800	–	-0.07%	–
ADEX	Exit	ADIT EDTECH ACQUISITION CORP	$0	–	-29,000	–	-0.07%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-4,800	–	-0.07%	–
CEQP	Exit	CRESTWOOD EQUITY PARTNERS LPunit ltd partner	$0	–	-10,570	–	-0.07%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-4,000	–	-0.07%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-9,761	–	-0.07%	–
CAT	Exit	CATERPILLAR INC	$0	–	-1,775	–	-0.07%	–
SWTX	Exit	SPRINGWORKS THERAPEUTICS INC	$0	–	-11,200	–	-0.07%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.07%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-1,146	–	-0.08%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-856	–	-0.08%	–
TDOC	Exit	TELADOC HEALTH INC	$0	–	-12,315	–	-0.08%	–
PGRW	Exit	PROGRESS ACQUISITION CORP	$0	–	-31,500	–	-0.08%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-6,550	–	-0.08%	–
ETN	Exit	EATON CORP PLC	$0	–	-2,400	–	-0.08%	–
VGT	Exit	VANGUARD WORLD FDSinf tech etf	$0	–	-1,035	–	-0.08%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-34,300	–	-0.08%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C	$0	–	-26,000	–	-0.08%	–
USB	Exit	US BANCORP DEL	$0	–	-7,760	–	-0.08%	–
FTAI	Exit	FORTRESS TRANS INFRST INVS L	$0	–	-22,000	–	-0.08%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-10,877	–	-0.08%	–
	Exit	WARNER BROS DISCOVERY INC	$0	–	-28,886	–	-0.08%	–
DXCM	Exit	DEXCOM INC	$0	–	-4,000	–	-0.08%	–
OSTR	Exit	OYSTER ENTERPRISES ACQ CORP	$0	–	-35,000	–	-0.08%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-1,000	–	-0.08%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC	$0	–	-4,000	–	-0.08%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-35,000	–	-0.08%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.08%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,030	–	-0.08%	–
VRM	Exit	VROOM INC	$0	–	-302,000	–	-0.09%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-4,920	–	-0.09%	–
CRNX	Exit	CRINETICS PHARMACEUTICALS IN	$0	–	-18,600	–	-0.09%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-6,000	–	-0.09%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.09%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-4,618	–	-0.09%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-4,740	–	-0.09%	–
CNQ	Exit	CANADIAN NAT RES LTD	$0	–	-8,200	–	-0.09%	–
HPQ	Exit	HP INC	$0	–	-15,000	–	-0.10%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC Ncl a	$0	–	-1,217	–	-0.10%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-4,744	–	-0.10%	–
	Exit	APTOSE BIOSCIENCES INC	$0	–	-657,364	–	-0.10%	–
EW	Exit	EDWARDS LIFESCIENCES CORP	$0	–	-4,620	–	-0.10%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-40,155	–	-0.10%	–
GVI	Exit	ISHARES TRintrm gov cr etf	$0	–	-4,000	–	-0.10%	–
LFUS	Exit	LITTELFUSE INC	$0	–	-2,000	–	-0.10%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,042	–	-0.10%	–
INTC	Exit	INTEL CORP	$0	–	-15,695	–	-0.10%	–
KO	Exit	COCA COLA CO	$0	–	-7,681	–	-0.10%	–
RCKT	Exit	ROCKET PHARMACEUTICALS INC	$0	–	-27,709	–	-0.10%	–
BA	Exit	BOEING CO	$0	–	-3,475	–	-0.11%	–
BIL	Exit	SPDR SER TRbloomberg 1-3 mo	$0	–	-4,756	–	-0.11%	–
PRAA	Exit	PRA GROUP INC	$0	–	-13,421	–	-0.11%	–
UNP	Exit	UNION PAC CORP	$0	–	-2,200	–	-0.11%	–
PSAG	Exit	PROPERTY SOLUTIONS ACQUISITI	$0	–	-45,000	–	-0.11%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-6,500	–	-0.11%	–
DOX	Exit	AMDOCS LTD	$0	–	-5,500	–	-0.11%	–
NSC	Exit	NORFOLK SOUTHN CORP	$0	–	-2,175	–	-0.11%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-4,780	–	-0.11%	–
MQ	Exit	MARQETA INC	$0	–	-65,000	–	-0.11%	–
SCI	Exit	SERVICE CORP INTL	$0	–	-8,000	–	-0.11%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,363	–	-0.11%	–
	Exit	GENERAL ELECTRIC CO	$0	–	-7,473	–	-0.12%	–
CE	Exit	CELANESE CORP DEL	$0	–	-5,000	–	-0.12%	–
SYK	Exit	STRYKER CORPORATION	$0	–	-2,266	–	-0.12%	–
MRK	Exit	MERCK & CO INC	$0	–	-5,544	–	-0.12%	–
JAZZ	Exit	JAZZ PHARMACEUTICALS PLC	$0	–	-3,600	–	-0.12%	–
FDX	Exit	FEDEX CORP	$0	–	-3,200	–	-0.12%	–
PMVC	Exit	PMV CONSUMER ACQUISITION COR	$0	–	-50,000	–	-0.12%	–
FMIV	Exit	FORUM MERGER IV CORP	$0	–	-50,000	–	-0.12%	–
AAQC	Exit	ACCELERATE ACQUISITION CORP	$0	–	-50,000	–	-0.12%	–
IPVF	Exit	INTERPRIVATE III FINANCIAL P	$0	–	-50,000	–	-0.12%	–
MRUS	Exit	MERUS N V	$0	–	-24,870	–	-0.12%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRST	$0	–	-61,200	–	-0.12%	–
IPVA	Exit	INTERPRIVATE II ACQUISITION	$0	–	-50,000	–	-0.12%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-4,200	–	-0.12%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.12%	–
MDY	Exit	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$0	–	-1,300	–	-0.13%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-148,490	–	-0.13%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-2,290	–	-0.13%	–
TGT	Exit	TARGET CORP	$0	–	-3,606	–	-0.13%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWAR	$0	–	-4,860	–	-0.14%	–
QSR	Exit	RESTAURANT BRANDS INTL INC	$0	–	-10,250	–	-0.14%	–
KLAC	Exit	KLA CORP	$0	–	-1,750	–	-0.14%	–
TEAM	Exit	ATLASSIAN CORP PLCcl a	$0	–	0	–	-0.14%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-3,676	–	-0.14%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-2,450	–	-0.14%	–
MUSA	Exit	MURPHY USA INC	$0	–	-2,000	–	-0.14%	–
MINT	Exit	PIMCO ETF TRenhan shrt ma ac	$0	–	-5,780	–	-0.14%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,500	–	-0.14%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-5,974	–	-0.14%	–
TRGP	Exit	TARGA RES CORP	$0	–	-9,840	–	-0.14%	–
AR	Exit	ANTERO RESOURCES CORP	$0	–	-19,527	–	-0.15%	–
	Exit	P3 HEALTH PARTNERS INC	$0	–	-122,998	–	-0.15%	–
PLTR	Exit	PALANTIR TECHNOLOGIES INCcl a	$0	–	-75,000	–	-0.15%	–
CSX	Exit	CSX CORP	$0	–	-22,500	–	-0.15%	–
PEP	Exit	PEPSICO INC	$0	–	-3,815	–	-0.15%	–
PFE	Exit	PFIZER INC	$0	–	-14,471	–	-0.16%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-5,350	–	-0.16%	–
ARGX	Exit	ARGENX SEsponsored adr	$0	–	-1,830	–	-0.16%	–
KR	Exit	KROGER CO	$0	–	-15,000	–	-0.16%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-6,458	–	-0.16%	–
WMT	Exit	WALMART INC	$0	–	-5,208	–	-0.17%	–
NUE	Exit	NUCOR CORP	$0	–	-6,000	–	-0.17%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INC	$0	–	-3,500	–	-0.17%	–
BLK	Exit	BLACKROCK INC	$0	–	-1,246	–	-0.17%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-9,255	–	-0.17%	–
LIN	Exit	LINDE PLC	$0	–	-2,600	–	-0.17%	–
HCA	Exit	HCA HEALTHCARE INC	$0	–	-3,631	–	-0.17%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,400	–	-0.18%	–
OKE	Exit	ONEOK INC NEW	$0	–	-14,199	–	-0.18%	–
ZBRA	Exit	ZEBRA TECHNOLOGIES CORPORATIcl a	$0	–	-2,677	–	-0.18%	–
FB	Exit	META PLATFORMS INCcl a	$0	–	-5,268	–	-0.18%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-8,487	–	-0.18%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-3,375	–	-0.18%	–
KNSL	Exit	KINSALE CAP GROUP INC	$0	–	-2,850	–	-0.18%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-1,924	–	-0.18%	–
DDOG	Exit	DATADOG INC	$0	–	-8,411	–	-0.19%	–
ET	Exit	ENERGY TRANSFER L P	$0	–	-68,525	–	-0.19%	–
ABT	Exit	ABBOTT LABS	$0	–	-7,785	–	-0.19%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-21,500	–	-0.19%	–
RTX	Exit	RAYTHEON TECHNOLOGIES CORP	$0	–	-9,620	–	-0.20%	–
MOH	Exit	MOLINA HEALTHCARE INC	$0	–	-2,370	–	-0.20%	–
	Exit	CADENCE BANK	$0	–	-31,864	–	-0.20%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-19,785	–	-0.20%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-5,250	–	-0.20%	–
TELA	Exit	TELA BIO INC	$0	–	-96,168	–	-0.20%	–
SWN	Exit	SOUTHWESTERN ENERGY CO	$0	–	-136,008	–	-0.20%	–
TWTR	Exit	TWITTER INC	$0	–	-19,700	–	-0.21%	–
SEB	Exit	SEABOARD CORP DEL	$0	–	-250	–	-0.21%	–
ECL	Exit	ECOLAB INC	$0	–	-5,752	–	-0.21%	–
INCY	Exit	INCYTE CORP	$0	–	-13,000	–	-0.22%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-3,000	–	-0.22%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-1,700	–	-0.22%	–
CRM	Exit	SALESFORCE INC	$0	–	-6,061	–	-0.22%	–
ANTM	Exit	ELEVANCE HEALTH INC	$0	–	-1,900	–	-0.22%	–
AVGO	Exit	BROADCOM INC	$0	–	-1,964	–	-0.22%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-36,950	–	-0.22%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-6,042	–	-0.24%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-6,167	–	-0.24%	–
ADBE	Exit	ADOBE SYSTEMS INCORPORATED	$0	–	-3,440	–	-0.24%	–
GXII	Exit	GX ACQUISITION CORP II	$0	–	-100,000	–	-0.24%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-25,644	–	-0.24%	–
AMGN	Exit	AMGEN INC	$0	–	-4,292	–	-0.24%	–
RMD	Exit	RESMED INC	$0	–	-4,600	–	-0.25%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-62,620	–	-0.26%	–
CYTK	Exit	CYTOKINETICS INC	$0	–	-20,755	–	-0.26%	–
T	Exit	AT&T INC	$0	–	-68,943	–	-0.26%	–
MSI	Exit	MOTOROLA SOLUTIONS INC	$0	–	-4,735	–	-0.27%	–
CP	Exit	CANADIAN PAC RY LTD	$0	–	-15,479	–	-0.27%	–
RIG	Exit	TRANSOCEAN LTD	$0	–	-445,000	–	-0.27%	–
LOW	Exit	LOWES COS INC	$0	–	-5,706	–	-0.27%	–
MCK	Exit	MCKESSON CORP	$0	–	-3,370	–	-0.29%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-9,170	–	-0.29%	–
ORCL	Exit	ORACLE CORP	$0	–	-19,460	–	-0.30%	–
CI	Exit	CIGNA CORP NEW	$0	–	-4,493	–	-0.32%	–
PCT	Exit	PURECYCLE TECHNOLOGIES INC	$0	–	-152,694	–	-0.33%	–
QURE	Exit	UNIQURE NV	$0	–	-68,070	–	-0.33%	–
MA	Exit	MASTERCARD INCORPORATEDcl a	$0	–	-4,696	–	-0.33%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-8,570	–	-0.34%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-24,926	–	-0.34%	–
HD	Exit	HOME DEPOT INC	$0	–	-5,160	–	-0.35%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-16,863	–	-0.35%	–
FIGS	Exit	FIGS INCcl a	$0	–	-189,600	–	-0.38%	–
V	Exit	VISA INC	$0	–	-9,093	–	-0.40%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-4,242	–	-0.41%	–
LTRN	Exit	LANTERN PHARMA INC	$0	–	-365,930	–	-0.42%	–
INTU	Exit	INTUIT	$0	–	-4,346	–	-0.42%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-5,908	–	-0.43%	–
DIS	Exit	DISNEY WALT CO	$0	–	-18,538	–	-0.44%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-152,300	–	-0.46%	–
PTOC	Exit	PINE TECHNOLOGY ACQUISITN CO	$0	–	-199,970	–	-0.48%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-29,901	–	-0.48%	–
FYBR	Exit	FRONTIER COMMUNICATIONS PARE	$0	–	-83,177	–	-0.49%	–
CUE	Exit	CUE BIOPHARMA INC	$0	–	-848,048	–	-0.50%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-19,662	–	-0.51%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-21,920	–	-0.53%	–
AMZN	Exit	AMAZON COM INC	$0	–	-18,895	–	-0.53%	–
	Exit	SERA PROGNOSTICS INC	$0	–	-1,389,573	–	-0.54%	–
CRK	Exit	COMSTOCK RES INC	$0	–	-148,000	–	-0.63%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-39,364	–	-0.68%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-90,248	–	-0.70%	–
ABBV	Exit	ABBVIE INC	$0	–	-23,096	–	-0.78%	–
LLY	Exit	LILLY ELI & CO	$0	–	-9,996	–	-0.79%	–
NOW	Exit	SERVICENOW INC	$0	–	-8,700	–	-0.83%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-22,454	–	-0.84%	–
SUMO	Exit	SUMO LOGIC INC	$0	–	-478,179	–	-0.87%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-15,035	–	-0.87%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-9	–	-0.91%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-45,857	–	-0.98%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-27,322	–	-1.02%	–
	Exit	PERMIAN RESOURCES CORP	$0	–	-606,656	–	-1.12%	–
	Exit	RESERVOIR MEDIA INC	$0	–	-1,009,038	–	-1.21%	–
CTAS	Exit	CINTAS CORP	$0	–	-12,357	–	-1.21%	–
ELAN	Exit	ELANCO ANIMAL HEALTH INC	$0	–	-597,800	–	-1.82%	–
MAIN	Exit	MAIN STR CAP CORP	$0	–	-221,867	–	-1.83%	–
F	Exit	FORD MTR CO DEL	$0	–	-697,400	–	-1.91%	–
	Exit	ROTH CH ACQUISITION IV COunit 07/01/2026	$0	–	-804,518	–	-1.97%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-71,692	–	-2.20%	–
ARKK	Exit	ARK ETF TRinnovation etf	$0	–	-250,957	–	-2.32%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-716,139	–	-2.97%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-584,390	–	-3.40%	–
AAPL	Exit	APPLE INC	$0	–	-130,813	–	-4.50%	–
BX	Exit	BLACKSTONE INC	$0	–	-532,419	–	-10.93%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-255,146	–	-16.70%	–

Q3 2022

			Value		Shares		↓ Weighting
QQQ	Buy	INVESCO QQQ TRunit ser 1	$68,190,000	+24.2%	255,146	+30.2%	16.70%	+39.0%
BX	Buy	BLACKSTONE INC	$44,613,000	+16.6%	532,419	+27.0%	10.93%	+30.5%
AAPL	Buy	APPLE INC	$18,375,000	+8.8%	130,813	+6.8%	4.50%	+21.8%
EPD	Buy	ENTERPRISE PRODS PARTNERS L	$13,902,000	-2.4%	584,390	+0.0%	3.40%	+9.3%
CSWC	Buy	CAPITAL SOUTHWEST CORP	$12,131,000	-7.9%	716,139	+0.1%	2.97%	+3.1%
ARKK	Buy	ARK ETF TRinnovation etf	$9,469,000	+15.6%	250,957	+22.2%	2.32%	+29.4%
NVDA	Buy	NVIDIA CORPORATION	$8,979,000	+221.9%	71,692	+276.3%	2.20%	+260.5%
	Sell	ROTH CH ACQUISITION IV COunit 07/01/2026	$8,062,000	-1.0%	804,518	-0.5%	1.97%	+10.8%
F	New	FORD MTR CO DEL	$7,811,000	–	697,400	–	1.91%	–
MAIN	Sell	MAIN STR CAP CORP	$7,463,000	-23.3%	221,867	-12.1%	1.83%	-14.1%
ELAN	Buy	ELANCO ANIMAL HEALTH INC	$7,418,000	-14.2%	597,800	+35.7%	1.82%	-4.0%
	Buy	RESERVOIR MEDIA INC	$4,924,000	-21.9%	1,009,038	+4.3%	1.21%	-12.6%
	New	PERMIAN RESOURCES CORP	$4,557,000	–	606,656	–	1.12%	–
ZTS	New	ZOETIS INCcl a	$4,144,000	–	27,322	–	1.02%	–
XOM	Buy	EXXON MOBIL CORP	$4,004,000	+172.0%	45,857	+166.8%	0.98%	+204.7%
MSFT	Sell	MICROSOFT CORP	$3,569,000	-8.2%	15,035	-0.0%	0.87%	+2.8%
SUMO	Sell	SUMO LOGIC INC	$3,545,000	-5.9%	478,179	-2.6%	0.87%	+5.3%
NXPI	New	NXP SEMICONDUCTORS N V	$3,411,000	–	22,454	–	0.84%	–
NOW	Buy	SERVICENOW INC	$3,407,000	+905.0%	8,700	+1142.9%	0.83%	+1027.0%
LLY	Sell	LILLY ELI & CO	$3,227,000	-0.5%	9,996	-0.0%	0.79%	+11.3%
ABBV	Sell	ABBVIE INC	$3,180,000	-10.6%	23,096	-0.3%	0.78%	0.0%
WBA	Buy	WALGREENS BOOTS ALLIANCE INC	$2,859,000	+28.6%	90,248	+54.9%	0.70%	+43.7%
BMY	Sell	BRISTOL-MYERS SQUIBB CO	$2,792,000	-8.2%	39,364	-0.3%	0.68%	+2.9%
CRK	New	COMSTOCK RES INC	$2,559,000	–	148,000	–	0.63%	–
	Buy	SERA PROGNOSTICS INC	$2,223,000	+11.8%	1,389,573	+14.6%	0.54%	+25.1%
GOOG	Buy	ALPHABET INCcap stk cl c	$2,174,000	-9.1%	21,920	+1900.0%	0.53%	+1.7%
JPM	Sell	JPMORGAN CHASE & CO	$2,077,000	-65.3%	19,662	-62.7%	0.51%	-61.1%
CUE	Buy	CUE BIOPHARMA INC	$2,020,000	+12.0%	848,048	+15.2%	0.50%	+25.6%
AMD	Buy	ADVANCED MICRO DEVICES INC	$1,968,000	-9.6%	29,901	+1.7%	0.48%	+1.3%
PTOC	New	PINE TECHNOLOGY ACQUISITN CO	$1,967,000	–	199,970	–	0.48%	–
INTU	Sell	INTUIT	$1,731,000	+1.4%	4,346	-1.1%	0.42%	+13.7%
LTRN	Sell	LANTERN PHARMA INC	$1,721,000	-16.3%	365,930	-0.0%	0.42%	-6.4%
LRCX	Sell	LAM RESEARCH CORP	$1,656,000	-61.0%	4,242	-60.6%	0.41%	-56.3%
V	Buy	VISA INC	$1,640,000	-9.0%	9,093	+0.0%	0.40%	+2.0%
FIGS	Sell	FIGS INCcl a	$1,565,000	-73.8%	189,600	-70.5%	0.38%	-70.7%
PM	Sell	PHILIP MORRIS INTL INC	$1,431,000	-17.7%	16,863	-3.4%	0.35%	-7.9%
MA	Buy	MASTERCARD INCORPORATEDcl a	$1,355,000	-7.8%	4,696	+1.6%	0.33%	+3.4%
T	Sell	AT&T INC	$1,082,000	-26.0%	68,943	-0.2%	0.26%	-17.2%
CYTK	Sell	CYTOKINETICS INC	$1,062,000	+19.3%	20,755	-4.6%	0.26%	+33.3%
GXII	New	GX ACQUISITION CORP II	$983,000	–	100,000	–	0.24%	–
CRM	Buy	SALESFORCE INC	$895,000	-7.5%	6,061	+5.2%	0.22%	+3.3%
INCY	Sell	INCYTE CORP	$877,000	-18.2%	13,000	-7.1%	0.22%	-8.5%
SWN	Buy	SOUTHWESTERN ENERGY CO	$833,000	+32.0%	136,008	+34.7%	0.20%	+47.8%
RTX	Buy	RAYTHEON TECHNOLOGIES CORP	$797,000	-13.8%	9,620	+0.8%	0.20%	-3.5%
XENE	Sell	XENON PHARMACEUTICALS INC	$778,000	+3.2%	21,500	-12.2%	0.19%	+15.8%
DDOG	Sell	DATADOG INC	$766,000	-18.9%	8,411	-9.9%	0.19%	-9.2%
PYPL	Buy	PAYPAL HLDGS INC	$741,000	+28.9%	8,487	+5.2%	0.18%	+43.7%
BLK	Sell	BLACKROCK INC	$686,000	-17.1%	1,246	-8.3%	0.17%	-7.2%
ARGX	New	ARGENX SEsponsored adr	$644,000	–	1,830	–	0.16%	–
PLTR	Buy	PALANTIR TECHNOLOGIES INCcl a	$610,000	+1.5%	75,000	+13.3%	0.15%	+13.7%
AR	Buy	ANTERO RESOURCES CORP	$596,000	-0.3%	19,527	+0.1%	0.15%	+11.5%
TEAM	Sell	ATLASSIAN CORP PLCcl a	$559,000	+4.9%	0	-100.0%	0.14%	+17.1%
IPVA	New	INTERPRIVATE II ACQUISITION	$493,000	–	50,000	–	0.12%	–
FMIV	New	FORUM MERGER IV CORP	$492,000	–	50,000	–	0.12%	–
AAQC	New	ACCELERATE ACQUISITION CORP	$492,000	–	50,000	–	0.12%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$487,000	–	3,600	–	0.12%	–
MQ	Buy	MARQETA INC	$463,000	-10.1%	65,000	+2.4%	0.11%	0.0%
SBUX	Sell	STARBUCKS CORP	$460,000	+6.0%	5,363	-2.5%	0.11%	+18.9%
GOOGL	Buy	ALPHABET INCcap stk cl a	$457,000	-12.3%	4,780	+1900.0%	0.11%	-1.8%
UNP	Buy	UNION PAC CORP	$440,000	-2.7%	2,200	+4.8%	0.11%	+9.1%
PSAG	New	PROPERTY SOLUTIONS ACQUISITI	$442,000	–	45,000	–	0.11%	–
BIL	New	SPDR SER TRbloomberg 1-3 mo	$436,000	–	4,756	–	0.11%	–
	Sell	APTOSE BIOSCIENCES INC	$395,000	-51.4%	657,364	-35.8%	0.10%	-45.5%
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$379,000	-10.8%	4,740	+26.7%	0.09%	0.0%
VRM	Buy	VROOM INC	$351,000	+1.4%	302,000	+9.0%	0.09%	+13.2%
	Buy	WARNER BROS DISCOVERY INC	$335,000	+44.4%	28,886	+73.2%	0.08%	+60.8%
MMP	New	MAGELLAN MIDSTREAM PRTNRS LP	$314,000	–	6,550	–	0.08%	–
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$305,000	+12.1%	856	+18.9%	0.08%	+25.0%
BAC	Sell	BK OF AMERICA CORP	$295,000	-4.5%	9,761	-1.6%	0.07%	+5.9%
DVN	New	DEVON ENERGY CORP NEW	$289,000	–	4,800	–	0.07%	–
IVV	Sell	ISHARES TRcore s&p500 etf	$287,000	-85.3%	800	-84.3%	0.07%	-83.6%
SQ	Buy	BLOCK INCcl a	$272,000	-6.8%	4,870	+6.3%	0.07%	+4.7%
	New	THERAPEUTICSMD INC	$268,000	–	40,393	–	0.07%	–
	Buy	ARDAGH METAL PACKAGING S A	$255,000	+20.9%	52,500	+52.2%	0.06%	+34.8%
	Sell	RESERVOIR MEDIA INC*w exp 08/26/202	$248,000	-16.8%	258,150	-1.4%	0.06%	-6.2%
NYCB	Buy	NEW YORK CMNTY BANCORP INC	$231,000	+11.6%	27,180	+19.8%	0.06%	+26.7%
	Sell	FIRSTCASH HOLDINGS INC	$220,000	-49.8%	3,000	-52.4%	0.05%	-43.8%
ASO	New	ACADEMY SPORTS & OUTDOORS IN	$211,000	–	5,000	–	0.05%	–
PRU	Sell	PRUDENTIAL FINL INC	$211,000	-13.5%	2,465	-3.3%	0.05%	-1.9%
NTR	New	NUTRIEN LTD	$210,000	–	2,500	–	0.05%	–
C	Sell	CITIGROUP INC	$208,000	-9.6%	4,989	-0.1%	0.05%	+2.0%
TWNI	New	TAILWIND INTERNATNAL ACQ COR	$173,000	–	17,500	–	0.04%	–
ETWO	Buy	E2OPEN PARENT HOLDINGS INC	$165,000	+23.1%	27,200	+58.1%	0.04%	+37.9%
DISH	Sell	DISH NETWORK CORPORATIONcl a	$151,000	-19.3%	10,200	-0.0%	0.04%	-9.8%
PDOT	New	PERIDOT ACQUISITION CORP II	$149,000	–	15,000	–	0.04%	–
MPW	Sell	MEDICAL PPTYS TRUST INC	$133,000	-51.6%	11,230	-37.7%	0.03%	-45.0%
	Buy	ROCKET LAB USA INC	$129,000	+44.9%	31,500	+34.0%	0.03%	+68.4%
MACA	New	MORINGA ACQUISITION CORP	$104,000	–	10,500	–	0.02%	–
	New	CORNER GROWTH ACQUISITN CORP	$101,000	–	10,000	–	0.02%	–
	Sell	QUALTEK SERVICES INC	$101,000	+13.5%	50,000	-16.7%	0.02%	+31.6%
JCIC	New	JACK CREEK INVESTMENT CORP	$100,000	–	10,000	–	0.02%	–
LOKM	New	LIVE OAK MOBILITY ACQUISI CO	$99,000	–	10,000	–	0.02%	–
FZT	New	FAST ACQUISITION CORP IIcl a	$98,000	–	10,000	–	0.02%	–
GLBL	New	CARTESIAN GROWTH CORP	$99,000	–	10,000	–	0.02%	–
	Sell	QUALTEK SERVICES INC*w exp 02/14/202	$56,000	+64.7%	208,800	-0.6%	0.01%	+100.0%
WTI	New	W & T OFFSHORE INC	$59,000	–	10,000	–	0.01%	–
	New	FTAI INFRASTRUCTURE INC	$52,000	–	22,000	–	0.01%	–
RXT	New	RACKSPACE TECHNOLOGY INC	$41,000	–	10,000	–	0.01%	–
CCO	New	CLEAR CHANNEL OUTDOOR HLDGS	$24,000	–	15,840	–	0.01%	–
YELL	Exit	YELLOW CORP	$0	–	-15,000	–	-0.01%	–
UA	Exit	UNDER ARMOUR INCcl c	$0	–	-10,000	–	-0.02%	–
SLCR	Exit	SILVER CREST ACQUISITION COR	$0	–	-20,000	–	-0.04%	–
ENB	Exit	ENBRIDGE INC	$0	–	-4,797	–	-0.04%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-2,600	–	-0.05%	–
	Exit	EROS MEDIA WORLD PLC	$0	–	-121,178	–	-0.06%	–
XPOA	Exit	DPCM CAP INC	$0	–	-29,995	–	-0.06%	–
VGSH	Exit	VANGUARD SCOTTSDALE FDSshort term treas	$0	–	-5,567	–	-0.07%	–
CXE	Exit	MFS HIGH INCOME MUN TRsh ben int	$0	–	-116,251	–	-0.10%	–
VTN	Exit	INVESCO TR INVT GRADE NEW YO	$0	–	-42,502	–	-0.10%	–
NAN	Exit	NUVEEN NEW YORK QLT MUN INC	$0	–	-41,801	–	-0.11%	–
BFZ	Exit	BLACKROCK CALIF MUN INCOME Tsh ben int	$0	–	-43,601	–	-0.11%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-46,000	–	-0.11%	–
ISLE	Exit	ISLEWORTH HEALTHCARE ACQU CO	$0	–	-52,500	–	-0.11%	–
SMED	Exit	SHARPS COMPLIANCE CORP	$0	–	-338,053	–	-0.22%	–
NET	Exit	CLOUDFLARE INC	$0	–	-42,746	–	-0.43%	–
ECOZ	Exit	LISTED FD TR	$0	–	-75,960	–	-0.52%	–
CFG	Exit	CITIZENS FINL GROUP INC	$0	–	-67,001	–	-0.53%	–
GM	Exit	GENERAL MTRS CO	$0	–	-147,959	–	-1.04%	–
GT	Exit	GOODYEAR TIRE & RUBR CO	$0	–	-471,000	–	-1.10%	–
IWR	Exit	ISHARES TRrus mid cap etf	$0	–	-94,632	–	-1.36%	–
PAVE	Exit	GLOBAL X FDSus infr dev etf	$0	–	-322,445	–	-1.62%	–
	Exit	ROTH CH ACQUISITION V COunit 12/10/2026	$0	–	-1,000,910	–	-2.16%	–
CIBR	Exit	FIRST TR EXCHANGE TRADED FDnasdaq cyb etf	$0	–	-255,400	–	-2.30%	–
IGV	Exit	ISHARES TRexpanded tech	$0	–	-38,643	–	-2.32%	–
VYGG	Exit	VY GLOBAL GROWTH	$0	–	-2,303,696	–	-4.98%	–

Q2 2022

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRunit ser 1	$54,924,000	–	195,964	–	12.02%	–
BX	New	BLACKSTONE INC	$38,264,000	–	419,105	–	8.37%	–
VYGG	New	VY GLOBAL GROWTH	$22,766,000	–	2,303,696	–	4.98%	–
AAPL	New	APPLE INC	$16,888,000	–	122,438	–	3.70%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$14,237,000	–	584,154	–	3.12%	–
CSWC	New	CAPITAL SOUTHWEST CORP	$13,174,000	–	715,239	–	2.88%	–
IGV	New	ISHARES TRexpanded tech	$10,589,000	–	38,643	–	2.32%	–
CIBR	New	FIRST TR EXCHANGE TRADED FDnasdaq cyb etf	$10,512,000	–	255,400	–	2.30%	–
	New	ROTH CH ACQUISITION V COunit 12/10/2026	$9,859,000	–	1,000,910	–	2.16%	–
MAIN	New	MAIN STR CAP CORP	$9,730,000	–	252,520	–	2.13%	–
ELAN	New	ELANCO ANIMAL HEALTH INC	$8,647,000	–	440,500	–	1.89%	–
ARKK	New	ARK ETF TRinnovation etf	$8,191,000	–	205,375	–	1.79%	–
	New	ROTH CH ACQUISITION IV COunit 07/01/2026	$8,142,000	–	808,518	–	1.78%	–
PAVE	New	GLOBAL X FDSus infr dev etf	$7,390,000	–	322,445	–	1.62%	–
	New	RESERVOIR MEDIA INC	$6,307,000	–	967,327	–	1.38%	–
IWR	New	ISHARES TRrus mid cap etf	$6,205,000	–	94,632	–	1.36%	–
JPM	New	JPMORGAN CHASE & CO	$5,988,000	–	52,659	–	1.31%	–
FIGS	New	FIGS INCcl a	$5,963,000	–	642,360	–	1.30%	–
GT	New	GOODYEAR TIRE & RUBR CO	$5,044,000	–	471,000	–	1.10%	–
GM	New	GENERAL MTRS CO	$4,760,000	–	147,959	–	1.04%	–
CTAS	New	CINTAS CORP	$4,655,000	–	12,357	–	1.02%	–
LRCX	New	LAM RESEARCH CORP	$4,248,000	–	10,760	–	0.93%	–
MSFT	New	MICROSOFT CORP	$3,887,000	–	15,042	–	0.85%	–
SUMO	New	SUMO LOGIC INC	$3,767,000	–	491,141	–	0.82%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$3,743,000	–	9	–	0.82%	–
ABBV	New	ABBVIE INC	$3,559,000	–	23,158	–	0.78%	–
LLY	New	LILLY ELI & CO	$3,244,000	–	10,000	–	0.71%	–
BMY	New	BRISTOL-MYERS SQUIBB CO	$3,040,000	–	39,501	–	0.66%	–
NVDA	New	NVIDIA CORPORATION	$2,789,000	–	19,054	–	0.61%	–
CFG	New	CITIZENS FINL GROUP INC	$2,420,000	–	67,001	–	0.53%	–
GOOG	New	ALPHABET INCcap stk cl c	$2,391,000	–	1,096	–	0.52%	–
ECOZ	New	LISTED FD TR	$2,377,000	–	75,960	–	0.52%	–
WBA	New	WALGREENS BOOTS ALLIANCE INC	$2,224,000	–	58,248	–	0.49%	–
AMD	New	ADVANCED MICRO DEVICES INC	$2,177,000	–	29,401	–	0.48%	–
FYBR	New	FRONTIER COMMUNICATIONS PARE	$2,084,000	–	83,177	–	0.46%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$2,079,000	–	152,300	–	0.46%	–
LTRN	New	LANTERN PHARMA INC	$2,057,000	–	366,030	–	0.45%	–
AMZN	New	AMAZON COM INC	$2,050,000	–	18,895	–	0.45%	–
	New	SERA PROGNOSTICS INC	$1,989,000	–	1,212,823	–	0.44%	–
NET	New	CLOUDFLARE INC	$1,958,000	–	42,746	–	0.43%	–
IVV	New	ISHARES TRcore s&p500 etf	$1,951,000	–	5,098	–	0.43%	–
V	New	VISA INC	$1,802,000	–	9,090	–	0.39%	–
CUE	New	CUE BIOPHARMA INC	$1,803,000	–	736,212	–	0.39%	–
DIS	New	DISNEY WALT CO	$1,775,000	–	18,538	–	0.39%	–
GS	New	GOLDMAN SACHS GROUP INC	$1,768,000	–	5,908	–	0.39%	–
PM	New	PHILIP MORRIS INTL INC	$1,739,000	–	17,463	–	0.38%	–
INTU	New	INTUIT	$1,707,000	–	4,396	–	0.37%	–
MDLZ	New	MONDELEZ INTL INCcl a	$1,574,000	–	24,926	–	0.34%	–
JNJ	New	JOHNSON & JOHNSON	$1,529,000	–	8,570	–	0.34%	–
RIG	New	TRANSOCEAN LTD	$1,482,000	–	445,000	–	0.32%	–
XOM	New	EXXON MOBIL CORP	$1,472,000	–	17,186	–	0.32%	–
MA	New	MASTERCARD INCORPORATEDcl a	$1,469,000	–	4,621	–	0.32%	–
T	New	AT&T INC	$1,463,000	–	69,066	–	0.32%	–
HD	New	HOME DEPOT INC	$1,415,000	–	5,160	–	0.31%	–
ORCL	New	ORACLE CORP	$1,378,000	–	19,460	–	0.30%	–
PG	New	PROCTER AND GAMBLE CO	$1,331,000	–	9,170	–	0.29%	–
VZ	New	VERIZON COMMUNICATIONS INC	$1,310,000	–	25,644	–	0.29%	–
QURE	New	UNIQURE NV	$1,306,000	–	68,070	–	0.29%	–
ADBE	New	ADOBE SYSTEMS INCORPORATED	$1,268,000	–	3,440	–	0.28%	–
CI	New	CIGNA CORP NEW	$1,204,000	–	4,493	–	0.26%	–
MCK	New	MCKESSON CORP	$1,111,000	–	3,370	–	0.24%	–
CP	New	CANADIAN PAC RY LTD	$1,107,000	–	15,479	–	0.24%	–
INCY	New	INCYTE CORP	$1,072,000	–	14,000	–	0.24%	–
PCT	New	PURECYCLE TECHNOLOGIES INC	$1,070,000	–	152,694	–	0.23%	–
KMI	New	KINDER MORGAN INC DEL	$1,057,000	–	62,620	–	0.23%	–
AMGN	New	AMGEN INC	$1,054,000	–	4,292	–	0.23%	–
LOW	New	LOWES COS INC	$1,012,000	–	5,706	–	0.22%	–
RMD	New	RESMED INC	$992,000	–	4,600	–	0.22%	–
MSI	New	MOTOROLA SOLUTIONS INC	$994,000	–	4,735	–	0.22%	–
SMED	New	SHARPS COMPLIANCE CORP	$987,000	–	338,053	–	0.22%	–
CRM	New	SALESFORCE INC	$968,000	–	5,761	–	0.21%	–
SEB	New	SEABOARD CORP DEL	$971,000	–	250	–	0.21%	–
DDOG	New	DATADOG INC	$944,000	–	9,340	–	0.21%	–
AVGO	New	BROADCOM INC	$938,000	–	1,964	–	0.20%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$932,000	–	1,700	–	0.20%	–
ANTM	New	ELEVANCE HEALTH INC	$923,000	–	1,900	–	0.20%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$925,000	–	9,545	–	0.20%	–
WM	New	WASTE MGMT INC DEL	$924,000	–	6,042	–	0.20%	–
TXN	New	TEXAS INSTRS INC	$920,000	–	6,167	–	0.20%	–
ECL	New	ECOLAB INC	$907,000	–	5,752	–	0.20%	–
CYTK	New	CYTOKINETICS INC	$890,000	–	21,755	–	0.20%	–
GLP	New	GLOBAL PARTNERS LP	$868,000	–	36,950	–	0.19%	–
ABT	New	ABBOTT LABS	$857,000	–	7,785	–	0.19%	–
FB	New	META PLATFORMS INCcl a	$844,000	–	5,268	–	0.18%	–
LMT	New	LOCKHEED MARTIN CORP	$831,000	–	1,924	–	0.18%	–
MO	New	ALTRIA GROUP INC	$832,000	–	19,785	–	0.18%	–
BLK	New	BLACKROCK INC	$828,000	–	1,359	–	0.18%	–
	New	APTOSE BIOSCIENCES INC	$812,000	–	1,024,215	–	0.18%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPORATIcl a	$801,000	–	2,677	–	0.18%	–
LULU	New	LULULEMON ATHLETICA INC	$790,000	–	3,000	–	0.17%	–
OKE	New	ONEOK INC NEW	$788,000	–	14,199	–	0.17%	–
PFE	New	PFIZER INC	$758,000	–	14,471	–	0.17%	–
TWTR	New	TWITTER INC	$753,000	–	19,700	–	0.16%	–
GD	New	GENERAL DYNAMICS CORP	$755,000	–	3,375	–	0.16%	–
XENE	New	XENON PHARMACEUTICALS INC	$754,000	–	24,500	–	0.16%	–
LIN	New	LINDE PLC	$748,000	–	2,600	–	0.16%	–
	New	CADENCE BANK	$748,000	–	31,864	–	0.16%	–
WDAY	New	WORKDAY INCcl a	$747,000	–	5,250	–	0.16%	–
ATVI	New	ACTIVISION BLIZZARD INC	$727,000	–	9,255	–	0.16%	–
KR	New	KROGER CO	$722,000	–	15,000	–	0.16%	–
UNH	New	UNITEDHEALTH GROUP INC	$724,000	–	1,400	–	0.16%	–
FDX	New	FEDEX CORP	$716,000	–	3,200	–	0.16%	–
ET	New	ENERGY TRANSFER L P	$686,000	–	68,525	–	0.15%	–
TELA	New	TELA BIO INC	$674,000	–	96,168	–	0.15%	–
MOH	New	MOLINA HEALTHCARE INC	$670,000	–	2,370	–	0.15%	–
KNSL	New	KINSALE CAP GROUP INC	$673,000	–	2,850	–	0.15%	–
EA	New	ELECTRONIC ARTS INC	$657,000	–	5,350	–	0.14%	–
CSX	New	CSX CORP	$660,000	–	22,500	–	0.14%	–
PEP	New	PEPSICO INC	$645,000	–	3,815	–	0.14%	–
HCA	New	HCA HEALTHCARE INC	$636,000	–	3,631	–	0.14%	–
NUE	New	NUCOR CORP	$634,000	–	6,000	–	0.14%	–
WMT	New	WALMART INC	$633,000	–	5,208	–	0.14%	–
SWN	New	SOUTHWESTERN ENERGY CO	$631,000	–	101,008	–	0.14%	–
MCD	New	MCDONALDS CORP	$617,000	–	2,500	–	0.14%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$607,000	–	4,860	–	0.13%	–
PLTR	New	PALANTIR TECHNOLOGIES INCcl a	$601,000	–	66,176	–	0.13%	–
AR	New	ANTERO RESOURCES CORP	$598,000	–	19,511	–	0.13%	–
PNC	New	PNC FINL SVCS GROUP INC	$593,000	–	3,676	–	0.13%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$593,000	–	4,200	–	0.13%	–
TRGP	New	TARGA RES CORP	$587,000	–	9,840	–	0.13%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncl a	$585,000	–	1,217	–	0.13%	–
CE	New	CELANESE CORP DEL	$579,000	–	5,000	–	0.13%	–
COP	New	CONOCOPHILLIPS	$580,000	–	6,458	–	0.13%	–
PYPL	New	PAYPAL HLDGS INC	$575,000	–	8,070	–	0.13%	–
INTC	New	INTEL CORP	$571,000	–	15,695	–	0.12%	–
MINT	New	PIMCO ETF TRenhan shrt ma ac	$573,000	–	5,780	–	0.12%	–
CVS	New	CVS HEALTH CORP	$560,000	–	5,974	–	0.12%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$564,000	–	148,490	–	0.12%	–
AN	New	AUTONATION INC	$559,000	–	5,000	–	0.12%	–
MRUS	New	MERUS N V	$555,000	–	24,870	–	0.12%	–
SCI	New	SERVICE CORP INTL	$553,000	–	8,000	–	0.12%	–
APD	New	AIR PRODS & CHEMS INC	$550,000	–	2,290	–	0.12%	–
TEAM	New	ATLASSIAN CORP PLCcl a	$533,000	–	2,700	–	0.12%	–
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$537,000	–	1,300	–	0.12%	–
QSR	New	RESTAURANT BRANDS INTL INC	$529,000	–	10,250	–	0.12%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$522,000	–	2,450	–	0.11%	–
GOOGL	New	ALPHABET INCcap stk cl a	$521,000	–	239	–	0.11%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INC	$519,000	–	3,500	–	0.11%	–
ISLE	New	ISLEWORTH HEALTHCARE ACQU CO	$522,000	–	52,500	–	0.11%	–
KLAC	New	KLA CORP	$518,000	–	1,750	–	0.11%	–
MQ	New	MARQETA INC	$515,000	–	63,500	–	0.11%	–
KYN	New	KAYNE ANDERSON ENERGY INFRST	$513,000	–	61,200	–	0.11%	–
MRK	New	MERCK & CO INC	$510,000	–	5,544	–	0.11%	–
TGT	New	TARGET CORP	$513,000	–	3,606	–	0.11%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$510,000	–	46,000	–	0.11%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$498,000	–	43,601	–	0.11%	–
LFUS	New	LITTELFUSE INC	$497,000	–	2,000	–	0.11%	–
PMVC	New	PMV CONSUMER ACQUISITION COR	$496,000	–	50,000	–	0.11%	–
PRAA	New	PRA GROUP INC	$500,000	–	13,421	–	0.11%	–
NSC	New	NORFOLK SOUTHN CORP	$494,000	–	2,175	–	0.11%	–
NAN	New	NUVEEN NEW YORK QLT MUN INC	$492,000	–	41,801	–	0.11%	–
IPVF	New	INTERPRIVATE III FINANCIAL P	$490,000	–	50,000	–	0.11%	–
BA	New	BOEING CO	$483,000	–	3,475	–	0.11%	–
KO	New	COCA COLA CO	$483,000	–	7,681	–	0.11%	–
HPQ	New	HP INC	$478,000	–	15,000	–	0.10%	–
MUSA	New	MURPHY USA INC	$474,000	–	2,000	–	0.10%	–
	New	GENERAL ELECTRIC CO	$475,000	–	7,473	–	0.10%	–
	New	P3 HEALTH PARTNERS INC	$465,000	–	122,998	–	0.10%	–
DOX	New	AMDOCS LTD	$464,000	–	5,500	–	0.10%	–
VTN	New	INVESCO TR INVT GRADE NEW YO	$462,000	–	42,502	–	0.10%	–
SYK	New	STRYKER CORPORATION	$462,000	–	2,266	–	0.10%	–
BHK	New	BLACKROCK CORE BD TR	$455,000	–	40,155	–	0.10%	–
UNP	New	UNION PAC CORP	$452,000	–	2,100	–	0.10%	–
EW	New	EDWARDS LIFESCIENCES CORP	$449,000	–	4,620	–	0.10%	–
CXE	New	MFS HIGH INCOME MUN TRsh ben int	$445,000	–	116,251	–	0.10%	–
CNQ	New	CANADIAN NAT RES LTD	$440,000	–	8,200	–	0.10%	–
	New	FIRSTCASH HOLDINGS INC	$438,000	–	6,300	–	0.10%	–
CMCSA	New	COMCAST CORP NEWcl a	$438,000	–	10,877	–	0.10%	–
MDT	New	MEDTRONIC PLC	$434,000	–	4,744	–	0.10%	–
SBUX	New	STARBUCKS CORP	$434,000	–	5,498	–	0.10%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$425,000	–	3,740	–	0.09%	–
AXP	New	AMERICAN EXPRESS CO	$427,000	–	3,042	–	0.09%	–
FTAI	New	FORTRESS TRANS INFRST INVS L	$425,000	–	22,000	–	0.09%	–
GVI	New	ISHARES TRintrm gov cr etf	$422,000	–	4,000	–	0.09%	–
TDOC	New	TELADOC HEALTH INC	$415,000	–	12,315	–	0.09%	–
AVT	New	AVNET INC	$410,000	–	9,570	–	0.09%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$408,000	–	6,000	–	0.09%	–
NKE	New	NIKE INCcl b	$408,000	–	4,030	–	0.09%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$400,000	–	27,709	–	0.09%	–
CL	New	COLGATE PALMOLIVE CO	$403,000	–	4,920	–	0.09%	–
EFX	New	EQUIFAX INC	$384,000	–	2,100	–	0.08%	–
USB	New	US BANCORP DEL	$361,000	–	7,760	–	0.08%	–
STX	New	SEAGATE TECHNOLOGY HLDNGS PL	$357,000	–	5,000	–	0.08%	–
NEE	New	NEXTERA ENERGY INC	$358,000	–	4,618	–	0.08%	–
CRNX	New	CRINETICS PHARMACEUTICALS IN	$351,000	–	18,600	–	0.08%	–
VRM	New	VROOM INC	$346,000	–	277,000	–	0.08%	–
AAC	New	ARES ACQUISITION CORPORATION	$344,000	–	35,000	–	0.08%	–
OSTR	New	OYSTER ENTERPRISES ACQ CORP	$343,000	–	35,000	–	0.08%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$337,000	–	26,000	–	0.07%	–
VGT	New	VANGUARD WORLD FDSinf tech etf	$338,000	–	1,035	–	0.07%	–
NOW	New	SERVICENOW INC	$339,000	–	700	–	0.07%	–
BMRN	New	BIOMARIN PHARMACEUTICAL INC	$340,000	–	4,000	–	0.07%	–
TYL	New	TYLER TECHNOLOGIES INC	$332,000	–	1,000	–	0.07%	–
BAX	New	BAXTER INTL INC	$333,000	–	5,100	–	0.07%	–
VGSH	New	VANGUARD SCOTTSDALE FDSshort term treas	$328,000	–	5,567	–	0.07%	–
L	New	LOEWS CORP	$331,000	–	5,494	–	0.07%	–
INSI	New	INSIGHT SELECT INCOME FD	$318,000	–	19,734	–	0.07%	–
ZM	New	ZOOM VIDEO COMMUNICATIONS INcl a	$322,000	–	2,900	–	0.07%	–
CAT	New	CATERPILLAR INC	$318,000	–	1,775	–	0.07%	–
CLX	New	CLOROX CO DEL	$314,000	–	2,183	–	0.07%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$313,000	–	1,146	–	0.07%	–
BAC	New	BK OF AMERICA CORP	$309,000	–	9,919	–	0.07%	–
PGRW	New	PROGRESS ACQUISITION CORP	$311,000	–	31,500	–	0.07%	–
DXCM	New	DEXCOM INC	$311,000	–	4,000	–	0.07%	–
CCI	New	CROWN CASTLE INTL CORP NEW	$309,000	–	1,830	–	0.07%	–
LADR	New	LADDER CAP CORPcl a	$307,000	–	29,100	–	0.07%	–
UHS	New	UNIVERSAL HLTH SVCS INCcl b	$306,000	–	2,890	–	0.07%	–
ETN	New	EATON CORP PLC	$302,000	–	2,400	–	0.07%	–
VST	New	VISTRA CORP	$298,000	–	13,040	–	0.06%	–
HRL	New	HORMEL FOODS CORP	$296,000	–	6,250	–	0.06%	–
	New	RESERVOIR MEDIA INC*w exp 08/26/202	$298,000	–	261,900	–	0.06%	–
XPOA	New	DPCM CAP INC	$298,000	–	29,995	–	0.06%	–
SWTX	New	SPRINGWORKS THERAPEUTICS INC	$297,000	–	11,200	–	0.06%	–
BHC	New	BAUSCH HEALTH COS INC	$298,000	–	35,013	–	0.06%	–
	New	EROS MEDIA WORLD PLC	$292,000	–	121,178	–	0.06%	–
SQ	New	BLOCK INCcl a	$292,000	–	4,583	–	0.06%	–
CSCO	New	CISCO SYS INC	$289,000	–	6,775	–	0.06%	–
ADEX	New	ADIT EDTECH ACQUISITION CORP	$285,000	–	29,000	–	0.06%	–
DUK	New	DUKE ENERGY CORP NEW	$284,000	–	2,650	–	0.06%	–
DBX	New	DROPBOX INCcl a	$284,000	–	12,970	–	0.06%	–
MPW	New	MEDICAL PPTYS TRUST INC	$275,000	–	18,030	–	0.06%	–
PUCK	New	GOAL ACQUISITIONS CORP	$274,000	–	28,000	–	0.06%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$276,000	–	34,300	–	0.06%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$272,000	–	720	–	0.06%	–
KURA	New	KURA ONCOLOGY INC	$276,000	–	14,900	–	0.06%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$268,000	–	1,470	–	0.06%	–
XLC	New	SELECT SECTOR SPDR TR	$271,000	–	5,000	–	0.06%	–
TSCO	New	TRACTOR SUPPLY CO	$267,000	–	1,375	–	0.06%	–
NMFC	New	NEW MTN FIN CORP	$261,000	–	21,875	–	0.06%	–
RDFI	New	COLLABORATIVE INVESTMNT SERrareview dynamic	$260,000	–	11,025	–	0.06%	–
CEQP	New	CRESTWOOD EQUITY PARTNERS LPunit ltd partner	$254,000	–	10,570	–	0.06%	–
SCHW	New	SCHWAB CHARLES CORP	$256,000	–	4,000	–	0.06%	–
NBST	New	NEWBURY STREET ACQUISITN COR	$244,000	–	25,000	–	0.05%	–
	New	AMERICA FIRST MULTIFAMILY INben unit ctf	$241,000	–	13,167	–	0.05%	–
PRU	New	PRUDENTIAL FINL INC	$244,000	–	2,548	–	0.05%	–
WASH	New	WASHINGTON TR BANCORP INC	$236,000	–	4,885	–	0.05%	–
XOP	New	SPDR SER TRs&p oilgas exp	$239,000	–	2,000	–	0.05%	–
DEO	New	DIAGEO PLCspon adr new	$231,000	–	1,325	–	0.05%	–
CFR	New	CULLEN FROST BANKERS INC	$233,000	–	2,000	–	0.05%	–
SHV	New	ISHARES TRshort treas bd	$235,000	–	2,132	–	0.05%	–
	New	WARNER BROS DISCOVERY INC	$232,000	–	16,682	–	0.05%	–
C	New	CITIGROUP INC	$230,000	–	4,994	–	0.05%	–
MPLX	New	MPLX LP	$230,000	–	7,823	–	0.05%	–
PFF	New	ISHARES TRpfd and incm sec	$230,000	–	7,000	–	0.05%	–
CMI	New	CUMMINS INC	$225,000	–	1,161	–	0.05%	–
TWLO	New	TWILIO INCcl a	$221,000	–	2,600	–	0.05%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$213,000	–	6,500	–	0.05%	–
IJR	New	ISHARES TRcore s&p scp etf	$213,000	–	2,306	–	0.05%	–
LUMN	New	LUMEN TECHNOLOGIES INC	$215,000	–	19,720	–	0.05%	–
	New	ARDAGH METAL PACKAGING S A	$211,000	–	34,500	–	0.05%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$207,000	–	22,680	–	0.04%	–
ASAX	New	ASTREA ACQUISITION CORP	$206,000	–	21,000	–	0.04%	–
ENB	New	ENBRIDGE INC	$202,000	–	4,797	–	0.04%	–
BITE	New	BITE ACQUISITION CORP	$196,000	–	19,998	–	0.04%	–
SLCR	New	SILVER CREST ACQUISITION COR	$197,000	–	20,000	–	0.04%	–
DISH	New	DISH NETWORK CORPORATIONcl a	$187,000	–	10,204	–	0.04%	–
IOVA	New	IOVANCE BIOTHERAPEUTICS INC	$186,000	–	16,200	–	0.04%	–
ACII	New	ATLAS CREST INVESTMENT CORP	$172,000	–	17,492	–	0.04%	–
	New	BOQII HLDG LTDsponsored ads	$173,000	–	89,780	–	0.04%	–
GTE	New	GRAN TIERRA ENERGY INC	$142,000	–	123,667	–	0.03%	–
	New	DRAFTKINGS INC NEW	$142,000	–	12,191	–	0.03%	–
AVO	New	MISSION PRODUCE INC	$143,000	–	10,000	–	0.03%	–
ETWO	New	E2OPEN PARENT HOLDINGS INC	$134,000	–	17,200	–	0.03%	–
FINM	New	MARLIN TECHNOLOGY CORP	$123,000	–	12,495	–	0.03%	–
PGEN	New	PRECIGEN INC	$121,000	–	90,000	–	0.03%	–
TFFP	New	TFF PHARMACEUTICALS INC	$120,000	–	20,826	–	0.03%	–
ASTS	New	AST SPACEMOBILE INC	$112,000	–	17,687	–	0.02%	–
LGV	New	LONGVIEW ACQUISITION CORP II	$98,000	–	10,000	–	0.02%	–
VII	New	7GC & CO HOLDINGS INC	$98,000	–	10,000	–	0.02%	–
ADER	New	26 CAPITAL ACQUISITION CORP	$98,000	–	10,000	–	0.02%	–
FTAA	New	FTAC ATHENA ACQUISITION CORP	$98,000	–	10,000	–	0.02%	–
BRMK	New	BROADMARK RLTY CAP INC	$87,000	–	13,000	–	0.02%	–
	New	QUALTEK SERVICES INC	$89,000	–	60,000	–	0.02%	–
	New	ROCKET LAB USA INC	$89,000	–	23,500	–	0.02%	–
	New	PAGAYA TECHNOLOGIES LTD	$81,000	–	20,001	–	0.02%	–
ESPR	New	ESPERION THERAPEUTICS INC NE	$79,000	–	12,200	–	0.02%	–
UA	New	UNDER ARMOUR INCcl c	$76,000	–	10,000	–	0.02%	–
HNRG	New	HALLADOR ENERGY COMPANY	$71,000	–	13,165	–	0.02%	–
MGNX	New	MACROGENICS INC	$56,000	–	18,345	–	0.01%	–
YELL	New	YELLOW CORP	$44,000	–	15,000	–	0.01%	–
NVTA	New	INVITAE CORP	$37,000	–	14,560	–	0.01%	–
	New	MATTERPORT INC	$37,000	–	10,200	–	0.01%	–
	New	QUALTEK SERVICES INC*w exp 02/14/202	$34,000	–	210,050	–	0.01%	–
MARK	New	REMARK HLDGS INC	$29,000	–	65,000	–	0.01%	–
CRKN	New	CROWN ELECTROKINETICS CORP	$27,000	–	29,124	–	0.01%	–
OUST	New	OUSTER INC	$16,000	–	10,000	–	0.00%	–
LOGC	New	LOGICBIO THERAPEUTICS INC	$5,000	–	15,000	–	0.00%	–
WTRH	New	WAITR HLDGS INC	$6,000	–	40,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
	Exit	PDL BIOPHARMA INCnote 2.750%12/0	$0	–	-13,000	–	-0.00%	–
NERV	Exit	MINERVA NEUROSCIENCES INC	$0	–	-12,000	–	-0.00%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-40,000	–	-0.01%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-13,165	–	-0.01%	–
	Exit	UNICYCIVE THERAPEUTICS INC	$0	–	-20,000	–	-0.01%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-123,667	–	-0.02%	–
JCIC	Exit	JACK CREEK INVESTMENT CORP	$0	–	-10,000	–	-0.02%	–
ADER	Exit	26 CAPITAL ACQUISITION CORP	$0	–	-10,000	–	-0.02%	–
VII	Exit	7GC & CO HOLDINGS INC	$0	–	-10,000	–	-0.02%	–
FTAA	Exit	FTAC ATHENA ACQUISITION CORP	$0	–	-10,000	–	-0.02%	–
HCCC	Exit	HEALTHCARE CAPITAL CORP	$0	–	-10,000	–	-0.02%	–
MACA	Exit	MORINGA ACQUISITION CORP	$0	–	-10,500	–	-0.02%	–
FINM	Exit	MARLIN TECHNOLOGY CORP	$0	–	-12,495	–	-0.02%	–
BRMK	Exit	BROADMARK RLTY CAP INC	$0	–	-13,000	–	-0.02%	–
CANO	Exit	CANO HEALTH INC	$0	–	-10,000	–	-0.02%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NE	$0	–	-12,200	–	-0.02%	–
OCA	Exit	OMNICHANNEL ACQUISITION CORP	$0	–	-14,000	–	-0.02%	–
TALO	Exit	TALOS ENERGY INC	$0	–	-10,000	–	-0.02%	–
MCMJ	Exit	MERIDA MERGER CORP I	$0	–	-14,000	–	-0.02%	–
TFFP	Exit	TFF PHARMACEUTICALS INC	$0	–	-20,826	–	-0.03%	–
LOGC	Exit	LOGICBIO THERAPEUTICS INC	$0	–	-35,000	–	-0.03%	–
ACII	Exit	ATLAS CREST INVESTMENT CORP	$0	–	-17,492	–	-0.03%	–
ASTS	Exit	AST SPACEMOBILE INC	$0	–	-16,187	–	-0.03%	–
AVO	Exit	MISSION PRODUCE INC	$0	–	-10,000	–	-0.03%	–
VST	Exit	VISTRA CORP	$0	–	-10,640	–	-0.03%	–
BITE	Exit	BITE ACQUISITION CORP	$0	–	-19,998	–	-0.04%	–
SLCR	Exit	SILVER CREST ACQUISITION COR	$0	–	-20,000	–	-0.04%	–
SGMA	Exit	SIGMATRON INTL INC	$0	–	-22,214	–	-0.04%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-12,420	–	-0.04%	–
PTBD	Exit	PACER FDS TRtrendpilot us bd	$0	–	-7,536	–	-0.04%	–
FALN	Exit	ISHARES TRfaln angls usd	$0	–	-6,781	–	-0.04%	–
ASAX	Exit	ASTREA ACQUISITION CORP	$0	–	-21,000	–	-0.04%	–
AEP	Exit	AMERICAN ELEC PWR CO INC	$0	–	-2,563	–	-0.04%	–
SCM	Exit	STELLUS CAP INVT CORP	$0	–	-16,465	–	-0.04%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-16,830	–	-0.04%	–
ANGL	Exit	VANECK ETF TRUSTfallen angel hg	$0	–	-6,493	–	-0.04%	–
LUMN	Exit	LUMEN TECHNOLOGIES INC	$0	–	-17,720	–	-0.04%	–
CADE	Exit	CADENCE BANCORPORATIONcl a	$0	–	-10,000	–	-0.04%	–
SNAP	Exit	SNAP INCcl a	$0	–	-2,950	–	-0.04%	–
MPLX	Exit	MPLX LP	$0	–	-7,823	–	-0.04%	–
PGEN	Exit	PRECIGEN INC	$0	–	-45,000	–	-0.04%	–
CTT	Exit	CATCHMARK TIMBER TR INCcl a	$0	–	-19,400	–	-0.04%	–
HRL	Exit	HORMEL FOODS CORP	$0	–	-5,650	–	-0.04%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-1,270	–	-0.04%	–
CRKN	Exit	CROWN ELECTROKINETICS CORP	$0	–	-59,580	–	-0.04%	–
MOTV	Exit	MOTIVE CAPITAL CORP	$0	–	-24,000	–	-0.04%	–
YINN	Exit	DIREXION SHS ETF TRdl ftse bll 3x	$0	–	-23,000	–	-0.04%	–
CFR	Exit	CULLEN FROST BANKERS INC	$0	–	-2,000	–	-0.04%	–
CPSR	Exit	CAPSTAR SPL PURP ACQUISITION	$0	–	-23,962	–	-0.04%	–
DELL	Exit	DELL TECHNOLOGIES INCcl c	$0	–	-2,200	–	-0.04%	–
ATAX	Exit	AMERICA FIRST MULTIFAMILY INben unit ctf	$0	–	-39,500	–	-0.04%	–
NBST	Exit	NEWBURY STREET ACQUISITN COR	$0	–	-25,000	–	-0.04%	–
BTI	Exit	BRITISH AMERN TOB PLCsponsored adr	$0	–	-6,849	–	-0.04%	–
WASH	Exit	WASHINGTON TR BANCORP INC	$0	–	-4,685	–	-0.04%	–
KINZ	Exit	KINS TECHNOLOGY GROUP INC	$0	–	-25,000	–	-0.04%	–
CNQ	Exit	CANADIAN NAT RES LTD	$0	–	-6,800	–	-0.04%	–
IUSG	Exit	ISHARES TRcore s&p us gwt	$0	–	-2,502	–	-0.05%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-5,550	–	-0.05%	–
UYG	Exit	PROSHARES TRultra fncls new	$0	–	-4,076	–	-0.05%	–
BSIG	Exit	BRIGHTSPHERE INVT GROUP INC	$0	–	-10,000	–	-0.05%	–
CMI	Exit	CUMMINS INC	$0	–	-1,161	–	-0.05%	–
DUK	Exit	DUKE ENERGY CORP NEW	$0	–	-2,650	–	-0.05%	–
DEO	Exit	DIAGEO PLCspon adr new	$0	–	-1,325	–	-0.05%	–
TGP	Exit	TEEKAY LNG PARTNERS L Pprtnrsp units	$0	–	-17,450	–	-0.05%	–
SQM	Exit	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$0	–	-5,000	–	-0.05%	–
PFF	Exit	ISHARES TRpfd and incm sec	$0	–	-7,000	–	-0.05%	–
PUCK	Exit	GOAL ACQUISITIONS CORP	$0	–	-28,000	–	-0.05%	–
TSCO	Exit	TRACTOR SUPPLY CO	$0	–	-1,375	–	-0.05%	–
ADEX	Exit	ADIT EDTECH ACQUISITION CORP	$0	–	-29,000	–	-0.05%	–
ROCRW	Exit	ROTH CH ACQUISITION III CO*w exp 02/26/202	$0	–	-219,757	–	-0.05%	–
KURA	Exit	KURA ONCOLOGY INC	$0	–	-14,900	–	-0.05%	–
XPOA	Exit	DPCM CAP INC	$0	–	-29,995	–	-0.05%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-21,875	–	-0.05%	–
CAT	Exit	CATERPILLAR INC	$0	–	-1,575	–	-0.06%	–
PGRW	Exit	PROGRESS ACQUISITION CORP	$0	–	-31,500	–	-0.06%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-4,000	–	-0.06%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW	$0	–	-1,787	–	-0.06%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-1,069	–	-0.06%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC	$0	–	-4,000	–	-0.06%	–
L	Exit	LOEWS CORP	$0	–	-5,494	–	-0.06%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-1,146	–	-0.06%	–
GM	Exit	GENERAL MTRS CO	$0	–	-6,090	–	-0.06%	–
CERN	Exit	CERNER CORP	$0	–	-4,600	–	-0.06%	–
MUSA	Exit	MURPHY USA INC	$0	–	-2,000	–	-0.06%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-4,268	–	-0.06%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-35,000	–	-0.06%	–
OSTR	Exit	OYSTER ENTERPRISES ACQ CORP	$0	–	-35,000	–	-0.06%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-34,300	–	-0.06%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.06%	–
C	Exit	CITIGROUP INC	$0	–	-5,044	–	-0.06%	–
NVAX	Exit	NOVAVAX INC	$0	–	-1,700	–	-0.06%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-830	–	-0.06%	–
ETN	Exit	EATON CORP PLC	$0	–	-2,400	–	-0.06%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-843	–	-0.07%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-8,519	–	-0.07%	–
XLC	Exit	SELECT SECTOR SPDR TR	$0	–	-4,500	–	-0.07%	–
XOP	Exit	SPDR SER TRs&p oilgas exp	$0	–	-3,750	–	-0.07%	–
CLX	Exit	CLOROX CO DEL	$0	–	-2,183	–	-0.07%	–
CRNX	Exit	CRINETICS PHARMACEUTICALS IN	$0	–	-18,600	–	-0.07%	–
AR	Exit	ANTERO RESOURCES CORP	$0	–	-19,500	–	-0.07%	–
DBX	Exit	DROPBOX INCcl a	$0	–	-12,970	–	-0.07%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-4,920	–	-0.07%	–
LADR	Exit	LADDER CAP CORPcl a	$0	–	-34,100	–	-0.07%	–
DKNG	Exit	DRAFTKINGS INC	$0	–	-7,900	–	-0.07%	–
MGNX	Exit	MACROGENICS INC	$0	–	-18,345	–	-0.07%	–
XLY	Exit	SELECT SECTOR SPDR TRsbi cons discr	$0	–	-2,108	–	-0.07%	–
RDFI	Exit	COLLABORATIVE INVESTMNT SERrareview dynamic	$0	–	-12,882	–	-0.07%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C	$0	–	-26,000	–	-0.07%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-146	–	-0.07%	–
UHS	Exit	UNIVERSAL HLTH SVCS INCcl b	$0	–	-2,890	–	-0.07%	–
	Exit	ROCKET LAB USA INC	$0	–	-24,650	–	-0.07%	–
RDFN	Exit	REDFIN CORP	$0	–	-7,950	–	-0.07%	–
KO	Exit	COCA COLA CO	$0	–	-7,681	–	-0.07%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-20,030	–	-0.07%	–
STX	Exit	SEAGATE TECHNOLOGY HLDNGS PL	$0	–	-5,000	–	-0.08%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.08%	–
BAX	Exit	BAXTER INTL INC	$0	–	-5,100	–	-0.08%	–
HPQ	Exit	HP INC	$0	–	-15,000	–	-0.08%	–
LAUR	Exit	LAUREATE EDUCATION INCcl a	$0	–	-25,000	–	-0.08%	–
CSCO	Exit	CISCO SYS INC	$0	–	-7,775	–	-0.08%	–
VGT	Exit	VANGUARD WORLD FDSinf tech etf	$0	–	-1,075	–	-0.08%	–
DOX	Exit	AMDOCS LTD	$0	–	-5,500	–	-0.08%	–
	Exit	GENERAL ELECTRIC CO	$0	–	-4,136	–	-0.08%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INC	$0	–	-16,200	–	-0.08%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-6,458	–	-0.08%	–
MRK	Exit	MERCK & CO INC	$0	–	-5,544	–	-0.08%	–
SWN	Exit	SOUTHWESTERN ENERGY CO	$0	–	-79,008	–	-0.08%	–
NET	Exit	CLOUDFLARE INC	$0	–	-3,943	–	-0.08%	–
UNP	Exit	UNION PAC CORP	$0	–	-2,100	–	-0.08%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-6,000	–	-0.08%	–
NOW	Exit	SERVICENOW INC	$0	–	-700	–	-0.08%	–
	Exit	CENAQ ENERGY CORPunit 02/04/2026	$0	–	-45,000	–	-0.08%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-4,800	–	-0.08%	–
GVI	Exit	ISHARES TRintrm gov cr etf	$0	–	-4,000	–	-0.08%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-1,000	–	-0.08%	–
DISH	Exit	DISH NETWORK CORPORATIONcl a	$0	–	-10,204	–	-0.08%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-3,200	–	-0.09%	–
KNSL	Exit	KINSALE CAP GROUP INC	$0	–	-2,850	–	-0.09%	–
USB	Exit	US BANCORP DEL	$0	–	-7,760	–	-0.09%	–
TRGP	Exit	TARGA RES CORP	$0	–	-9,840	–	-0.09%	–
SCI	Exit	SERVICE CORP INTL	$0	–	-8,000	–	-0.09%	–
F	Exit	FORD MTR CO DEL	$0	–	-34,000	–	-0.09%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-1,389	–	-0.09%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRST	$0	–	-61,200	–	-0.09%	–
SHV	Exit	ISHARES TRshort treas bd	$0	–	-4,434	–	-0.09%	–
PMVC	Exit	PMV CONSUMER ACQUISITION COR	$0	–	-50,000	–	-0.09%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-2,450	–	-0.09%	–
JAZZ	Exit	JAZZ PHARMACEUTICALS PLC	$0	–	-3,600	–	-0.09%	–
ISLE	Exit	ISLEWORTH HEALTHCARE ACQU CO	$0	–	-52,500	–	-0.09%	–
EW	Exit	EDWARDS LIFESCIENCES CORP	$0	–	-4,620	–	-0.09%	–
NSC	Exit	NORFOLK SOUTHN CORP	$0	–	-2,175	–	-0.10%	–
	Exit	RESERVOIR MEDIA INC*w exp 08/26/202	$0	–	-267,900	–	-0.10%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-2,075	–	-0.10%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.10%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,042	–	-0.10%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-3,900	–	-0.10%	–
DXCM	Exit	DEXCOM INC	$0	–	-1,000	–	-0.10%	–
LFUS	Exit	LITTELFUSE INC	$0	–	-2,000	–	-0.10%	–
ARGX	Exit	ARGENX SEsponsored adr	$0	–	-1,830	–	-0.10%	–
BA	Exit	BOEING CO	$0	–	-2,475	–	-0.10%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,400	–	-0.10%	–
KLAC	Exit	KLA CORP	$0	–	-1,750	–	-0.11%	–
RIG	Exit	TRANSOCEAN LTD	$0	–	-153,000	–	-0.11%	–
PRAA	Exit	PRA GROUP INC	$0	–	-13,421	–	-0.11%	–
NUE	Exit	NUCOR CORP	$0	–	-6,000	–	-0.11%	–
KR	Exit	KROGER CO	$0	–	-15,000	–	-0.11%	–
PEP	Exit	PEPSICO INC	$0	–	-3,815	–	-0.11%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,500	–	-0.11%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-4,744	–	-0.11%	–
SYK	Exit	STRYKER CORPORATION	$0	–	-2,266	–	-0.11%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,363	–	-0.11%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.11%	–
ET	Exit	ENERGY TRANSFER L P	$0	–	-64,525	–	-0.11%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,030	–	-0.11%	–
PFE	Exit	PFIZER INC	$0	–	-14,471	–	-0.11%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-10,877	–	-0.11%	–
COIN	Exit	COINBASE GLOBAL INC	$0	–	-2,750	–	-0.11%	–
QSR	Exit	RESTAURANT BRANDS INTL INC	$0	–	-10,250	–	-0.12%	–
SWTX	Exit	SPRINGWORKS THERAPEUTICS INC	$0	–	-11,200	–	-0.12%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-3,200	–	-0.12%	–
PLTR	Exit	PALANTIR TECHNOLOGIES INCcl a	$0	–	-27,300	–	-0.12%	–
MOH	Exit	MOLINA HEALTHCARE INC	$0	–	-2,370	–	-0.12%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-40,155	–	-0.12%	–
MCK	Exit	MCKESSON CORP	$0	–	-3,370	–	-0.12%	–
CME	Exit	CME GROUP INC	$0	–	-3,500	–	-0.12%	–
MRUS	Exit	MERUS N V	$0	–	-24,870	–	-0.12%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-148,490	–	-0.12%	–
WMT	Exit	WALMART INC	$0	–	-5,008	–	-0.13%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INC	$0	–	-3,500	–	-0.13%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-9,255	–	-0.13%	–
CSX	Exit	CSX CORP	$0	–	-22,500	–	-0.13%	–
ANTM	Exit	ANTHEM INC	$0	–	-1,900	–	-0.13%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-5,350	–	-0.13%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-3,676	–	-0.14%	–
LIN	Exit	LINDE PLC	$0	–	-2,600	–	-0.14%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-9,024	–	-0.14%	–
DOCU	Exit	DOCUSIGN INC	$0	–	-2,864	–	-0.14%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-24,500	–	-0.14%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-102,500	–	-0.14%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-36,950	–	-0.14%	–
BLK	Exit	BLACKROCK INC	$0	–	-946	–	-0.14%	–
CE	Exit	CELANESE CORP DEL	$0	–	-5,000	–	-0.15%	–
RCKT	Exit	ROCKET PHARMACEUTICALS INC	$0	–	-27,709	–	-0.15%	–
OKE	Exit	ONEOK INC NEW	$0	–	-14,199	–	-0.15%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWAR	$0	–	-4,860	–	-0.15%	–
CYTK	Exit	CYTOKINETICS INC	$0	–	-21,755	–	-0.15%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-2,600	–	-0.15%	–
INTC	Exit	INTEL CORP	$0	–	-15,695	–	-0.16%	–
RTX	Exit	RAYTHEON TECHNOLOGIES CORP	$0	–	-9,545	–	-0.16%	–
HCA	Exit	HCA HEALTHCARE INC	$0	–	-3,631	–	-0.16%	–
AMGN	Exit	AMGEN INC	$0	–	-4,292	–	-0.16%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC Ncl a	$0	–	-1,217	–	-0.16%	–
XLNX	Exit	XILINX INC	$0	–	-5,775	–	-0.17%	–
ABT	Exit	ABBOTT LABS	$0	–	-7,860	–	-0.17%	–
CI	Exit	CIGNA CORP NEW	$0	–	-4,493	–	-0.17%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-20,868	–	-0.18%	–
AVGO	Exit	BROADCOM INC	$0	–	-1,964	–	-0.18%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-35,013	–	-0.18%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-1,700	–	-0.18%	–
SEB	Exit	SEABOARD CORP DEL	$0	–	-250	–	-0.19%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-42,000	–	-0.19%	–
MINT	Exit	PIMCO ETF TRenhan shrt ma ac	$0	–	-10,280	–	-0.19%	–
TEAM	Exit	ATLASSIAN CORP PLCcl a	$0	–	-2,700	–	-0.19%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-63,620	–	-0.20%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-15,350	–	-0.20%	–
MARK	Exit	REMARK HLDGS INC	$0	–	-1,063,300	–	-0.20%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-7,542	–	-0.20%	–
MSI	Exit	MOTOROLA SOLUTIONS INC	$0	–	-4,735	–	-0.20%	–
RMD	Exit	RESMED INC	$0	–	-4,600	–	-0.22%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-24,748	–	-0.22%	–
SQ	Exit	SQUARE INCcl a	$0	–	-4,783	–	-0.22%	–
LOW	Exit	LOWES COS INC	$0	–	-5,706	–	-0.22%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-6,167	–	-0.22%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-3,000	–	-0.22%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-20,650	–	-0.22%	–
MUDS	Exit	MUDRICK CAPITAL ACQU CORP II	$0	–	-125,447	–	-0.23%	–
TWTR	Exit	TWITTER INC	$0	–	-19,700	–	-0.23%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-9,170	–	-0.24%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-72,500	–	-0.24%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-24,444	–	-0.24%	–
DDOG	Exit	DATADOG INC	$0	–	-9,290	–	-0.24%	–
ZBRA	Exit	ZEBRA TECHNOLOGIES CORPORATIcl a	$0	–	-2,677	–	-0.25%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-5,250	–	-0.25%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-8,570	–	-0.25%	–
FORE	Exit	FORESIGHT ACQUISITION CORPcl a	$0	–	-139,998	–	-0.25%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-150,300	–	-0.25%	–
ECL	Exit	ECOLAB INC	$0	–	-6,597	–	-0.26%	–
TELA	Exit	TELA BIO INC	$0	–	-107,168	–	-0.27%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-24,926	–	-0.27%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-5,324	–	-0.27%	–
BQ	Exit	BOQII HLDG LTDsponsored ads	$0	–	-665,926	–	-0.28%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-5,761	–	-0.29%	–
MA	Exit	MASTERCARD INCORPORATEDcl a	$0	–	-4,621	–	-0.30%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-17,463	–	-0.30%	–
HD	Exit	HOME DEPOT INC	$0	–	-5,160	–	-0.31%	–
ORCL	Exit	ORACLE CORP	$0	–	-18,610	–	-0.31%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-5,566	–	-0.34%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-7,519	–	-0.36%	–
ADBE	Exit	ADOBE SYSTEMS INCORPORATED	$0	–	-3,440	–	-0.36%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-18,820	–	-0.36%	–
QURE	Exit	UNIQURE NV	$0	–	-68,070	–	-0.39%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-5,908	–	-0.42%	–
LLY	Exit	LILLY ELI & CO	$0	–	-10,153	–	-0.43%	–
INTU	Exit	INTUIT	$0	–	-4,396	–	-0.43%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-40,864	–	-0.44%	–
FYBR	Exit	FRONTIER COMMUNICATIONS PARE	$0	–	-83,177	–	-0.44%	–
	Exit	GINKGO BIOWORKS HOLDINGS INC	$0	–	-221,459	–	-0.44%	–
HACK	Exit	ETF MANAGERS TRprime cybr scrty	$0	–	-40,000	–	-0.44%	–
INCY	Exit	INCYTE CORP	$0	–	-36,400	–	-0.45%	–
ABBV	Exit	ABBVIE INC	$0	–	-23,096	–	-0.46%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-3,560,816	–	-0.48%	–
LCAP	Exit	LIONHEART ACQUISITION CORP I	$0	–	-270,963	–	-0.49%	–
SMED	Exit	SHARPS COMPLIANCE CORP	$0	–	-330,500	–	-0.50%	–
ESGC	Exit	EROS STX GLOBAL CORPORATION	$0	–	-3,176,578	–	-0.53%	–
DIS	Exit	DISNEY WALT CO	$0	–	-16,692	–	-0.54%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-1,096	–	-0.56%	–
	Exit	APTOSE BIOSCIENCES INC	$0	–	-1,373,794	–	-0.56%	–
TGT	Exit	TARGET CORP	$0	–	-15,507	–	-0.65%	–
ALK	Exit	ALASKA AIR GROUP INC	$0	–	-61,224	–	-0.67%	–
LUV	Exit	SOUTHWEST AIRLS CO	$0	–	-68,511	–	-0.67%	–
HOG	Exit	HARLEY DAVIDSON INC	$0	–	-103,622	–	-0.69%	–
CBRL	Exit	CRACKER BARREL OLD CTRY STOR	$0	–	-27,069	–	-0.70%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-9	–	-0.70%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-24,662	–	-0.74%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-14,147	–	-0.75%	–
CUE	Exit	CUE BIOPHARMA INC	$0	–	-305,732	–	-0.75%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-20,004	–	-0.77%	–
FIGS	Exit	FIGS INCcl a	$0	–	-123,200	–	-0.83%	–
CTAS	Exit	CINTAS CORP	$0	–	-12,357	–	-0.90%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-9,420	–	-0.96%	–
	Exit	SERA PROGNOSTICS INC	$0	–	-572,234	–	-1.16%	–
FDX	Exit	FEDEX CORP	$0	–	-28,549	–	-1.16%	–
AVLR	Exit	AVALARA INC	$0	–	-38,203	–	-1.17%	–
T	Exit	AT&T INC	$0	–	-240,954	–	-1.19%	–
ROCR	Exit	ROTH CH ACQUISITION III CO	$0	–	-660,140	–	-1.19%	–
EDR	Exit	ENDEAVOR GROUP HLDGS INC	$0	–	-251,907	–	-1.31%	–
AMZN	Exit	AMAZON COM INC	$0	–	-2,241	–	-1.35%	–
ELAN	Exit	ELANCO ANIMAL HEALTH INC	$0	–	-274,000	–	-1.59%	–
SPLK	Exit	SPLUNK INC	$0	–	-60,640	–	-1.66%	–
V	Exit	VISA INC	$0	–	-43,437	–	-1.82%	–
	Exit	RESERVOIR MEDIA INC	$0	–	-1,171,800	–	-1.94%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-526,824	–	-2.08%	–
MAIN	Exit	MAIN STR CAP CORP	$0	–	-344,699	–	-2.58%	–
	Exit	ROTH CH ACQUISITION IV COunit 07/01/2026	$0	–	-1,431,732	–	-2.63%	–
ARKK	Exit	ARK ETF TRinnovation etf	$0	–	-150,501	–	-3.03%	–
AAPL	Exit	APPLE INC	$0	–	-123,568	–	-3.21%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-744,804	–	-3.41%	–
VYGG	Exit	VY GLOBAL GROWTH	$0	–	-2,458,382	–	-4.39%	–
BX	Exit	BLACKSTONE INC	$0	–	-363,288	–	-7.69%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-157,584	–	-10.26%	–

Q3 2021

			Value		Shares		↓ Weighting
QQQ	Buy	INVESCO QQQ TRunit ser 1	$56,409,000	+1.2%	157,584	+0.2%	10.26%	-5.2%
BX	Buy	BLACKSTONE INC	$42,264,000	+21.3%	363,288	+1.3%	7.69%	+13.6%
VYGG	Buy	VY GLOBAL GROWTH	$24,122,000	+2.5%	2,458,382	+4.5%	4.39%	-4.0%
CSWC	Sell	CAPITAL SOUTHWEST CORP	$18,754,000	+7.2%	744,804	-1.1%	3.41%	+0.5%
AAPL	Sell	APPLE INC	$17,634,000	-26.9%	123,568	-28.8%	3.21%	-31.5%
ARKK	Buy	ARK ETF TRinnovation etf	$16,635,000	+113.6%	150,501	+152.7%	3.03%	+100.1%
	New	ROTH CH ACQUISITION IV COunit 07/01/2026	$14,432,000	–	1,431,732	–	2.63%	–
MAIN	Sell	MAIN STR CAP CORP	$14,167,000	-7.2%	344,699	-7.2%	2.58%	-13.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$11,413,000	-11.7%	526,824	-1.6%	2.08%	-17.3%
	New	RESERVOIR MEDIA INC	$10,676,000	–	1,171,800	–	1.94%	–
V	Buy	VISA INC	$9,988,000	-3.3%	43,437	+0.6%	1.82%	-9.4%
SPLK	Buy	SPLUNK INC	$9,127,000	+104.2%	60,640	+93.9%	1.66%	+91.4%
ELAN	Buy	ELANCO ANIMAL HEALTH INC	$8,738,000	+25.8%	274,000	+36.9%	1.59%	+17.9%
AMZN	Buy	AMAZON COM INC	$7,421,000	+129.8%	2,241	+150.7%	1.35%	+115.3%
EDR	Buy	ENDEAVOR GROUP HLDGS INC	$7,222,000	+97.6%	251,907	+91.0%	1.31%	+85.1%
ROCR	Sell	ROTH CH ACQUISITION III CO	$6,558,000	-16.9%	660,140	-17.5%	1.19%	-22.2%
T	Buy	AT&T INC	$6,534,000	+224.8%	240,954	+246.4%	1.19%	+204.1%
AVLR	Buy	AVALARA INC	$6,453,000	+55.3%	38,203	+52.6%	1.17%	+45.5%
FDX	Buy	FEDEX CORP	$6,394,000	+578.0%	28,549	+792.2%	1.16%	+535.5%
	New	SERA PROGNOSTICS INC	$6,358,000	–	572,234	–	1.16%	–
LRCX	Sell	LAM RESEARCH CORP	$5,281,000	-19.1%	9,420	-10.3%	0.96%	-24.2%
FIGS	Buy	FIGS INCcl a	$4,576,000	+1420.3%	123,200	+1953.3%	0.83%	+1336.2%
NVDA	Buy	NVIDIA CORPORATION	$4,220,000	+2.5%	20,004	+300.0%	0.77%	-4.0%
CUE	Buy	CUE BIOPHARMA INC	$4,103,000	+48.0%	305,732	+23.3%	0.75%	+38.6%
MSFT	Sell	MICROSOFT CORP	$4,102,000	+4.7%	14,147	-0.7%	0.75%	-2.0%
CBRL	New	CRACKER BARREL OLD CTRY STOR	$3,852,000	–	27,069	–	0.70%	–
HOG	New	HARLEY DAVIDSON INC	$3,805,000	–	103,622	–	0.69%	–
LUV	Buy	SOUTHWEST AIRLS CO	$3,706,000	+51.1%	68,511	+46.4%	0.67%	+41.6%
ALK	Buy	ALASKA AIR GROUP INC	$3,693,000	+57.8%	61,224	+54.8%	0.67%	+47.7%
TGT	Buy	TARGET CORP	$3,568,000	+366.4%	15,507	+396.9%	0.65%	+335.6%
	Buy	APTOSE BIOSCIENCES INC	$3,084,000	+0.0%	1,373,794	+45.3%	0.56%	-6.3%
ESGC	Buy	EROS STX GLOBAL CORPORATION	$2,921,000	+25.6%	3,176,578	+109.1%	0.53%	+17.7%
SMED	New	SHARPS COMPLIANCE CORP	$2,734,000	–	330,500	–	0.50%	–
LCAP	Sell	LIONHEART ACQUISITION CORP I	$2,690,000	-3.1%	270,963	-4.0%	0.49%	-9.3%
TXMD	Buy	THERAPEUTICSMD INC	$2,641,000	-35.5%	3,560,816	+3.5%	0.48%	-39.6%
ABBV	Sell	ABBVIE INC	$2,551,000	-4.8%	23,096	-0.7%	0.46%	-10.9%
HACK	Sell	ETF MANAGERS TRprime cybr scrty	$2,433,000	-52.0%	40,000	-52.1%	0.44%	-55.0%
	New	GINKGO BIOWORKS HOLDINGS INC	$2,425,000	–	221,459	–	0.44%	–
LLY	Sell	LILLY ELI & CO	$2,353,000	+0.1%	10,153	-0.1%	0.43%	-6.3%
AMD	Buy	ADVANCED MICRO DEVICES INC	$2,005,000	+16.4%	18,820	+3.1%	0.36%	+9.0%
HD	Sell	HOME DEPOT INC	$1,694,000	-6.9%	5,160	-9.6%	0.31%	-13.0%
BQ	Buy	BOQII HLDG LTDsponsored ads	$1,538,000	-42.7%	665,926	+11.4%	0.28%	-46.3%
TELA	Sell	TELA BIO INC	$1,464,000	-24.9%	107,168	-11.4%	0.27%	-29.8%
JNJ	Sell	JOHNSON & JOHNSON	$1,384,000	-5.2%	8,570	-2.4%	0.25%	-11.3%
GOLD	Buy	BARRICK GOLD CORP	$1,309,000	+10.1%	72,500	+26.1%	0.24%	+3.0%
MUDS	Buy	MUDRICK CAPITAL ACQU CORP II	$1,248,000	+43.9%	125,447	+80.2%	0.23%	+35.1%
XOM	Sell	EXXON MOBIL CORP	$1,215,000	-9.2%	20,650	-2.7%	0.22%	-15.0%
MARK	Buy	REMARK HLDGS INC	$1,116,000	-37.9%	1,063,300	+10.0%	0.20%	-41.8%
MU	New	MICRON TECHNOLOGY INC	$1,090,000	–	15,350	–	0.20%	–
CNP	New	CENTERPOINT ENERGY INC	$1,034,000	–	42,000	–	0.19%	–
MO	Sell	ALTRIA GROUP INC	$961,000	-51.3%	20,868	-49.9%	0.18%	-54.3%
LIN	Sell	LINDE PLC	$763,000	-2.3%	2,600	-3.7%	0.14%	-8.6%
CVS	Buy	CVS HEALTH CORP	$763,000	+56.0%	9,024	+49.8%	0.14%	+46.3%
BHK	Sell	BLACKROCK CORE BD TR	$665,000	-4.6%	40,155	-4.7%	0.12%	-10.4%
PLTR	Buy	PALANTIR TECHNOLOGIES INCcl a	$655,000	+12.9%	27,300	+24.1%	0.12%	+5.3%
COIN	Sell	COINBASE GLOBAL INC	$626,000	-23.9%	2,750	-15.4%	0.11%	-28.8%
PFE	Sell	PFIZER INC	$621,000	-61.3%	14,471	-64.6%	0.11%	-63.8%
MCD	Sell	MCDONALDS CORP	$603,000	+2.4%	2,500	-2.1%	0.11%	-3.5%
PEP	Sell	PEPSICO INC	$598,000	-0.3%	3,815	-5.2%	0.11%	-6.8%
RIG	New	TRANSOCEAN LTD	$580,000	–	153,000	–	0.11%	–
AXP	Sell	AMERICAN EXPRESS CO	$531,000	+1.5%	3,042	-1.3%	0.10%	-4.9%
	New	RESERVOIR MEDIA INC*w exp 08/26/202	$530,000	–	267,900	–	0.10%	–
SHV	Sell	ISHARES TRshort treas bd	$490,000	-2.0%	4,434	-2.0%	0.09%	-8.2%
F	Sell	FORD MTR CO DEL	$481,000	-76.1%	34,000	-74.9%	0.09%	-77.5%
USB	Sell	US BANCORP DEL	$480,000	+7.9%	7,760	-2.5%	0.09%	+1.2%
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$474,000	+54.9%	3,200	+137.0%	0.09%	+45.8%
NOW	Sell	SERVICENOW INC	$451,000	-87.1%	700	-88.8%	0.08%	-87.9%
	New	CENAQ ENERGY CORPunit 02/04/2026	$452,000	–	45,000	–	0.08%	–
NET	Sell	CLOUDFLARE INC	$444,000	-43.7%	3,943	-47.0%	0.08%	-47.1%
MRK	Sell	MERCK & CO INC	$442,000	-73.7%	5,544	-74.3%	0.08%	-75.5%
	New	GENERAL ELECTRIC CO	$435,000	–	4,136	–	0.08%	–
CSCO	Buy	CISCO SYS INC	$427,000	+10.6%	7,775	+6.9%	0.08%	+4.0%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$431,000	-6.5%	1,075	-6.9%	0.08%	-13.3%
LAUR	New	LAUREATE EDUCATION INCcl a	$425,000	–	25,000	–	0.08%	–
	New	ROCKET LAB USA INC	$397,000	–	24,650	–	0.07%	–
RDFI	Buy	COLLABORATIVE INVESTMNT SERrareview dynamic	$380,000	+12.4%	12,882	+14.0%	0.07%	+4.5%
DKNG	New	DRAFTKINGS INC	$380,000	–	7,900	–	0.07%	–
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$361,000	-5.2%	843	-5.3%	0.07%	-10.8%
IVV	Sell	ISHARES TRcore s&p500 etf	$357,000	-83.5%	830	-83.3%	0.06%	-84.5%
C	New	CITIGROUP INC	$354,000	–	5,044	–	0.06%	–
GM	Sell	GENERAL MTRS CO	$320,000	-17.9%	6,090	-7.6%	0.06%	-23.7%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$310,000	-3.4%	1,069	-4.5%	0.06%	-9.7%
CAT	Sell	CATERPILLAR INC	$302,000	-14.0%	1,575	-2.2%	0.06%	-19.1%
ROCRW	Sell	ROTH CH ACQUISITION III CO*w exp 02/26/202	$281,000	-23.2%	219,757	-1.3%	0.05%	-28.2%
TGP	Buy	TEEKAY LNG PARTNERS L Pprtnrsp units	$271,000	+6.7%	17,450	+3.9%	0.05%	0.0%
BSIG	New	BRIGHTSPHERE INVT GROUP INC	$261,000	–	10,000	–	0.05%	–
IUSG	New	ISHARES TRcore s&p us gwt	$256,000	–	2,502	–	0.05%	–
BTI	New	BRITISH AMERN TOB PLCsponsored adr	$241,000	–	6,849	–	0.04%	–
YINN	New	DIREXION SHS ETF TRdl ftse bll 3x	$236,000	–	23,000	–	0.04%	–
HRL	Buy	HORMEL FOODS CORP	$232,000	-7.6%	5,650	+7.6%	0.04%	-14.3%
UPS	Buy	UNITED PARCEL SERVICE INCcl b	$231,000	-4.9%	1,270	+8.5%	0.04%	-10.6%
PGEN	Buy	PRECIGEN INC	$225,000	-1.3%	45,000	+28.6%	0.04%	-6.8%
NYCB	Buy	NEW YORK CMNTY BANCORP INC	$217,000	+24.0%	16,830	+6.3%	0.04%	+14.7%
ANGL	Buy	VANECK ETF TRUSTfallen angel hg	$215,000	+5.9%	6,493	+5.2%	0.04%	0.0%
PTBD	New	PACER FDS TRtrendpilot us bd	$204,000	–	7,536	–	0.04%	–
FALN	New	ISHARES TRfaln angls usd	$204,000	–	6,781	–	0.04%	–
SGMA	Sell	SIGMATRON INTL INC	$197,000	-19.3%	22,214	-54.0%	0.04%	-23.4%
ASTS	New	AST SPACEMOBILE INC	$170,000	–	16,187	–	0.03%	–
LOGC	Buy	LOGICBIO THERAPEUTICS INC	$160,000	+138.8%	35,000	+133.3%	0.03%	+123.1%
TALO	New	TALOS ENERGY INC	$138,000	–	10,000	–	0.02%	–
MCMJ	Sell	MERIDA MERGER CORP I	$140,000	-6.0%	14,000	-6.7%	0.02%	-13.8%
	New	UNICYCIVE THERAPEUTICS INC	$57,000	–	20,000	–	0.01%	–
ESSCR	Exit	EAST STONE ACQUISITION CORPright 02/24/2027	$0	–	-10,000	–	-0.00%	–
NBA	Exit	NEW BEGINNINGS ACQUISITION C	$0	–	-13,546	–	-0.03%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-12,270	–	-0.03%	–
BOND	Exit	PIMCO ETF TRactive bd etf	$0	–	-1,800	–	-0.04%	–
VIAC	Exit	VIACOMCBS INCcl b	$0	–	-4,540	–	-0.04%	–
RMM	Exit	RIVERNORTH MANAGED DUR MUN I	$0	–	-10,300	–	-0.04%	–
NVTA	Exit	INVITAE CORP	$0	–	-6,280	–	-0.04%	–
FUBO	Exit	FUBOTV INC	$0	–	-6,680	–	-0.04%	–
VACQ	Exit	VECTOR ACQUISITION CORP	$0	–	-20,000	–	-0.04%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-6,750	–	-0.04%	–
CRI	Exit	CARTERS INC	$0	–	-3,000	–	-0.06%	–
VMAC	Exit	VISTAS MEDIA ACQUISITION CO	$0	–	-33,133	–	-0.06%	–
ALTR	Exit	ALTAIR ENGR INC	$0	–	-5,000	–	-0.07%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-28,877	–	-0.07%	–
BFZ	Exit	BLACKROCK CALIF MUN INCOME Tsh ben int	$0	–	-25,500	–	-0.07%	–
PHG	Exit	KONINKLIJKE PHILIPS N V	$0	–	-8,162	–	-0.08%	–
VTN	Exit	INVESCO TR INVT GRADE NEW YO	$0	–	-29,000	–	-0.08%	–
ROCCW	Exit	ROTH CH ACQUISITION II CO*w exp 09/16/202	$0	–	-271,150	–	-0.08%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-29,007	–	-0.09%	–
MP	Exit	MP MATERIALS CORP	$0	–	-12,500	–	-0.09%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-31,354	–	-0.10%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-9,500	–	-0.11%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-3,400	–	-0.12%	–
SPKE	Exit	SPARK ENERGY INC	$0	–	-68,500	–	-0.15%	–
BFAM	Exit	BRIGHT HORIZONS FAM SOL IN D	$0	–	-6,000	–	-0.17%	–
SV	Exit	SPRING VY ACQUISITION CORPcl a	$0	–	-146,328	–	-0.28%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-22,894	–	-0.33%	–
COUP	Exit	COUPA SOFTWARE INC	$0	–	-8,236	–	-0.44%	–
Z	Exit	ZILLOW GROUP INCcl c cap stk	$0	–	-24,906	–	-0.58%	–
ECOZ	Exit	LISTED FD TR	$0	–	-76,330	–	-0.58%	–
PATH	Exit	UIPATH INCcl a	$0	–	-47,248	–	-0.59%	–
LRNZ	Exit	LISTED FD TR	$0	–	-81,250	–	-0.74%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-109,884	–	-0.84%	–
ROCC	Exit	ROTH CH ACQUISITION II CO	$0	–	-587,800	–	-1.13%	–
PAVE	Exit	GLOBAL X FDSus infr dev etf	$0	–	-348,014	–	-1.72%	–

Q2 2021

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRunit ser 1	$55,719,000	–	157,206	–	10.82%	–
BX	New	BLACKSTONE GROUP INC	$34,850,000	–	358,680	–	6.77%	–
AAPL	New	APPLE INC	$24,126,000	–	173,659	–	4.69%	–
VYGG	New	VY GLOBAL GROWTH	$23,526,000	–	2,351,474	–	4.57%	–
CSWC	New	CAPITAL SOUTHWEST CORP	$17,487,000	–	752,757	–	3.40%	–
MAIN	New	MAIN STR CAP CORP	$15,258,000	–	371,327	–	2.96%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$12,924,000	–	535,447	–	2.51%	–
V	New	VISA INC	$10,324,000	–	43,169	–	2.01%	–
PAVE	New	GLOBAL X FDSus infr dev etf	$8,867,000	–	348,014	–	1.72%	–
ROCR	New	ROTH CH ACQUISITION III CO	$7,896,000	–	799,950	–	1.53%	–
ARKK	New	ARK ETF TRinnovation etf	$7,789,000	–	59,559	–	1.51%	–
ELAN	New	ELANCO ANIMAL HEALTH INC	$6,945,000	–	200,200	–	1.35%	–
LRCX	New	LAM RESEARCH CORP	$6,529,000	–	10,498	–	1.27%	–
ROCC	New	ROTH CH ACQUISITION II CO	$5,838,000	–	587,800	–	1.13%	–
HACK	New	ETF MANAGERS TRprime cybr scrty	$5,064,000	–	83,500	–	0.98%	–
CTAS	New	CINTAS CORP	$4,730,000	–	12,357	–	0.92%	–
SPLK	New	SPLUNK INC	$4,470,000	–	31,279	–	0.87%	–
TRIP	New	TRIPADVISOR INC	$4,331,000	–	109,884	–	0.84%	–
AVLR	New	AVALARA INC	$4,156,000	–	25,035	–	0.81%	–
NVDA	New	NVIDIA CORPORATION	$4,118,000	–	5,001	–	0.80%	–
TXMD	New	THERAPEUTICSMD INC	$4,095,000	–	3,440,816	–	0.80%	–
MSFT	New	MICROSOFT CORP	$3,917,000	–	14,243	–	0.76%	–
JPM	New	JPMORGAN CHASE & CO	$3,821,000	–	24,662	–	0.74%	–
LRNZ	New	LISTED FD TR	$3,789,000	–	81,250	–	0.74%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$3,752,000	–	9	–	0.73%	–
EDR	New	ENDEAVOR GROUP HLDGS INC	$3,655,000	–	131,902	–	0.71%	–
NOW	New	SERVICENOW INC	$3,485,000	–	6,240	–	0.68%	–
AMZN	New	AMAZON COM INC	$3,229,000	–	894	–	0.63%	–
	New	APTOSE BIOSCIENCES INC	$3,083,000	–	945,208	–	0.60%	–
PATH	New	UIPATH INCcl a	$3,059,000	–	47,248	–	0.59%	–
INCY	New	INCYTE CORP	$3,059,000	–	36,400	–	0.59%	–
ECOZ	New	LISTED FD TR	$2,984,000	–	76,330	–	0.58%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$2,981,000	–	24,906	–	0.58%	–
DIS	New	DISNEY WALT CO	$2,903,000	–	16,692	–	0.56%	–
GOOG	New	ALPHABET INCcap stk cl c	$2,837,000	–	1,096	–	0.55%	–
CUE	New	CUE BIOPHARMA INC	$2,772,000	–	247,924	–	0.54%	–
LCAP	New	LIONHEART ACQUISITION CORP I	$2,776,000	–	282,163	–	0.54%	–
BMY	New	BRISTOL-MYERS SQUIBB CO	$2,728,000	–	40,864	–	0.53%	–
ABBV	New	ABBVIE INC	$2,681,000	–	23,256	–	0.52%	–
BQ	New	BOQII HLDG LTDsponsored ads	$2,684,000	–	597,926	–	0.52%	–
FYBR	New	FRONTIER COMMUNICATIONS PARE	$2,452,000	–	83,177	–	0.48%	–
LUV	New	SOUTHWEST AIRLS CO	$2,452,000	–	46,810	–	0.48%	–
LLY	New	LILLY ELI & CO	$2,351,000	–	10,164	–	0.46%	–
ALK	New	ALASKA AIR GROUP INC	$2,341,000	–	39,555	–	0.46%	–
ESGC	New	EROS STX GLOBAL CORPORATION	$2,325,000	–	1,519,478	–	0.45%	–
COUP	New	COUPA SOFTWARE INC	$2,284,000	–	8,236	–	0.44%	–
INTU	New	INTUIT	$2,202,000	–	4,396	–	0.43%	–
PYPL	New	PAYPAL HLDGS INC	$2,199,000	–	7,519	–	0.43%	–
GS	New	GOLDMAN SACHS GROUP INC	$2,186,000	–	5,908	–	0.42%	–
IVV	New	ISHARES TRcore s&p500 etf	$2,162,000	–	4,983	–	0.42%	–
ADBE	New	ADOBE SYSTEMS INCORPORATED	$2,052,000	–	3,440	–	0.40%	–
F	New	FORD MTR CO DEL	$2,013,000	–	135,500	–	0.39%	–
T	New	AT&T INC	$2,012,000	–	69,565	–	0.39%	–
QURE	New	UNIQURE NV	$2,004,000	–	68,070	–	0.39%	–
MO	New	ALTRIA GROUP INC	$1,973,000	–	41,618	–	0.38%	–
FB	New	FACEBOOK INCcl a	$1,955,000	–	5,566	–	0.38%	–
TELA	New	TELA BIO INC	$1,950,000	–	121,019	–	0.38%	–
HD	New	HOME DEPOT INC	$1,820,000	–	5,710	–	0.35%	–
MARK	New	REMARK HLDGS INC	$1,797,000	–	966,300	–	0.35%	–
MA	New	MASTERCARD INCORPORATEDcl a	$1,727,000	–	4,621	–	0.34%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,723,000	–	18,250	–	0.34%	–
PM	New	PHILIP MORRIS INTL INC	$1,724,000	–	17,463	–	0.34%	–
PENN	New	PENN NATL GAMING INC	$1,703,000	–	22,894	–	0.33%	–
MRK	New	MERCK & CO INC	$1,682,000	–	21,544	–	0.33%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$1,664,000	–	150,300	–	0.32%	–
PFE	New	PFIZER INC	$1,604,000	–	40,861	–	0.31%	–
MDLZ	New	MONDELEZ INTL INCcl a	$1,554,000	–	24,926	–	0.30%	–
ORCL	New	ORACLE CORP	$1,546,000	–	18,610	–	0.30%	–
KSU	New	KANSAS CITY SOUTHERN	$1,508,000	–	5,324	–	0.29%	–
SV	New	SPRING VY ACQUISITION CORPcl a	$1,465,000	–	146,328	–	0.28%	–
JNJ	New	JOHNSON & JOHNSON	$1,460,000	–	8,780	–	0.28%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPORATIcl a	$1,457,000	–	2,677	–	0.28%	–
CRM	New	SALESFORCE COM INC	$1,441,000	–	5,761	–	0.28%	–
TWTR	New	TWITTER INC	$1,383,000	–	19,700	–	0.27%	–
FORE	New	FORESIGHT ACQUISITION CORPcl a	$1,386,000	–	139,998	–	0.27%	–
ECL	New	ECOLAB INC	$1,378,000	–	6,597	–	0.27%	–
VZ	New	VERIZON COMMUNICATIONS INC	$1,374,000	–	24,444	–	0.27%	–
XOM	New	EXXON MOBIL CORP	$1,338,000	–	21,225	–	0.26%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$1,255,000	–	27,709	–	0.24%	–
WDAY	New	WORKDAY INCcl a	$1,252,000	–	5,250	–	0.24%	–
PG	New	PROCTER AND GAMBLE CO	$1,242,000	–	9,170	–	0.24%	–
GOLD	New	BARRICK GOLD CORP	$1,189,000	–	57,500	–	0.23%	–
WBA	New	WALGREENS BOOTS ALLIANCE INC	$1,186,000	–	24,748	–	0.23%	–
TXN	New	TEXAS INSTRS INC	$1,180,000	–	6,167	–	0.23%	–
SQ	New	SQUARE INCcl a	$1,179,000	–	4,783	–	0.23%	–
KMI	New	KINDER MORGAN INC DEL	$1,167,000	–	63,620	–	0.23%	–
RMD	New	RESMED INC	$1,140,000	–	4,600	–	0.22%	–
LOW	New	LOWES COS INC	$1,111,000	–	5,706	–	0.22%	–
LULU	New	LULULEMON ATHLETICA INC	$1,114,000	–	3,000	–	0.22%	–
CI	New	CIGNA CORP NEW	$1,057,000	–	4,493	–	0.20%	–
WM	New	WASTE MGMT INC DEL	$1,057,000	–	7,542	–	0.20%	–
MSI	New	MOTOROLA SOLUTIONS INC	$1,055,000	–	4,735	–	0.20%	–
MINT	New	PIMCO ETF TRenhan shrt ma ac	$1,048,000	–	10,280	–	0.20%	–
AMGN	New	AMGEN INC	$1,046,000	–	4,292	–	0.20%	–
BHC	New	BAUSCH HEALTH COS INC	$1,038,000	–	35,013	–	0.20%	–
TWLO	New	TWILIO INCcl a	$1,025,000	–	2,600	–	0.20%	–
DDOG	New	DATADOG INC	$1,010,000	–	9,290	–	0.20%	–
SEB	New	SEABOARD CORP DEL	$967,000	–	250	–	0.19%	–
GLP	New	GLOBAL PARTNERS LP	$958,000	–	36,950	–	0.19%	–
FDX	New	FEDEX CORP	$943,000	–	3,200	–	0.18%	–
SWTX	New	SPRINGWORKS THERAPEUTICS INC	$939,000	–	11,200	–	0.18%	–
AVGO	New	BROADCOM INC	$930,000	–	1,964	–	0.18%	–
ABT	New	ABBOTT LABS	$933,000	–	7,860	–	0.18%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncl a	$888,000	–	1,217	–	0.17%	–
BFAM	New	BRIGHT HORIZONS FAM SOL IN D	$883,000	–	6,000	–	0.17%	–
INTC	New	INTEL CORP	$880,000	–	15,695	–	0.17%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$879,000	–	1,700	–	0.17%	–
ATVI	New	ACTIVISION BLIZZARD INC	$874,000	–	9,255	–	0.17%	–
MUDS	New	MUDRICK CAPITAL ACQU CORP II	$867,000	–	69,630	–	0.17%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$846,000	–	4,860	–	0.16%	–
XLNX	New	XILINX INC	$832,000	–	5,775	–	0.16%	–
BLK	New	BLACKROCK INC	$827,000	–	946	–	0.16%	–
DOCU	New	DOCUSIGN INC	$825,000	–	2,864	–	0.16%	–
COIN	New	COINBASE GLOBAL INC	$823,000	–	3,250	–	0.16%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$818,000	–	9,545	–	0.16%	–
NET	New	CLOUDFLARE INC	$788,000	–	7,443	–	0.15%	–
OKE	New	ONEOK INC NEW	$790,000	–	14,199	–	0.15%	–
LIN	New	LINDE PLC	$781,000	–	2,700	–	0.15%	–
HCA	New	HCA HEALTHCARE INC	$780,000	–	3,631	–	0.15%	–
SPKE	New	SPARK ENERGY INC	$776,000	–	68,500	–	0.15%	–
EA	New	ELECTRONIC ARTS INC	$765,000	–	5,350	–	0.15%	–
TGT	New	TARGET CORP	$765,000	–	3,121	–	0.15%	–
CE	New	CELANESE CORP DEL	$751,000	–	5,000	–	0.15%	–
CME	New	CME GROUP INC	$744,000	–	3,500	–	0.14%	–
CSX	New	CSX CORP	$729,000	–	22,500	–	0.14%	–
ANTM	New	ANTHEM INC	$732,000	–	1,900	–	0.14%	–
TEAM	New	ATLASSIAN CORP PLCcl a	$725,000	–	2,700	–	0.14%	–
WMT	New	WALMART INC	$706,000	–	5,008	–	0.14%	–
BHK	New	BLACKROCK CORE BD TR	$697,000	–	42,155	–	0.14%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$692,000	–	148,490	–	0.13%	–
PNC	New	PNC FINL SVCS GROUP INC	$691,000	–	3,676	–	0.13%	–
ET	New	ENERGY TRANSFER L P	$687,000	–	64,525	–	0.13%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$659,000	–	3,600	–	0.13%	–
QSR	New	RESTAURANT BRANDS INTL INC	$660,000	–	10,250	–	0.13%	–
NKE	New	NIKE INCcl b	$644,000	–	4,030	–	0.12%	–
MCK	New	MCKESSON CORP	$638,000	–	3,370	–	0.12%	–
CMCSA	New	COMCAST CORP NEWcl a	$627,000	–	10,877	–	0.12%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$627,000	–	3,400	–	0.12%	–
SBUX	New	STARBUCKS CORP	$619,000	–	5,363	–	0.12%	–
EZPW	New	EZCORP INCcl a non vtg	$618,000	–	102,500	–	0.12%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INC	$610,000	–	3,500	–	0.12%	–
MOH	New	MOLINA HEALTHCARE INC	$606,000	–	2,370	–	0.12%	–
PEP	New	PEPSICO INC	$600,000	–	4,023	–	0.12%	–
MDT	New	MEDTRONIC PLC	$602,000	–	4,744	–	0.12%	–
SYK	New	STRYKER CORPORATION	$600,000	–	2,266	–	0.12%	–
GD	New	GENERAL DYNAMICS CORP	$599,000	–	3,200	–	0.12%	–
APD	New	AIR PRODS & CHEMS INC	$597,000	–	2,075	–	0.12%	–
MCD	New	MCDONALDS CORP	$589,000	–	2,554	–	0.11%	–
EXAS	New	EXACT SCIENCES CORP	$586,000	–	4,800	–	0.11%	–
BA	New	BOEING CO	$585,000	–	2,475	–	0.11%	–
PLTR	New	PALANTIR TECHNOLOGIES INCcl a	$580,000	–	22,000	–	0.11%	–
NSC	New	NORFOLK SOUTHN CORP	$578,000	–	2,175	–	0.11%	–
ARGX	New	ARGENX SEsponsored adr	$571,000	–	1,830	–	0.11%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$571,000	–	3,900	–	0.11%	–
UNH	New	UNITEDHEALTH GROUP INC	$573,000	–	1,400	–	0.11%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$569,000	–	9,500	–	0.11%	–
KR	New	KROGER CO	$561,000	–	15,000	–	0.11%	–
NUE	New	NUCOR CORP	$555,000	–	6,000	–	0.11%	–
KYN	New	KAYNE ANDERSON ENERGY INFRST	$544,000	–	61,200	–	0.11%	–
KLAC	New	KLA CORP	$545,000	–	1,750	–	0.11%	–
AXP	New	AMERICAN EXPRESS CO	$523,000	–	3,082	–	0.10%	–
LMT	New	LOCKHEED MARTIN CORP	$526,000	–	1,389	–	0.10%	–
MGNX	New	MACROGENICS INC	$522,000	–	18,345	–	0.10%	–
PRAA	New	PRA GROUP INC	$514,000	–	13,421	–	0.10%	–
MRUS	New	MERUS N V	$512,000	–	24,870	–	0.10%	–
ISLE	New	ISLEWORTH HEALTHCARE ACQU CO	$511,000	–	52,500	–	0.10%	–
NAD	New	NUVEEN QUALITY MUNCP INCOME	$505,000	–	31,354	–	0.10%	–
EFX	New	EQUIFAX INC	$503,000	–	2,100	–	0.10%	–
SHV	New	ISHARES TRshort treas bd	$500,000	–	4,525	–	0.10%	–
RDFN	New	REDFIN CORP	$498,000	–	7,950	–	0.10%	–
KNSL	New	KINSALE CAP GROUP INC	$495,000	–	2,850	–	0.10%	–
LFUS	New	LITTELFUSE INC	$495,000	–	2,000	–	0.10%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$492,000	–	2,450	–	0.10%	–
EW	New	EDWARDS LIFESCIENCES CORP	$490,000	–	4,620	–	0.10%	–
CVS	New	CVS HEALTH CORP	$489,000	–	6,024	–	0.10%	–
PMVC	New	PMV CONSUMER ACQUISITION COR	$487,000	–	50,000	–	0.10%	–
AN	New	AUTONATION INC	$474,000	–	5,000	–	0.09%	–
UNP	New	UNION PAC CORP	$470,000	–	2,100	–	0.09%	–
VGT	New	VANGUARD WORLD FDSinf tech etf	$461,000	–	1,155	–	0.09%	–
GVI	New	ISHARES TRintrm gov cr etf	$462,000	–	4,000	–	0.09%	–
MP	New	MP MATERIALS CORP	$461,000	–	12,500	–	0.09%	–
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$457,000	–	29,007	–	0.09%	–
XENE	New	XENON PHARMACEUTICALS INC	$455,000	–	24,500	–	0.09%	–
TYL	New	TYLER TECHNOLOGIES INC	$452,000	–	1,000	–	0.09%	–
HPQ	New	HP INC	$453,000	–	15,000	–	0.09%	–
SWN	New	SOUTHWESTERN ENERGY CO	$448,000	–	79,008	–	0.09%	–
DXCM	New	DEXCOM INC	$441,000	–	1,000	–	0.09%	–
USB	New	US BANCORP DEL	$445,000	–	7,960	–	0.09%	–
TRGP	New	TARGA RES CORP	$437,000	–	9,840	–	0.08%	–
UHS	New	UNIVERSAL HLTH SVCS INCcl b	$435,000	–	2,890	–	0.08%	–
STX	New	SEAGATE TECHNOLOGY HLDNGS PL	$440,000	–	5,000	–	0.08%	–
ROCCW	New	ROTH CH ACQUISITION II CO*w exp 09/16/202	$434,000	–	271,150	–	0.08%	–
INSI	New	INSIGHT SELECT INCOME FD	$427,000	–	19,734	–	0.08%	–
CYTK	New	CYTOKINETICS INC	$425,000	–	21,755	–	0.08%	–
SCI	New	SERVICE CORP INTL	$429,000	–	8,000	–	0.08%	–
DOX	New	AMDOCS LTD	$429,000	–	5,500	–	0.08%	–
DISH	New	DISH NETWORK CORPORATIONcl a	$426,000	–	10,204	–	0.08%	–
IOVA	New	IOVANCE BIOTHERAPEUTICS INC	$415,000	–	16,200	–	0.08%	–
KO	New	COCA COLA CO	$416,000	–	7,681	–	0.08%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$412,000	–	6,000	–	0.08%	–
BAX	New	BAXTER INTL INC	$413,000	–	5,100	–	0.08%	–
MPW	New	MEDICAL PPTYS TRUST INC	$403,000	–	20,030	–	0.08%	–
VTN	New	INVESCO TR INVT GRADE NEW YO	$402,000	–	29,000	–	0.08%	–
DBX	New	DROPBOX INCcl a	$401,000	–	12,970	–	0.08%	–
CL	New	COLGATE PALMOLIVE CO	$403,000	–	4,920	–	0.08%	–
LADR	New	LADDER CAP CORPcl a	$394,000	–	34,100	–	0.08%	–
CLX	New	CLOROX CO DEL	$396,000	–	2,183	–	0.08%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$397,000	–	34,300	–	0.08%	–
COP	New	CONOCOPHILLIPS	$393,000	–	6,458	–	0.08%	–
GM	New	GENERAL MTRS CO	$390,000	–	6,590	–	0.08%	–
PHG	New	KONINKLIJKE PHILIPS N V	$389,000	–	8,162	–	0.08%	–
AVT	New	AVNET INC	$384,000	–	9,570	–	0.08%	–
CSCO	New	CISCO SYS INC	$386,000	–	7,275	–	0.08%	–
CRNX	New	CRINETICS PHARMACEUTICALS IN	$388,000	–	18,600	–	0.08%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$381,000	–	890	–	0.07%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$383,000	–	25,500	–	0.07%	–
GE	New	GENERAL ELECTRIC CO	$374,000	–	28,877	–	0.07%	–
XLY	New	SELECT SECTOR SPDR TRsbi cons discr	$376,000	–	2,108	–	0.07%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$373,000	–	26,000	–	0.07%	–
XOP	New	SPDR SER TRs&p oilgas exp	$363,000	–	3,750	–	0.07%	–
XLC	New	SELECT SECTOR SPDR TR	$364,000	–	4,500	–	0.07%	–
ROCRW	New	ROTH CH ACQUISITION III CO*w exp 02/26/202	$366,000	–	222,757	–	0.07%	–
CERN	New	CERNER CORP	$366,000	–	4,600	–	0.07%	–
NVAX	New	NOVAVAX INC	$361,000	–	1,700	–	0.07%	–
GOOGL	New	ALPHABET INCcap stk cl a	$356,000	–	146	–	0.07%	–
ETN	New	EATON CORP PLC	$356,000	–	2,400	–	0.07%	–
CCI	New	CROWN CASTLE INTL CORP NEW	$349,000	–	1,787	–	0.07%	–
CAT	New	CATERPILLAR INC	$351,000	–	1,610	–	0.07%	–
BAC	New	BK OF AMERICA CORP	$351,000	–	8,519	–	0.07%	–
ALTR	New	ALTAIR ENGR INC	$345,000	–	5,000	–	0.07%	–
OSTR	New	OYSTER ENTERPRISES ACQ CORP	$338,000	–	35,000	–	0.07%	–
RDFI	New	COLLABORATIVE INVESTMNT SERrareview dynamic	$338,000	–	11,301	–	0.07%	–
BMRN	New	BIOMARIN PHARMACEUTICAL INC	$338,000	–	4,000	–	0.07%	–
AAC	New	ARES ACQUISITION CORPORATION	$341,000	–	35,000	–	0.07%	–
VMAC	New	VISTAS MEDIA ACQUISITION CO	$330,000	–	33,133	–	0.06%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$318,000	–	1,146	–	0.06%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$321,000	–	1,119	–	0.06%	–
NEE	New	NEXTERA ENERGY INC	$313,000	–	4,268	–	0.06%	–
CRI	New	CARTERS INC	$310,000	–	3,000	–	0.06%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$306,000	–	1,350	–	0.06%	–
PGRW	New	PROGRESS ACQUISITION CORP	$305,000	–	31,500	–	0.06%	–
XPOA	New	DPCM CAP INC	$296,000	–	29,995	–	0.06%	–
FIGS	New	FIGS INCcl a	$301,000	–	6,000	–	0.06%	–
KURA	New	KURA ONCOLOGY INC	$298,000	–	14,900	–	0.06%	–
L	New	LOEWS CORP	$297,000	–	5,494	–	0.06%	–
AR	New	ANTERO RESOURCES CORP	$293,000	–	19,500	–	0.06%	–
NMFC	New	NEW MTN FIN CORP	$288,000	–	21,875	–	0.06%	–
CMI	New	CUMMINS INC	$283,000	–	1,161	–	0.06%	–
SCHW	New	SCHWAB CHARLES CORP	$283,000	–	4,000	–	0.06%	–
ADEX	New	ADIT EDTECH ACQUISITION CORP	$280,000	–	29,000	–	0.05%	–
MMP	New	MAGELLAN MIDSTREAM PRTNRS LP	$271,000	–	5,550	–	0.05%	–
PFF	New	ISHARES TRpfd and incm sec	$275,000	–	7,000	–	0.05%	–
ATAX	New	AMERICA FIRST MULTIFAMILY INben unit ctf	$266,000	–	39,500	–	0.05%	–
PUCK	New	GOAL ACQUISITIONS CORP	$270,000	–	28,000	–	0.05%	–
DUK	New	DUKE ENERGY CORP NEW	$261,000	–	2,650	–	0.05%	–
MUSA	New	MURPHY USA INC	$264,000	–	2,000	–	0.05%	–
TSCO	New	TRACTOR SUPPLY CO	$256,000	–	1,375	–	0.05%	–
UYG	New	PROSHARES TRultra fncls new	$252,000	–	4,076	–	0.05%	–
CRKN	New	CROWN ELECTROKINETICS CORP	$252,000	–	59,580	–	0.05%	–
HRL	New	HORMEL FOODS CORP	$251,000	–	5,250	–	0.05%	–
TGP	New	TEEKAY LNG PARTNERS L Pprtnrsp units	$254,000	–	16,800	–	0.05%	–
DEO	New	DIAGEO PLCspon adr new	$254,000	–	1,325	–	0.05%	–
CNQ	New	CANADIAN NAT RES LTD	$247,000	–	6,800	–	0.05%	–
KINZ	New	KINS TECHNOLOGY GROUP INC	$247,000	–	25,000	–	0.05%	–
NBST	New	NEWBURY STREET ACQUISITN COR	$241,000	–	25,000	–	0.05%	–
SGMA	New	SIGMATRON INTL INC	$244,000	–	48,314	–	0.05%	–
WASH	New	WASHINGTON TR BANCORP INC	$241,000	–	4,685	–	0.05%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$243,000	–	1,170	–	0.05%	–
ESPR	New	ESPERION THERAPEUTICS INC NE	$242,000	–	12,200	–	0.05%	–
LUMN	New	LUMEN TECHNOLOGIES INC	$241,000	–	17,720	–	0.05%	–
SQM	New	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$237,000	–	5,000	–	0.05%	–
CPSR	New	CAPSTAR SPL PURP ACQUISITION	$235,000	–	23,962	–	0.05%	–
MOTV	New	MOTIVE CAPITAL CORP	$234,000	–	24,000	–	0.04%	–
MPLX	New	MPLX LP	$233,000	–	7,823	–	0.04%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$226,000	–	6,750	–	0.04%	–
PGEN	New	PRECIGEN INC	$228,000	–	35,000	–	0.04%	–
CFR	New	CULLEN FROST BANKERS INC	$224,000	–	2,000	–	0.04%	–
CTT	New	CATCHMARK TIMBER TR INCcl a	$227,000	–	19,400	–	0.04%	–
ZGNX	New	ZOGENIX INC	$221,000	–	12,420	–	0.04%	–
AEP	New	AMERICAN ELEC PWR CO INC	$217,000	–	2,563	–	0.04%	–
DELL	New	DELL TECHNOLOGIES INCcl c	$216,000	–	2,200	–	0.04%	–
VACQ	New	VECTOR ACQUISITION CORP	$217,000	–	20,000	–	0.04%	–
FUBO	New	FUBOTV INC	$214,000	–	6,680	–	0.04%	–
RMM	New	RIVERNORTH MANAGED DUR MUN I	$210,000	–	10,300	–	0.04%	–
CADE	New	CADENCE BANCORPORATIONcl a	$209,000	–	10,000	–	0.04%	–
NVTA	New	INVITAE CORP	$209,000	–	6,280	–	0.04%	–
AVO	New	MISSION PRODUCE INC	$207,000	–	10,000	–	0.04%	–
VIAC	New	VIACOMCBS INCcl b	$205,000	–	4,540	–	0.04%	–
SCM	New	STELLUS CAP INVT CORP	$207,000	–	16,465	–	0.04%	–
ANGL	New	VANECK VECTORS ETF TRfallen angel hg	$203,000	–	6,174	–	0.04%	–
BOND	New	PIMCO ETF TRactive bd etf	$200,000	–	1,800	–	0.04%	–
ASAX	New	ASTREA ACQUISITION CORP	$203,000	–	21,000	–	0.04%	–
SNAP	New	SNAP INCcl a	$201,000	–	2,950	–	0.04%	–
VST	New	VISTRA CORP	$197,000	–	10,640	–	0.04%	–
TFFP	New	TFF PHARMACEUTICALS INC	$198,000	–	20,826	–	0.04%	–
SLCR	New	SILVER CREST ACQUISITION COR	$193,000	–	20,000	–	0.04%	–
BITE	New	BITE ACQUISITION CORP	$193,000	–	19,998	–	0.04%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$175,000	–	12,270	–	0.03%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$175,000	–	15,830	–	0.03%	–
ACII	New	ATLAS CREST INVESTMENT CORP	$171,000	–	17,492	–	0.03%	–
MCMJ	New	MERIDA MERGER CORP I	$149,000	–	15,000	–	0.03%	–
BRMK	New	BROADMARK RLTY CAP INC	$138,000	–	13,000	–	0.03%	–
OCA	New	OMNICHANNEL ACQUISITION CORP	$137,000	–	14,000	–	0.03%	–
NBA	New	NEW BEGINNINGS ACQUISITION C	$136,000	–	13,546	–	0.03%	–
CANO	New	CANO HEALTH INC	$121,000	–	10,000	–	0.02%	–
FINM	New	MARLIN TECHNOLOGY CORP	$121,000	–	12,495	–	0.02%	–
MACA	New	MORINGA ACQUISITION CORP	$102,000	–	10,500	–	0.02%	–
VII	New	7GC & CO HOLDINGS INC	$97,000	–	10,000	–	0.02%	–
FTAA	New	FTAC ATHENA ACQUISITION CORP	$99,000	–	10,000	–	0.02%	–
JCIC	New	JACK CREEK INVESTMENT CORP	$96,000	–	10,000	–	0.02%	–
ADER	New	26 CAPITAL ACQUISITION CORP	$97,000	–	10,000	–	0.02%	–
HCCC	New	HEALTHCARE CAPITAL CORP	$97,000	–	10,000	–	0.02%	–
GTE	New	GRAN TIERRA ENERGY INC	$91,000	–	123,667	–	0.02%	–
WTRH	New	WAITR HLDGS INC	$71,000	–	40,000	–	0.01%	–
LOGC	New	LOGICBIO THERAPEUTICS INC	$67,000	–	15,000	–	0.01%	–
HNRG	New	HALLADOR ENERGY COMPANY	$35,000	–	13,165	–	0.01%	–
NERV	New	MINERVA NEUROSCIENCES INC	$28,000	–	12,000	–	0.01%	–
	New	PDL BIOPHARMA INCnote 2.750%12/0	$13,000	–	13,000	–	0.00%	–
ESSCR	New	EAST STONE ACQUISITION CORPright 02/24/2027	$4,000	–	10,000	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
ESSCW	Exit	EAST STONE ACQUISITION CORP*w exp 12/31/202	$0	–	-10,000	–	0.00%	–
ESSCR	Exit	EAST STONE ACQUISITION CORPright 12/31/2026	$0	–	-10,000	–	-0.00%	–
GNRSW	Exit	GREENROSE ACQUISITION CORP*w exp 08/11/202	$0	–	-15,000	–	-0.00%	–
LATNW	Exit	UNION ACQUISITION CORP II*w exp 04/01/202	$0	–	-12,500	–	-0.00%	–
MCMJW	Exit	MERIDA MERGER CORP I*w exp 11/07/202	$0	–	-15,000	–	-0.00%	–
CIICW	Exit	CIIG MERGER CORP*w exp 12/31/202	$0	–	-12,500	–	-0.00%	–
NPAWW	Exit	NEW PROVIDENCE ACQUISITION*w exp 09/11/202	$0	–	-12,225	–	-0.00%	–
MNKD	Exit	MANNKIND CORP	$0	–	-10,000	–	-0.01%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-26,330	–	-0.01%	–
GLEOWS	Exit	GALILEO ACQUISITION CORP*w exp 10/31/202	$0	–	-46,255	–	-0.01%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-124,667	–	-0.01%	–
NERV	Exit	MINERVA NEUROSCIENCES INC	$0	–	-12,000	–	-0.01%	–
JIHWS	Exit	JUNIPER INDL HLDGS INC*w exp 11/13/202	$0	–	-37,500	–	-0.01%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-20,000	–	-0.02%	–
CADE	Exit	CADENCE BANCORPORATIONcl a	$0	–	-10,000	–	-0.02%	–
IPV	Exit	INTERPRIVATE ACQUISITION COR	$0	–	-10,000	–	-0.03%	–
ESSC	Exit	EAST STONE ACQUISITION CORP	$0	–	-10,000	–	-0.03%	–
AR	Exit	ANTERO RESOURCES CORP	$0	–	-39,000	–	-0.03%	–
ATAX	Exit	AMERICA FIRST MULTIFAMILY INben unit ctf	$0	–	-27,000	–	-0.03%	–
PUMP	Exit	PROPETRO HLDG CORP	$0	–	-30,000	–	-0.03%	–
THBR	Exit	THUNDER BRDG ACQUISTION II L	$0	–	-12,500	–	-0.03%	–
LATN	Exit	UNION ACQUISITION CORP II	$0	–	-12,500	–	-0.03%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-15,500	–	-0.04%	–
MGTX	Exit	MEIRAGTX HLDGS PLC	$0	–	-10,000	–	-0.04%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-10,170	–	-0.04%	–
LMRK	Exit	LANDMARK INFRASTRCTUR PARTR	$0	–	-15,960	–	-0.04%	–
TGP	Exit	TEEKAY LNG PARTNERS L Pprtnrsp units	$0	–	-14,150	–	-0.04%	–
GNRS	Exit	GREENROSE ACQUISITION CORP	$0	–	-15,000	–	-0.04%	–
MCMJ	Exit	MERIDA MERGER CORP I	$0	–	-15,000	–	-0.04%	–
FLEX	Exit	FLEX LTDord	$0	–	-13,400	–	-0.04%	–
BYM	Exit	BLACKROCK MUN INCOME QUALITY	$0	–	-11,000	–	-0.04%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-35,700	–	-0.04%	–
SGMA	Exit	SIGMATRON INTL INC	$0	–	-55,100	–	-0.05%	–
CTT	Exit	CATCHMARK TIMBER TR INCcl a	$0	–	-19,400	–	-0.05%	–
RMM	Exit	RIVERNORTH MANAGED DUR MUN I	$0	–	-10,300	–	-0.05%	–
TRGP	Exit	TARGA RES CORP	$0	–	-12,897	–	-0.05%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRST	$0	–	-46,200	–	-0.05%	–
SCM	Exit	STELLUS CAP INVT CORP	$0	–	-22,259	–	-0.05%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-5,550	–	-0.06%	–
FEAC	Exit	FLYING EAGLE ACQUISITION COR	$0	–	-16,650	–	-0.06%	–
BOND	Exit	PIMCO ETF TRactive bd etf	$0	–	-1,800	–	-0.06%	–
MGA	Exit	MAGNA INTL INC	$0	–	-4,500	–	-0.06%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-1,375	–	-0.06%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-21,875	–	-0.06%	–
MMM	Exit	3M CO	$0	–	-1,319	–	-0.06%	–
TSLA	Exit	TESLA INC	$0	–	-500	–	-0.06%	–
MR	Exit	MONTAGE RES CORP	$0	–	-49,498	–	-0.06%	–
ZUO	Exit	ZUORA INC	$0	–	-21,000	–	-0.06%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-55,000	–	-0.06%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-12,420	–	-0.06%	–
LYFT	Exit	LYFT INC	$0	–	-8,500	–	-0.06%	–
DUK	Exit	DUKE ENERGY CORP NEW	$0	–	-2,750	–	-0.07%	–
LADR	Exit	LADDER CAP CORPcl a	$0	–	-34,100	–	-0.07%	–
CMI	Exit	CUMMINS INC	$0	–	-1,161	–	-0.07%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.07%	–
NPA	Exit	NEW PROVIDENCE ACQUISITION	$0	–	-24,450	–	-0.07%	–
CIIC	Exit	CIIG MERGER CORP	$0	–	-25,000	–	-0.07%	–
NET	Exit	CLOUDFLARE INC	$0	–	-6,300	–	-0.07%	–
MUSA	Exit	MURPHY USA INC	$0	–	-2,000	–	-0.07%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW	$0	–	-1,588	–	-0.07%	–
LUMN	Exit	LUMEN TECHNOLOGIES INC	$0	–	-26,220	–	-0.07%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.07%	–
XLC	Exit	SELECT SECTOR SPDR TR	$0	–	-4,500	–	-0.07%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C	$0	–	-28,498	–	-0.08%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-24,500	–	-0.08%	–
USB	Exit	US BANCORP DEL	$0	–	-7,560	–	-0.08%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-15,000	–	-0.08%	–
NUE	Exit	NUCOR CORP	$0	–	-6,000	–	-0.08%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-1,067	–	-0.08%	–
CXO	Exit	CONCHO RES INC	$0	–	-6,656	–	-0.08%	–
BKK	Exit	BLACKROCK MUN 2020 TERM TR	$0	–	-20,000	–	-0.08%	–
CSCO	Exit	CISCO SYS INC	$0	–	-7,625	–	-0.08%	–
F	Exit	FORD MTR CO DEL	$0	–	-46,000	–	-0.08%	–
XLY	Exit	SELECT SECTOR SPDR TRsbi cons discr	$0	–	-2,108	–	-0.08%	–
CRNX	Exit	CRINETICS PHARMACEUTICALS IN	$0	–	-18,600	–	-0.08%	–
UHS	Exit	UNIVERSAL HLTH SVCS INCcl b	$0	–	-2,890	–	-0.09%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC	$0	–	-4,000	–	-0.09%	–
DBX	Exit	DROPBOX INCcl a	$0	–	-15,970	–	-0.09%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.09%	–
MRUS	Exit	MERUS N V	$0	–	-24,870	–	-0.09%	–
HPQ	Exit	HP INC	$0	–	-16,998	–	-0.09%	–
CERN	Exit	CERNER CORP	$0	–	-4,600	–	-0.09%	–
SCI	Exit	SERVICE CORP INTL	$0	–	-8,000	–	-0.09%	–
BFZ	Exit	BLACKROCK CALIF MUN INCOME Tsh ben int	$0	–	-25,500	–	-0.09%	–
TFFP	Exit	TFF PHARMACEUTICALS INC	$0	–	-21,326	–	-0.09%	–
BLUE	Exit	BLUEBIRD BIO INC	$0	–	-5,900	–	-0.09%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-1,010	–	-0.09%	–
OKE	Exit	ONEOK INC NEW	$0	–	-13,199	–	-0.09%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,292	–	-0.09%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-19,800	–	-0.10%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-1,000	–	-0.10%	–
MUJ	Exit	BLACKROCK MUNIHLDGS NJ QLTY	$0	–	-25,730	–	-0.10%	–
VTN	Exit	INVESCO TR INVT GRADE NEW YO	$0	–	-29,000	–	-0.10%	–
VGT	Exit	VANGUARD WORLD FDSinf tech etf	$0	–	-1,155	–	-0.10%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-2,450	–	-0.10%	–
LFUS	Exit	LITTELFUSE INC	$0	–	-2,000	–	-0.10%	–
KLAC	Exit	KLA CORP	$0	–	-1,750	–	-0.10%	–
EW	Exit	EDWARDS LIFESCIENCES CORP	$0	–	-4,620	–	-0.10%	–
BAX	Exit	BAXTER INTL INC	$0	–	-4,900	–	-0.11%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-4,920	–	-0.11%	–
PHG	Exit	KONINKLIJKE PHILIPS N Vny reg sh new	$0	–	-8,162	–	-0.11%	–
DXCM	Exit	DEXCOM INC	$0	–	-1,000	–	-0.11%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.11%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-28,000	–	-0.11%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-6,750	–	-0.11%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-3,676	–	-0.11%	–
CYTK	Exit	CYTOKINETICS INC	$0	–	-24,555	–	-0.11%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-3,400	–	-0.11%	–
UNP	Exit	UNION PAC CORP	$0	–	-2,100	–	-0.12%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-3,000	–	-0.12%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-166,900	–	-0.12%	–
GLEO	Exit	GALILEO ACQUISITION CORP	$0	–	-43,780	–	-0.12%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-6,000	–	-0.12%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,100	–	-0.12%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,400	–	-0.12%	–
NSC	Exit	NORFOLK SOUTHN CORP	$0	–	-2,175	–	-0.13%	–
DOX	Exit	AMDOCS LTD	$0	–	-8,000	–	-0.13%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-32,372	–	-0.13%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-2,082	–	-0.13%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-10,377	–	-0.13%	–
CLX	Exit	CLOROX CO DEL	$0	–	-2,183	–	-0.13%	–
TGT	Exit	TARGET CORP	$0	–	-2,922	–	-0.13%	–
HCA	Exit	HCA HEALTHCARE INC	$0	–	-3,631	–	-0.13%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-36,950	–	-0.13%	–
INCY	Exit	INCYTE CORP	$0	–	-5,000	–	-0.13%	–
MOH	Exit	MOLINA HEALTHCARE INC	$0	–	-2,370	–	-0.13%	–
PGEN	Exit	PRECIGEN INC	$0	–	-140,809	–	-0.13%	–
PEP	Exit	PEPSICO INC	$0	–	-3,500	–	-0.14%	–
SYK	Exit	STRYKER CORPORATION	$0	–	-2,266	–	-0.14%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,647	–	-0.14%	–
ARGX	Exit	ARGENX SEsponsored adr	$0	–	-1,830	–	-0.14%	–
BLK	Exit	BLACKROCK INC	$0	–	-900	–	-0.14%	–
MCK	Exit	MCKESSON CORP	$0	–	-3,370	–	-0.14%	–
KURA	Exit	KURA ONCOLOGY INC	$0	–	-14,900	–	-0.14%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-102,500	–	-0.14%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INC	$0	–	-3,500	–	-0.14%	–
IOVA	Exit	IOVANCE BIOTHERAPEUTICS INC	$0	–	-16,200	–	-0.14%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,030	–	-0.14%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-4,800	–	-0.14%	–
KR	Exit	KROGER CO	$0	–	-15,000	–	-0.14%	–
TEAM	Exit	ATLASSIAN CORP PLCcl a	$0	–	-2,730	–	-0.14%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-4,200	–	-0.14%	–
PRAA	Exit	PRA GROUP INC	$0	–	-13,421	–	-0.14%	–
NTES	Exit	NETEASE INCsponsored ads	$0	–	-5,925	–	-0.15%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-1,389	–	-0.15%	–
MGNX	Exit	MACROGENICS INC	$0	–	-20,915	–	-0.15%	–
MYOK	Exit	MYOKARDIA INC	$0	–	-2,500	–	-0.15%	–
WMT	Exit	WALMART INC	$0	–	-4,000	–	-0.15%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-5,244	–	-0.15%	–
MINT	Exit	PIMCO ETF TRenhan shrt ma ac	$0	–	-5,480	–	-0.15%	–
ANTM	Exit	ANTHEM INC	$0	–	-1,900	–	-0.15%	–
JAZZ	Exit	JAZZ PHARMACEUTICALS PLC	$0	–	-3,700	–	-0.15%	–
CE	Exit	CELANESE CORP DEL	$0	–	-5,000	–	-0.16%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-35,013	–	-0.16%	–
CSX	Exit	CSX CORP	$0	–	-7,500	–	-0.16%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-38,955	–	-0.17%	–
RTX	Exit	RAYTHEON TECHNOLOGIES CORP	$0	–	-10,488	–	-0.17%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-2,075	–	-0.17%	–
ENDP	Exit	ENDO INTL PLC	$0	–	-188,723	–	-0.17%	–
KNSL	Exit	KINSALE CAP GROUP INC	$0	–	-3,000	–	-0.17%	–
XLNX	Exit	XILINX INC	$0	–	-5,475	–	-0.18%	–
LIN	Exit	LINDE PLC	$0	–	-2,700	–	-0.18%	–
SWTX	Exit	SPRINGWORKS THERAPEUTICS INC	$0	–	-11,200	–	-0.18%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-148,490	–	-0.18%	–
QSR	Exit	RESTAURANT BRANDS INTL INC	$0	–	-11,824	–	-0.19%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-5,350	–	-0.19%	–
SEB	Exit	SEABOARD CORP	$0	–	-250	–	-0.19%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-10,175	–	-0.20%	–
DDOG	Exit	DATADOG INC	$0	–	-6,290	–	-0.20%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-13,600	–	-0.20%	–
AVGO	Exit	BROADCOM INC	$0	–	-1,964	–	-0.20%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-9,255	–	-0.20%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-3,250	–	-0.21%	–
ZBRA	Exit	ZEBRA TECHNOLOGIES CORPORATIcl a	$0	–	-2,677	–	-0.21%	–
RCKT	Exit	ROCKET PHARMACEUTICALS INC	$0	–	-27,709	–	-0.21%	–
CI	Exit	CIGNA CORP NEW	$0	–	-4,493	–	-0.21%	–
MSI	Exit	MOTOROLA SOLUTIONS INC	$0	–	-4,735	–	-0.21%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-1,700	–	-0.22%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC Ncl a	$0	–	-1,239	–	-0.22%	–
INTC	Exit	INTEL CORP	$0	–	-15,095	–	-0.22%	–
RMD	Exit	RESMED INC	$0	–	-4,600	–	-0.22%	–
BGNE	Exit	BEIGENE LTDsponsored adr	$0	–	-2,700	–	-0.22%	–
BA	Exit	BOEING CO	$0	–	-5,060	–	-0.23%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-7,542	–	-0.23%	–
ET	Exit	ENERGY TRANSFER LP	$0	–	-152,434	–	-0.23%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-2,600	–	-0.24%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-70,121	–	-0.24%	–
ABT	Exit	ABBOTT LABS	$0	–	-8,025	–	-0.24%	–
FDX	Exit	FEDEX CORP	$0	–	-3,200	–	-0.24%	–
KO	Exit	COCA COLA CO	$0	–	-17,816	–	-0.24%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-24,748	–	-0.24%	–
SBEWS	Exit	SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202	$0	–	-219,742	–	-0.24%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWAR	$0	–	-5,360	–	-0.24%	–
CRTO	Exit	CRITEO S Aspons ads	$0	–	-74,500	–	-0.25%	–
TWTR	Exit	TWITTER INC	$0	–	-19,700	–	-0.25%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-6,040	–	-0.25%	–
SQ	Exit	SQUARE INCcl a	$0	–	-5,000	–	-0.26%	–
LOW	Exit	LOWES COS INC	$0	–	-5,506	–	-0.26%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-11,350	–	-0.26%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-5,324	–	-0.26%	–
JEF	Exit	JEFFERIES FINL GROUP INC	$0	–	-55,466	–	-0.27%	–
AMGN	Exit	AMGEN INC	$0	–	-4,292	–	-0.28%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-3,445	–	-0.29%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-5,307	–	-0.30%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-3,150	–	-0.30%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-40,000	–	-0.30%	–
ECL	Exit	ECOLAB INC	$0	–	-5,597	–	-0.31%	–
ORCL	Exit	ORACLE CORP	$0	–	-18,460	–	-0.31%	–
SHV	Exit	ISHARES TRshort treas bd	$0	–	-10,925	–	-0.33%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-5,960	–	-0.34%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-8,670	–	-0.35%	–
MA	Exit	MASTERCARD INCORPORATEDcl a	$0	–	-3,757	–	-0.35%	–
BQ	Exit	BOQII HLDG LTDsponsored ads	$0	–	-179,000	–	-0.35%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-9,170	–	-0.35%	–
GSK	Exit	GLAXOSMITHKLINE PLCsponsored adr	$0	–	-36,000	–	-0.37%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-24,233	–	-0.39%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-5,384	–	-0.40%	–
ADBE	Exit	ADOBE SYSTEMS INCORPORATED	$0	–	-2,900	–	-0.41%	–
RETA	Exit	REATA PHARMACEUTICALS INCcl a	$0	–	-13,595	–	-0.41%	–
ECOZ	Exit	LISTED FD TR	$0	–	-46,330	–	-0.41%	–
INTU	Exit	INTUIT	$0	–	-4,321	–	-0.41%	–
LLY	Exit	LILLY ELI & CO	$0	–	-10,208	–	-0.41%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-26,126	–	-0.42%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-4,242	–	-0.43%	–
CHL	Exit	CHINA MOBILE LIMITEDsponsored adr	$0	–	-50,205	–	-0.44%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-13,300	–	-0.44%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-6,142	–	-0.44%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-1,068	–	-0.45%	–
HD	Exit	HOME DEPOT INC	$0	–	-6,051	–	-0.46%	–
MRK	Exit	MERCK & CO. INC	$0	–	-21,020	–	-0.46%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-5,045	–	-0.48%	–
PFE	Exit	PFIZER INC	$0	–	-49,522	–	-0.50%	–
SPKE	Exit	SPARK ENERGY INC	$0	–	-219,992	–	-0.50%	–
ABBV	Exit	ABBVIE INC	$0	–	-22,498	–	-0.54%	–
GM	Exit	GENERAL MTRS CO	$0	–	-68,090	–	-0.55%	–
DIS	Exit	DISNEY WALT CO	$0	–	-16,702	–	-0.58%	–
CUE	Exit	CUE BIOPHARMA INC	$0	–	-142,430	–	-0.63%	–
ESGC	Exit	EROS STX GLOBAL CORPORATION	$0	–	-1,110,633	–	-0.67%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-41,419	–	-0.68%	–
LRNZ	Exit	LISTED FD TR	$0	–	-59,250	–	-0.69%	–
SNOW	Exit	SNOWFLAKE INCcl a	$0	–	-10,358	–	-0.70%	–
TELA	Exit	TELA BIO INC	$0	–	-163,121	–	-0.73%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-443,052	–	-0.75%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-5,020	–	-0.77%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-13,082	–	-0.78%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-9	–	-0.78%	–
VRSN	Exit	VERISIGN INC	$0	–	-13,246	–	-0.78%	–
IGT	Exit	INTERNATIONAL GAME TECHNOLOG	$0	–	-259,775	–	-0.79%	–
AMZN	Exit	AMAZON COM INC	$0	–	-893	–	-0.82%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-88,221	–	-0.82%	–
AVLR	Exit	AVALARA INC	$0	–	-20,291	–	-0.86%	–
DT	Exit	DYNATRACE INC	$0	–	-78,284	–	-0.93%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-59,347	–	-0.94%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-92,018	–	-0.97%	–
NOW	Exit	SERVICENOW INC	$0	–	-6,926	–	-0.98%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-2,539	–	-1.07%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-52,563	–	-1.09%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-41,511	–	-1.09%	–
	Exit	APTOSE BIOSCIENCES INC	$0	–	-667,004	–	-1.10%	–
DOCU	Exit	DOCUSIGN INC	$0	–	-17,381	–	-1.12%	–
ESPO	Exit	VANECK VECTORS ETF TRvideo gaming	$0	–	-66,096	–	-1.13%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-150,500	–	-1.20%	–
CTAS	Exit	CINTAS CORP	$0	–	-13,014	–	-1.24%	–
V	Exit	VISA INC	$0	–	-25,237	–	-1.40%	–
QURE	Exit	UNIQURE NV	$0	–	-148,267	–	-1.47%	–
MAIN	Exit	MAIN STR CAP CORP	$0	–	-227,342	–	-1.83%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-4,296,637	–	-1.84%	–
T	Exit	AT&T INC	$0	–	-246,254	–	-1.90%	–
AAPL	Exit	APPLE INC	$0	–	-94,274	–	-3.02%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-741,305	–	-3.18%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-841,068	–	-3.21%	–
ELAN	Exit	ELANCO ANIMAL HEALTH INC	$0	–	-531,260	–	-4.03%	–
BX	Exit	BLACKSTONE GROUP INC	$0	–	-371,620	–	-5.29%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-151,352	–	-11.43%	–

Q3 2020

			Value		Shares		↓ Weighting
QQQ	Sell	INVESCO QQQ TRunit ser 1	$42,053,000	+10.5%	151,352	-1.5%	11.43%	-38.3%
BX	Buy	BLACKSTONE GROUP INC	$19,451,000	+2.4%	371,620	+10.8%	5.29%	-42.8%
ELAN	Buy	ELANCO ANIMAL HEALTH INC	$14,838,000	+88.9%	531,260	+45.1%	4.03%	+5.5%
CSWC	Sell	CAPITAL SOUTHWEST CORP	$11,817,000	-0.6%	841,068	-4.7%	3.21%	-44.5%
EPD	Buy	ENTERPRISE PRODS PARTNERS L	$11,717,000	-10.3%	741,305	+3.2%	3.18%	-49.9%
AAPL	Buy	APPLE INC	$11,126,000	+61.4%	94,274	+398.6%	3.02%	-9.9%
T	Sell	AT&T INC	$7,002,000	-11.4%	246,254	-5.9%	1.90%	-50.5%
TXMD	Buy	THERAPEUTICSMD INC	$6,789,000	+45.5%	4,296,637	+15.1%	1.84%	-18.7%
MAIN	Sell	MAIN STR CAP CORP	$6,723,000	-10.0%	227,342	-5.3%	1.83%	-49.8%
QURE	New	UNIQURE NV	$5,406,000	–	148,267	–	1.47%	–
V	Buy	VISA INC	$5,132,000	+656.9%	25,237	+619.6%	1.40%	+322.7%
CTAS	Buy	CINTAS CORP	$4,572,000	+480.2%	13,014	+342.5%	1.24%	+224.3%
MPC	Buy	MARATHON PETE CORP	$4,416,000	-7.0%	150,500	+18.5%	1.20%	-48.1%
ESPO	New	VANECK VECTORS ETF TRvideo gaming	$4,172,000	–	66,096	–	1.13%	–
DOCU	New	DOCUSIGN INC	$4,137,000	–	17,381	–	1.12%	–
	New	APTOSE BIOSCIENCES INC	$4,062,000	–	667,004	–	1.10%	–
JPM	New	JPMORGAN CHASE & CO	$4,025,000	–	41,511	–	1.09%	–
PM	New	PHILIP MORRIS INTL INC	$3,997,000	–	52,563	–	1.09%	–
GOOGL	Buy	ALPHABET INCcap stk cl a	$3,952,000	+903.0%	2,539	+813.3%	1.07%	+459.4%
NOW	New	SERVICENOW INC	$3,602,000	–	6,926	–	0.98%	–
MO	Buy	ALTRIA GROUP INC	$3,565,000	+10.4%	92,018	+11.8%	0.97%	-38.4%
CVS	New	CVS HEALTH CORP	$3,469,000	–	59,347	–	0.94%	–
DT	New	DYNATRACE INC	$3,437,000	–	78,284	–	0.93%	–
AVLR	New	AVALARA INC	$3,156,000	–	20,291	–	0.86%	–
XOM	Sell	EXXON MOBIL CORP	$3,028,000	-24.2%	88,221	-1.3%	0.82%	-57.7%
AMZN	Buy	AMAZON COM INC	$3,004,000	+47.7%	893	+24.5%	0.82%	-17.6%
IGT	New	INTERNATIONAL GAME TECHNOLOG	$2,892,000	–	259,775	–	0.79%	–
VRSN	New	VERISIGN INC	$2,875,000	–	13,246	–	0.78%	–
MSFT	Buy	MICROSOFT CORP	$2,862,000	+110.0%	13,082	+95.6%	0.78%	+17.3%
NVDA	Buy	NVIDIA CORPORATION	$2,829,000	+364.5%	5,020	+213.6%	0.77%	+159.8%
GE	Buy	GENERAL ELECTRIC CO	$2,773,000	-2.0%	443,052	+6.9%	0.75%	-45.2%
TELA	Sell	TELA BIO INC	$2,698,000	-21.3%	163,121	-38.3%	0.73%	-56.0%
SNOW	New	SNOWFLAKE INCcl a	$2,579,000	–	10,358	–	0.70%	–
LRNZ	New	LISTED FD TR	$2,529,000	–	59,250	–	0.69%	–
BMY	Buy	BRISTOL-MYERS SQUIBB CO	$2,508,000	+29.8%	41,419	+26.0%	0.68%	-27.4%
ESGC	New	EROS STX GLOBAL CORPORATION	$2,455,000	–	1,110,633	–	0.67%	–
CUE	New	CUE BIOPHARMA INC	$2,312,000	–	142,430	–	0.63%	–
DIS	Buy	DISNEY WALT CO	$2,144,000	+282.9%	16,702	+235.8%	0.58%	+114.3%
GM	Sell	GENERAL MTRS CO	$2,015,000	+8.5%	68,090	-7.2%	0.55%	-39.4%
ABBV	Buy	ABBVIE INC	$1,969,000	+51.5%	22,498	+71.2%	0.54%	-15.5%
SPKE	Sell	SPARK ENERGY INC	$1,831,000	+0.7%	219,992	-14.5%	0.50%	-43.7%
PFE	New	PFIZER INC	$1,822,000	–	49,522	–	0.50%	–
IVV	Buy	ISHARES TRcore s&p500 etf	$1,760,000	+571.8%	5,045	+497.0%	0.48%	+276.4%
MRK	Buy	MERCK & CO. INC	$1,691,000	+716.9%	21,020	+690.5%	0.46%	+355.4%
GOOG	Buy	ALPHABET INCcap stk cl c	$1,671,000	+48.5%	1,068	+36.4%	0.45%	-17.0%
CRM	Buy	SALESFORCE COM INC	$1,638,000	+591.1%	6,142	+396.5%	0.44%	+287.0%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$1,619,000	-0.9%	13,300	-1.7%	0.44%	-44.7%
CHL	New	CHINA MOBILE LIMITEDsponsored adr	$1,614,000	–	50,205	–	0.44%	–
LRCX	New	LAM RESEARCH CORP	$1,591,000	–	4,242	–	0.43%	–
MDLZ	Buy	MONDELEZ INTL INCcl a	$1,528,000	+275.4%	26,126	+227.8%	0.42%	+109.6%
LLY	Buy	LILLY ELI & CO	$1,518,000	+21.2%	10,208	+33.8%	0.41%	-32.2%
INTU	New	INTUIT	$1,512,000	–	4,321	–	0.41%	–
ECOZ	New	LISTED FD TR	$1,509,000	–	46,330	–	0.41%	–
RETA	Buy	REATA PHARMACEUTICALS INCcl a	$1,504,000	+234.2%	13,595	+364.8%	0.41%	+86.8%
ADBE	Buy	ADOBE SYSTEMS INCORPORATED	$1,494,000	+507.3%	2,900	+418.8%	0.41%	+238.3%
FB	Buy	FACEBOOK INCcl a	$1,464,000	+105.0%	5,384	+75.5%	0.40%	+14.7%
VZ	Buy	VERIZON COMMUNICATIONS INC	$1,438,000	+94.6%	24,233	+80.8%	0.39%	+8.6%
GSK	Buy	GLAXOSMITHKLINE PLCsponsored adr	$1,347,000	+65.1%	36,000	+80.0%	0.37%	-7.8%
PG	New	PROCTER AND GAMBLE CO	$1,299,000	–	9,170	–	0.35%	–
BQ	New	BOQII HLDG LTDsponsored ads	$1,289,000	–	179,000	–	0.35%	–
JNJ	Buy	JOHNSON & JOHNSON	$1,287,000	+84.1%	8,670	+74.4%	0.35%	+2.9%
MA	Buy	MASTERCARD INCORPORATEDcl a	$1,289,000	+139.1%	3,757	+107.1%	0.35%	+33.6%
GS	Buy	GOLDMAN SACHS GROUP INC	$1,250,000	+262.3%	5,960	+241.5%	0.34%	+102.4%
SHV	Buy	ISHARES TRshort treas bd	$1,209,000	+119.0%	10,925	+119.0%	0.33%	+22.3%
ORCL	New	ORACLE CORP	$1,126,000	–	18,460	–	0.31%	–
ECL	New	ECOLAB INC	$1,126,000	–	5,597	–	0.31%	–
GOLD	New	BARRICK GOLD CORP	$1,124,000	–	40,000	–	0.30%	–
LULU	Buy	LULULEMON ATHLETICA INC	$1,119,000	+110.3%	3,150	+82.6%	0.30%	+17.4%
PYPL	New	PAYPAL HLDGS INC	$1,095,000	–	5,307	–	0.30%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$1,058,000	–	3,445	–	0.29%	–
AMGN	Buy	AMGEN INC	$1,028,000	+98.8%	4,292	+112.0%	0.28%	+10.7%
JEF	Sell	JEFFERIES FINL GROUP INC	$998,000	-20.9%	55,466	-31.6%	0.27%	-55.9%
KSU	New	KANSAS CITY SOUTHERN	$967,000	–	5,324	–	0.26%	–
AMD	Buy	ADVANCED MICRO DEVICES INC	$967,000	+135.3%	11,350	+45.0%	0.26%	+31.5%
LOW	New	LOWES COS INC	$962,000	–	5,506	–	0.26%	–
SQ	Buy	SQUARE INCcl a	$947,000	+308.2%	5,000	+150.0%	0.26%	+127.4%
TXN	New	TEXAS INSTRS INC	$929,000	–	6,040	–	0.25%	–
TWTR	New	TWITTER INC	$929,000	–	19,700	–	0.25%	–
CRTO	New	CRITEO S Aspons ads	$909,000	–	74,500	–	0.25%	–
SBEWS	New	SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202	$901,000	–	219,742	–	0.24%	–
TTWO	Buy	TAKE-TWO INTERACTIVE SOFTWAR	$903,000	+290.9%	5,360	+235.0%	0.24%	+118.8%
WBA	New	WALGREENS BOOTS ALLIANCE INC	$893,000	–	24,748	–	0.24%	–
KO	Sell	COCA COLA CO	$879,000	+7.9%	17,816	-2.4%	0.24%	-39.8%
FDX	Buy	FEDEX CORP	$875,000	+166.0%	3,200	+52.4%	0.24%	+48.8%
ABT	New	ABBOTT LABS	$873,000	–	8,025	–	0.24%	–
KMI	Buy	KINDER MORGAN INC DEL	$872,000	+61.5%	70,121	+97.1%	0.24%	-9.9%
TWLO	New	TWILIO INCcl a	$865,000	–	2,600	–	0.24%	–
ET	New	ENERGY TRANSFER LP	$852,000	–	152,434	–	0.23%	–
WM	Buy	WASTE MGMT INC DEL	$853,000	+63.1%	7,542	+52.6%	0.23%	-8.7%
BA	Buy	BOEING CO	$830,000	+234.7%	5,060	+269.3%	0.23%	+86.8%
BGNE	New	BEIGENE LTDsponsored adr	$825,000	–	2,700	–	0.22%	–
RMD	New	RESMED INC	$812,000	–	4,600	–	0.22%	–
INTC	New	INTEL CORP	$811,000	–	15,095	–	0.22%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncl a	$802,000	–	1,239	–	0.22%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$795,000	–	1,700	–	0.22%	–
CI	Buy	CIGNA CORP NEW	$784,000	+103.1%	4,493	+121.9%	0.21%	+13.3%
MSI	New	MOTOROLA SOLUTIONS INC	$785,000	–	4,735	–	0.21%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$772,000	–	27,709	–	0.21%	–
ZBRA	Buy	ZEBRA TECHNOLOGIES CORPORATIcl a	$769,000	+282.6%	2,677	+233.8%	0.21%	+113.3%
WDAY	Buy	WORKDAY INCcl a	$761,000	+205.6%	3,250	+150.0%	0.21%	+71.1%
ATVI	Buy	ACTIVISION BLIZZARD INC	$755,000	+53.5%	9,255	+46.8%	0.20%	-14.2%
AVGO	New	BROADCOM INC	$749,000	–	1,964	–	0.20%	–
AZN	Buy	ASTRAZENECA PLCsponsored adr	$744,000	+20.4%	13,600	+16.5%	0.20%	-32.9%
DDOG	New	DATADOG INC	$735,000	–	6,290	–	0.20%	–
EA	New	ELECTRONIC ARTS INC	$709,000	–	5,350	–	0.19%	–
QSR	New	RESTAURANT BRANDS INTL INC	$693,000	–	11,824	–	0.19%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$661,000	–	148,490	–	0.18%	–
SWTX	New	SPRINGWORKS THERAPEUTICS INC	$655,000	–	11,200	–	0.18%	–
LIN	New	LINDE PLC	$643,000	–	2,700	–	0.18%	–
XLNX	New	XILINX INC	$645,000	–	5,475	–	0.18%	–
KNSL	New	KINSALE CAP GROUP INC	$631,000	–	3,000	–	0.17%	–
RTX	New	RAYTHEON TECHNOLOGIES CORP	$617,000	–	10,488	–	0.17%	–
CSX	New	CSX CORP	$593,000	–	7,500	–	0.16%	–
BHC	Buy	BAUSCH HEALTH COS INC	$584,000	+187.7%	35,013	+217.9%	0.16%	+60.6%
CE	New	CELANESE CORP DEL	$578,000	–	5,000	–	0.16%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$562,000	–	3,700	–	0.15%	–
ANTM	Buy	ANTHEM INC	$563,000	+168.1%	1,900	+143.3%	0.15%	+50.0%
WMT	Buy	WALMART INC	$560,000	+33.7%	4,000	+14.3%	0.15%	-25.5%
MDT	New	MEDTRONIC PLC	$558,000	–	5,244	–	0.15%	–
MINT	New	PIMCO ETF TRenhan shrt ma ac	$559,000	–	5,480	–	0.15%	–
MYOK	New	MYOKARDIA INC	$555,000	–	2,500	–	0.15%	–
MGNX	New	MACROGENICS INC	$540,000	–	20,915	–	0.15%	–
NTES	New	NETEASE INCsponsored ads	$536,000	–	5,925	–	0.15%	–
LMT	New	LOCKHEED MARTIN CORP	$538,000	–	1,389	–	0.15%	–
BIDU	Buy	BAIDU INCspon adr rep a	$533,000	+142.3%	4,200	+130.1%	0.14%	+35.5%
PRAA	New	PRA GROUP INC	$533,000	–	13,421	–	0.14%	–
TEAM	New	ATLASSIAN CORP PLCcl a	$528,000	–	2,730	–	0.14%	–
KR	New	KROGER CO	$519,000	–	15,000	–	0.14%	–
IOVA	New	IOVANCE BIOTHERAPEUTICS INC	$518,000	–	16,200	–	0.14%	–
NKE	Sell	NIKE INCcl b	$519,000	-65.1%	4,030	-73.5%	0.14%	-80.5%
EXAS	New	EXACT SCIENCES CORP	$519,000	–	4,800	–	0.14%	–
ALNY	Buy	ALNYLAM PHARMACEUTICALS INC	$514,000	+23.3%	3,500	+25.0%	0.14%	-31.0%
KURA	New	KURA ONCOLOGY INC	$510,000	–	14,900	–	0.14%	–
MCK	New	MCKESSON CORP	$508,000	–	3,370	–	0.14%	–
ARGX	New	ARGENX SEsponsored adr	$509,000	–	1,830	–	0.14%	–
SBUX	New	STARBUCKS CORP	$505,000	–	5,647	–	0.14%	–
PEP	New	PEPSICO INC	$500,000	–	3,500	–	0.14%	–
SYK	New	STRYKER CORPORATION	$499,000	–	2,266	–	0.14%	–
PGEN	New	PRECIGEN INC	$493,000	–	140,809	–	0.13%	–
GLP	New	GLOBAL PARTNERS LP	$484,000	–	36,950	–	0.13%	–
MOH	New	MOLINA HEALTHCARE INC	$485,000	–	2,370	–	0.13%	–
INCY	New	INCYTE CORP	$487,000	–	5,000	–	0.13%	–
TGT	New	TARGET CORP	$483,000	–	2,922	–	0.13%	–
HCA	New	HCA HEALTHCARE INC	$481,000	–	3,631	–	0.13%	–
CLX	New	CLOROX CO DEL	$480,000	–	2,183	–	0.13%	–
CMCSA	New	COMCAST CORP NEWcl a	$474,000	–	10,377	–	0.13%	–
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$474,000	+11.5%	2,082	-1.0%	0.13%	-37.7%
NAD	New	NUVEEN QUALITY MUNCP INCOME	$472,000	–	32,372	–	0.13%	–
DOX	New	AMDOCS LTD	$466,000	–	8,000	–	0.13%	–
UNH	Buy	UNITEDHEALTH GROUP INC	$461,000	+121.6%	1,400	+100.0%	0.12%	+23.8%
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$439,000	–	6,000	–	0.12%	–
GLEO	New	GALILEO ACQUISITION CORP	$434,000	–	43,780	–	0.12%	–
ESTE	Sell	EARTHSTONE ENERGY INCcl a	$433,000	-9.8%	166,900	-1.2%	0.12%	-49.6%
GD	New	GENERAL DYNAMICS CORP	$429,000	–	3,000	–	0.12%	–
UNP	New	UNION PAC CORP	$426,000	–	2,100	–	0.12%	–
ALXN	Buy	ALEXION PHARMACEUTICALS INC	$421,000	+55.9%	3,400	+41.7%	0.11%	-13.0%
CYTK	New	CYTOKINETICS INC	$413,000	–	24,555	–	0.11%	–
PNC	New	PNC FINL SVCS GROUP INC	$412,000	–	3,676	–	0.11%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$408,000	–	6,750	–	0.11%	–
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$403,000	–	28,000	–	0.11%	–
DXCM	New	DEXCOM INC	$396,000	–	1,000	–	0.11%	–
CL	New	COLGATE PALMOLIVE CO	$393,000	–	4,920	–	0.11%	–
PHG	New	KONINKLIJKE PHILIPS N Vny reg sh new	$394,000	–	8,162	–	0.11%	–
BAX	New	BAXTER INTL INC	$391,000	–	4,900	–	0.11%	–
EW	New	EDWARDS LIFESCIENCES CORP	$384,000	–	4,620	–	0.10%	–
KLAC	New	KLA CORP	$384,000	–	1,750	–	0.10%	–
LFUS	New	LITTELFUSE INC	$376,000	–	2,000	–	0.10%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$364,000	–	2,450	–	0.10%	–
VGT	Buy	VANGUARD WORLD FDSinf tech etf	$360,000	+22.4%	1,155	+9.5%	0.10%	-31.5%
VTN	New	INVESCO TR INVT GRADE NEW YO	$356,000	–	29,000	–	0.10%	–
MUJ	New	BLACKROCK MUNIHLDGS NJ QLTY	$353,000	–	25,730	–	0.10%	–
MPW	Buy	MEDICAL PPTYS TRUST INC	$350,000	+4.5%	19,800	+11.2%	0.10%	-41.7%
OKE	Sell	ONEOK INC NEW	$343,000	-27.3%	13,199	-7.0%	0.09%	-59.6%
AXP	New	AMERICAN EXPRESS CO	$344,000	–	3,292	–	0.09%	–
TFFP	New	TFF PHARMACEUTICALS INC	$340,000	–	21,326	–	0.09%	–
CERN	Buy	CERNER CORP	$337,000	+59.0%	4,600	+50.8%	0.09%	-10.7%
SPY	New	SPDR S&P 500 ETF TRtr unit	$338,000	–	1,010	–	0.09%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$337,000	–	25,500	–	0.09%	–
SCI	New	SERVICE CORP INTL	$337,000	–	8,000	–	0.09%	–
BLUE	Buy	BLUEBIRD BIO INC	$337,000	+1.2%	5,900	+8.3%	0.09%	-43.2%
MRUS	New	MERUS N V	$333,000	–	24,870	–	0.09%	–
HPQ	New	HP INC	$332,000	–	16,998	–	0.09%	–
DBX	New	DROPBOX INCcl a	$324,000	–	15,970	–	0.09%	–
BMRN	Buy	BIOMARIN PHARMACEUTICAL INC	$320,000	-32.2%	4,000	+6.7%	0.09%	-62.2%
UHS	New	UNIVERSAL HLTH SVCS INCcl b	$316,000	–	2,890	–	0.09%	–
CRNX	New	CRINETICS PHARMACEUTICALS IN	$311,000	–	18,600	–	0.08%	–
XLY	Buy	SELECT SECTOR SPDR TRsbi cons discr	$310,000	+15.7%	2,108	+0.4%	0.08%	-35.4%
F	Sell	FORD MTR CO DEL	$306,000	-3.2%	46,000	-11.5%	0.08%	-46.1%
CSCO	New	CISCO SYS INC	$304,000	–	7,625	–	0.08%	–
CNP	New	CENTERPOINT ENERGY INC	$290,000	–	15,000	–	0.08%	–
NUE	New	NUCOR CORP	$291,000	–	6,000	–	0.08%	–
USB	New	US BANCORP DEL	$290,000	–	7,560	–	0.08%	–
XENE	New	XENON PHARMACEUTICALS INC	$288,000	–	24,500	–	0.08%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$278,000	–	28,498	–	0.08%	–
CCI	Sell	CROWN CASTLE INTL CORP NEW	$265,000	-4.3%	1,588	-4.2%	0.07%	-46.7%
LUMN	Buy	LUMEN TECHNOLOGIES INC	$265,000	+9.1%	26,220	+8.3%	0.07%	-39.0%
AN	New	AUTONATION INC	$265,000	–	5,000	–	0.07%	–
MUSA	New	MURPHY USA INC	$260,000	–	2,000	–	0.07%	–
NET	Sell	CLOUDFLARE INC	$259,000	+6.1%	6,300	-7.4%	0.07%	-41.2%
CIIC	New	CIIG MERGER CORP	$251,000	–	25,000	–	0.07%	–
NPA	New	NEW PROVIDENCE ACQUISITION	$247,000	–	24,450	–	0.07%	–
LADR	Buy	LADDER CAP CORPcl a	$242,000	-5.5%	34,100	+7.9%	0.07%	-47.2%
LYFT	Sell	LYFT INC	$234,000	-18.5%	8,500	-2.3%	0.06%	-54.3%
ZGNX	New	ZOGENIX INC	$232,000	–	12,420	–	0.06%	–
ZUO	Sell	ZUORA INC	$217,000	-49.7%	21,000	-37.9%	0.06%	-71.9%
MR	Sell	MONTAGE RES CORP	$218,000	+6.9%	49,498	-4.0%	0.06%	-40.4%
MMM	Sell	3M CO	$212,000	+1.4%	1,319	-1.6%	0.06%	-43.1%
TSLA	New	TESLA INC	$215,000	–	500	–	0.06%	–
NMFC	Buy	NEW MTN FIN CORP	$209,000	+14.8%	21,875	+11.7%	0.06%	-36.0%
MGA	New	MAGNA INTL INC	$206,000	–	4,500	–	0.06%	–
CAT	Sell	CATERPILLAR INC DEL	$205,000	-12.0%	1,375	-25.5%	0.06%	-50.4%
BOND	New	PIMCO ETF TRactive bd etf	$202,000	–	1,800	–	0.06%	–
MMP	New	MAGELLAN MIDSTREAM PRTNRS LP	$203,000	–	5,550	–	0.06%	–
FEAC	New	FLYING EAGLE ACQUISITION COR	$203,000	–	16,650	–	0.06%	–
SCM	Buy	STELLUS CAP INVT CORP	$194,000	+27.6%	22,259	+6.5%	0.05%	-28.4%
TRGP	Sell	TARGA RES CORP	$181,000	-38.9%	12,897	-12.6%	0.05%	-66.0%
RMM	New	RIVERNORTH MANAGED DUR MUN I	$174,000	–	10,300	–	0.05%	–
CTT	Sell	CATCHMARK TIMBER TR INCcl a	$173,000	-4.4%	19,400	-4.9%	0.05%	-46.6%
GEL	New	GENESIS ENERGY L Punit ltd partn	$161,000	–	35,700	–	0.04%	–
BYM	New	BLACKROCK MUN INCOME QUALITY	$157,000	–	11,000	–	0.04%	–
FLEX	Buy	FLEX LTDord	$150,000	+13.6%	13,400	+3.9%	0.04%	-35.9%
GNRS	New	GREENROSE ACQUISITION CORP	$147,000	–	15,000	–	0.04%	–
MCMJ	New	MERIDA MERGER CORP I	$147,000	–	15,000	–	0.04%	–
LMRK	New	LANDMARK INFRASTRCTUR PARTR	$144,000	–	15,960	–	0.04%	–
MGTX	New	MEIRAGTX HLDGS PLC	$132,000	–	10,000	–	0.04%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$132,000	–	10,170	–	0.04%	–
THBR	New	THUNDER BRDG ACQUISTION II L	$125,000	–	12,500	–	0.03%	–
LATN	New	UNION ACQUISITION CORP II	$124,000	–	12,500	–	0.03%	–
PUMP	New	PROPETRO HLDG CORP	$122,000	–	30,000	–	0.03%	–
ESSC	New	EAST STONE ACQUISITION CORP	$98,000	–	10,000	–	0.03%	–
IPV	New	INTERPRIVATE ACQUISITION COR	$100,000	–	10,000	–	0.03%	–
WTRH	Buy	WAITR HLDGS INC	$64,000	+146.2%	20,000	+100.0%	0.02%	+30.8%
JIHWS	New	JUNIPER INDL HLDGS INC*w exp 11/13/202	$51,000	–	37,500	–	0.01%	–
NERV	New	MINERVA NEUROSCIENCES INC	$41,000	–	12,000	–	0.01%	–
GTE	New	GRAN TIERRA ENERGY INC	$28,000	–	124,667	–	0.01%	–
GLEOWS	New	GALILEO ACQUISITION CORP*w exp 10/31/202	$27,000	–	46,255	–	0.01%	–
NPAWW	New	NEW PROVIDENCE ACQUISITION*w exp 09/11/202	$13,000	–	12,225	–	0.00%	–
CIICW	New	CIIG MERGER CORP*w exp 12/31/202	$11,000	–	12,500	–	0.00%	–
MCMJW	New	MERIDA MERGER CORP I*w exp 11/07/202	$8,000	–	15,000	–	0.00%	–
LATNW	New	UNION ACQUISITION CORP II*w exp 04/01/202	$7,000	–	12,500	–	0.00%	–
GNRSW	New	GREENROSE ACQUISITION CORP*w exp 08/11/202	$5,000	–	15,000	–	0.00%	–
ESSCR	New	EAST STONE ACQUISITION CORPright 12/31/2026	$2,000	–	10,000	–	0.00%	–
ESSCW	New	EAST STONE ACQUISITION CORP*w exp 12/31/202	$1,000	–	10,000	–	0.00%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-8,519	–	-0.10%	–
DKS	Exit	DICKS SPORTING GOODS INC	$0	–	-5,000	–	-0.10%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-1,590	–	-0.13%	–
FL	Exit	FOOT LOCKER INC	$0	–	-12,000	–	-0.17%	–
	Exit	TELIGENT INC NEW	$0	–	-405,237	–	-0.48%	–
GOLF	Exit	ACUSHNET HOLDINGS CORP	$0	–	-50,000	–	-0.85%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-15,034	–	-1.31%	–
AIMT	Exit	AIMMUNE THERAPEUTICS INC	$0	–	-537,960	–	-4.37%	–

Q2 2020

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRunit ser 1	$38,049,000	–	153,670	–	18.51%	–
BX	New	BLACKSTONE GROUP INC	$18,998,000	–	335,340	–	9.24%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$13,056,000	–	718,526	–	6.35%	–
CSWC	New	CAPITAL SOUTHWEST CORP	$11,891,000	–	882,109	–	5.79%	–
AIMT	New	AIMMUNE THERAPEUTICS INC	$8,989,000	–	537,960	–	4.37%	–
T	New	AT&T INC	$7,907,000	–	261,785	–	3.85%	–
ELAN	New	ELANCO ANIMAL HEALTH INC	$7,855,000	–	366,201	–	3.82%	–
MAIN	New	MAIN STR CAP CORP	$7,472,000	–	240,014	–	3.64%	–
AAPL	New	APPLE INC	$6,894,000	–	18,907	–	3.35%	–
MPC	New	MARATHON PETE CORP	$4,747,000	–	127,000	–	2.31%	–
TXMD	New	THERAPEUTICSMD INC	$4,666,000	–	3,732,525	–	2.27%	–
XOM	New	EXXON MOBIL CORP	$3,995,000	–	89,344	–	1.94%	–
TELA	New	TELA BIO INC	$3,427,000	–	264,400	–	1.67%	–
MO	New	ALTRIA GROUP INC	$3,230,000	–	82,306	–	1.57%	–
GE	New	GENERAL ELECTRIC CO	$2,831,000	–	414,553	–	1.38%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$2,684,000	–	15,034	–	1.31%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$2,403,000	–	9	–	1.17%	–
AMZN	New	AMAZON COM INC	$2,034,000	–	717	–	0.99%	–
BMY	New	BRISTOL-MYERS SQUIBB CO	$1,932,000	–	32,865	–	0.94%	–
GM	New	GENERAL MTRS CO	$1,857,000	–	73,390	–	0.90%	–
SPKE	New	SPARK ENERGY INC	$1,819,000	–	257,265	–	0.88%	–
GOLF	New	ACUSHNET HOLDINGS CORP	$1,740,000	–	50,000	–	0.85%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$1,633,000	–	13,525	–	0.80%	–
HD	New	HOME DEPOT INC	$1,516,000	–	6,051	–	0.74%	–
NKE	New	NIKE INCcl b	$1,487,000	–	15,180	–	0.72%	–
MSFT	New	MICROSOFT CORP	$1,363,000	–	6,688	–	0.66%	–
ABBV	New	ABBVIE INC	$1,300,000	–	13,140	–	0.63%	–
JEF	New	JEFFERIES FINL GROUP INC	$1,261,000	–	81,099	–	0.61%	–
LLY	New	LILLY ELI & CO	$1,252,000	–	7,630	–	0.61%	–
GOOG	New	ALPHABET INCcap stk cl c	$1,125,000	–	783	–	0.55%	–
	New	TELIGENT INC NEW	$981,000	–	405,237	–	0.48%	–
CVX	New	CHEVRON CORP NEW	$908,000	–	10,175	–	0.44%	–
KO	New	COCA COLA CO	$815,000	–	18,251	–	0.40%	–
GSK	New	GLAXOSMITHKLINE PLCsponsored adr	$816,000	–	20,000	–	0.40%	–
CTAS	New	CINTAS CORP	$788,000	–	2,941	–	0.38%	–
VZ	New	VERIZON COMMUNICATIONS INC	$739,000	–	13,400	–	0.36%	–
SEB	New	SEABOARD CORP	$733,000	–	250	–	0.36%	–
FB	New	FACEBOOK INCcl a	$714,000	–	3,067	–	0.35%	–
JNJ	New	JOHNSON & JOHNSON	$699,000	–	4,970	–	0.34%	–
V	New	VISA INC	$678,000	–	3,507	–	0.33%	–
ENDP	New	ENDO INTL PLC	$647,000	–	188,723	–	0.32%	–
EZPW	New	EZCORP INCcl a non vtg	$646,000	–	102,500	–	0.31%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$618,000	–	11,670	–	0.30%	–
NVDA	New	NVIDIA CORPORATION	$609,000	–	1,601	–	0.30%	–
BHK	New	BLACKROCK CORE BD TR	$599,000	–	38,955	–	0.29%	–
DIS	New	DISNEY WALT CO	$560,000	–	4,974	–	0.27%	–
SHV	New	ISHARES TRshort treas bd	$552,000	–	4,988	–	0.27%	–
KMI	New	KINDER MORGAN INC DEL	$540,000	–	35,574	–	0.26%	–
MA	New	MASTERCARD INCORPORATEDcl a	$539,000	–	1,814	–	0.26%	–
LULU	New	LULULEMON ATHLETICA INC	$532,000	–	1,725	–	0.26%	–
WM	New	WASTE MGMT INC DEL	$523,000	–	4,942	–	0.25%	–
AMGN	New	AMGEN INC	$517,000	–	2,025	–	0.25%	–
APD	New	AIR PRODS & CHEMS INC	$501,000	–	2,075	–	0.24%	–
ATVI	New	ACTIVISION BLIZZARD INC	$492,000	–	6,305	–	0.24%	–
BLK	New	BLACKROCK INC	$490,000	–	900	–	0.24%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$480,000	–	168,900	–	0.23%	–
BMRN	New	BIOMARIN PHARMACEUTICAL INC	$472,000	–	3,750	–	0.23%	–
OKE	New	ONEOK INC NEW	$472,000	–	14,199	–	0.23%	–
RETA	New	REATA PHARMACEUTICALS INCcl a	$450,000	–	2,925	–	0.22%	–
ZUO	New	ZUORA INC	$431,000	–	33,800	–	0.21%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$425,000	–	2,103	–	0.21%	–
WMT	New	WALMART INC	$419,000	–	3,500	–	0.20%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INC	$417,000	–	2,800	–	0.20%	–
AMD	New	ADVANCED MICRO DEVICES INC	$411,000	–	7,825	–	0.20%	–
MDLZ	New	MONDELEZ INTL INCcl a	$407,000	–	7,971	–	0.20%	–
GOOGL	New	ALPHABET INCcap stk cl a	$394,000	–	278	–	0.19%	–
INSI	New	INSIGHT SELECT INCOME FD	$388,000	–	19,734	–	0.19%	–
MCD	New	MCDONALDS CORP	$387,000	–	2,100	–	0.19%	–
CI	New	CIGNA CORP NEW	$386,000	–	2,025	–	0.19%	–
NSC	New	NORFOLK SOUTHERN CORP	$382,000	–	2,175	–	0.19%	–
EFX	New	EQUIFAX INC	$361,000	–	2,100	–	0.18%	–
FL	New	FOOT LOCKER INC	$350,000	–	12,000	–	0.17%	–
TYL	New	TYLER TECHNOLOGIES INC	$347,000	–	1,000	–	0.17%	–
GS	New	GOLDMAN SACHS GROUP INC	$345,000	–	1,745	–	0.17%	–
CXO	New	CONCHO RES INC	$343,000	–	6,656	–	0.17%	–
MRO	New	MARATHON OIL CORP	$337,000	–	55,000	–	0.16%	–
MPW	New	MEDICAL PPTYS TRUST INC	$335,000	–	17,800	–	0.16%	–
BLUE	New	BLUEBIRD BIO INC	$333,000	–	5,450	–	0.16%	–
FDX	New	FEDEX CORP	$329,000	–	2,100	–	0.16%	–
F	New	FORD MTR CO DEL	$316,000	–	52,000	–	0.15%	–
BKK	New	BLACKROCK MUN 2020 TERM TR	$300,000	–	20,000	–	0.15%	–
TRGP	New	TARGA RES CORP	$296,000	–	14,757	–	0.14%	–
VGT	New	VANGUARD WORLD FDSinf tech etf	$294,000	–	1,055	–	0.14%	–
LYFT	New	LYFT INC	$287,000	–	8,700	–	0.14%	–
CCI	New	CROWN CASTLE INTL CORP NEW	$277,000	–	1,658	–	0.14%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$270,000	–	2,400	–	0.13%	–
AVT	New	AVNET INC	$267,000	–	9,570	–	0.13%	–
XLY	New	SELECT SECTOR SPDR TRsbi cons discr	$268,000	–	2,100	–	0.13%	–
IVV	New	ISHARES TRcore s&p500 etf	$262,000	–	845	–	0.13%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$258,000	–	1,590	–	0.13%	–
NEE	New	NEXTERA ENERGY INC	$256,000	–	1,067	–	0.12%	–
LADR	New	LADDER CAP CORPcl a	$256,000	–	31,600	–	0.12%	–
BA	New	BOEING CO	$248,000	–	1,370	–	0.12%	–
WDAY	New	WORKDAY INCcl a	$249,000	–	1,300	–	0.12%	–
ADBE	New	ADOBE INC	$246,000	–	559	–	0.12%	–
NET	New	CLOUDFLARE INC	$244,000	–	6,800	–	0.12%	–
KYN	New	KAYNE ANDERSN MLP MIDS INVT	$244,000	–	46,200	–	0.12%	–
XLC	New	SELECT SECTOR SPDR TR	$243,000	–	4,500	–	0.12%	–
LUMN	New	CENTURYLINK INC	$243,000	–	24,220	–	0.12%	–
CRM	New	SALESFORCE COM INC	$237,000	–	1,237	–	0.12%	–
CAT	New	CATERPILLAR INC DEL	$233,000	–	1,845	–	0.11%	–
SQ	New	SQUARE INCcl a	$232,000	–	2,000	–	0.11%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$231,000	–	1,600	–	0.11%	–
BIDU	New	BAIDU INCspon adr rep a	$220,000	–	1,825	–	0.11%	–
DUK	New	DUKE ENERGY CORP NEW	$220,000	–	2,750	–	0.11%	–
CERN	New	CERNER CORP	$212,000	–	3,050	–	0.10%	–
ANTM	New	ANTHEM INC	$210,000	–	781	–	0.10%	–
MMM	New	3M CO	$209,000	–	1,340	–	0.10%	–
MRK	New	MERCK & CO. INC	$207,000	–	2,659	–	0.10%	–
UNH	New	UNITEDHEALTH GROUP INC	$208,000	–	700	–	0.10%	–
DKS	New	DICKS SPORTING GOODS INC	$206,000	–	5,000	–	0.10%	–
MR	New	MONTAGE RES CORP	$204,000	–	51,562	–	0.10%	–
BHC	New	BAUSCH HEALTH COS INC	$203,000	–	11,013	–	0.10%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPORATIcl a	$201,000	–	802	–	0.10%	–
BAC	New	BK OF AMERICA CORP	$202,000	–	8,519	–	0.10%	–
CMI	New	CUMMINS INC	$201,000	–	1,161	–	0.10%	–
SGMA	New	SIGMATRON INTL INC	$186,000	–	55,100	–	0.09%	–
NMFC	New	NEW MTN FIN CORP	$182,000	–	19,575	–	0.09%	–
CTT	New	CATCHMARK TIMBER TR INCcl a	$181,000	–	20,400	–	0.09%	–
TGP	New	TEEKAY LNG PARTNERS L Pprtnrsp units	$165,000	–	14,150	–	0.08%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$158,000	–	15,500	–	0.08%	–
SCM	New	STELLUS CAP INVT CORP	$152,000	–	20,891	–	0.07%	–
FLEX	New	FLEX LTDord	$132,000	–	12,900	–	0.06%	–
ATAX	New	AMERICA FIRST MULTIFAMILY INben unit ctf	$111,000	–	27,000	–	0.05%	–
AR	New	ANTERO RESOURCES CORP	$99,000	–	39,000	–	0.05%	–
CADE	New	CADENCE BANCORPORATIONcl a	$89,000	–	10,000	–	0.04%	–
WTRH	New	WAITR HLDGS INC	$26,000	–	10,000	–	0.01%	–
MNKD	New	MANNKIND CORP	$18,000	–	10,000	–	0.01%	–
HNRG	New	HALLADOR ENERGY COMPANY	$17,000	–	26,330	–	0.01%	–

Q4 2019

			Value		Shares		↓ Weighting
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-14,720	–	-0.00%	–
AREXQ	Exit	APPROACH RESOURCES INC	$0	–	-27,112	–	-0.00%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$0	–	-11,000	–	-0.00%	–
MNKD	Exit	MANNKIND CORP	$0	–	-10,000	–	-0.00%	–
	Exit	PDL BIOPHARMA INCnote 2.750%12/0	$0	–	-13,000	–	-0.00%	–
DGLY	Exit	DIGITAL ALLY INC	$0	–	-20,000	–	-0.01%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-12,400	–	-0.01%	–
YUMAQ	Exit	YUMA ENERGY INC NEW	$0	–	-21,667	–	-0.02%	–
NMRK	Exit	NEWMARK GROUP INCcl a	$0	–	-10,000	–	-0.02%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-26,330	–	-0.02%	–
QRTEA	Exit	QURATE RETAIL INC	$0	–	-10,000	–	-0.02%	–
BKT	Exit	BLACKROCK INCOME TR INC	$0	–	-21,960	–	-0.03%	–
SGMA	Exit	SIGMATRON INTL INC	$0	–	-34,900	–	-0.03%	–
NID	Exit	NUVEEN INTER DURATION MN TMF	$0	–	-10,490	–	-0.04%	–
AMLP	Exit	ALPS ETF TRalerian mlp	$0	–	-15,800	–	-0.04%	–
TGP	Exit	TEEKAY LNG PARTNERS L Pprtnrsp units	$0	–	-11,300	–	-0.04%	–
BYM	Exit	BLACKROCK MUNICIPL INC QLTY	$0	–	-11,000	–	-0.04%	–
SIRI	Exit	SIRIUS XM HLDGS INC	$0	–	-26,000	–	-0.04%	–
CADE	Exit	CADENCE BANCORPORATIONcl a	$0	–	-10,000	–	-0.04%	–
AR	Exit	ANTERO RES CORP	$0	–	-57,500	–	-0.04%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-144,587	–	-0.04%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-15,500	–	-0.05%	–
ETN	Exit	EATON CORP PLC	$0	–	-2,400	–	-0.05%	–
DKS	Exit	DICKS SPORTING GOODS INC	$0	–	-5,000	–	-0.05%	–
GSK	Exit	GLAXOSMITHKLINE PLCsponsored adr	$0	–	-5,000	–	-0.05%	–
CMI	Exit	CUMMINS INC	$0	–	-1,261	–	-0.05%	–
XLC	Exit	SELECT SECTOR SPDR TR	$0	–	-4,200	–	-0.05%	–
CDMO	Exit	AVID BIOSERVICES INC	$0	–	-40,000	–	-0.05%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-3,232	–	-0.05%	–
PFNX	Exit	PFENEX INC	$0	–	-25,025	–	-0.05%	–
WELL	Exit	WELLTOWER INC	$0	–	-2,350	–	-0.05%	–
JCI	Exit	JOHNSON CTLS INTL PLC	$0	–	-5,093	–	-0.05%	–
RSG	Exit	REPUBLIC SVCS INC	$0	–	-2,550	–	-0.05%	–
CP	Exit	CANADIAN PAC RY LTD	$0	–	-1,025	–	-0.05%	–
CACI	Exit	CACI INTL INCcl a	$0	–	-1,000	–	-0.05%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-15,150	–	-0.05%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-1,775	–	-0.05%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW	$0	–	-1,591	–	-0.05%	–
VGT	Exit	VANGUARD WORLD FDSinf tech etf	$0	–	-1,055	–	-0.06%	–
KYN	Exit	KAYNE ANDERSN MLP MIDS INVT	$0	–	-16,032	–	-0.06%	–
SYMC	Exit	SYMANTEC CORP	$0	–	-9,843	–	-0.06%	–
URI	Exit	UNITED RENTALS INC	$0	–	-2,000	–	-0.06%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-16,030	–	-0.06%	–
AGN	Exit	ALLERGAN PLC	$0	–	-1,500	–	-0.06%	–
PAYX	Exit	PAYCHEX INC	$0	–	-3,000	–	-0.06%	–
LADR	Exit	LADDER CAP CORPcl a	$0	–	-14,400	–	-0.06%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-4,370	–	-0.06%	–
MR	Exit	MONTAGE RES CORP	$0	–	-64,895	–	-0.06%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.06%	–
XLY	Exit	SELECT SECTOR SPDR TRsbi cons discr	$0	–	-2,109	–	-0.06%	–
NAN	Exit	NUVEEN NEW YORK QLT MUN INC	$0	–	-17,600	–	-0.06%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-18,670	–	-0.06%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$0	–	-12,245	–	-0.06%	–
OHI	Exit	OMEGA HEALTHCARE INVS INC	$0	–	-6,064	–	-0.06%	–
POST	Exit	POST HLDGS INC	$0	–	-2,455	–	-0.06%	–
KKR	Exit	KKR & CO INCcl a	$0	–	-10,100	–	-0.06%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C	$0	–	-17,884	–	-0.06%	–
LBTYK	Exit	LIBERTY GLOBAL PLC	$0	–	-11,140	–	-0.06%	–
MA	Exit	MASTERCARD INCcl a	$0	–	-980	–	-0.06%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-1,000	–	-0.06%	–
SCM	Exit	STELLUS CAP INVT CORP	$0	–	-19,582	–	-0.06%	–
F	Exit	FORD MTR CO DEL	$0	–	-30,000	–	-0.07%	–
GPORQ	Exit	GULFPORT ENERGY CORP	$0	–	-100,000	–	-0.07%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-4,840	–	-0.07%	–
FRC	Exit	FIRST REP BK SAN FRANCISCO C	$0	–	-3,000	–	-0.07%	–
A	Exit	AGILENT TECHNOLOGIES INC	$0	–	-3,777	–	-0.07%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-224,220	–	-0.07%	–
NMT	Exit	NUVEEN MASSACHUSETS QLT MUN	$0	–	-20,000	–	-0.07%	–
OXY	Exit	OCCIDENTAL PETE CORP	$0	–	-6,479	–	-0.07%	–
EW	Exit	EDWARDS LIFESCIENCES CORP	$0	–	-1,340	–	-0.07%	–
S	Exit	SPRINT CORPORATION	$0	–	-48,915	–	-0.07%	–
MUSA	Exit	MURPHY USA INC	$0	–	-3,500	–	-0.07%	–
WYND	Exit	WYNDHAM DESTINATIONS INC	$0	–	-6,800	–	-0.07%	–
EIGR	Exit	EIGER BIOPHARMACEUTICALS INC	$0	–	-31,500	–	-0.07%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-1,020	–	-0.07%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-3,000	–	-0.07%	–
NBL	Exit	NOBLE ENERGY INC	$0	–	-14,540	–	-0.07%	–
WHR	Exit	WHIRLPOOL CORP	$0	–	-2,000	–	-0.07%	–
QCOM	Exit	QUALCOMM INC	$0	–	-4,100	–	-0.07%	–
ITW	Exit	ILLINOIS TOOL WKS INC	$0	–	-2,060	–	-0.08%	–
BXMT	Exit	BLACKSTONE MTG TR INC	$0	–	-8,600	–	-0.08%	–
CELG	Exit	CELGENE CORP	$0	–	-3,200	–	-0.08%	–
MUC	Exit	BLACKROCK MUNIHLDNGS CALI QL	$0	–	-22,600	–	-0.08%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-1,804	–	-0.08%	–
ALL	Exit	ALLSTATE CORP	$0	–	-3,120	–	-0.08%	–
DLR	Exit	DIGITAL RLTY TR INC	$0	–	-2,544	–	-0.08%	–
TRGP	Exit	TARGA RES CORP	$0	–	-8,257	–	-0.08%	–
ORCL	Exit	ORACLE CORP	$0	–	-6,287	–	-0.08%	–
LMRK	Exit	LANDMARK INFRASTRUCTURE LP	$0	–	-18,460	–	-0.08%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-15,000	–	-0.08%	–
NSC	Exit	NORFOLK SOUTHERN CORP	$0	–	-1,875	–	-0.08%	–
SAP	Exit	SAP SEspon adr	$0	–	-3,000	–	-0.08%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-17,800	–	-0.08%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-2,086	–	-0.08%	–
AGO	Exit	ASSURED GUARANTY LTD	$0	–	-8,000	–	-0.08%	–
MKL	Exit	MARKEL CORP	$0	–	-300	–	-0.08%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-29,000	–	-0.09%	–
NNC	Exit	NUVEEN NORTH CAROLINA QLTY M	$0	–	-26,070	–	-0.09%	–
RDHL	Exit	REDHILL BIOPHARMA LTDsponsored ads	$0	–	-51,000	–	-0.09%	–
JHG	Exit	JANUS HENDERSON GROUP PLC	$0	–	-16,515	–	-0.09%	–
HP	Exit	HELMERICH & PAYNE INC	$0	–	-9,125	–	-0.09%	–
VNOM	Exit	VIPER ENERGY PARTNERS LP	$0	–	-13,773	–	-0.09%	–
HEP	Exit	HOLLY ENERGY PARTNERS L P	$0	–	-14,612	–	-0.09%	–
DNP	Exit	DNP SELECT INCOME FD	$0	–	-29,319	–	-0.09%	–
V	Exit	VISA INC	$0	–	-2,157	–	-0.09%	–
UYG	Exit	PROSHARES TRultra fncls new	$0	–	-8,000	–	-0.09%	–
BTO	Exit	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$0	–	-12,386	–	-0.09%	–
MAR	Exit	MARRIOTT INTL INC NEWcl a	$0	–	-3,200	–	-0.09%	–
WH	Exit	WYNDHAM HOTELS & RESORTS INC	$0	–	-7,700	–	-0.09%	–
KNSL	Exit	KINSALE CAP GROUP INC	$0	–	-4,000	–	-0.10%	–
BLK	Exit	BLACKROCK INC	$0	–	-900	–	-0.10%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-2,000	–	-0.10%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.10%	–
UL	Exit	UNILEVER PLCspon adr new	$0	–	-6,936	–	-0.10%	–
MUJ	Exit	BLACKROCK MUNIHLDGS NJ QLTY	$0	–	-29,230	–	-0.10%	–
HPQ	Exit	HP INC	$0	–	-22,884	–	-0.10%	–
BAX	Exit	BAXTER INTL INC	$0	–	-4,900	–	-0.10%	–
NTX	Exit	NUVEEN TEXAS QLTY MUN INCME	$0	–	-30,150	–	-0.10%	–
MCK	Exit	MCKESSON CORP	$0	–	-3,140	–	-0.10%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-1,897	–	-0.10%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.10%	–
EFX	Exit	EQUIFAX INC	$0	–	-3,100	–	-0.10%	–
BFZ	Exit	BLACKROCK CALIF MUN INCOME Tsh ben int	$0	–	-31,500	–	-0.10%	–
LUMN	Exit	CENTURYLINK INC	$0	–	-35,953	–	-0.11%	–
BP	Exit	BP PLCsponsored adr	$0	–	-12,174	–	-0.11%	–
WMT	Exit	WALMART INC	$0	–	-3,800	–	-0.11%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-31,955	–	-0.11%	–
FNF	Exit	FIDELITY NATIONAL FINANCIAL	$0	–	-10,812	–	-0.11%	–
KO	Exit	COCA COLA CO	$0	–	-8,651	–	-0.11%	–
TEL	Exit	TE CONNECTIVITY LTD	$0	–	-5,333	–	-0.12%	–
PNC	Exit	PNC FINL SVCS GROUP INC	$0	–	-3,500	–	-0.12%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-8,000	–	-0.12%	–
ANTM	Exit	ANTHEM INC	$0	–	-2,000	–	-0.12%	–
PFF	Exit	ISHARES TRpfd and incm sec	$0	–	-12,875	–	-0.12%	–
ESGC	Exit	EROS INTL PLC	$0	–	-255,000	–	-0.12%	–
NUE	Exit	NUCOR CORP	$0	–	-10,000	–	-0.12%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-11,200	–	-0.12%	–
LFUS	Exit	LITTELFUSE INC	$0	–	-3,000	–	-0.12%	–
FL	Exit	FOOT LOCKER INC	$0	–	-12,000	–	-0.12%	–
DFS	Exit	DISCOVER FINL SVCS	$0	–	-6,750	–	-0.13%	–
TPR	Exit	TAPESTRY INC	$0	–	-20,000	–	-0.13%	–
LIN	Exit	LINDE PLC	$0	–	-2,700	–	-0.13%	–
	Exit	APTOSE BIOSCIENCES INC	$0	–	-277,200	–	-0.13%	–
ZUO	Exit	ZUORA INC	$0	–	-35,800	–	-0.13%	–
MRK	Exit	MERCK & CO INC	$0	–	-6,985	–	-0.14%	–
FIS	Exit	FIDELITY NATL INFORMATION SV	$0	–	-4,470	–	-0.14%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-10,792	–	-0.14%	–
CE	Exit	CELANESE CORP DEL	$0	–	-5,000	–	-0.14%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-182,900	–	-0.14%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-12,000	–	-0.15%	–
UNP	Exit	UNION PACIFIC CORP	$0	–	-4,100	–	-0.15%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-10,892	–	-0.15%	–
SYK	Exit	STRYKER CORP	$0	–	-3,000	–	-0.15%	–
UN	Exit	UNILEVER N V	$0	–	-10,713	–	-0.15%	–
C	Exit	CITIGROUP INC	$0	–	-9,754	–	-0.16%	–
GLW	Exit	CORNING INC	$0	–	-24,100	–	-0.16%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-3,050	–	-0.16%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-130,490	–	-0.17%	–
PFE	Exit	PFIZER INC	$0	–	-19,423	–	-0.17%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-6,700	–	-0.17%	–
PRAA	Exit	PRA GROUP INC	$0	–	-21,000	–	-0.17%	–
BPL	Exit	BUCKEYE PARTNERS L Punit ltd partn	$0	–	-17,100	–	-0.17%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-4,865	–	-0.17%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-35,950	–	-0.17%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-53,775	–	-0.18%	–
DXCM	Exit	DEXCOM INC	$0	–	-5,000	–	-0.18%	–
DDOG	Exit	DATADOG INC	$0	–	-25,000	–	-0.19%	–
MCD	Exit	MCDONALDS CORP	$0	–	-3,716	–	-0.19%	–
STLD	Exit	STEEL DYNAMICS INC	$0	–	-28,000	–	-0.19%	–
WEC	Exit	WEC ENERGY GROUP INC	$0	–	-8,444	–	-0.19%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-5,870	–	-0.20%	–
DELL	Exit	DELL TECHNOLOGIES INCcl c	$0	–	-15,851	–	-0.20%	–
MGA	Exit	MAGNA INTL INC	$0	–	-16,000	–	-0.20%	–
SCHW	Exit	THE CHARLES SCHWAB CORPORATI	$0	–	-21,900	–	-0.20%	–
MMM	Exit	3M CO	$0	–	-5,190	–	-0.20%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-7,815	–	-0.20%	–
NVDA	Exit	NVIDIA CORP	$0	–	-4,856	–	-0.20%	–
PSX	Exit	PHILLIPS 66	$0	–	-8,445	–	-0.20%	–
KHC	Exit	KRAFT HEINZ CO	$0	–	-32,327	–	-0.21%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-10,306	–	-0.21%	–
KR	Exit	KROGER CO	$0	–	-34,500	–	-0.21%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-6,675	–	-0.21%	–
FANG	Exit	DIAMONDBACK ENERGY INC	$0	–	-11,000	–	-0.22%	–
USB	Exit	US BANCORP DEL	$0	–	-17,560	–	-0.22%	–
DOX	Exit	AMDOCS LTD	$0	–	-15,000	–	-0.24%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-14,165	–	-0.24%	–
CLX	Exit	CLOROX CO DEL	$0	–	-7,000	–	-0.25%	–
OKE	Exit	ONEOK INC NEW	$0	–	-14,199	–	-0.25%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-8,500	–	-0.26%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-20,020	–	-0.26%	–
DIS	Exit	DISNEY WALT CO	$0	–	-8,413	–	-0.26%	–
SEB	Exit	SEABOARD CORP	$0	–	-250	–	-0.26%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-130,107	–	-0.27%	–
HD	Exit	HOME DEPOT INC	$0	–	-4,819	–	-0.27%	–
XON	Exit	INTREXON CORP	$0	–	-209,809	–	-0.29%	–
CSCO	Exit	CISCO SYS INC	$0	–	-26,400	–	-0.30%	–
ROKU	Exit	ROKU INC	$0	–	-12,000	–	-0.30%	–
KLAC	Exit	KLA CORPORATION	$0	–	-8,000	–	-0.30%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-20,984	–	-0.30%	–
NKE	Exit	NIKE INCcl b	$0	–	-13,230	–	-0.30%	–
ADP	Exit	AUTOMATIC DATA PROCESSING IN	$0	–	-8,200	–	-0.31%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-61,000	–	-0.32%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-4,586	–	-0.32%	–
STI	Exit	SUNTRUST BKS INC	$0	–	-20,286	–	-0.32%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC Ncl a	$0	–	-3,275	–	-0.33%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-27,624	–	-0.33%	–
LLY	Exit	LILLY ELI & CO	$0	–	-12,689	–	-0.34%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-12,523	–	-0.34%	–
GOLF	Exit	ACUSHNET HOLDINGS CORP	$0	–	-55,000	–	-0.35%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-23,975	–	-0.36%	–
LOW	Exit	LOWES COS INC	$0	–	-14,000	–	-0.36%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-235,000	–	-0.37%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-74,497	–	-0.37%	–
MSI	Exit	MOTOROLA SOLUTIONS INC	$0	–	-9,684	–	-0.38%	–
ADBE	Exit	ADOBE INC	$0	–	-6,000	–	-0.39%	–
CRTO	Exit	CRITEO S Aspons ads	$0	–	-86,500	–	-0.39%	–
STT	Exit	STATE STR CORP	$0	–	-30,418	–	-0.41%	–
JEF	Exit	JEFFERIES FINL GROUP INC	$0	–	-93,100	–	-0.42%	–
VRSN	Exit	VERISIGN INC	$0	–	-9,783	–	-0.43%	–
ZBRA	Exit	ZEBRA TECHNOLOGIES CORPcl a	$0	–	-9,000	–	-0.43%	–
CXO	Exit	CONCHO RES INC	$0	–	-27,096	–	-0.43%	–
HXL	Exit	HEXCEL CORP NEW	$0	–	-24,000	–	-0.43%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-14,485	–	-0.46%	–
AMGN	Exit	AMGEN INC	$0	–	-10,000	–	-0.46%	–
ECL	Exit	ECOLAB INC	$0	–	-10,220	–	-0.48%	–
INTC	Exit	INTEL CORP	$0	–	-40,107	–	-0.48%	–
CSX	Exit	CSX CORP	$0	–	-30,000	–	-0.48%	–
ABT	Exit	ABBOTT LABS	$0	–	-25,430	–	-0.49%	–
PEP	Exit	PEPSICO INC	$0	–	-15,040	–	-0.49%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-107,600	–	-0.50%	–
ABBV	Exit	ABBVIE INC	$0	–	-28,630	–	-0.50%	–
CYBR	Exit	CYBERARK SOFTWARE LTD	$0	–	-21,480	–	-0.51%	–
NERD	Exit	LISTED FD TRroundhill bitk	$0	–	-144,250	–	-0.52%	–
GOLD	Exit	BARRICK GOLD CORPORATION	$0	–	-124,300	–	-0.52%	–
NTRS	Exit	NORTHERN TR CORP	$0	–	-25,000	–	-0.53%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-8,000	–	-0.54%	–
LGFA	Exit	LIONS GATE ENTMNT CORPcl a vtg	$0	–	-242,976	–	-0.54%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-10,870	–	-0.54%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-16,894	–	-0.55%	–
RMD	Exit	RESMED INC	$0	–	-18,000	–	-0.56%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-44,281	–	-0.58%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-21,271	–	-0.59%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-2,130	–	-0.61%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-36,493	–	-0.62%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-23,620	–	-0.65%	–
BRKA	Exit	BERKSHIRE HATHAWAY INC DELcl a	$0	–	-9	–	-0.67%	–
ELAN	Exit	ELANCO ANIMAL HEALTH INC	$0	–	-110,838	–	-0.71%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-67,068	–	-0.72%	–
BA	Exit	BOEING CO	$0	–	-8,100	–	-0.72%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-18,000	–	-0.72%	–
WFC	Exit	WELLS FARGO CO NEW	$0	–	-62,559	–	-0.74%	–
AMZN	Exit	AMAZON COM INC	$0	–	-1,827	–	-0.76%	–
GM	Exit	GENERAL MTRS CO	$0	–	-83,890	–	-0.76%	–
SPKE	Exit	SPARK ENERGY INC	$0	–	-305,565	–	-0.78%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-79,150	–	-0.78%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-42,722	–	-0.80%	–
FLEX	Exit	FLEX LTDord	$0	–	-337,250	–	-0.85%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-1,005,800	–	-0.88%	–
ET	Exit	ENERGY TRANSFER LP	$0	–	-289,940	–	-0.90%	–
BBBY	Exit	BED BATH & BEYOND INC	$0	–	-399,550	–	-0.99%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-19,125	–	-1.05%	–
TLGT	Exit	TELIGENT INC NEW	$0	–	-4,767,639	–	-1.10%	–
PG	Exit	PROCTER & GAMBLE CO	$0	–	-37,184	–	-1.10%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-36,425	–	-1.12%	–
QURE	Exit	UNIQURE NV	$0	–	-121,605	–	-1.13%	–
CTAS	Exit	CINTAS CORP	$0	–	-18,668	–	-1.16%	–
IGT	Exit	INTERNATIONAL GAME TECHNOLOG	$0	–	-366,850	–	-1.26%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-90,030	–	-1.29%	–
BAC	Exit	BANK AMER CORP	$0	–	-229,023	–	-1.56%	–
INTU	Exit	INTUIT	$0	–	-27,600	–	-1.71%	–
AIMT	Exit	AIMMUNE THERAPEUTICS INC	$0	–	-486,906	–	-2.47%	–
T	Exit	AT&T INC	$0	–	-276,215	–	-2.49%	–
AAPL	Exit	APPLE INC	$0	–	-47,037	–	-2.52%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-105,264	–	-2.91%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-532,272	–	-3.68%	–
BX	Exit	BLACKSTONE GROUP INC	$0	–	-332,525	–	-3.91%	–
MAIN	Exit	MAIN STREET CAPITAL CORP	$0	–	-380,540	–	-3.98%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-867,103	–	-4.58%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-152,247	–	-6.96%	–

Q3 2019

			Value		Shares		↓ Weighting
QQQ	Buy	INVESCO QQQ TRunit ser 1	$28,745,000	+3.6%	152,247	+2.4%	6.96%	-3.4%
CSWC	Sell	CAPITAL SOUTHWEST CORP	$18,903,000	+1.4%	867,103	-2.6%	4.58%	-5.4%
MAIN	Sell	MAIN STREET CAPITAL CORP	$16,443,000	+3.7%	380,540	-1.4%	3.98%	-3.3%
BX	New	BLACKSTONE GROUP INC	$16,158,000	–	332,525	–	3.91%	–
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$15,204,000	-1.5%	532,272	-0.5%	3.68%	-8.1%
AAPL	Buy	APPLE INC	$10,400,000	+11.6%	47,037	+1.0%	2.52%	+4.1%
T	Buy	AT&T INC	$10,301,000	+17.0%	276,215	+5.1%	2.49%	+9.1%
AIMT	Buy	AIMMUNE THERAPEUTICS INC	$10,196,000	+87.6%	486,906	+86.5%	2.47%	+74.9%
INTU	New	INTUIT	$7,068,000	–	27,600	–	1.71%	–
BAC	Buy	BANK AMER CORP	$6,430,000	+30.0%	229,023	+35.5%	1.56%	+21.2%
VZ	Buy	VERIZON COMMUNICATIONS INC	$5,320,000	+520.0%	90,030	+497.6%	1.29%	+477.6%
IGT	Sell	INTERNATIONAL GAME TECHNOLOG	$5,213,000	-3.4%	366,850	-11.8%	1.26%	-9.9%
CTAS	Sell	CINTAS CORP	$4,796,000	-7.3%	18,668	-14.0%	1.16%	-13.6%
QURE	Buy	UNIQURE NV	$4,662,000	+51.2%	121,605	+203.3%	1.13%	+41.0%
PG	Buy	PROCTER & GAMBLE CO	$4,532,000	+162.7%	37,184	+137.1%	1.10%	+144.9%
TLGT	Buy	TELIGENT INC NEW	$4,528,000	+88.4%	4,767,639	+25.0%	1.10%	+75.6%
BBBY	New	BED BATH & BEYOND INC	$4,089,000	–	399,550	–	0.99%	–
ET	Buy	ENERGY TRANSFER LP	$3,733,000	+5.2%	289,940	+14.9%	0.90%	-1.8%
TXMD	Buy	THERAPEUTICSMD INC	$3,651,000	+289.6%	1,005,800	+179.0%	0.88%	+263.8%
FLEX	Sell	FLEX LTDord	$3,529,000	-5.8%	337,250	-13.9%	0.85%	-12.1%
MO	Sell	ALTRIA GROUP INC	$3,222,000	-14.6%	79,150	-0.4%	0.78%	-20.3%
GM	Buy	GENERAL MTRS CO	$3,138,000	+619.7%	83,890	+640.4%	0.76%	+572.6%
AMZN	Buy	AMAZON COM INC	$3,133,000	+829.7%	1,827	+926.4%	0.76%	+771.3%
WFC	Sell	WELLS FARGO CO NEW	$3,042,000	+2.6%	62,559	-24.7%	0.74%	-4.3%
WDAY	New	WORKDAY INCcl a	$2,972,000	–	18,000	–	0.72%	–
BA	Buy	BOEING CO	$2,966,000	+3.3%	8,100	+0.3%	0.72%	-3.6%
ELAN	New	ELANCO ANIMAL HEALTH INC	$2,947,000	–	110,838	–	0.71%	–
BRKA	New	BERKSHIRE HATHAWAY INC DELcl a	$2,752,000	–	9	–	0.67%	–
AXP	Sell	AMERICAN EXPRESS CO	$2,703,000	-11.8%	23,620	-4.1%	0.65%	-17.8%
XOM	Buy	EXXON MOBIL CORP	$2,573,000	+6.6%	36,493	+15.8%	0.62%	-0.5%
GOOGL	Sell	ALPHABET INCcap stk cl a	$2,521,000	-52.8%	2,130	-56.2%	0.61%	-56.0%
WM	Sell	WASTE MGMT INC DEL	$2,439,000	-3.6%	21,271	-3.1%	0.59%	-10.2%
MDLZ	Buy	MONDELEZ INTL INCcl a	$2,398,000	+5.0%	44,281	+5.4%	0.58%	-2.0%
MSFT	Buy	MICROSOFT CORP	$2,284,000	+6.5%	16,894	+6.3%	0.55%	-0.5%
BRKB	Buy	BERKSHIRE HATHAWAY INC DELcl b new	$2,251,000	+210.5%	10,870	+219.7%	0.54%	+189.9%
LGFA	Sell	LIONS GATE ENTMNT CORPcl a vtg	$2,248,000	-38.0%	242,976	-17.9%	0.54%	-42.2%
TMO	New	THERMO FISHER SCIENTIFIC INC	$2,229,000	–	8,000	–	0.54%	–
GOLD	Sell	BARRICK GOLD CORPORATION	$2,154,000	-24.4%	124,300	-31.2%	0.52%	-29.5%
NERD	New	LISTED FD TRroundhill bitk	$2,138,000	–	144,250	–	0.52%	–
CYBR	New	CYBERARK SOFTWARE LTD	$2,115,000	–	21,480	–	0.51%	–
ABBV	Buy	ABBVIE INC	$2,070,000	+4.1%	28,630	+5.1%	0.50%	-2.9%
BHC	Sell	BAUSCH HEALTH COS INC	$2,046,000	-26.4%	107,600	-2.3%	0.50%	-31.3%
PEP	Buy	PEPSICO INC	$2,034,000	+283.8%	15,040	+272.3%	0.49%	+256.5%
ABT	Sell	ABBOTT LABS	$2,023,000	-5.9%	25,430	-0.6%	0.49%	-12.2%
ECL	Sell	ECOLAB INC	$1,966,000	-4.2%	10,220	-3.0%	0.48%	-10.7%
CXO	Buy	CONCHO RES INC	$1,773,000	+150.1%	27,096	+294.4%	0.43%	+133.2%
VRSN	Buy	VERISIGN INC	$1,760,000	+14.6%	9,783	+34.3%	0.43%	+6.8%
JEF	Sell	JEFFERIES FINL GROUP INC	$1,713,000	-9.7%	93,100	-5.7%	0.42%	-15.8%
STT	Sell	STATE STR CORP	$1,699,000	-1.3%	30,418	-0.5%	0.41%	-8.1%
CRTO	Sell	CRITEO S Aspons ads	$1,617,000	+2.7%	86,500	-5.5%	0.39%	-4.4%
KMI	Buy	KINDER MORGAN INC DEL	$1,521,000	+3.4%	74,497	+5.8%	0.37%	-3.7%
CVS	Sell	CVS HEALTH CORP	$1,484,000	-75.7%	23,975	-78.6%	0.36%	-77.3%
BMY	Buy	BRISTOL MYERS SQUIBB CO	$1,372,000	+8.7%	27,624	+0.2%	0.33%	+1.2%
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$1,337,000	+180.9%	4,586	+182.0%	0.32%	+161.3%
GEL	Sell	GENESIS ENERGY L Punit ltd partn	$1,309,000	-4.4%	61,000	-2.4%	0.32%	-10.7%
ROKU	New	ROKU INC	$1,243,000	–	12,000	–	0.30%	–
XON	Sell	INTREXON CORP	$1,200,000	-26.4%	209,809	-1.4%	0.29%	-31.4%
GE	Sell	GENERAL ELECTRIC CO	$1,109,000	-20.7%	130,107	-15.2%	0.27%	-26.2%
DIS	Buy	DISNEY WALT CO	$1,079,000	-1.9%	8,413	+7.7%	0.26%	-8.4%
WBA	Sell	WALGREENS BOOTS ALLIANCE INC	$1,073,000	-5.5%	20,020	-3.9%	0.26%	-11.9%
FANG	New	DIAMONDBACK ENERGY INC	$922,000	–	11,000	–	0.22%	–
SBUX	Buy	STARBUCKS CORP	$877,000	+1.0%	10,306	+0.0%	0.21%	-5.8%
KHC	Sell	KRAFT HEINZ CO	$862,000	-13.1%	32,327	-0.5%	0.21%	-18.7%
NVDA	Sell	NVIDIA CORP	$834,000	+3.0%	4,856	-1.0%	0.20%	-3.8%
DELL	Buy	DELL TECHNOLOGIES INCcl c	$810,000	+29.0%	15,851	+29.4%	0.20%	+20.2%
WEC	Sell	WEC ENERGY GROUP INC	$798,000	+3.8%	8,444	-9.3%	0.19%	-3.5%
MCD	Buy	MCDONALDS CORP	$784,000	+79.8%	3,716	+77.0%	0.19%	+68.1%
DDOG	New	DATADOG INC	$772,000	–	25,000	–	0.19%	–
NMFC	Sell	NEW MTN FIN CORP	$733,000	-5.1%	53,775	-2.7%	0.18%	-11.5%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$701,000	0.0%	4,865	-3.9%	0.17%	-6.6%
BIDU	New	BAIDU INCspon adr rep a	$688,000	–	6,700	–	0.17%	–
PPT	Buy	PUTNAM PREMIER INCOME TRsh ben int	$686,000	+48.5%	130,490	+45.0%	0.17%	+38.3%
UNH	Buy	UNITEDHEALTH GROUP INC	$666,000	-7.9%	3,050	+2.5%	0.16%	-14.4%
C	Buy	CITIGROUP INC	$657,000	+27.8%	9,754	+33.5%	0.16%	+19.5%
WDC	Buy	WESTERN DIGITAL CORP	$622,000	+35.2%	10,892	+14.9%	0.15%	+26.9%
ESTE	Sell	EARTHSTONE ENERGY INCcl a	$594,000	-54.2%	182,900	-13.7%	0.14%	-57.3%
MRK	Sell	MERCK & CO INC	$568,000	-10.3%	6,985	-6.7%	0.14%	-16.5%
	Buy	APTOSE BIOSCIENCES INC	$539,000	-5.8%	277,200	+28.3%	0.13%	-12.2%
LIN	Sell	LINDE PLC	$523,000	-4.4%	2,700	-1.0%	0.13%	-10.6%
TPR	New	TAPESTRY INC	$521,000	–	20,000	–	0.13%	–
AZN	Buy	ASTRAZENECA PLCsponsored adr	$494,000	+32.8%	11,200	+24.4%	0.12%	+23.7%
ESGC	New	EROS INTL PLC	$487,000	–	255,000	–	0.12%	–
PFF	New	ISHARES TRpfd and incm sec	$479,000	–	12,875	–	0.12%	–
LUMN	Buy	CENTURYLINK INC	$440,000	+37.5%	35,953	+31.9%	0.11%	+28.9%
BFZ	Buy	BLACKROCK CALIF MUN INCOME Tsh ben int	$432,000	+23.4%	31,500	+18.9%	0.10%	+15.4%
NTX	Buy	NUVEEN TEXAS QLTY MUN INCME	$420,000	+36.4%	30,150	+33.4%	0.10%	+27.5%
MUJ	Sell	BLACKROCK MUNIHLDGS NJ QLTY	$415,000	-50.2%	29,230	-51.1%	0.10%	-53.7%
GS	Buy	GOLDMAN SACHS GROUP INC	$402,000	+30.1%	2,000	+33.3%	0.10%	+21.2%
BLK	Buy	BLACKROCK INC	$401,000	+98.5%	900	+109.3%	0.10%	+86.5%
WH	Sell	WYNDHAM HOTELS & RESORTS INC	$389,000	-11.6%	7,700	-1.3%	0.09%	-17.5%
BTO	Sell	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$386,000	-15.5%	12,386	-11.6%	0.09%	-21.8%
UYG	Sell	PROSHARES TRultra fncls new	$375,000	-7.4%	8,000	-11.1%	0.09%	-13.3%
HP	Sell	HELMERICH & PAYNE INC	$359,000	-49.6%	9,125	-34.5%	0.09%	-53.0%
MRO	Sell	MARATHON OIL CORP	$356,000	-16.4%	29,000	-3.3%	0.09%	-22.5%
AGO	Sell	ASSURED GUARANTY LTD	$346,000	-26.7%	8,000	-27.3%	0.08%	-31.1%
MPW	Buy	MEDICAL PPTYS TRUST INC	$348,000	+66.5%	17,800	+48.3%	0.08%	+55.6%
VUG	Buy	VANGUARD INDEX FDSgrowth etf	$347,000	+4.5%	2,086	+2.8%	0.08%	-2.3%
TRGP	Sell	TARGA RES CORP	$332,000	-15.7%	8,257	-17.5%	0.08%	-21.6%
ORCL	Buy	ORACLE CORP	$332,000	+51.6%	6,287	+66.3%	0.08%	+40.4%
FB	Buy	FACEBOOK INCcl a	$321,000	-2.1%	1,804	+6.1%	0.08%	-8.2%
NBL	Sell	NOBLE ENERGY INC	$307,000	-23.1%	14,540	-18.5%	0.07%	-28.8%
QCOM	New	QUALCOMM INC	$306,000	–	4,100	–	0.07%	–
WYND	Sell	WYNDHAM DESTINATIONS INC	$302,000	-12.2%	6,800	-11.7%	0.07%	-18.0%
EW	New	EDWARDS LIFESCIENCES CORP	$288,000	–	1,340	–	0.07%	–
WTRH	Buy	WAITR HLDGS INC	$282,000	+347.6%	224,220	+2142.2%	0.07%	+325.0%
OXY	Sell	OCCIDENTAL PETE CORP	$281,000	-87.6%	6,479	-85.7%	0.07%	-88.4%
F	Buy	FORD MTR CO DEL	$272,000	+31.4%	30,000	+47.8%	0.07%	+22.2%
SCM	Buy	STELLUS CAP INVT CORP	$267,000	+1.1%	19,582	+2.5%	0.06%	-5.8%
HPE	Sell	HEWLETT PACKARD ENTERPRISE C	$258,000	-14.0%	17,884	-10.1%	0.06%	-20.5%
POST	New	POST HLDGS INC	$253,000	–	2,455	–	0.06%	–
NAN	Sell	NUVEEN NEW YORK QLT MUN INC	$252,000	-58.3%	17,600	-59.4%	0.06%	-61.1%
NRK	Sell	NUVEEN NEW YORK AMT QLT MUNI	$251,000	-62.0%	18,670	-62.9%	0.06%	-64.3%
XLY	Buy	SELECT SECTOR SPDR TRsbi cons discr	$254,000	+1.6%	2,109	+0.4%	0.06%	-6.2%
LADR	Buy	LADDER CAP CORPcl a	$249,000	+31.7%	14,400	+26.3%	0.06%	+22.4%
MR	Sell	MONTAGE RES CORP	$246,000	-87.6%	64,895	-80.1%	0.06%	-88.4%
NAD	Sell	NUVEEN QUALITY MUNCP INCOME	$231,000	-65.4%	16,030	-66.4%	0.06%	-67.6%
KYN	Sell	KAYNE ANDERSN MLP MIDS INVT	$226,000	-26.6%	16,032	-20.0%	0.06%	-31.2%
CAT	Sell	CATERPILLAR INC DEL	$224,000	-54.4%	1,775	-50.7%	0.05%	-57.5%
CCI	New	CROWN CASTLE INTL CORP NEW	$222,000	–	1,591	–	0.05%	–
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$217,000	-51.2%	15,150	-52.7%	0.05%	-53.9%
RSG	New	REPUBLIC SVCS INC	$216,000	–	2,550	–	0.05%	–
WELL	New	WELLTOWER INC	$213,000	–	2,350	–	0.05%	–
JCI	Sell	JOHNSON CTLS INTL PLC	$213,000	-12.0%	5,093	-12.3%	0.05%	-17.5%
PFNX	Sell	PFENEX INC	$211,000	-80.8%	25,025	-84.7%	0.05%	-82.2%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS LP	$211,000	-25.2%	3,232	-26.2%	0.05%	-30.1%
CMI	New	CUMMINS INC	$205,000	–	1,261	–	0.05%	–
DKS	New	DICKS SPORTING GOODS INC	$204,000	–	5,000	–	0.05%	–
ETN	New	EATON CORP PLC	$200,000	–	2,400	–	0.05%	–
AR	Sell	ANTERO RES CORP	$173,000	-61.1%	57,500	-29.0%	0.04%	-63.5%
AMLP	New	ALPS ETF TRalerian mlp	$144,000	–	15,800	–	0.04%	–
NID	New	NUVEEN INTER DURATION MN TMF	$143,000	–	10,490	–	0.04%	–
BKT	New	BLACKROCK INCOME TR INC	$133,000	–	21,960	–	0.03%	–
NMRK	New	NEWMARK GROUP INCcl a	$87,000	–	10,000	–	0.02%	–
YUMAQ	New	YUMA ENERGY INC NEW	$68,000	–	21,667	–	0.02%	–
	Sell	PDL BIOPHARMA INCnote 2.750%12/0	$12,000	-53.8%	13,000	-48.0%	0.00%	-57.1%
SDRMU	Sell	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$5,000	-28.6%	11,000	-7.2%	0.00%	-50.0%
	Exit	FLUIDIGM CORP DELnote 2.750% 2/0	$0	–	-18,000	–	-0.00%	–
YUMA	Exit	YUMA ENERGY INC NEW	$0	–	-325,000	–	-0.02%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTDsponsored ads	$0	–	-13,924	–	-0.02%	–
AMRQQ	Exit	ALTA MESA RES INCcl a	$0	–	-1,334,700	–	-0.05%	–
MET	Exit	METLIFE INC	$0	–	-4,250	–	-0.06%	–
FOXA	Exit	FOX CORP	$0	–	-5,937	–	-0.06%	–
IBB	Exit	ISHARES TRnasdaq biotech	$0	–	-2,100	–	-0.06%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-1,184	–	-0.06%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-6,965	–	-0.07%	–
HKRSQ	Exit	HALCON RES CORP	$0	–	-1,679,797	–	-0.08%	–
HIIQ	Exit	HEALTH INS INNOVATIONS INC	$0	–	-14,000	–	-0.10%	–
SHV	Exit	ISHARES TRshort treas bd	$0	–	-3,402	–	-0.10%	–
AABA	Exit	ALTABA INC	$0	–	-8,000	–	-0.15%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-8,000	–	-0.15%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-55,140	–	-0.20%	–
PAYC	Exit	PAYCOM SOFTWARE INC	$0	–	-3,528	–	-0.21%	–
DOW	Exit	DOW INC	$0	–	-18,494	–	-0.24%	–
GPS	Exit	GAP INC	$0	–	-54,350	–	-0.25%	–
DD	Exit	DUPONT DE NEMOURS INC	$0	–	-15,088	–	-0.30%	–
FN	Exit	FABRINET	$0	–	-23,000	–	-0.31%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-31,875	–	-0.39%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-169,600	–	-1.26%	–
DOVA	Exit	DOVA PHARMACEUTICALS INC	$0	–	-521,887	–	-1.91%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-316,075	–	-3.64%	–

Q2 2019

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRunit ser 1	$27,758,000	–	148,637	–	7.20%	–
CSWC	New	CAPITAL SOUTHWEST CORP	$18,647,000	–	890,070	–	4.84%	–
MAIN	New	MAIN STREET CAPITAL CORP	$15,863,000	–	385,765	–	4.12%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$15,436,000	–	534,683	–	4.01%	–
BX	New	BLACKSTONE GROUP L P	$14,039,000	–	316,075	–	3.64%	–
JPM	New	JPMORGAN CHASE & CO	$11,908,000	–	105,264	–	3.09%	–
AAPL	New	APPLE INC	$9,318,000	–	46,587	–	2.42%	–
T	New	AT&T INC	$8,806,000	–	262,936	–	2.28%	–
DOVA	New	DOVA PHARMACEUTICALS INC	$7,359,000	–	521,887	–	1.91%	–
CVS	New	CVS HEALTH CORP	$6,105,000	–	111,849	–	1.58%	–
AIMT	New	AIMMUNE THERAPEUTICS INC	$5,436,000	–	261,106	–	1.41%	–
IGT	New	INTERNATIONAL GAME TECHNOLOG	$5,394,000	–	415,850	–	1.40%	–
GOOGL	New	ALPHABET INCcap stk cl a	$5,338,000	–	4,867	–	1.38%	–
CTAS	New	CINTAS CORP	$5,174,000	–	21,700	–	1.34%	–
BAC	New	BANK AMER CORP	$4,946,000	–	168,973	–	1.28%	–
CNP	New	CENTERPOINT ENERGY INC	$4,856,000	–	169,600	–	1.26%	–
TXN	New	TEXAS INSTRS INC	$4,243,000	–	36,425	–	1.10%	–
MO	New	ALTRIA GROUP INC	$3,772,000	–	79,450	–	0.98%	–
FLEX	New	FLEX LTDord	$3,747,000	–	391,618	–	0.97%	–
LRCX	New	LAM RESEARCH CORP	$3,629,000	–	19,125	–	0.94%	–
LGFA	New	LIONS GATE ENTMNT CORPcl a vtg	$3,625,000	–	295,876	–	0.94%	–
ET	New	ENERGY TRANSFER LP	$3,550,000	–	252,440	–	0.92%	–
SPKE	New	SPARK ENERGY INC	$3,419,000	–	305,565	–	0.89%	–
PM	New	PHILIP MORRIS INTL INC	$3,333,000	–	42,722	–	0.86%	–
QURE	New	UNIQURE NV	$3,084,000	–	40,100	–	0.80%	–
AXP	New	AMERICAN EXPRESS CO	$3,066,000	–	24,620	–	0.80%	–
WFC	New	WELLS FARGO CO NEW	$2,965,000	–	83,079	–	0.77%	–
BA	New	BOEING CO	$2,870,000	–	8,075	–	0.74%	–
CMCSA	New	COMCAST CORP NEWcl a	$2,850,000	–	67,068	–	0.74%	–
GOLD	New	BARRICK GOLD CORPORATION	$2,849,000	–	180,655	–	0.74%	–
BHC	New	BAUSCH HEALTH COS INC	$2,779,000	–	110,100	–	0.72%	–
WM	New	WASTE MGMT INC DEL	$2,531,000	–	21,952	–	0.66%	–
XOM	New	EXXON MOBIL CORP	$2,414,000	–	31,513	–	0.63%	–
TLGT	New	TELIGENT INC NEW	$2,404,000	–	3,814,012	–	0.62%	–
CSX	New	CSX CORP	$2,350,000	–	30,000	–	0.61%	–
MDLZ	New	MONDELEZ INTL INCcl a	$2,283,000	–	42,025	–	0.59%	–
NTRS	New	NORTHERN TR CORP	$2,282,000	–	25,000	–	0.59%	–
OXY	New	OCCIDENTAL PETE CORP	$2,260,000	–	45,332	–	0.59%	–
EZPW	New	EZCORP INCcl a non vtg	$2,225,000	–	235,000	–	0.58%	–
RMD	New	RESMED INC	$2,214,000	–	18,000	–	0.58%	–
ABT	New	ABBOTT LABS	$2,149,000	–	25,580	–	0.56%	–
MSFT	New	MICROSOFT CORP	$2,144,000	–	15,894	–	0.56%	–
ECL	New	ECOLAB INC	$2,053,000	–	10,537	–	0.53%	–
JNJ	New	JOHNSON & JOHNSON	$2,015,000	–	14,485	–	0.52%	–
ABBV	New	ABBVIE INC	$1,988,000	–	27,230	–	0.52%	–
MR	New	MONTAGE RES CORP	$1,987,000	–	325,734	–	0.52%	–
HXL	New	HEXCEL CORP NEW	$1,937,000	–	24,000	–	0.50%	–
INTC	New	INTEL CORP	$1,920,000	–	40,107	–	0.50%	–
JEF	New	JEFFERIES FINL GROUP INC	$1,898,000	–	98,700	–	0.49%	–
ZBRA	New	ZEBRA TECHNOLOGIES CORPcl a	$1,875,000	–	9,000	–	0.49%	–
AMGN	New	AMGEN INC	$1,855,000	–	10,000	–	0.48%	–
ADBE	New	ADOBE INC	$1,802,000	–	6,000	–	0.47%	–
PG	New	PROCTER AND GAMBLE CO	$1,725,000	–	15,684	–	0.45%	–
STT	New	STATE STR CORP	$1,721,000	–	30,568	–	0.45%	–
XON	New	INTREXON CORP	$1,630,000	–	212,809	–	0.42%	–
MSI	New	MOTOROLA SOLUTIONS INC	$1,613,000	–	9,684	–	0.42%	–
CRTO	New	CRITEO S Aspons ads	$1,575,000	–	91,500	–	0.41%	–
CVX	New	CHEVRON CORP NEW	$1,558,000	–	12,523	–	0.40%	–
VRSN	New	VERISIGN INC	$1,536,000	–	7,283	–	0.40%	–
ATVI	New	ACTIVISION BLIZZARD INC	$1,505,000	–	31,875	–	0.39%	–
KMI	New	KINDER MORGAN INC DEL	$1,471,000	–	70,437	–	0.38%	–
GOLF	New	ACUSHNET HOLDINGS CORP	$1,444,000	–	55,000	–	0.38%	–
CSCO	New	CISCO SYS INC	$1,445,000	–	26,400	–	0.38%	–
LOW	New	LOWES COS INC	$1,425,000	–	14,000	–	0.37%	–
LLY	New	LILLY ELI & CO	$1,413,000	–	12,689	–	0.37%	–
GE	New	GENERAL ELECTRIC CO	$1,398,000	–	153,501	–	0.36%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$1,369,000	–	62,500	–	0.36%	–
ADP	New	AUTOMATIC DATA PROCESSING IN	$1,363,000	–	8,200	–	0.35%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncl a	$1,302,000	–	3,275	–	0.34%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$1,297,000	–	211,900	–	0.34%	–
STI	New	SUNTRUST BKS INC	$1,283,000	–	20,286	–	0.33%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$1,262,000	–	27,564	–	0.33%	–
FN	New	FABRINET	$1,182,000	–	23,000	–	0.31%	–
MPC	New	MARATHON PETE CORP	$1,163,000	–	20,984	–	0.30%	–
WBA	New	WALGREENS BOOTS ALLIANCE INC	$1,136,000	–	20,835	–	0.30%	–
DD	New	DUPONT DE NEMOURS INC	$1,136,000	–	15,088	–	0.30%	–
NKE	New	NIKE INCcl b	$1,111,000	–	13,230	–	0.29%	–
PFNX	New	PFENEX INC	$1,101,000	–	163,347	–	0.29%	–
DIS	New	DISNEY WALT CO	$1,100,000	–	7,813	–	0.28%	–
CLX	New	CLOROX CO DEL	$1,063,000	–	7,000	–	0.28%	–
KSU	New	KANSAS CITY SOUTHERN	$1,046,000	–	8,500	–	0.27%	–
SEB	New	SEABOARD CORP	$1,034,000	–	250	–	0.27%	–
CL	New	COLGATE PALMOLIVE CO	$1,017,000	–	14,165	–	0.26%	–
HD	New	HOME DEPOT INC	$1,002,000	–	4,819	–	0.26%	–
KHC	New	KRAFT HEINZ CO	$992,000	–	32,503	–	0.26%	–
OKE	New	ONEOK INC NEW	$977,000	–	14,199	–	0.25%	–
KLAC	New	KLA-TENCOR CORP	$963,000	–	8,000	–	0.25%	–
GPS	New	GAP INC	$964,000	–	54,350	–	0.25%	–
TXMD	New	THERAPEUTICSMD INC	$937,000	–	360,510	–	0.24%	–
DOX	New	AMDOCS LTD	$933,000	–	15,000	–	0.24%	–
USB	New	US BANCORP DEL	$928,000	–	17,560	–	0.24%	–
DOW	New	DOW INC	$918,000	–	18,494	–	0.24%	–
MMM	New	3M CO	$901,000	–	5,190	–	0.23%	–
SCHW	New	THE CHARLES SCHWAB CORPORATI	$887,000	–	21,900	–	0.23%	–
UTX	New	UNITED TECHNOLOGIES CORP	$873,000	–	6,675	–	0.23%	–
SBUX	New	STARBUCKS CORP	$868,000	–	10,305	–	0.22%	–
VZ	New	VERIZON COMMUNICATIONS INC	$858,000	–	15,065	–	0.22%	–
STLD	New	STEEL DYNAMICS INC	$852,000	–	28,000	–	0.22%	–
PFE	New	PFIZER INC	$846,000	–	19,423	–	0.22%	–
AMP	New	AMERIPRISE FINL INC	$848,000	–	5,870	–	0.22%	–
MUJ	New	BLACKROCK MUNIHLDGS NJ QLTY	$833,000	–	59,830	–	0.22%	–
GLW	New	CORNING INC	$816,000	–	24,100	–	0.21%	–
NVDA	New	NVIDIA CORP	$810,000	–	4,904	–	0.21%	–
PAYC	New	PAYCOM SOFTWARE INC	$804,000	–	3,528	–	0.21%	–
PSX	New	PHILLIPS 66	$795,000	–	8,445	–	0.21%	–
MUI	New	BLACKROCK MUNI INTER DR FD I	$774,000	–	55,140	–	0.20%	–
MGA	New	MAGNA INTL INC	$774,000	–	16,000	–	0.20%	–
NMFC	New	NEW MTN FIN CORP	$772,000	–	55,275	–	0.20%	–
WEC	New	WEC ENERGY GROUP INC	$769,000	–	9,305	–	0.20%	–
MDT	New	MEDTRONIC PLC	$764,000	–	7,815	–	0.20%	–
DXCM	New	DEXCOM INC	$759,000	–	5,000	–	0.20%	–
KR	New	KROGER CO	$743,000	–	34,500	–	0.19%	–
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$725,000	–	3,400	–	0.19%	–
UNH	New	UNITEDHEALTH GROUP INC	$723,000	–	2,975	–	0.19%	–
GLP	New	GLOBAL PARTNERS LP	$716,000	–	35,950	–	0.19%	–
HP	New	HELMERICH & PAYNE INC	$713,000	–	13,925	–	0.18%	–
CXO	New	CONCHO RES INC	$709,000	–	6,871	–	0.18%	–
BPL	New	BUCKEYE PARTNERS L Punit ltd partn	$703,000	–	17,100	–	0.18%	–
UNP	New	UNION PACIFIC CORP	$702,000	–	4,100	–	0.18%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$701,000	–	5,065	–	0.18%	–
COP	New	CONOCOPHILLIPS	$665,000	–	10,792	–	0.17%	–
NAD	New	NUVEEN QUALITY MUNCP INCOME	$668,000	–	47,730	–	0.17%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$660,000	–	50,370	–	0.17%	–
UN	New	UNILEVER N V	$648,000	–	10,713	–	0.17%	–
MRK	New	MERCK & CO INC	$633,000	–	7,485	–	0.16%	–
DELL	New	DELL TECHNOLOGIES INCcl c	$628,000	–	12,246	–	0.16%	–
SYK	New	STRYKER CORP	$619,000	–	3,000	–	0.16%	–
NAN	New	NUVEEN NEW YORK QLT MUN INC	$604,000	–	43,300	–	0.16%	–
PRAA	New	PRA GROUP INC	$586,000	–	21,000	–	0.15%	–
BAM	New	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$577,000	–	12,000	–	0.15%	–
	New	APTOSE BIOSCIENCES INC	$572,000	–	216,100	–	0.15%	–
AABA	New	ALTABA INC	$566,000	–	8,000	–	0.15%	–
APC	New	ANADARKO PETE CORP	$566,000	–	8,000	–	0.15%	–
ANTM	New	ANTHEM INC	$563,000	–	2,000	–	0.15%	–
FIS	New	FIDELITY NATL INFORMATION SV	$555,000	–	4,470	–	0.14%	–
NUE	New	NUCOR CORP	$552,000	–	10,000	–	0.14%	–
ZUO	New	ZUORA INC	$548,000	–	35,800	–	0.14%	–
LIN	New	LINDE PLC	$547,000	–	2,726	–	0.14%	–
CE	New	CELANESE CORP DEL	$541,000	–	5,000	–	0.14%	–
LFUS	New	LITTELFUSE INC	$533,000	–	3,000	–	0.14%	–
PEP	New	PEPSICO INC	$530,000	–	4,040	–	0.14%	–
DFS	New	DISCOVER FINL SVCS	$528,000	–	6,750	–	0.14%	–
TEL	New	TE CONNECTIVITY LTD	$517,000	–	5,333	–	0.13%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$512,000	–	8,000	–	0.13%	–
C	New	CITIGROUP INC	$514,000	–	7,304	–	0.13%	–
BP	New	BP PLCsponsored adr	$510,000	–	12,174	–	0.13%	–
FL	New	FOOT LOCKER INC	$503,000	–	12,000	–	0.13%	–
GPORQ	New	GULFPORT ENERGY CORP	$491,000	–	100,000	–	0.13%	–
CAT	New	CATERPILLAR INC DEL	$491,000	–	3,600	–	0.13%	–
PNC	New	PNC FINL SVCS GROUP INC	$487,000	–	3,500	–	0.13%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$476,000	–	1,626	–	0.12%	–
HPQ	New	HP INC	$479,000	–	22,884	–	0.12%	–
AGO	New	ASSURED GUARANTY LTD	$472,000	–	11,000	–	0.12%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$462,000	–	89,990	–	0.12%	–
WDC	New	WESTERN DIGITAL CORP	$460,000	–	9,480	–	0.12%	–
BTO	New	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$457,000	–	14,005	–	0.12%	–
BHK	New	BLACKROCK CORE BD TR	$450,000	–	31,955	–	0.12%	–
MAR	New	MARRIOTT INTL INC NEWcl a	$452,000	–	3,200	–	0.12%	–
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$445,000	–	32,050	–	0.12%	–
AR	New	ANTERO RES CORP	$445,000	–	81,000	–	0.12%	–
KO	New	COCA COLA CO	$440,000	–	8,651	–	0.11%	–
WH	New	WYNDHAM HOTELS & RESORTS INC	$440,000	–	7,800	–	0.11%	–
FNF	New	FIDELITY NATIONAL FINANCIAL	$438,000	–	10,812	–	0.11%	–
MCD	New	MCDONALDS CORP	$436,000	–	2,100	–	0.11%	–
GM	New	GENERAL MTRS CO	$436,000	–	11,330	–	0.11%	–
APD	New	AIR PRODS & CHEMS INC	$430,000	–	1,897	–	0.11%	–
AVT	New	AVNET INC	$433,000	–	9,570	–	0.11%	–
MRO	New	MARATHON OIL CORP	$426,000	–	30,000	–	0.11%	–
UL	New	UNILEVER PLCspon adr new	$429,000	–	6,936	–	0.11%	–
VNOM	New	VIPER ENERGY PARTNERS LP	$422,000	–	13,773	–	0.11%	–
MCK	New	MCKESSON CORP	$420,000	–	3,140	–	0.11%	–
EFX	New	EQUIFAX INC	$420,000	–	3,100	–	0.11%	–
WMT	New	WALMART INC	$420,000	–	3,800	–	0.11%	–
SAP	New	SAP SEspon adr	$415,000	–	3,000	–	0.11%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$409,000	–	15,000	–	0.11%	–
UYG	New	PROSHARES TRultra fncls new	$405,000	–	9,000	–	0.10%	–
HEP	New	HOLLY ENERGY PARTNERS L P	$402,000	–	14,612	–	0.10%	–
NBL	New	NOBLE ENERGY INC	$399,000	–	17,848	–	0.10%	–
BAX	New	BAXTER INTL INC	$399,000	–	4,900	–	0.10%	–
INSI	New	INSIGHT SELECT INCOME FD	$397,000	–	19,734	–	0.10%	–
TRGP	New	TARGA RES CORP	$394,000	–	10,014	–	0.10%	–
SHV	New	ISHARES TRshort treas bd	$376,000	–	3,402	–	0.10%	–
HIIQ	New	HEALTH INS INNOVATIONS INC	$372,000	–	14,000	–	0.10%	–
NSC	New	NORFOLK SOUTHERN CORP	$374,000	–	1,875	–	0.10%	–
V	New	VISA INC	$374,000	–	2,157	–	0.10%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$372,000	–	9,000	–	0.10%	–
KNSL	New	KINSALE CAP GROUP INC	$368,000	–	4,000	–	0.10%	–
JHG	New	JANUS HENDERSON GROUP PLC	$353,000	–	16,515	–	0.09%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$350,000	–	26,500	–	0.09%	–
NNC	New	NUVEEN NORTH CAROLINA QLTY M	$347,000	–	26,070	–	0.09%	–
PYPL	New	PAYPAL HLDGS INC	$346,000	–	3,000	–	0.09%	–
DNP	New	DNP SELECT INCOME FD	$346,000	–	29,319	–	0.09%	–
WYND	New	WYNDHAM DESTINATIONS INC	$344,000	–	7,700	–	0.09%	–
EIGR	New	EIGER BIOPHARMACEUTICALS INC	$344,000	–	31,500	–	0.09%	–
AMZN	New	AMAZON COM INC	$337,000	–	178	–	0.09%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$332,000	–	2,029	–	0.09%	–
RDHL	New	REDHILL BIOPHARMA LTDsponsored ads	$330,000	–	51,000	–	0.09%	–
MKL	New	MARKEL CORP	$333,000	–	300	–	0.09%	–
FB	New	FACEBOOK INCcl a	$328,000	–	1,700	–	0.08%	–
S	New	SPRINT CORPORATION	$325,000	–	48,915	–	0.08%	–
ALL	New	ALLSTATE CORP	$319,000	–	3,120	–	0.08%	–
LUMN	New	CENTURYLINK INC	$320,000	–	27,253	–	0.08%	–
LMRK	New	LANDMARK INFRASTRUCTURE LP	$311,000	–	18,460	–	0.08%	–
GS	New	GOLDMAN SACHS GROUP INC	$309,000	–	1,500	–	0.08%	–
NTX	New	NUVEEN TEXAS QLTY MUN INCME	$308,000	–	22,600	–	0.08%	–
KYN	New	KAYNE ANDERSN MLP MIDS INVT	$308,000	–	20,032	–	0.08%	–
MUC	New	BLACKROCK MUNIHLDNGS CALI QL	$309,000	–	22,600	–	0.08%	–
ITW	New	ILLINOIS TOOL WKS INC	$310,000	–	2,060	–	0.08%	–
BXMT	New	BLACKSTONE MTG TR INC	$306,000	–	8,600	–	0.08%	–
HPE	New	HEWLETT PACKARD ENTERPRISE C	$300,000	–	19,884	–	0.08%	–
IVV	New	ISHARES TRcore s&p500 etf	$301,000	–	1,020	–	0.08%	–
CELG	New	CELGENE CORP	$298,000	–	3,200	–	0.08%	–
HKRSQ	New	HALCON RES CORP	$297,000	–	1,679,797	–	0.08%	–
PAA	New	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$298,000	–	12,245	–	0.08%	–
FRC	New	FIRST REP BK SAN FRANCISCO C	$296,000	–	3,000	–	0.08%	–
DLR	New	DIGITAL RLTY TR INC	$297,000	–	2,544	–	0.08%	–
LBTYK	New	LIBERTY GLOBAL PLC	$298,000	–	11,140	–	0.08%	–
MUSA	New	MURPHY USA INC	$291,000	–	3,500	–	0.08%	–
WHR	New	WHIRLPOOL CORP	$289,000	–	2,000	–	0.08%	–
RDSA	New	ROYAL DUTCH SHELL PLCspons adr a	$285,000	–	4,370	–	0.07%	–
A	New	AGILENT TECHNOLOGIES INC	$285,000	–	3,777	–	0.07%	–
MMP	New	MAGELLAN MIDSTREAM PRTNRS LP	$282,000	–	4,378	–	0.07%	–
SLB	New	SCHLUMBERGER LTD	$277,000	–	6,965	–	0.07%	–
URI	New	UNITED RENTALS INC	$267,000	–	2,000	–	0.07%	–
SCM	New	STELLUS CAP INVT CORP	$264,000	–	19,099	–	0.07%	–
KKR	New	KKR & CO INCcl a	$257,000	–	10,100	–	0.07%	–
NMT	New	NUVEEN MASSACHUSETS QLT MUN	$260,000	–	20,000	–	0.07%	–
SONY	New	SONY CORPsponsored adr	$260,000	–	4,840	–	0.07%	–
MA	New	MASTERCARD INCcl a	$259,000	–	980	–	0.07%	–
AGN	New	ALLERGAN PLC	$251,000	–	1,500	–	0.06%	–
PAYX	New	PAYCHEX INC	$250,000	–	3,000	–	0.06%	–
XLY	New	SELECT SECTOR SPDR TRsbi cons discr	$250,000	–	2,100	–	0.06%	–
CDMO	New	AVID BIOSERVICES INC	$246,000	–	40,000	–	0.06%	–
CP	New	CANADIAN PAC RY LTD	$244,000	–	1,025	–	0.06%	–
JCI	New	JOHNSON CTLS INTL PLC	$242,000	–	5,809	–	0.06%	–
IJH	New	ISHARES TRcore s&p mcp etf	$230,000	–	1,184	–	0.06%	–
GTE	New	GRAN TIERRA ENERGY INC	$230,000	–	144,587	–	0.06%	–
IBB	New	ISHARES TRnasdaq biotech	$229,000	–	2,100	–	0.06%	–
OHI	New	OMEGA HEALTHCARE INVS INC	$223,000	–	6,064	–	0.06%	–
VGT	New	VANGUARD WORLD FDSinf tech etf	$222,000	–	1,055	–	0.06%	–
ORCL	New	ORACLE CORP	$219,000	–	3,780	–	0.06%	–
SYMC	New	SYMANTEC CORP	$215,000	–	9,843	–	0.06%	–
TYL	New	TYLER TECHNOLOGIES INC	$216,000	–	1,000	–	0.06%	–
FOXA	New	FOX CORP	$213,000	–	5,937	–	0.06%	–
MET	New	METLIFE INC	$212,000	–	4,250	–	0.06%	–
CACI	New	CACI INTL INCcl a	$208,000	–	1,000	–	0.05%	–
CADE	New	CADENCE BANCORPORATIONcl a	$208,000	–	10,000	–	0.05%	–
XLC	New	SELECT SECTOR SPDR TR	$207,000	–	4,200	–	0.05%	–
AN	New	AUTONATION INC	$210,000	–	5,000	–	0.05%	–
MPW	New	MEDICAL PPTYS TRUST INC	$209,000	–	12,000	–	0.05%	–
F	New	FORD MTR CO DEL	$207,000	–	20,300	–	0.05%	–
BLK	New	BLACKROCK INC	$202,000	–	430	–	0.05%	–
GSK	New	GLAXOSMITHKLINE PLCsponsored adr	$201,000	–	5,000	–	0.05%	–
AMRQQ	New	ALTA MESA RES INCcl a	$194,000	–	1,334,700	–	0.05%	–
LADR	New	LADDER CAP CORPcl a	$189,000	–	11,400	–	0.05%	–
TGP	New	TEEKAY LNG PARTNERS L Pprtnrsp units	$159,000	–	11,300	–	0.04%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$155,000	–	15,500	–	0.04%	–
BYM	New	BLACKROCK MUNICIPL INC QLTY	$151,000	–	11,000	–	0.04%	–
SIRI	New	SIRIUS XM HLDGS INC	$145,000	–	26,000	–	0.04%	–
HNRG	New	HALLADOR ENERGY COMPANY	$148,000	–	26,330	–	0.04%	–
QRTEA	New	QURATE RETAIL INC	$123,000	–	10,000	–	0.03%	–
SGMA	New	SIGMATRON INTL INC	$91,000	–	34,900	–	0.02%	–
TEVA	New	TEVA PHARMACEUTICAL INDS LTDsponsored ads	$76,000	–	13,924	–	0.02%	–
YUMA	New	YUMA ENERGY INC NEW	$66,000	–	325,000	–	0.02%	–
WTRH	New	WAITR HLDGS INC	$63,000	–	10,000	–	0.02%	–
PPR	New	VOYA PRIME RATE TRsh ben int	$59,000	–	12,400	–	0.02%	–
DGLY	New	DIGITAL ALLY INC	$29,000	–	20,000	–	0.01%	–
	New	PDL BIOPHARMA INCnote 2.750%12/0	$26,000	–	25,000	–	0.01%	–
	New	FLUIDIGM CORP DELnote 2.750% 2/0	$17,000	–	18,000	–	0.00%	–
MNKD	New	MANNKIND CORP	$12,000	–	10,000	–	0.00%	–
MCEP	New	MID CON ENERGY PARTNERS LP	$6,000	–	14,720	–	0.00%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$7,000	–	11,850	–	0.00%	–
AREXQ	New	APPROACH RESOURCES INC	$8,000	–	27,112	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
MNKD	Exit	MANNKIND CORP	$0	–	-10,000	–	-0.01%	–
FTK	Exit	FLOTEK INDS INC DEL	$0	–	-10,000	–	-0.01%	–
WFTIQ	Exit	WEATHERFORD INTL PLC	$0	–	-10,000	–	-0.01%	–
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-19,720	–	-0.01%	–
PED	Exit	PEDEVCO CORP	$0	–	-15,050	–	-0.02%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$0	–	-27,050	–	-0.02%	–
AREXQ	Exit	APPROACH RESOURCES INC	$0	–	-27,112	–	-0.03%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-12,400	–	-0.03%	–
AMTX	Exit	AEMETIS INC	$0	–	-70,757	–	-0.03%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-11,000	–	-0.05%	–
DNP	Exit	DNP SELECT INCOME FD	$0	–	-11,000	–	-0.06%	–
CPLP	Exit	CAPITAL PRODUCT PARTNERS L P	$0	–	-55,200	–	-0.07%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-26,270	–	-0.08%	–
SGMA	Exit	SIGMATRON INTL INC	$0	–	-30,000	–	-0.08%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-12,000	–	-0.08%	–
TV	Exit	GRUPO TELEVISA SAspon adr rep ord	$0	–	-10,500	–	-0.09%	–
ET	Exit	ENERGY TRANSFER EQUITY L P	$0	–	-11,200	–	-0.09%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-17,899	–	-0.10%	–
SIRI	Exit	SIRIUS XM HLDGS INC	$0	–	-32,000	–	-0.10%	–
MDY	Exit	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$0	–	-550	–	-0.10%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.10%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-1,255	–	-0.10%	–
KMG	Exit	KMG CHEMICALS INC	$0	–	-2,775	–	-0.10%	–
IEP	Exit	ICAHN ENTERPRISES LPdepositary unit	$0	–	-3,000	–	-0.10%	–
BPL	Exit	BUCKEYE PARTNERS L Punit ltd partn	$0	–	-6,000	–	-0.10%	–
NOMD	Exit	NOMAD FOODS LTD	$0	–	-11,200	–	-0.11%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-1,362	–	-0.11%	–
F	Exit	FORD MTR CO DEL	$0	–	-25,800	–	-0.11%	–
SCM	Exit	STELLUS CAP INVT CORP	$0	–	-17,742	–	-0.11%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-1,000	–	-0.12%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-2,320	–	-0.12%	–
FL	Exit	FOOT LOCKER INC	$0	–	-5,000	–	-0.12%	–
DIS	Exit	DISNEY WALT CO	$0	–	-2,186	–	-0.12%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-4,345	–	-0.12%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.13%	–
LMRK	Exit	LANDMARK INFRASTRUCTURE LP	$0	–	-19,860	–	-0.13%	–
GIS	Exit	GENERAL MLS INC	$0	–	-6,800	–	-0.14%	–
AMZN	Exit	AMAZON COM INC	$0	–	-157	–	-0.15%	–
IVV	Exit	ISHARES TRcore s&p500 etf	$0	–	-1,085	–	-0.15%	–
WMT	Exit	WALMART INC	$0	–	-3,400	–	-0.15%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-2,120	–	-0.15%	–
V	Exit	VISA INC	$0	–	-2,157	–	-0.15%	–
NWL	Exit	NEWELL BRANDS INC	$0	–	-15,950	–	-0.15%	–
EMESQ	Exit	EMERGE ENERGY SVCS LP	$0	–	-82,600	–	-0.15%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-2,046	–	-0.16%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,170	–	-0.16%	–
ABT	Exit	ABBOTT LABS	$0	–	-4,729	–	-0.16%	–
NVDA	Exit	NVIDIA CORP	$0	–	-1,256	–	-0.16%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,100	–	-0.16%	–
BAC	Exit	BANK AMER CORP	$0	–	-12,003	–	-0.17%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-9,000	–	-0.17%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.17%	–
GM	Exit	GENERAL MTRS CO	$0	–	-10,890	–	-0.17%	–
TCS	Exit	CONTAINER STORE GROUP INC	$0	–	-33,000	–	-0.17%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$0	–	-14,745	–	-0.17%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-4,650	–	-0.18%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-3,195	–	-0.18%	–
PFE	Exit	PFIZER INC	$0	–	-8,843	–	-0.18%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-1,937	–	-0.18%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-14,300	–	-0.19%	–
IBB	Exit	ISHARES TRnasdaq biotech	$0	–	-3,300	–	-0.19%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-3,533	–	-0.19%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-31,955	–	-0.19%	–
USCR	Exit	U S CONCRETE INC	$0	–	-9,016	–	-0.19%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-7,885	–	-0.20%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,600	–	-0.20%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.20%	–
KO	Exit	COCA COLA CO	$0	–	-9,266	–	-0.20%	–
PX	Exit	PRAXAIR INC	$0	–	-2,700	–	-0.20%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-86,890	–	-0.21%	–
HEP	Exit	HOLLY ENERGY PARTNERS L P	$0	–	-14,612	–	-0.22%	–
DWDP	Exit	DOWDUPONT INC	$0	–	-7,241	–	-0.22%	–
TSLA	Exit	TESLA INC	$0	–	-1,766	–	-0.22%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-5,683	–	-0.22%	–
NMM	Exit	NAVIOS MARITIME PARTNERS L Punit lpi	$0	–	-283,650	–	-0.23%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-1,751	–	-0.24%	–
PAYC	Exit	PAYCOM SOFTWARE INC	$0	–	-3,700	–	-0.27%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-151,587	–	-0.27%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-3,915	–	-0.28%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$0	–	-26,740	–	-0.28%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-27,000	–	-0.30%	–
UYG	Exit	PROSHARES TRultra fncls new	$0	–	-15,000	–	-0.30%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-15,000	–	-0.30%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-11,200	–	-0.30%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-35,950	–	-0.31%	–
TRGP	Exit	TARGA RES CORP	$0	–	-12,261	–	-0.32%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-58,575	–	-0.37%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-13,272	–	-0.39%	–
LLY	Exit	LILLY ELI & CO	$0	–	-8,120	–	-0.41%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-53,768	–	-0.45%	–
OKE	Exit	ONEOK INC NEW	$0	–	-14,199	–	-0.45%	–
SNECQ	Exit	SANCHEZ ENERGY CORP	$0	–	-421,000	–	-0.45%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,055	–	-0.46%	–
NKE	Exit	NIKE INCcl b	$0	–	-12,100	–	-0.48%	–
NRP	Exit	NATURAL RESOURCE PARTNERS L	$0	–	-33,231	–	-0.48%	–
ROST	Exit	ROSS STORES INC	$0	–	-10,900	–	-0.51%	–
CSWC	Exit	CAPITAL SOUTHWEST CORP	$0	–	-59,100	–	-0.53%	–
HD	Exit	HOME DEPOT INC	$0	–	-5,619	–	-0.55%	–
CXO	Exit	CONCHO RES INC	$0	–	-7,656	–	-0.55%	–
T	Exit	AT&T INC	$0	–	-35,473	–	-0.56%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-21,875	–	-0.58%	–
AEM	Exit	AGNICO EAGLE MINES LTD	$0	–	-39,500	–	-0.63%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-12,396	–	-0.66%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-59,600	–	-0.66%	–
GOLF	Exit	ACUSHNET HOLDINGS CORP	$0	–	-55,000	–	-0.71%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-16,952	–	-0.72%	–
XON	Exit	INTREXON CORP	$0	–	-104,968	–	-0.85%	–
AR	Exit	ANTERO RES CORP	$0	–	-104,136	–	-0.86%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-21,893	–	-0.87%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-23,700	–	-0.88%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-33,850	–	-0.96%	–
CRTO	Exit	CRITEO S Aspons ads	$0	–	-94,500	–	-1.02%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-205,500	–	-1.07%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-216,635	–	-1.09%	–
YUMA	Exit	YUMA ENERGY INC NEW	$0	–	-5,883,090	–	-1.10%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-430,010	–	-1.32%	–
AAPL	Exit	APPLE INC	$0	–	-13,761	–	-1.46%	–
AMRQQ	Exit	ALTA MESA RES INCcl a	$0	–	-745,748	–	-1.46%	–
SPKE	Exit	SPARK ENERGY INC	$0	–	-405,278	–	-1.57%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-360,243	–	-1.58%	–
FLEX	Exit	FLEX LTDord	$0	–	-263,600	–	-1.62%	–
JEF	Exit	JEFFERIES FINL GROUP INC	$0	–	-160,350	–	-1.65%	–
HKRSQ	Exit	HALCON RES CORP	$0	–	-878,551	–	-1.84%	–
GG	Exit	GOLDCORP INC NEW	$0	–	-403,700	–	-1.93%	–
PFNX	Exit	PFENEX INC	$0	–	-863,910	–	-2.07%	–
IGT	Exit	INTERNATIONAL GAME TECHNOLOG	$0	–	-229,500	–	-2.12%	–
ECR	Exit	ECLIPSE RES CORP	$0	–	-4,627,171	–	-2.58%	–
TLGT	Exit	TELIGENT INC NEW	$0	–	-1,456,447	–	-2.70%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-226,600	–	-2.94%	–
XRX	Exit	XEROX CORP	$0	–	-237,943	–	-3.01%	–
PWR	Exit	QUANTA SVCS INC	$0	–	-224,113	–	-3.51%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-217,950	–	-3.89%	–
JYNT	Exit	JOINT CORP	$0	–	-1,431,127	–	-5.74%	–
MAIN	Exit	MAIN STREET CAPITAL CORP	$0	–	-408,221	–	-7.37%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-620,235	–	-8.35%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-103,427	–	-9.00%	–

Q3 2018

			Value		Shares		↓ Weighting
QQQ	Buy	INVESCO QQQ TRunit ser 1	$19,215,000	+23.6%	103,427	+14.2%	9.00%	+25.1%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$17,819,000	+2.3%	620,235	-1.5%	8.35%	+3.5%
MAIN	Sell	MAIN STREET CAPITAL CORP	$15,716,000	-1.1%	408,221	-2.2%	7.37%	+0.1%
JYNT	Sell	JOINT CORP	$12,236,000	-0.5%	1,431,127	-4.8%	5.74%	+0.8%
BX	Buy	BLACKSTONE GROUP L P	$8,300,000	+24.4%	217,950	+5.1%	3.89%	+25.9%
PWR	Buy	QUANTA SVCS INC	$7,481,000	+1217.1%	224,113	+1217.7%	3.51%	+1233.1%
XRX	Buy	XEROX CORP	$6,420,000	+53.7%	237,943	+36.7%	3.01%	+55.6%
CNP	Sell	CENTERPOINT ENERGY INC	$6,266,000	-4.8%	226,600	-4.6%	2.94%	-3.7%
TLGT	Sell	TELIGENT INC NEW	$5,753,000	+11.7%	1,456,447	-2.2%	2.70%	+13.0%
ECR	Sell	ECLIPSE RES CORP	$5,506,000	-27.4%	4,627,171	-2.4%	2.58%	-26.5%
IGT	New	INTERNATIONAL GAME TECHNOLOG	$4,532,000	–	229,500	–	2.12%	–
PFNX	Sell	PFENEX INC	$4,414,000	-7.1%	863,910	-1.6%	2.07%	-5.9%
GG	Sell	GOLDCORP INC NEW	$4,118,000	-29.8%	403,700	-5.6%	1.93%	-28.9%
HKRSQ	Buy	HALCON RES CORP	$3,928,000	+44.5%	878,551	+41.9%	1.84%	+46.2%
JEF	Sell	JEFFERIES FINL GROUP INC	$3,521,000	-4.0%	160,350	-0.6%	1.65%	-2.9%
FLEX	Sell	FLEX LTDord	$3,459,000	-10.7%	263,600	-4.0%	1.62%	-9.6%
ESTE	Sell	EARTHSTONE ENERGY INCcl a	$3,379,000	-21.7%	360,243	-26.1%	1.58%	-20.7%
SPKE	Buy	SPARK ENERGY INC	$3,344,000	-15.1%	405,278	+0.3%	1.57%	-14.1%
AMRQQ	Buy	ALTA MESA RES INCcl a	$3,118,000	+119.0%	745,748	+256.7%	1.46%	+121.7%
AAPL	Buy	APPLE INC	$3,106,000	+23.1%	13,761	+0.9%	1.46%	+24.7%
TXMD	Sell	THERAPEUTICSMD INC	$2,821,000	+3.4%	430,010	-1.6%	1.32%	+4.7%
YUMA	Sell	YUMA ENERGY INC NEW	$2,353,000	-29.1%	5,883,090	-5.1%	1.10%	-28.2%
EZPW	Buy	EZCORP INCcl a non vtg	$2,318,000	-0.2%	216,635	+12.4%	1.09%	+1.0%
GOLD	Sell	BARRICK GOLD CORP	$2,277,000	-19.5%	205,500	-4.6%	1.07%	-18.5%
CRTO	Buy	CRITEO S Aspons ads	$2,168,000	+40.4%	94,500	+101.1%	1.02%	+42.1%
MO	Buy	ALTRIA GROUP INC	$2,042,000	+6.6%	33,850	+0.3%	0.96%	+7.9%
CVS	Buy	CVS HEALTH CORP	$1,866,000	+729.3%	23,700	+577.1%	0.88%	+741.3%
XOM	Sell	EXXON MOBIL CORP	$1,862,000	-38.3%	21,893	-40.0%	0.87%	-37.6%
AR	Sell	ANTERO RES CORP	$1,844,000	-18.6%	104,136	-1.9%	0.86%	-17.6%
XON	Sell	INTREXON CORP	$1,807,000	+0.3%	104,968	-18.8%	0.85%	+1.6%
GEL	Sell	GENESIS ENERGY L Punit ltd partn	$1,418,000	+7.5%	59,600	-1.0%	0.66%	+8.8%
JPM	Sell	JPMORGAN CHASE & CO	$1,398,000	-0.4%	12,396	-8.1%	0.66%	+0.8%
SBUX	Buy	STARBUCKS CORP	$1,244,000	+17.0%	21,875	+0.6%	0.58%	+18.5%
T	Sell	AT&T INC	$1,191,000	+3.8%	35,473	-0.8%	0.56%	+5.1%
HD	Buy	HOME DEPOT INC	$1,164,000	+12.1%	5,619	+5.6%	0.55%	+13.5%
CSWC	New	CAPITAL SOUTHWEST CORP	$1,122,000	–	59,100	–	0.53%	–
NRP	Sell	NATURAL RESOURCE PARTNERS L	$1,030,000	-10.0%	33,231	-8.8%	0.48%	-8.9%
JNJ	Sell	JOHNSON & JOHNSON	$975,000	-10.7%	7,055	-21.7%	0.46%	-9.7%
SNECQ	Buy	SANCHEZ ENERGY CORP	$968,000	-48.5%	421,000	+1.2%	0.45%	-47.9%
LLY	Sell	LILLY ELI & CO	$871,000	+20.0%	8,120	-4.6%	0.41%	+21.4%
BMY	Sell	BRISTOL MYERS SQUIBB CO	$824,000	+3.3%	13,272	-8.0%	0.39%	+4.3%
NMFC	New	NEW MTN FIN CORP	$791,000	–	58,575	–	0.37%	–
TRGP	Sell	TARGA RES CORP	$690,000	+8.3%	12,261	-4.8%	0.32%	+9.5%
DAL	Sell	DELTA AIR LINES INC DEL	$648,000	+10.4%	11,200	-5.5%	0.30%	+11.8%
MRO	Buy	MARATHON OIL CORP	$629,000	+37.0%	27,000	+22.7%	0.30%	+38.5%
ETP	Sell	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$596,000	+0.2%	26,740	-14.4%	0.28%	+1.1%
GTE	Sell	GRAN TIERRA ENERGY INC	$579,000	+8.8%	151,587	-1.6%	0.27%	+10.2%
PAYC	Sell	PAYCOM SOFTWARE INC	$575,000	+45.6%	3,700	-7.5%	0.27%	+47.0%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$509,000	-15.9%	1,751	-21.5%	0.24%	-14.6%
NMM	Buy	NAVIOS MARITIME PARTNERS L Punit lpi	$497,000	-3.1%	283,650	+4.4%	0.23%	-2.1%
PG	Sell	PROCTER AND GAMBLE CO	$473,000	-9.9%	5,683	-15.6%	0.22%	-8.6%
TSLA	New	TESLA INC	$468,000	–	1,766	–	0.22%	–
DWDP	Buy	DOWDUPONT INC	$466,000	+3.3%	7,241	+5.8%	0.22%	+4.3%
PPT	Buy	PUTNAM PREMIER INCOME TRsh ben int	$457,000	+119.7%	86,890	+118.4%	0.21%	+122.9%
UNH	Sell	UNITEDHEALTH GROUP INC	$426,000	-8.8%	1,600	-15.8%	0.20%	-7.4%
VZ	Sell	VERIZON COMMUNICATIONS INC	$422,000	-1.6%	7,885	-7.5%	0.20%	-0.5%
BHK	Buy	BLACKROCK CORE BD TR	$408,000	+6.5%	31,955	+6.7%	0.19%	+7.9%
MSFT	Buy	MICROSOFT CORP	$405,000	+19.8%	3,533	+2.8%	0.19%	+21.0%
SKX	Buy	SKECHERS U S A INCcl a	$399,000	+70.5%	14,300	+83.3%	0.19%	+73.1%
IJH	Buy	ISHARES TRcore s&p mcp etf	$390,000	+6.3%	1,937	+2.7%	0.18%	+7.6%
PFE	Sell	PFIZER INC	$390,000	-1.3%	8,843	-18.7%	0.18%	0.0%
CVX	Sell	CHEVRON CORP NEW	$391,000	-16.3%	3,195	-13.5%	0.18%	-15.3%
TCS	Sell	CONTAINER STORE GROUP INC	$366,000	+21.6%	33,000	-7.8%	0.17%	+23.7%
NVDA	Buy	NVIDIA CORP	$353,000	+74.8%	1,256	+46.7%	0.16%	+75.5%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$330,000	+4.8%	2,046	-2.9%	0.16%	+6.2%
EMESQ	Sell	EMERGE ENERGY SVCS LP	$329,000	-47.9%	82,600	-6.8%	0.15%	-47.4%
NWL	New	NEWELL BRANDS INC	$324,000	–	15,950	–	0.15%	–
CAT	Sell	CATERPILLAR INC DEL	$323,000	+8.4%	2,120	-3.6%	0.15%	+9.4%
WMT	Sell	WALMART INC	$319,000	+6.0%	3,400	-3.4%	0.15%	+7.9%
IVV	Sell	ISHARES TRcore s&p500 etf	$318,000	+5.0%	1,085	-2.3%	0.15%	+6.4%
AMZN	New	AMAZON COM INC	$314,000	–	157	–	0.15%	–
GIS	Sell	GENERAL MLS INC	$292,000	-26.6%	6,800	-24.4%	0.14%	-25.5%
LMRK	Sell	LANDMARK INFRASTRUCTURE LP	$275,000	-38.2%	19,860	-38.1%	0.13%	-37.4%
FL	New	FOOT LOCKER INC	$255,000	–	5,000	–	0.12%	–
SCM	Buy	STELLUS CAP INVT CORP	$242,000	+9.5%	17,742	+2.5%	0.11%	+10.8%
F	Buy	FORD MTR CO DEL	$239,000	+16.6%	25,800	+39.5%	0.11%	+17.9%
APD	New	AIR PRODS & CHEMS INC	$228,000	–	1,362	–	0.11%	–
NOMD	New	NOMAD FOODS LTD	$227,000	–	11,200	–	0.11%	–
FB	Sell	FACEBOOK INCcl a	$206,000	-18.3%	1,255	-3.5%	0.10%	-17.1%
SIRI	New	SIRIUS XM HLDGS INC	$202,000	–	32,000	–	0.10%	–
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$202,000	–	550	–	0.10%	–
GE	Sell	GENERAL ELECTRIC CO	$202,000	-32.4%	17,899	-18.6%	0.10%	-31.2%
HNRG	Buy	HALLADOR ENERGY COMPANY	$163,000	-9.4%	26,270	+4.4%	0.08%	-8.4%
NYCB	New	NEW YORK CMNTY BANCORP INC	$114,000	–	11,000	–	0.05%	–
AMTX	Sell	AEMETIS INC	$72,000	-35.1%	70,757	-4.1%	0.03%	-33.3%
WFTIQ	New	WEATHERFORD INTL PLC	$27,000	–	10,000	–	0.01%	–
PKD	Exit	PARKER DRILLING CO	$0	–	-30,100	–	-0.01%	–
EYPT	Exit	EYEPOINT PHARMACEUTICALS INC	$0	–	-15,000	–	-0.01%	–
CBLAQ	Exit	CBL & ASSOC PPTYS INC	$0	–	-10,000	–	-0.03%	–
NBEV	Exit	NEW AGE BEVERAGES CORP	$0	–	-40,000	–	-0.04%	–
PETS	Exit	PETMED EXPRESS INC	$0	–	-5,000	–	-0.10%	–
IP	Exit	INTL PAPER CO	$0	–	-4,350	–	-0.10%	–
VOO	Exit	VANGUARD INDEX FDS	$0	–	-979	–	-0.11%	–
RDI	Exit	READING INTERNATIONAL INCcl a	$0	–	-16,900	–	-0.12%	–
CVIAQ	Exit	COVIA HLDGS CORP	$0	–	-15,860	–	-0.14%	–
UNM	Exit	UNUM GROUP	$0	–	-11,000	–	-0.19%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-9,600	–	-0.27%	–
ANTM	Exit	ANTHEM INC	$0	–	-2,760	–	-0.30%	–
HCRSQ	Exit	HI-CRUSH PARTNERS LP	$0	–	-79,000	–	-0.43%	–
REPH	Exit	RECRO PHARMA INC	$0	–	-277,085	–	-0.64%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-42,000	–	-0.71%	–
ENDP	Exit	ENDO INTL PLC	$0	–	-414,000	–	-1.81%	–
PCG	Exit	PG&E CORP	$0	–	-290,200	–	-5.72%	–

Q2 2018

			Value		Shares		↓ Weighting
EPD	New	ENTERPRISE PRODS PARTNERS L	$17,424,000	–	629,703	–	8.07%	–
MAIN	New	MAIN STREET CAPITAL CORP	$15,887,000	–	417,403	–	7.36%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$15,541,000	–	90,543	–	7.20%	–
PCG	New	PG&E CORP	$12,350,000	–	290,200	–	5.72%	–
JYNT	New	JOINT CORP	$12,292,000	–	1,502,627	–	5.69%	–
ECR	New	ECLIPSE RES CORP	$7,581,000	–	4,738,570	–	3.51%	–
BX	New	BLACKSTONE GROUP L P	$6,673,000	–	207,415	–	3.09%	–
CNP	New	CENTERPOINT ENERGY INC	$6,584,000	–	237,600	–	3.05%	–
GG	New	GOLDCORP INC NEW	$5,864,000	–	427,700	–	2.72%	–
TLGT	New	TELIGENT INC NEW	$5,152,000	–	1,489,057	–	2.39%	–
PFNX	New	PFENEX INC	$4,750,000	–	877,935	–	2.20%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$4,316,000	–	487,651	–	2.00%	–
XRX	New	XEROX CORP	$4,177,000	–	174,045	–	1.93%	–
SPKE	New	SPARK ENERGY INC	$3,941,000	–	404,078	–	1.82%	–
ENDP	New	ENDO INTL PLC	$3,903,000	–	414,000	–	1.81%	–
FLEX	New	FLEX LTDord	$3,875,000	–	274,600	–	1.79%	–
JEF	New	JEFFERIES FINL GROUP INC	$3,669,000	–	161,350	–	1.70%	–
YUMA	New	YUMA ENERGY INC NEW	$3,320,000	–	6,198,590	–	1.54%	–
XOM	New	EXXON MOBIL CORP	$3,020,000	–	36,514	–	1.40%	–
GOLD	New	BARRICK GOLD CORP	$2,829,000	–	215,500	–	1.31%	–
TXMD	New	THERAPEUTICSMD INC	$2,727,000	–	437,010	–	1.26%	–
HKRSQ	New	HALCON RES CORP	$2,718,000	–	619,051	–	1.26%	–
AAPL	New	APPLE INC	$2,523,000	–	13,632	–	1.17%	–
EZPW	New	EZCORP INCcl a non vtg	$2,322,000	–	192,735	–	1.08%	–
AR	New	ANTERO RES CORP	$2,265,000	–	106,136	–	1.05%	–
MO	New	ALTRIA GROUP INC	$1,916,000	–	33,750	–	0.89%	–
SNECQ	New	SANCHEZ ENERGY CORP	$1,880,000	–	416,000	–	0.87%	–
AEM	New	AGNICO EAGLE MINES LTD	$1,810,000	–	39,500	–	0.84%	–
XON	New	INTREXON CORP	$1,801,000	–	129,200	–	0.83%	–
CRTO	New	CRITEO S Aspons ads	$1,544,000	–	47,000	–	0.72%	–
SAVE	New	SPIRIT AIRLS INC	$1,527,000	–	42,000	–	0.71%	–
AMRQQ	New	ALTA MESA RES INCcl a	$1,424,000	–	209,050	–	0.66%	–
JPM	New	JPMORGAN CHASE & CO	$1,404,000	–	13,486	–	0.65%	–
REPH	New	RECRO PHARMA INC	$1,391,000	–	277,085	–	0.64%	–
WM	New	WASTE MGMT INC DEL	$1,379,000	–	16,952	–	0.64%	–
GOLF	New	ACUSHNET HOLDINGS CORP	$1,345,000	–	55,000	–	0.62%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$1,319,000	–	60,200	–	0.61%	–
T	New	AT&T INC	$1,147,000	–	35,773	–	0.53%	–
NRP	New	NATURAL RESOURCE PARTNERS L	$1,144,000	–	36,429	–	0.53%	–
JNJ	New	JOHNSON & JOHNSON	$1,092,000	–	9,005	–	0.51%	–
SBUX	New	STARBUCKS CORP	$1,063,000	–	21,750	–	0.49%	–
CXO	New	CONCHO RES INC	$1,059,000	–	7,656	–	0.49%	–
HD	New	HOME DEPOT INC	$1,038,000	–	5,319	–	0.48%	–
OKE	New	ONEOK INC NEW	$991,000	–	14,199	–	0.46%	–
NKE	New	NIKE INCcl b	$964,000	–	12,100	–	0.45%	–
KMI	New	KINDER MORGAN INC DEL	$951,000	–	53,768	–	0.44%	–
HCRSQ	New	HI-CRUSH PARTNERS LP	$932,000	–	79,000	–	0.43%	–
ROST	New	ROSS STORES INC	$924,000	–	10,900	–	0.43%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$798,000	–	14,427	–	0.37%	–
LLY	New	LILLY ELI & CO	$726,000	–	8,514	–	0.34%	–
ANTM	New	ANTHEM INC	$657,000	–	2,760	–	0.30%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$646,000	–	15,000	–	0.30%	–
TRGP	New	TARGA RES CORP	$637,000	–	12,881	–	0.30%	–
EMESQ	New	EMERGE ENERGY SVCS LP	$632,000	–	88,600	–	0.29%	–
GLP	New	GLOBAL PARTNERS LP	$613,000	–	35,950	–	0.28%	–
UYG	New	PROSHARES TRultra fncls new	$606,000	–	15,000	–	0.28%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$605,000	–	2,230	–	0.28%	–
ETP	New	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$595,000	–	31,240	–	0.28%	–
DAL	New	DELTA AIR LINES INC DEL	$587,000	–	11,850	–	0.27%	–
WBA	New	WALGREENS BOOTS ALLIANCE INC	$576,000	–	9,600	–	0.27%	–
PWR	New	QUANTA SVCS INC	$568,000	–	17,008	–	0.26%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$547,000	–	3,915	–	0.25%	–
GTE	New	GRAN TIERRA ENERGY INC	$532,000	–	153,987	–	0.25%	–
PG	New	PROCTER AND GAMBLE CO	$525,000	–	6,733	–	0.24%	–
NMM	New	NAVIOS MARITIME PARTNERS L Punit lpi	$513,000	–	271,650	–	0.24%	–
USCR	New	U S CONCRETE INC	$473,000	–	9,016	–	0.22%	–
UNH	New	UNITEDHEALTH GROUP INC	$467,000	–	1,900	–	0.22%	–
CVX	New	CHEVRON CORP NEW	$467,000	–	3,695	–	0.22%	–
MRO	New	MARATHON OIL CORP	$459,000	–	22,000	–	0.21%	–
DWDP	New	DOWDUPONT INC	$451,000	–	6,841	–	0.21%	–
LMRK	New	LANDMARK INFRASTRUCTURE LP	$445,000	–	32,080	–	0.21%	–
GM	New	GENERAL MTRS CO	$429,000	–	10,890	–	0.20%	–
VZ	New	VERIZON COMMUNICATIONS INC	$429,000	–	8,525	–	0.20%	–
PX	New	PRAXAIR INC	$427,000	–	2,700	–	0.20%	–
HEP	New	HOLLY ENERGY PARTNERS L P	$413,000	–	14,612	–	0.19%	–
AVT	New	AVNET INC	$410,000	–	9,570	–	0.19%	–
KO	New	COCA COLA CO	$407,000	–	9,266	–	0.19%	–
UNM	New	UNUM GROUP	$406,000	–	11,000	–	0.19%	–
GIS	New	GENERAL MLS INC	$398,000	–	9,000	–	0.18%	–
PFE	New	PFIZER INC	$395,000	–	10,878	–	0.18%	–
PAYC	New	PAYCOM SOFTWARE INC	$395,000	–	4,000	–	0.18%	–
BHK	New	BLACKROCK CORE BD TR	$383,000	–	29,955	–	0.18%	–
PM	New	PHILIP MORRIS INTL INC	$375,000	–	4,650	–	0.17%	–
INSI	New	INSIGHT SELECT INCOME FD	$373,000	–	19,734	–	0.17%	–
IJH	New	ISHARES TRcore s&p mcp etf	$367,000	–	1,886	–	0.17%	–
IBB	New	ISHARES TRnasdaq biotech	$362,000	–	3,300	–	0.17%	–
PAA	New	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$349,000	–	14,745	–	0.16%	–
BAC	New	BANK AMER CORP	$338,000	–	12,003	–	0.16%	–
MSFT	New	MICROSOFT CORP	$338,000	–	3,436	–	0.16%	–
MCD	New	MCDONALDS CORP	$329,000	–	2,100	–	0.15%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$315,000	–	2,107	–	0.15%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$316,000	–	9,000	–	0.15%	–
AXP	New	AMERICAN EXPRESS CO	$311,000	–	3,170	–	0.14%	–
IVV	New	ISHARES TRcore s&p500 etf	$303,000	–	1,110	–	0.14%	–
WMT	New	WALMART INC	$301,000	–	3,520	–	0.14%	–
TCS	New	CONTAINER STORE GROUP INC	$301,000	–	35,800	–	0.14%	–
GE	New	GENERAL ELECTRIC CO	$299,000	–	21,976	–	0.14%	–
CAT	New	CATERPILLAR INC DEL	$298,000	–	2,200	–	0.14%	–
CVIAQ	New	COVIA HLDGS CORP	$295,000	–	15,860	–	0.14%	–
SLB	New	SCHLUMBERGER LTD	$291,000	–	4,345	–	0.14%	–
ABT	New	ABBOTT LABS	$288,000	–	4,729	–	0.13%	–
V	New	VISA INC	$285,000	–	2,157	–	0.13%	–
RDI	New	READING INTERNATIONAL INCcl a	$269,000	–	16,900	–	0.12%	–
EFX	New	EQUIFAX INC	$263,000	–	2,100	–	0.12%	–
TXN	New	TEXAS INSTRS INC	$256,000	–	2,320	–	0.12%	–
FB	New	FACEBOOK INCcl a	$252,000	–	1,300	–	0.12%	–
VOO	New	VANGUARD INDEX FDS	$244,000	–	979	–	0.11%	–
AN	New	AUTONATION INC	$243,000	–	5,000	–	0.11%	–
SKX	New	SKECHERS U S A INCcl a	$234,000	–	7,800	–	0.11%	–
DIS	New	DISNEY WALT CO	$229,000	–	2,186	–	0.11%	–
IP	New	INTL PAPER CO	$227,000	–	4,350	–	0.10%	–
CVS	New	CVS HEALTH CORP	$225,000	–	3,500	–	0.10%	–
TYL	New	TYLER TECHNOLOGIES INC	$222,000	–	1,000	–	0.10%	–
PETS	New	PETMED EXPRESS INC	$220,000	–	5,000	–	0.10%	–
SCM	New	STELLUS CAP INVT CORP	$221,000	–	17,301	–	0.10%	–
IEP	New	ICAHN ENTERPRISES LPdepositary unit	$213,000	–	3,000	–	0.10%	–
SGMA	New	SIGMATRON INTL INC	$211,000	–	30,000	–	0.10%	–
BPL	New	BUCKEYE PARTNERS L Punit ltd partn	$211,000	–	6,000	–	0.10%	–
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$208,000	–	39,790	–	0.10%	–
KMG	New	KMG CHEMICALS INC	$205,000	–	2,775	–	0.10%	–
F	New	FORD MTR CO DEL	$205,000	–	18,500	–	0.10%	–
NVDA	New	NVIDIA CORP	$202,000	–	856	–	0.09%	–
TV	New	GRUPO TELEVISA SAspon adr rep ord	$199,000	–	10,500	–	0.09%	–
ET	New	ENERGY TRANSFER EQUITY L P	$193,000	–	11,200	–	0.09%	–
HNRG	New	HALLADOR ENERGY COMPANY	$180,000	–	25,170	–	0.08%	–
CPLP	New	CAPITAL PRODUCT PARTNERS L P	$169,000	–	55,200	–	0.08%	–
MPW	New	MEDICAL PPTYS TRUST INC	$168,000	–	12,000	–	0.08%	–
DNP	New	DNP SELECT INCOME FD	$119,000	–	11,000	–	0.06%	–
AMTX	New	AEMETIS INC	$111,000	–	73,757	–	0.05%	–
NBEV	New	NEW AGE BEVERAGES CORP	$75,000	–	40,000	–	0.04%	–
AREXQ	New	APPROACH RESOURCES INC	$66,000	–	27,112	–	0.03%	–
PPR	New	VOYA PRIME RATE TRsh ben int	$62,000	–	12,400	–	0.03%	–
CBLAQ	New	CBL & ASSOC PPTYS INC	$56,000	–	10,000	–	0.03%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$49,000	–	27,050	–	0.02%	–
PED	New	PEDEVCO CORP	$34,000	–	15,050	–	0.02%	–
FTK	New	FLOTEK INDS INC DEL	$32,000	–	10,000	–	0.02%	–
MCEP	New	MID CON ENERGY PARTNERS LP	$33,000	–	19,720	–	0.02%	–
EYPT	New	EYEPOINT PHARMACEUTICALS INC	$31,000	–	15,000	–	0.01%	–
MNKD	New	MANNKIND CORP	$19,000	–	10,000	–	0.01%	–
PKD	New	PARKER DRILLING CO	$11,000	–	30,100	–	0.01%	–

Q4 2017

			Value		Shares		↓ Weighting
PKD	Exit	PARKER DRILLING CO	$0	–	-12,000	–	-0.01%	–
PED	Exit	PEDEVCO CORP	$0	–	-22,550	–	-0.01%	–
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-14,720	–	-0.01%	–
ARGS	Exit	ARGOS THERAPEUTICS INC	$0	–	-132,212	–	-0.01%	–
ONCS	Exit	ONCOSEC MED INC	$0	–	-25,000	–	-0.01%	–
XCOOQ	Exit	EXCO RESOURCES INC	$0	–	-20,000	–	-0.01%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$0	–	-27,050	–	-0.02%	–
ZNGA	Exit	ZYNGA INCcl a	$0	–	-10,000	–	-0.02%	–
RAD	Exit	RITE AID CORP	$0	–	-25,000	–	-0.02%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-12,400	–	-0.03%	–
AREXQ	Exit	APPROACH RESOURCES INC	$0	–	-27,112	–	-0.03%	–
NSL	Exit	NUVEEN SR INCOME FD	$0	–	-11,900	–	-0.03%	–
WFTIQ	Exit	WEATHERFORD INTL PLC	$0	–	-20,000	–	-0.04%	–
AMTX	Exit	AEMETIS INC	$0	–	-110,192	–	-0.04%	–
NBEV	Exit	NEW AGE BEVERAGES CORP	$0	–	-30,000	–	-0.04%	–
DNP	Exit	DNP SELECT INCOME FD	$0	–	-11,000	–	-0.05%	–
HCRSQ	Exit	HI-CRUSH PARTNERS LP	$0	–	-14,000	–	-0.06%	–
HNRG	Exit	HALLADOR ENERGY COMPANY	$0	–	-24,318	–	-0.06%	–
HKRSQ	Exit	HALCON RES CORP	$0	–	-20,655	–	-0.06%	–
EMESQ	Exit	EMERGE ENERGY SVCS LP	$0	–	-17,264	–	-0.06%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-12,000	–	-0.07%	–
NEBLQ	Exit	NOBLE CORP PLC	$0	–	-35,000	–	-0.07%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-12,000	–	-0.07%	–
BKS	Exit	BARNES & NOBLE INC	$0	–	-22,945	–	-0.07%	–
CBLAQ	Exit	CBL & ASSOC PPTYS INC	$0	–	-21,500	–	-0.08%	–
F	Exit	FORD MTR CO DEL	$0	–	-15,500	–	-0.08%	–
CPLP	Exit	CAPITAL PRODUCT PARTNERS L P	$0	–	-55,200	–	-0.08%	–
SCM	Exit	STELLUS CAP INVT CORP	$0	–	-14,088	–	-0.08%	–
LUMN	Exit	CENTURYLINK INC	$0	–	-10,620	–	-0.08%	–
OHI	Exit	OMEGA HEALTHCARE INVS INC	$0	–	-6,300	–	-0.09%	–
VTI	Exit	VANGUARD INDEX FDStotal stk mkt	$0	–	-1,612	–	-0.09%	–
PPT	Exit	PUTNAM PREMIER INCOME TRsh ben int	$0	–	-39,790	–	-0.09%	–
TCS	Exit	CONTAINER STORE GROUP INC	$0	–	-50,800	–	-0.09%	–
BTI	Exit	BRITISH AMERN TOB PLCsponsored adr	$0	–	-3,441	–	-0.09%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.10%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-1,704	–	-0.10%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.10%	–
BURL	Exit	BURLINGTON STORES INC	$0	–	-2,500	–	-0.10%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-1,780	–	-0.11%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-2,100	–	-0.11%	–
ABT	Exit	ABBOTT LABS	$0	–	-4,988	–	-0.11%	–
V	Exit	VISA INC	$0	–	-2,600	–	-0.12%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-3,715	–	-0.12%	–
PFE	Exit	PFIZER INC	$0	–	-7,808	–	-0.12%	–
GPRO	Exit	GOPRO INCcl a	$0	–	-25,800	–	-0.12%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,170	–	-0.12%	–
SCVL	Exit	SHOE CARNIVAL INC	$0	–	-13,400	–	-0.13%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-9,000	–	-0.13%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-4,462	–	-0.13%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,100	–	-0.14%	–
CNK	Exit	CINEMARK HOLDINGS INC	$0	–	-9,400	–	-0.14%	–
BPL	Exit	BUCKEYE PARTNERS L Punit ltd partn	$0	–	-6,000	–	-0.15%	–
TV	Exit	GRUPO TELEVISA SAspon adr rep ord	$0	–	-14,500	–	-0.15%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-14,927	–	-0.15%	–
IBB	Exit	ISHARES TRnasdaq biotech	$0	–	-1,100	–	-0.16%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-7,595	–	-0.16%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.16%	–
KO	Exit	COCA COLA CO	$0	–	-8,416	–	-0.16%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-2,000	–	-0.17%	–
INSI	Exit	INSIGHT SELECT INCOME FD	$0	–	-19,734	–	-0.17%	–
RMP	Exit	RICE MIDSTREAM PARTNERS LPunit ltd partn	$0	–	-20,000	–	-0.18%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-1,726	–	-0.18%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-3,795	–	-0.19%	–
PX	Exit	PRAXAIR INC	$0	–	-3,200	–	-0.19%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$0	–	-21,425	–	-0.19%	–
HEP	Exit	HOLLY ENERGY PARTNERS L P	$0	–	-14,612	–	-0.21%	–
CP	Exit	CANADIAN PAC RY LTD	$0	–	-3,000	–	-0.22%	–
BAC	Exit	BANK AMER CORP	$0	–	-19,850	–	-0.22%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-15,000	–	-0.22%	–
TRU	Exit	TRANSUNION	$0	–	-11,000	–	-0.22%	–
LMRK	Exit	LANDMARK INFRASTRUCTURE LP	$0	–	-30,680	–	-0.22%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-5,978	–	-0.23%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$0	–	-31,240	–	-0.24%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-40,955	–	-0.25%	–
NMM	Exit	NAVIOS MARITIME PARTNERS L Punit lpi	$0	–	-282,650	–	-0.25%	–
TRGP	Exit	TARGA RES CORP	$0	–	-12,881	–	-0.26%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-5,625	–	-0.27%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-8,045	–	-0.28%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-10,850	–	-0.30%	–
LLY	Exit	LILLY ELI & CO	$0	–	-8,514	–	-0.31%	–
UAL	Exit	UNITED CONTL HLDGS INC	$0	–	-12,000	–	-0.31%	–
UYG	Exit	PROSHARES TRultra fncls new	$0	–	-6,520	–	-0.31%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-42,450	–	-0.32%	–
AMZN	Exit	AMAZON COM INC	$0	–	-800	–	-0.33%	–
HD	Exit	HOME DEPOT INC	$0	–	-4,809	–	-0.34%	–
OKE	Exit	ONEOK INC NEW	$0	–	-14,199	–	-0.34%	–
DWDP	Exit	DOWDUPONT INC	$0	–	-11,493	–	-0.34%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-45,768	–	-0.38%	–
GOLF	Exit	ACUSHNET HOLDINGS CORP	$0	–	-50,000	–	-0.38%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-14,560	–	-0.40%	–
ROST	Exit	ROSS STORES INC	$0	–	-14,400	–	-0.40%	–
CXO	Exit	CONCHO RES INC	$0	–	-7,656	–	-0.43%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,880	–	-0.44%	–
ET	Exit	ENERGY TRANSFER EQUITY L P	$0	–	-60,500	–	-0.45%	–
CELG	Exit	CELGENE CORP	$0	–	-7,250	–	-0.45%	–
ADSK	Exit	AUTODESK INC	$0	–	-9,500	–	-0.46%	–
LOGM	Exit	LOGMEIN INC	$0	–	-9,700	–	-0.46%	–
VRTX	Exit	VERTEX PHARMACEUTICALS INC	$0	–	-7,350	–	-0.48%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-12,946	–	-0.53%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-16,952	–	-0.57%	–
CFR	Exit	CULLEN FROST BANKERS INC	$0	–	-14,435	–	-0.58%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-53,000	–	-0.60%	–
T	Exit	AT&T INC	$0	–	-38,563	–	-0.64%	–
NRP	Exit	NATURAL RESOURCE PARTNERS L	$0	–	-63,997	–	-0.68%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-151,563	–	-0.71%	–
GM	Exit	GENERAL MTRS CO	$0	–	-41,640	–	-0.72%	–
SRUNU	Exit	SILVER RUN ACQUISITIONunit 99/99/9999	$0	–	-161,998	–	-0.74%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-20,500	–	-0.74%	–
AR	Exit	ANTERO RES CORP	$0	–	-91,574	–	-0.78%	–
XON	Exit	INTREXON CORP	$0	–	-96,850	–	-0.78%	–
SNECQ	Exit	SANCHEZ ENERGY CORP	$0	–	-406,000	–	-0.84%	–
AAPL	Exit	APPLE INC	$0	–	-12,940	–	-0.85%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-41,550	–	-0.85%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-921,962	–	-0.90%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-27,285	–	-0.95%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-35,450	–	-0.96%	–
HQY	Exit	HEALTHEQUITY INC	$0	–	-45,500	–	-0.98%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-247,300	–	-1.00%	–
RDI	Exit	READING INTERNATIONAL INCcl a	$0	–	-180,916	–	-1.21%	–
FRAC	Exit	KEANE GROUP INC	$0	–	-171,300	–	-1.22%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-543,788	–	-1.23%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-44,900	–	-1.24%	–
FLEX	Exit	FLEX LTDord	$0	–	-176,500	–	-1.25%	–
CRTO	Exit	CRITEO S Aspons ads	$0	–	-71,000	–	-1.26%	–
PFNX	Exit	PFENEX INC	$0	–	-998,151	–	-1.29%	–
PAYC	Exit	PAYCOM SOFTWARE INC	$0	–	-43,500	–	-1.39%	–
IEP	Exit	ICAHN ENTERPRISES LPdepositary unit	$0	–	-60,810	–	-1.42%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-214,000	–	-1.47%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-67,500	–	-1.50%	–
ENDP	Exit	ENDO INTL PLC	$0	–	-485,000	–	-1.77%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-79,800	–	-1.83%	–
YUMA	Exit	YUMA ENERGY INC NEW	$0	–	-4,694,827	–	-1.90%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-154,525	–	-2.20%	–
QQQ	Exit	POWERSHARES QQQ TRUSTunit ser 1	$0	–	-40,636	–	-2.52%	–
TLGT	Exit	TELIGENT INC NEW	$0	–	-929,199	–	-2.66%	–
M	Exit	MACYS INC	$0	–	-296,900	–	-2.76%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-264,300	–	-3.29%	–
KEY	Exit	KEYCORP NEW	$0	–	-625,000	–	-5.02%	–
JYNT	Exit	JOINT CORP	$0	–	-2,613,334	–	-5.31%	–
ECR	Exit	ECLIPSE RES CORP	$0	–	-5,321,705	–	-5.68%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-742,017	–	-8.25%	–
MAIN	Exit	MAIN STREET CAPITAL CORP	$0	–	-600,214	–	-10.18%	–

Q3 2017

			Value		Shares		↓ Weighting
MAIN	Sell	MAIN STREET CAPITAL CORP	$23,859,000	-6.5%	600,214	-9.5%	10.18%	-2.2%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$19,344,000	-8.0%	742,017	-4.4%	8.25%	-3.7%
ECR	Buy	ECLIPSE RES CORP	$13,304,000	-9.7%	5,321,705	+3.3%	5.68%	-5.5%
JYNT	Sell	JOINT CORP	$12,439,000	+25.0%	2,613,334	-0.2%	5.31%	+30.8%
KEY	Sell	KEYCORP NEW	$11,763,000	-3.6%	625,000	-4.0%	5.02%	+0.9%
CNP	Sell	CENTERPOINT ENERGY INC	$7,720,000	-0.1%	264,300	-6.4%	3.29%	+4.5%
M	Buy	MACYS INC	$6,478,000	+20.3%	296,900	+28.2%	2.76%	+25.9%
TLGT	Sell	TELIGENT INC NEW	$6,235,000	-28.6%	929,199	-2.6%	2.66%	-25.3%
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$5,911,000	-49.9%	40,636	-52.6%	2.52%	-47.6%
BX	Sell	BLACKSTONE GROUP L P	$5,157,000	-27.5%	154,525	-27.6%	2.20%	-24.1%
YUMA	Buy	YUMA ENERGY INC NEW	$4,466,000	+830.4%	4,694,827	+809.9%	1.90%	+871.9%
SBUX	New	STARBUCKS CORP	$4,286,000	–	79,800	–	1.83%	–
ENDP	New	ENDO INTL PLC	$4,154,000	–	485,000	–	1.77%	–
AMAT	New	APPLIED MATLS INC	$3,516,000	–	67,500	–	1.50%	–
GOLD	Buy	BARRICK GOLD CORP	$3,444,000	+11.0%	214,000	+9.7%	1.47%	+16.2%
IEP	Sell	ICAHN ENTERPRISES LPdepositary unit	$3,335,000	-18.5%	60,810	-23.2%	1.42%	-14.7%
PAYC	New	PAYCOM SOFTWARE INC	$3,261,000	–	43,500	–	1.39%	–
PFNX	Buy	PFENEX INC	$3,015,000	+0.8%	998,151	+33.9%	1.29%	+5.5%
CRTO	Sell	CRITEO S Aspons ads	$2,947,000	-18.8%	71,000	-4.1%	1.26%	-15.0%
FLEX	New	FLEX LTDord	$2,925,000	–	176,500	–	1.25%	–
ATVI	New	ACTIVISION BLIZZARD INC	$2,897,000	–	44,900	–	1.24%	–
TXMD	Sell	THERAPEUTICSMD INC	$2,877,000	-2.7%	543,788	-3.1%	1.23%	+1.8%
FRAC	New	KEANE GROUP INC	$2,856,000	–	171,300	–	1.22%	–
RDI	Sell	READING INTERNATIONAL INCcl a	$2,844,000	-29.8%	180,916	-27.9%	1.21%	-26.5%
EZPW	Buy	EZCORP INCcl a non vtg	$2,349,000	+23.9%	247,300	+0.4%	1.00%	+29.6%
HQY	New	HEALTHEQUITY INC	$2,301,000	–	45,500	–	0.98%	–
MO	Sell	ALTRIA GROUP INC	$2,248,000	-15.7%	35,450	-1.0%	0.96%	-11.8%
XOM	Sell	EXXON MOBIL CORP	$2,237,000	-86.3%	27,285	-86.5%	0.95%	-85.7%
GTE	Buy	GRAN TIERRA ENERGY INC	$2,102,000	+3.2%	921,962	+1.3%	0.90%	+8.1%
DAL	New	DELTA AIR LINES INC DEL	$2,003,000	–	41,550	–	0.85%	–
AAPL	Sell	APPLE INC	$1,995,000	-25.5%	12,940	-30.4%	0.85%	-22.0%
SNECQ	Buy	SANCHEZ ENERGY CORP	$1,957,000	-21.2%	406,000	+17.3%	0.84%	-17.6%
XON	Buy	INTREXON CORP	$1,841,000	-19.6%	96,850	+1.9%	0.78%	-15.9%
AR	New	ANTERO RES CORP	$1,823,000	–	91,574	–	0.78%	–
PRGO	Sell	PERRIGO CO PLC	$1,735,000	-47.2%	20,500	-52.9%	0.74%	-44.7%
SRUNU	Sell	SILVER RUN ACQUISITIONunit 99/99/9999	$1,736,000	-67.7%	161,998	-67.8%	0.74%	-66.2%
GM	Sell	GENERAL MTRS CO	$1,682,000	+10.4%	41,640	-4.6%	0.72%	+15.5%
ESTE	Buy	EARTHSTONE ENERGY INCcl a	$1,666,000	+92.4%	151,563	+75.3%	0.71%	+101.4%
NRP	Sell	NATURAL RESOURCE PARTNERS L	$1,584,000	-10.6%	63,997	-0.5%	0.68%	-6.4%
T	Sell	AT&T INC	$1,511,000	+1.1%	38,563	-2.6%	0.64%	+5.9%
VRTX	New	VERTEX PHARMACEUTICALS INC	$1,117,000	–	7,350	–	0.48%	–
LOGM	New	LOGMEIN INC	$1,067,000	–	9,700	–	0.46%	–
ADSK	New	AUTODESK INC	$1,066,000	–	9,500	–	0.46%	–
CELG	New	CELGENE CORP	$1,057,000	–	7,250	–	0.45%	–
ET	Sell	ENERGY TRANSFER EQUITY L P	$1,052,000	-7.8%	60,500	-4.7%	0.45%	-3.4%
JNJ	Sell	JOHNSON & JOHNSON	$1,024,000	-5.6%	7,880	-3.9%	0.44%	-1.1%
CXO	Sell	CONCHO RES INC	$1,008,000	+3.1%	7,656	-5.0%	0.43%	+7.8%
ROST	Buy	ROSS STORES INC	$930,000	+78.8%	14,400	+60.0%	0.40%	+87.3%
BMY	Buy	BRISTOL MYERS SQUIBB CO	$928,000	+151.5%	14,560	+120.3%	0.40%	+164.0%
KMI	Sell	KINDER MORGAN INC DEL	$878,000	-0.9%	45,768	-1.2%	0.38%	+3.9%
DWDP	New	DOWDUPONT INC	$796,000	–	11,493	–	0.34%	–
OKE	New	ONEOK INC NEW	$787,000	–	14,199	–	0.34%	–
HD	Sell	HOME DEPOT INC	$786,000	-1.5%	4,809	-7.7%	0.34%	+3.1%
AMZN	Buy	AMAZON COM INC	$769,000	+98.7%	800	+100.0%	0.33%	+107.6%
GLP	Sell	GLOBAL PARTNERS LP	$739,000	-6.8%	42,450	-3.4%	0.32%	-2.5%
UAL	New	UNITED CONTL HLDGS INC	$731,000	–	12,000	–	0.31%	–
LLY	Sell	LILLY ELI & CO	$728,000	+2.4%	8,514	-1.4%	0.31%	+7.2%
CVS	Sell	CVS HEALTH CORP	$655,000	-38.2%	8,045	-38.9%	0.28%	-35.4%
PM	Sell	PHILIP MORRIS INTL INC	$624,000	-8.8%	5,625	-3.4%	0.27%	-4.7%
BHK	Buy	BLACKROCK CORE BD TR	$576,000	+75.1%	40,955	+72.8%	0.25%	+83.6%
ETP	Sell	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$571,000	-11.1%	31,240	-0.8%	0.24%	-6.9%
TRU	New	TRANSUNION	$520,000	–	11,000	–	0.22%	–
BAC	Sell	BANK AMER CORP	$503,000	-0.4%	19,850	-4.8%	0.22%	+4.4%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$455,000	-27.7%	21,425	-10.4%	0.19%	-24.2%
RMP	New	RICE MIDSTREAM PARTNERS LPunit ltd partn	$419,000	–	20,000	–	0.18%	–
KO	Sell	COCA COLA CO	$379,000	-5.2%	8,416	-5.6%	0.16%	-0.6%
VZ	Sell	VERIZON COMMUNICATIONS INC	$376,000	+9.3%	7,595	-1.6%	0.16%	+14.3%
GE	Sell	GENERAL ELECTRIC CO	$361,000	-17.8%	14,927	-8.2%	0.15%	-14.0%
GPRO	Sell	GOPRO INCcl a	$284,000	-54.0%	25,800	-66.0%	0.12%	-51.8%
MSFT	Sell	MICROSOFT CORP	$277,000	+5.7%	3,715	-2.3%	0.12%	+10.3%
ABT	Buy	ABBOTT LABS	$266,000	+9.9%	4,988	+0.0%	0.11%	+14.1%
BURL	New	BURLINGTON STORES INC	$239,000	–	2,500	–	0.10%	–
BTI	New	BRITISH AMERN TOB PLCsponsored adr	$215,000	–	3,441	–	0.09%	–
TCS	Buy	CONTAINER STORE GROUP INC	$214,000	-25.4%	50,800	+4.7%	0.09%	-22.2%
PPT	New	PUTNAM PREMIER INCOME TRsh ben int	$212,000	–	39,790	–	0.09%	–
CPLP	Buy	CAPITAL PRODUCT PARTNERS L P	$193,000	+21.4%	55,200	+18.2%	0.08%	+26.2%
SCM	Buy	STELLUS CAP INVT CORP	$192,000	+1.6%	14,088	+2.3%	0.08%	+6.5%
F	Buy	FORD MTR CO DEL	$186,000	+14.8%	15,500	+6.9%	0.08%	+19.7%
CBLAQ	Buy	CBL & ASSOC PPTYS INC	$180,000	+114.3%	21,500	+115.0%	0.08%	+126.5%
NEBLQ	New	NOBLE CORP PLC	$161,000	–	35,000	–	0.07%	–
EMESQ	Buy	EMERGE ENERGY SVCS LP	$142,000	-6.0%	17,264	+3.0%	0.06%	-1.6%
HCRSQ	Sell	HI-CRUSH PARTNERS LP	$133,000	-33.5%	14,000	-24.3%	0.06%	-30.5%
NBEV	Buy	NEW AGE BEVERAGES CORP	$102,000	-20.3%	30,000	+20.0%	0.04%	-15.4%
WFTIQ	Sell	WEATHERFORD INTL PLC	$92,000	+13.6%	20,000	-4.8%	0.04%	+18.2%
NSL	New	NUVEEN SR INCOME FD	$80,000	–	11,900	–	0.03%	–
RAD	New	RITE AID CORP	$49,000	–	25,000	–	0.02%	–
ZNGA	Sell	ZYNGA INCcl a	$38,000	-47.9%	10,000	-50.0%	0.02%	-46.7%
XCOOQ	Sell	EXCO RESOURCES INC	$27,000	-50.0%	20,000	-1.3%	0.01%	-45.5%
ARGS	Sell	ARGOS THERAPEUTICS INC	$23,000	-55.8%	132,212	-6.4%	0.01%	-52.4%
PKD	Buy	PARKER DRILLING CO	$13,000	-7.1%	12,000	+20.0%	0.01%	0.0%
WFC	Exit	WELLS FARGO CO NEW	$0	–	-3,759	–	-0.08%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,000	–	-0.10%	–
WBMD	Exit	WEBMD HEALTH CORP	$0	–	-4,000	–	-0.10%	–
MRK	Exit	MERCK & CO INC	$0	–	-4,075	–	-0.11%	–
DIS	Exit	DISNEY WALT CO	$0	–	-2,846	–	-0.12%	–
STLD	Exit	STEEL DYNAMICS INC	$0	–	-10,000	–	-0.15%	–
RAI	Exit	REYNOLDS AMERICAN INC	$0	–	-5,556	–	-0.15%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-2,750	–	-0.16%	–
TWX	Exit	TIME WARNER INC	$0	–	-5,370	–	-0.22%	–
OKS	Exit	ONEOK PARTNERS LPunit ltd partn	$0	–	-13,400	–	-0.28%	–
DOW	Exit	DOW CHEM CO	$0	–	-11,352	–	-0.29%	–
AER	Exit	AERCAP HOLDINGS NV	$0	–	-18,600	–	-0.35%	–
MKTX	Exit	MARKETAXESS HLDGS INC	$0	–	-4,750	–	-0.39%	–
IWR	Exit	ISHARES TRrus mid cap etf	$0	–	-6,050	–	-0.47%	–
NUVA	Exit	NUVASIVE INC	$0	–	-19,000	–	-0.60%	–
PLAY	Exit	DAVE & BUSTERS ENTMT INC	$0	–	-63,000	–	-1.71%	–
FBHS	Exit	FORTUNE BRANDS HOME & SEC IN	$0	–	-99,600	–	-2.65%	–

Q2 2017

			Value		Shares		↓ Weighting
MAIN	New	MAIN STREET CAPITAL CORP	$25,521,000	–	663,573	–	10.40%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$21,029,000	–	776,489	–	8.57%	–
XOM	New	EXXON MOBIL CORP	$16,347,000	–	202,483	–	6.66%	–
ECR	New	ECLIPSE RES CORP	$14,728,000	–	5,149,705	–	6.00%	–
KEY	New	KEYCORP NEW	$12,200,000	–	651,000	–	4.97%	–
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$11,801,000	–	85,727	–	4.81%	–
JYNT	New	JOINT CORP	$9,955,000	–	2,619,807	–	4.06%	–
TLGT	New	TELIGENT INC NEW	$8,730,000	–	954,033	–	3.56%	–
CNP	New	CENTERPOINT ENERGY INC	$7,730,000	–	282,300	–	3.15%	–
BX	New	BLACKSTONE GROUP L P	$7,115,000	–	213,350	–	2.90%	–
FBHS	New	FORTUNE BRANDS HOME & SEC IN	$6,497,000	–	99,600	–	2.65%	–
M	New	MACYS INC	$5,383,000	–	231,600	–	2.19%	–
SRUNU	New	SILVER RUN ACQUISITIONunit 99/99/9999	$5,368,000	–	502,550	–	2.19%	–
PLAY	New	DAVE & BUSTERS ENTMT INC	$4,191,000	–	63,000	–	1.71%	–
IEP	New	ICAHN ENTERPRISES LPdepositary unit	$4,091,000	–	79,200	–	1.67%	–
RDI	New	READING INTERNATIONAL INCcl a	$4,050,000	–	251,088	–	1.65%	–
CRTO	New	CRITEO S Aspons ads	$3,629,000	–	74,000	–	1.48%	–
PRGO	New	PERRIGO CO PLC	$3,285,000	–	43,500	–	1.34%	–
GOLD	New	BARRICK GOLD CORP	$3,102,000	–	195,000	–	1.26%	–
PFNX	New	PFENEX INC	$2,990,000	–	745,687	–	1.22%	–
TXMD	New	THERAPEUTICSMD INC	$2,957,000	–	561,100	–	1.20%	–
AAPL	New	APPLE INC	$2,677,000	–	18,590	–	1.09%	–
MO	New	ALTRIA GROUP INC	$2,667,000	–	35,825	–	1.09%	–
SNECQ	New	SANCHEZ ENERGY CORP	$2,484,000	–	346,000	–	1.01%	–
XON	New	INTREXON CORP	$2,290,000	–	95,050	–	0.93%	–
GTE	New	GRAN TIERRA ENERGY INC	$2,037,000	–	909,695	–	0.83%	–
EZPW	New	EZCORP INCcl a non vtg	$1,896,000	–	246,200	–	0.77%	–
NRP	New	NATURAL RESOURCE PARTNERS L	$1,771,000	–	64,294	–	0.72%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$1,682,000	–	53,000	–	0.69%	–
GM	New	GENERAL MTRS CO	$1,524,000	–	43,640	–	0.62%	–
T	New	AT&T INC	$1,495,000	–	39,592	–	0.61%	–
NUVA	New	NUVASIVE INC	$1,462,000	–	19,000	–	0.60%	–
CFR	New	CULLEN FROST BANKERS INC	$1,356,000	–	14,435	–	0.55%	–
WM	New	WASTE MGMT INC DEL	$1,243,000	–	16,952	–	0.51%	–
JPM	New	JPMORGAN CHASE & CO	$1,183,000	–	12,946	–	0.48%	–
IWR	New	ISHARES TRrus mid cap etf	$1,162,000	–	6,050	–	0.47%	–
ET	New	ENERGY TRANSFER EQUITY L P	$1,141,000	–	63,500	–	0.46%	–
JNJ	New	JOHNSON & JOHNSON	$1,085,000	–	8,200	–	0.44%	–
CVS	New	CVS HEALTH CORP	$1,060,000	–	13,170	–	0.43%	–
GOLF	New	ACUSHNET HOLDINGS CORP	$992,000	–	50,000	–	0.40%	–
CXO	New	CONCHO RES INC	$978,000	–	8,056	–	0.40%	–
MKTX	New	MARKETAXESS HLDGS INC	$955,000	–	4,750	–	0.39%	–
KMI	New	KINDER MORGAN INC DEL	$886,000	–	46,308	–	0.36%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$866,000	–	86,470	–	0.35%	–
AER	New	AERCAP HOLDINGS NV	$863,000	–	18,600	–	0.35%	–
HD	New	HOME DEPOT INC	$798,000	–	5,209	–	0.32%	–
GLP	New	GLOBAL PARTNERS LP	$793,000	–	43,950	–	0.32%	–
DOW	New	DOW CHEM CO	$716,000	–	11,352	–	0.29%	–
LLY	New	LILLY ELI & CO	$711,000	–	8,634	–	0.29%	–
LVS	New	LAS VEGAS SANDS CORP	$693,000	–	10,850	–	0.28%	–
PM	New	PHILIP MORRIS INTL INC	$684,000	–	5,825	–	0.28%	–
OKS	New	ONEOK PARTNERS LPunit ltd partn	$684,000	–	13,400	–	0.28%	–
UYG	New	PROSHARES TRultra fncls new	$678,000	–	6,520	–	0.28%	–
ETP	New	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$642,000	–	31,488	–	0.26%	–
PAA	New	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$629,000	–	23,925	–	0.26%	–
GPRO	New	GOPRO INCcl a	$617,000	–	75,800	–	0.25%	–
TRGP	New	TARGA RES CORP	$582,000	–	12,881	–	0.24%	–
TWX	New	TIME WARNER INC	$539,000	–	5,370	–	0.22%	–
ROST	New	ROSS STORES INC	$520,000	–	9,000	–	0.21%	–
PG	New	PROCTER AND GAMBLE CO	$521,000	–	5,978	–	0.21%	–
BAC	New	BANK AMER CORP	$505,000	–	20,850	–	0.21%	–
LMRK	New	LANDMARK INFRASTRUCTURE LP	$491,000	–	30,680	–	0.20%	–
YUMA	New	YUMA ENERGY INC NEW	$480,000	–	515,955	–	0.20%	–
CP	New	CANADIAN PAC RY LTD	$482,000	–	3,000	–	0.20%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$479,000	–	15,000	–	0.20%	–
HEP	New	HOLLY ENERGY PARTNERS L P	$475,000	–	14,612	–	0.19%	–
NMM	New	NAVIOS MARITIME PARTNERS L Punit lpi	$450,000	–	282,650	–	0.18%	–
GE	New	GENERAL ELECTRIC CO	$439,000	–	16,254	–	0.18%	–
PX	New	PRAXAIR INC	$424,000	–	3,200	–	0.17%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$417,000	–	1,726	–	0.17%	–
KO	New	COCA COLA CO	$400,000	–	8,916	–	0.16%	–
CVX	New	CHEVRON CORP NEW	$396,000	–	3,795	–	0.16%	–
INSI	New	INSIGHT SELECT INCOME FD	$390,000	–	19,734	–	0.16%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$388,000	–	2,750	–	0.16%	–
AMZN	New	AMAZON COM INC	$387,000	–	400	–	0.16%	–
BPL	New	BUCKEYE PARTNERS L Punit ltd partn	$384,000	–	6,000	–	0.16%	–
AVT	New	AVNET INC	$372,000	–	9,570	–	0.15%	–
UNH	New	UNITEDHEALTH GROUP INC	$371,000	–	2,000	–	0.15%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$369,000	–	6,610	–	0.15%	–
CNK	New	CINEMARK HOLDINGS INC	$365,000	–	9,400	–	0.15%	–
RAI	New	REYNOLDS AMERICAN INC	$362,000	–	5,556	–	0.15%	–
STLD	New	STEEL DYNAMICS INC	$358,000	–	10,000	–	0.15%	–
TV	New	GRUPO TELEVISA SAspon adr rep ord	$353,000	–	14,500	–	0.14%	–
VZ	New	VERIZON COMMUNICATIONS INC	$344,000	–	7,720	–	0.14%	–
IBB	New	ISHARES TRnasdq biotec etf	$341,000	–	1,100	–	0.14%	–
BHK	New	BLACKROCK CORE BD TR	$329,000	–	23,705	–	0.13%	–
MCD	New	MCDONALDS CORP	$322,000	–	2,100	–	0.13%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$307,000	–	9,000	–	0.12%	–
DIS	New	DISNEY WALT CO	$303,000	–	2,846	–	0.12%	–
SLB	New	SCHLUMBERGER LTD	$294,000	–	4,462	–	0.12%	–
EFX	New	EQUIFAX INC	$289,000	–	2,100	–	0.12%	–
TCS	New	CONTAINER STORE GROUP INC	$287,000	–	48,500	–	0.12%	–
SCVL	New	SHOE CARNIVAL INC	$280,000	–	13,400	–	0.11%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$274,000	–	1,780	–	0.11%	–
AXP	New	AMERICAN EXPRESS CO	$267,000	–	3,170	–	0.11%	–
MSFT	New	MICROSOFT CORP	$262,000	–	3,803	–	0.11%	–
PFE	New	PFIZER INC	$262,000	–	7,808	–	0.11%	–
MRK	New	MERCK & CO INC	$261,000	–	4,075	–	0.11%	–
LUMN	New	CENTURYLINK INC	$253,000	–	10,620	–	0.10%	–
V	New	VISA INC	$244,000	–	2,600	–	0.10%	–
ABT	New	ABBOTT LABS	$242,000	–	4,986	–	0.10%	–
WBMD	New	WEBMD HEALTH CORP	$235,000	–	4,000	–	0.10%	–
NKE	New	NIKE INCcl b	$236,000	–	4,000	–	0.10%	–
CAT	New	CATERPILLAR INC DEL	$226,000	–	2,100	–	0.09%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$216,000	–	1,704	–	0.09%	–
AN	New	AUTONATION INC	$211,000	–	5,000	–	0.09%	–
WFC	New	WELLS FARGO CO NEW	$208,000	–	3,759	–	0.08%	–
OHI	New	OMEGA HEALTHCARE INVS INC	$208,000	–	6,300	–	0.08%	–
HCRSQ	New	HI-CRUSH PARTNERS LP	$200,000	–	18,500	–	0.08%	–
VTI	New	VANGUARD INDEX FDStotal stk mkt	$201,000	–	1,612	–	0.08%	–
SCM	New	STELLUS CAP INVT CORP	$189,000	–	13,776	–	0.08%	–
HNRG	New	HALLADOR ENERGY COMPANY	$189,000	–	24,318	–	0.08%	–
BKS	New	BARNES & NOBLE INC	$174,000	–	22,945	–	0.07%	–
F	New	FORD MTR CO DEL	$162,000	–	14,500	–	0.07%	–
CPLP	New	CAPITAL PRODUCT PARTNERS L P	$159,000	–	46,700	–	0.06%	–
MPW	New	MEDICAL PPTYS TRUST INC	$155,000	–	12,000	–	0.06%	–
EMESQ	New	EMERGE ENERGY SVCS LP	$151,000	–	16,764	–	0.06%	–
AMTX	New	AEMETIS INC	$147,000	–	110,192	–	0.06%	–
MRO	New	MARATHON OIL CORP	$142,000	–	12,000	–	0.06%	–
NBEV	New	NEW AGE BEVERAGES CORP	$128,000	–	25,000	–	0.05%	–
DNP	New	DNP SELECT INCOME FD	$121,000	–	11,000	–	0.05%	–
HKRSQ	New	HALCON RES CORP	$94,000	–	20,655	–	0.04%	–
AREXQ	New	APPROACH RESOURCES INC	$91,000	–	27,112	–	0.04%	–
CBLAQ	New	CBL & ASSOC PPTYS INC	$84,000	–	10,000	–	0.03%	–
WFTIQ	New	WEATHERFORD INTL PLC	$81,000	–	21,000	–	0.03%	–
ZNGA	New	ZYNGA INCcl a	$73,000	–	20,000	–	0.03%	–
PPR	New	VOYA PRIME RATE TRsh ben int	$67,000	–	12,400	–	0.03%	–
XCOOQ	New	EXCO RESOURCES INC	$54,000	–	20,265	–	0.02%	–
ARGS	New	ARGOS THERAPEUTICS INC	$52,000	–	141,212	–	0.02%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$39,000	–	27,050	–	0.02%	–
ONCS	New	ONCOSEC MED INC	$30,000	–	25,000	–	0.01%	–
MCEP	New	MID CON ENERGY PARTNERS LP	$20,000	–	14,720	–	0.01%	–
PED	New	PEDEVCO CORP	$15,000	–	22,550	–	0.01%	–
PKD	New	PARKER DRILLING CO	$14,000	–	10,000	–	0.01%	–

Q4 2016

			Value		Shares		↓ Weighting
PTX	Exit	PERNIX THERAPEUTICS HLDGS IN	$0	–	-10,000	–	-0.00%	–
ADGE	Exit	AMERICAN DG ENERGY INC	$0	–	-25,000	–	-0.00%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$0	–	-23,050	–	-0.01%	–
PED	Exit	PEDEVCO CORP	$0	–	-245,500	–	-0.01%	–
ZNGA	Exit	ZYNGA INCcl a	$0	–	-20,000	–	-0.02%	–
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-22,080	–	-0.02%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-12,400	–	-0.02%	–
NADLQ	Exit	NORTH ATLANTIC DRILLING LTD	$0	–	-26,056	–	-0.02%	–
CPLP	Exit	CAPITAL PRODUCT PARTNERS L P	$0	–	-26,700	–	-0.03%	–
AMTX	Exit	AEMETIS INC	$0	–	-86,048	–	-0.03%	–
ESTE	Exit	EARTHSTONE ENERGY INC	$0	–	-12,100	–	-0.03%	–
DNP	Exit	DNP SELECT INCOME FD	$0	–	-11,000	–	-0.03%	–
AREXQ	Exit	APPROACH RESOURCES INC	$0	–	-40,668	–	-0.04%	–
IRGTQ	Exit	IGNITE RESTAURANT GROUP INC	$0	–	-225,000	–	-0.04%	–
MPW	Exit	MEDICAL PPTYS TRUST INC	$0	–	-12,000	–	-0.05%	–
NMM	Exit	NAVIOS MARITIME PARTNERS L Punit lpi	$0	–	-136,650	–	-0.06%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-12,000	–	-0.06%	–
ENLC	Exit	ENLINK MIDSTREAM LLC	$0	–	-11,334	–	-0.06%	–
FENX	Exit	FENIX PTS INC	$0	–	-50,250	–	-0.06%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-3,195	–	-0.06%	–
EW	Exit	EDWARDS LIFESCIENCES CORP	$0	–	-1,700	–	-0.06%	–
VONV	Exit	VANGUARD SCOTTSDALE FDSvng rus1000val	$0	–	-2,262	–	-0.06%	–
NVG	Exit	NUVEEN ENHANCED AMT FREE MUN	$0	–	-1,210	–	-0.06%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,000	–	-0.06%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS	$0	–	-11,000	–	-0.06%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-15	–	-0.07%	–
WMT	Exit	WAL-MART STORES INC	$0	–	-2,754	–	-0.07%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-1,600	–	-0.07%	–
CAT	Exit	CATERPILLAR INC DEL	$0	–	-2,350	–	-0.07%	–
OASPQ	Exit	OASIS PETE INC NEW	$0	–	-20,000	–	-0.07%	–
WFC	Exit	WELLS FARGO & CO NEW	$0	–	-4,974	–	-0.07%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-5,300	–	-0.07%	–
CINF	Exit	CINCINNATI FINL CORP	$0	–	-3,198	–	-0.07%	–
MCD	Exit	MCDONALDS CORP	$0	–	-2,100	–	-0.07%	–
POT	Exit	POTASH CORP SASK INC	$0	–	-15,000	–	-0.07%	–
TCS	Exit	CONTAINER STORE GROUP INC	$0	–	-48,500	–	-0.07%	–
AN	Exit	AUTONATION INC	$0	–	-5,000	–	-0.07%	–
EFA	Exit	ISHARES TRmsci eafe etf	$0	–	-4,433	–	-0.08%	–
FL	Exit	FOOT LOCKER INC	$0	–	-4,000	–	-0.08%	–
RAI	Exit	REYNOLDS AMERICAN INC	$0	–	-6,016	–	-0.09%	–
EFX	Exit	EQUIFAX INC	$0	–	-2,100	–	-0.09%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-5,235	–	-0.09%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-6,607	–	-0.09%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-9,000	–	-0.09%	–
BKS	Exit	BARNES & NOBLE INC	$0	–	-27,945	–	-0.10%	–
TTE	Exit	TOTAL S Asponsored adr	$0	–	-6,654	–	-0.10%	–
DB	Exit	DEUTSCHE BANK AGnamen akt	$0	–	-25,000	–	-0.10%	–
XCO	Exit	EXCO RESOURCES INC	$0	–	-303,975	–	-0.10%	–
BHK	Exit	BLACKROCK CORE BD TR	$0	–	-23,705	–	-0.10%	–
KHC	Exit	KRAFT HEINZ CO	$0	–	-3,783	–	-0.10%	–
BSV	Exit	VANGUARD BD INDEX FD INCshort trm bond	$0	–	-4,251	–	-0.10%	–
AMLP	Exit	ALPS ETF TRalerian mlp	$0	–	-28,927	–	-0.11%	–
FV	Exit	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$0	–	-16,129	–	-0.11%	–
BND	Exit	VANGUARD BD INDEX FD INCtotal bnd mrkt	$0	–	-2,011	–	-0.11%	–
BIV	Exit	VANGUARD BD INDEX FD INCintermed term	$0	–	-4,394	–	-0.12%	–
PFE	Exit	PFIZER INC	$0	–	-11,391	–	-0.12%	–
PX	Exit	PRAXAIR INC	$0	–	-3,200	–	-0.12%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-2,330	–	-0.12%	–
AVT	Exit	AVNET INC	$0	–	-9,570	–	-0.12%	–
IEF	Exit	ISHARES TR7-10 y tr bd etf	$0	–	-3,559	–	-0.12%	–
CSI	Exit	CUTWATER SELECT INCOME FD	$0	–	-19,734	–	-0.12%	–
KO	Exit	COCA COLA CO	$0	–	-9,661	–	-0.12%	–
XLK	Exit	SELECT SECTOR SPDR TRtechnology	$0	–	-8,536	–	-0.12%	–
VWO	Exit	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$0	–	-11	–	-0.12%	–
TV	Exit	GRUPO TELEVISA SAspon adr rep ord	$0	–	-16,000	–	-0.12%	–
ROST	Exit	ROSS STORES INC	$0	–	-6,500	–	-0.13%	–
BPL	Exit	BUCKEYE PARTNERS L Punit ltd partn	$0	–	-6,000	–	-0.13%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-2,500	–	-0.13%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-11,000	–	-0.13%	–
FDN	Exit	FIRST TR EXCHANGE TRADED FDdj internt idx	$0	–	-5,379	–	-0.13%	–
VNQ	Exit	VANGUARD INDEX FDSreit etf	$0	–	-5,072	–	-0.13%	–
CP	Exit	CANADIAN PAC RY LTD	$0	–	-3,000	–	-0.14%	–
FEP	Exit	FIRST TR EXCH TRD ALPHA FD Ieurope alpha	$0	–	-16,079	–	-0.14%	–
XLY	Exit	SELECT SECTOR SPDR TRsbi cons discr	$0	–	-6,136	–	-0.15%	–
HEP	Exit	HOLLY ENERGY PARTNERS L P	$0	–	-14,612	–	-0.15%	–
IBB	Exit	ISHARES TRnasdq biotec etf	$0	–	-1,800	–	-0.16%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-17,569	–	-0.16%	–
OKS	Exit	ONEOK PARTNERS LPunit ltd partn	$0	–	-13,400	–	-0.16%	–
LMRK	Exit	LANDMARK INFRASTRUCTURE LP	$0	–	-30,680	–	-0.16%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-5,905	–	-0.17%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-10,850	–	-0.18%	–
XLP	Exit	SELECT SECTOR SPDR TRsbi cons stpls	$0	–	-11,208	–	-0.18%	–
CLF	Exit	CLIFFS NAT RES INC	$0	–	-103,000	–	-0.18%	–
XLV	Exit	SELECT SECTOR SPDR TRsbi healthcare	$0	–	-8,598	–	-0.19%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-5,880	–	-0.19%	–
HD	Exit	HOME DEPOT INC	$0	–	-4,935	–	-0.19%	–
FSC	Exit	FIFTH STREET FINANCE CORP	$0	–	-114	–	-0.20%	–
FCX	Exit	FREEPORT-MCMORAN INCcl b	$0	–	-61,025	–	-0.20%	–
TRGP	Exit	TARGA RES CORP	$0	–	-14,121	–	-0.21%	–
GLP	Exit	GLOBAL PARTNERS LP	$0	–	-44,450	–	-0.22%	–
ETP	Exit	ENERGY TRANSFER PRTNRS L Punit ltd partn	$0	–	-19,767	–	-0.22%	–
DOW	Exit	DOW CHEM CO	$0	–	-14,352	–	-0.23%	–
KKR	Exit	KKR & CO L P DEL	$0	–	-52	–	-0.23%	–
AINV	Exit	APOLLO INVT CORP	$0	–	-129	–	-0.23%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-8,336	–	-0.23%	–
LLY	Exit	LILLY ELI & CO	$0	–	-9,567	–	-0.23%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$0	–	-24,985	–	-0.24%	–
AGG	Exit	ISHARES TRcore us aggbd et	$0	–	-3,443	–	-0.25%	–
GPRO	Exit	GOPRO INCcl a	$0	–	-50,800	–	-0.26%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-13,023	–	-0.26%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-15,300	–	-0.27%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,541	–	-0.27%	–
REM	Exit	ISHARES TRmrg rl es cp etf	$0	–	-91	–	-0.29%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-11,383	–	-0.31%	–
EQC	Exit	EQUITY COMWLTH	$0	–	-34	–	-0.31%	–
CFR	Exit	CULLEN FROST BANKERS INC	$0	–	-14,435	–	-0.32%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-16,952	–	-0.33%	–
KATE	Exit	KATE SPADE & CO	$0	–	-64,000	–	-0.33%	–
PSEC	Exit	PROSPECT CAPITAL CORPORATION	$0	–	-1,136	–	-0.34%	–
SLRC	Exit	SOLAR CAP LTD	$0	–	-57	–	-0.36%	–
ARGS	Exit	ARGOS THERAPEUTICS INC	$0	–	-241,512	–	-0.36%	–
RDI	Exit	READING INTERNATIONAL INCcl a	$0	–	-98,621	–	-0.40%	–
ACAS	Exit	AMERICAN CAP LTD	$0	–	-78	–	-0.40%	–
CXO	Exit	CONCHO RES INC	$0	–	-9,960	–	-0.42%	–
APO	Exit	APOLLO GLOBAL MGMT LLC	$0	–	-76	–	-0.42%	–
T	Exit	AT&T INC	$0	–	-38,700	–	-0.48%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-14,707	–	-0.55%	–
NRP	Exit	NATURAL RESOURCE PARTNERS L	$0	–	-68,889	–	-0.58%	–
AER	Exit	AERCAP HOLDINGS NV	$0	–	-50,100	–	-0.58%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-51,000	–	-0.59%	–
MO	Exit	ALTRIA GROUP INC	$0	–	-35,331	–	-0.68%	–
AAPL	Exit	APPLE INC	$0	–	-20,900	–	-0.73%	–
IWR	Exit	ISHARES TRrus mid-cap etf	$0	–	-14,097	–	-0.74%	–
XON	Exit	INTREXON CORP	$0	–	-93,940	–	-0.80%	–
SNECQ	Exit	SANCHEZ ENERGY CORP	$0	–	-301,300	–	-0.81%	–
	Exit	ENVESTNET INCnote 1.750%12/1	$0	–	-2,802	–	-0.81%	–
ETN	Exit	EATON CORP PLC	$0	–	-40,707	–	-0.81%	–
YUMA	Exit	YUMA ENERGY INC	$0	–	-10,776,557	–	-0.82%	–
OAK	Exit	OAKTREE CAP GROUP LLCunit cl a	$0	–	-44,521	–	-0.84%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-939,245	–	-0.86%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-122,161	–	-0.86%	–
	Exit	APOLLO COML REAL EST FIN INCnote 5.500% 3/1	$0	–	-7,790	–	-0.87%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-162,000	–	-0.87%	–
PFNX	Exit	PFENEX INC	$0	–	-372,628	–	-1.01%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-506,100	–	-1.04%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-38,000	–	-1.06%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-14,702	–	-1.09%	–
IEP	Exit	ICAHN ENTERPRISES LPdepositary unit	$0	–	-72,787	–	-1.12%	–
CNK	Exit	CINEMARK HOLDINGS INC	$0	–	-100,600	–	-1.17%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-231,325	–	-1.20%	–
QQQ	Exit	POWERSHARES QQQ TRUSTunit ser 1	$0	–	-33,354	–	-1.20%	–
	Exit	COLONY CAP INCnote 5.000% 4/1	$0	–	-13,319	–	-1.30%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-143,736	–	-1.31%	–
JYNT	Exit	JOINT CORP	$0	–	-2,169,181	–	-1.57%	–
	Exit	PROSPECT CAPITAL CORPORATIONnote 5.375%10/1	$0	–	-7,304	–	-1.64%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-116,850	–	-1.84%	–
GM	Exit	GENERAL MTRS CO	$0	–	-192,090	–	-1.85%	–
TRU	Exit	TRANSUNION	$0	–	-180,800	–	-1.89%	–
BAC	Exit	BANK AMER CORP	$0	–	-428,777	–	-2.04%	–
	Exit	FLUIDIGM CORP DELnote 2.750% 2/0	$0	–	-51,122	–	-2.06%	–
MEMPQ	Exit	MEMORIAL PRODTN PARTNERS LP	$0	–	-4,325,557	–	-2.34%	–
	Exit	EZCORP INCnote 2.625% 6/1	$0	–	-12,336	–	-2.46%	–
ECR	Exit	ECLIPSE RES CORP	$0	–	-3,877,095	–	-3.87%	–
TLGT	Exit	TELIGENT INC NEW	$0	–	-1,810,279	–	-4.17%	–
	Exit	PDL BIOPHARMA INCnote 4.000% 2/0	$0	–	-79,452	–	-4.53%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-585,134	–	-4.90%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-207,918	–	-5.51%	–
MAIN	Exit	MAIN STREET CAPITAL CORP	$0	–	-1,744,766	–	-18.16%	–

Q3 2016

			Value		Shares		↓ Weighting
MAIN	Sell	MAIN STREET CAPITAL CORP	$59,898,000	-13.8%	1,744,766	-17.5%	18.16%	+12.4%
XOM	Sell	EXXON MOBIL CORP	$18,165,000	-26.0%	207,918	-20.6%	5.51%	-3.5%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$16,168,000	-5.8%	585,134	-0.2%	4.90%	+22.9%
	Sell	PDL BIOPHARMA INCnote 4.000% 2/0	$14,935,000	-1.0%	79,452	-99.5%	4.53%	+29.2%
TLGT	Sell	TELIGENT INC NEW	$13,758,000	+4.2%	1,810,279	-2.1%	4.17%	+35.9%
ECR	Buy	ECLIPSE RES CORP	$12,756,000	+18.1%	3,877,095	+19.9%	3.87%	+54.0%
	Sell	EZCORP INCnote 2.625% 6/1	$8,111,000	+16.3%	12,336	-99.9%	2.46%	+51.7%
MEMPQ	Buy	MEMORIAL PRODTN PARTNERS LP	$7,700,000	+25.2%	4,325,557	+33.7%	2.34%	+63.3%
	Sell	FLUIDIGM CORP DELnote 2.750% 2/0	$6,781,000	+10.2%	51,122	-99.5%	2.06%	+43.7%
BAC	Sell	BANK AMER CORP	$6,710,000	+2.7%	428,777	-12.9%	2.04%	+33.9%
TRU	Sell	TRANSUNION	$6,238,000	-23.9%	180,800	-26.3%	1.89%	-0.8%
GM	Sell	GENERAL MTRS CO	$6,103,000	+11.9%	192,090	-0.3%	1.85%	+46.0%
ZTS	Buy	ZOETIS INCcl a	$6,077,000	+160.7%	116,850	+137.9%	1.84%	+240.0%
	Sell	PROSPECT CAPITAL CORPORATIONnote 5.375%10/1	$5,412,000	+62.9%	7,304	-99.8%	1.64%	+112.6%
JYNT	Buy	JOINT CORP	$5,163,000	+23.3%	2,169,181	+5.1%	1.57%	+60.8%
BX	Buy	BLACKSTONE GROUP L P	$4,329,000	+63.8%	143,736	+33.5%	1.31%	+113.5%
	Sell	COLONY CAP INCnote 5.000% 4/1	$4,296,000	+24.6%	13,319	-99.6%	1.30%	+62.5%
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$3,961,000	+5.0%	33,354	-4.9%	1.20%	+36.9%
EZPW	Sell	EZCORP INCcl a non vtg	$3,944,000	+38.9%	231,325	-38.4%	1.20%	+81.2%
CNK	Sell	CINEMARK HOLDINGS INC	$3,852,000	+4.8%	100,600	-0.2%	1.17%	+36.6%
IEP	Buy	ICAHN ENTERPRISES LPdepositary unit	$3,680,000	+26.0%	72,787	+34.6%	1.12%	+64.4%
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$3,584,000	+32.1%	14,702	+13.6%	1.09%	+72.3%
PRGO	Buy	PERRIGO CO PLC	$3,509,000	+15.2%	38,000	+13.1%	1.06%	+50.3%
TXMD	Buy	THERAPEUTICSMD INC	$3,446,000	-4.8%	506,100	+18.9%	1.04%	+24.3%
PFNX	Buy	PFENEX INC	$3,335,000	+10.2%	372,628	+3.0%	1.01%	+43.6%
MU	Sell	MICRON TECHNOLOGY INC	$2,881,000	+18.6%	162,000	-8.3%	0.87%	+54.7%
	Sell	APOLLO COML REAL EST FIN INCnote 5.500% 3/1	$2,861,000	+3.5%	7,790	-99.7%	0.87%	+35.0%
KMI	Buy	KINDER MORGAN INC DEL	$2,825,000	+98.9%	122,161	+61.1%	0.86%	+159.7%
GTE	Sell	GRAN TIERRA ENERGY INC	$2,827,000	-12.0%	939,245	-1.2%	0.86%	+14.7%
OAK	Buy	OAKTREE CAP GROUP LLCunit cl a	$2,771,000	+170.3%	44,521	+94.3%	0.84%	+252.9%
YUMA	Sell	YUMA ENERGY INC	$2,694,000	-14.5%	10,776,557	-0.2%	0.82%	+11.5%
ETN	New	EATON CORP PLC	$2,676,000	–	40,707	–	0.81%	–
	Sell	ENVESTNET INCnote 1.750%12/1	$2,676,000	+5.8%	2,802	-99.9%	0.81%	+38.1%
SNECQ	Sell	SANCHEZ ENERGY CORP	$2,663,000	+10.6%	301,300	-11.6%	0.81%	+44.3%
XON	Buy	INTREXON CORP	$2,632,000	+25.8%	93,940	+10.5%	0.80%	+64.2%
IWR	Buy	ISHARES TRrus mid-cap etf	$2,458,000	+68.8%	14,097	+62.9%	0.74%	+119.8%
AAPL	Sell	APPLE INC	$2,415,000	-20.3%	20,900	-34.1%	0.73%	+3.8%
MO	Buy	ALTRIA GROUP INC	$2,234,000	-2.8%	35,331	+6.1%	0.68%	+26.8%
GEL	Sell	GENESIS ENERGY L Punit ltd partn	$1,937,000	-1.4%	51,000	-0.4%	0.59%	+28.4%
AER	Sell	AERCAP HOLDINGS NV	$1,929,000	-27.2%	50,100	-36.5%	0.58%	-5.0%
NRP	Sell	NATURAL RESOURCE PARTNERS L	$1,922,000	+90.3%	68,889	-2.1%	0.58%	+148.1%
IWM	Buy	ISHARES TRrussell 2000 etf	$1,827,000	+42.3%	14,707	+31.7%	0.55%	+85.3%
T	Sell	AT&T INC	$1,572,000	-11.1%	38,700	-5.5%	0.48%	+16.1%
APO	Sell	APOLLO GLOBAL MGMT LLC	$1,367,000	+18.4%	76	-99.9%	0.42%	+54.3%
ACAS	Sell	AMERICAN CAP LTD	$1,326,000	+6.2%	78	-99.9%	0.40%	+38.6%
RDI	Buy	READING INTERNATIONAL INCcl a	$1,317,000	+656.9%	98,621	+606.8%	0.40%	+897.5%
ARGS	Buy	ARGOS THERAPEUTICS INC	$1,201,000	+70.4%	241,512	+109.9%	0.36%	+122.0%
SLRC	Sell	SOLAR CAP LTD	$1,171,000	+8.5%	57	-99.9%	0.36%	+41.4%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$1,107,000	+4.3%	1,136	-99.2%	0.34%	+36.0%
KATE	Buy	KATE SPADE & CO	$1,096,000	+10.8%	64,000	+33.3%	0.33%	+44.3%
EQC	Sell	EQUITY COMWLTH	$1,026,000	+3.7%	34	-99.9%	0.31%	+35.2%
CVS	Buy	CVS HEALTH CORP	$1,013,000	-3.8%	11,383	+3.5%	0.31%	+25.3%
REM	Sell	ISHARES TRmrg rl es cp etf	$956,000	+2.4%	91	-99.9%	0.29%	+33.6%
JNJ	Buy	JOHNSON & JOHNSON	$891,000	+12.2%	7,541	+15.2%	0.27%	+45.9%
LVS	Sell	LAS VEGAS SANDS CORP	$881,000	-12.6%	15,300	-34.1%	0.27%	+14.1%
JPM	Sell	JPMORGAN CHASE & CO	$868,000	-24.2%	13,023	-29.3%	0.26%	-1.1%
GPRO	Buy	GOPRO INCcl a	$847,000	+92.1%	50,800	+24.5%	0.26%	+149.5%
AGG	Sell	ISHARES TRcore us aggbd et	$827,000	-52.1%	3,443	-77.5%	0.25%	-37.4%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$784,000	-18.2%	24,985	-28.4%	0.24%	+6.7%
LLY	Buy	LILLY ELI & CO	$768,000	+7.4%	9,567	+5.3%	0.23%	+40.4%
AINV	Sell	APOLLO INVT CORP	$749,000	+5.9%	129	-99.9%	0.23%	+38.4%
PG	Sell	PROCTER AND GAMBLE CO	$748,000	+5.5%	8,336	-0.3%	0.23%	+37.6%
KKR	Sell	KKR & CO L P DEL	$745,000	+11.7%	52	-99.9%	0.23%	+45.8%
ETP	Sell	ENERGY TRANSFER PRTNRS L Punit ltd partn	$731,000	-7.0%	19,767	-4.2%	0.22%	+21.3%
TRGP	Sell	TARGA RES CORP	$693,000	+13.6%	14,121	-2.4%	0.21%	+47.9%
FSC	Sell	FIFTH STREET FINANCE CORP	$663,000	+21.4%	114	-99.9%	0.20%	+58.3%
FCX	Buy	FREEPORT-MCMORAN INCcl b	$663,000	+44.8%	61,025	+48.6%	0.20%	+87.9%
HD	Buy	HOME DEPOT INC	$635,000	+1.9%	4,935	+1.2%	0.19%	+33.1%
CVX	Sell	CHEVRON CORP NEW	$624,000	-26.3%	5,880	-27.2%	0.19%	-4.1%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$620,000	-73.8%	8,598	-73.9%	0.19%	-65.8%
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$595,000	-73.7%	11,208	-72.6%	0.18%	-65.7%
BMY	Buy	BRISTOL MYERS SQUIBB CO	$585,000	+42.7%	10,850	+94.8%	0.18%	+86.3%
PM	Buy	PHILIP MORRIS INTL INC	$574,000	+10.0%	5,905	+15.1%	0.17%	+43.8%
IBB	New	ISHARES TRnasdq biotec etf	$521,000	–	1,800	–	0.16%	–
GE	Sell	GENERAL ELECTRIC CO	$521,000	-23.2%	17,569	-18.4%	0.16%	0.0%
XLY	Sell	SELECT SECTOR SPDR TRsbi cons discr	$492,000	-72.0%	6,136	-72.8%	0.15%	-63.6%
FEP	Sell	FIRST TR EXCH TRD ALPHA FD Ieurope alpha	$474,000	-70.7%	16,079	-72.8%	0.14%	-61.7%
VNQ	Sell	VANGUARD INDEX FDSreit etf	$440,000	-70.6%	5,072	-70.0%	0.13%	-61.8%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$439,000	-69.3%	5,379	-72.9%	0.13%	-60.1%
XOP	Sell	SPDR SERIES TRUSTs&p oilgas exp	$433,000	+10.5%	11,000	-2.3%	0.13%	+44.0%
BPL	Sell	BUCKEYE PARTNERS L Punit ltd partn	$430,000	-5.1%	6,000	-6.9%	0.13%	+23.8%
TYL	New	TYLER TECHNOLOGIES INC	$428,000	–	2,500	–	0.13%	–
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$411,000	+6.2%	11	-99.9%	0.12%	+38.9%
KO	Sell	COCA COLA CO	$409,000	-48.3%	9,661	-44.6%	0.12%	-32.6%
XLK	Sell	SELECT SECTOR SPDR TRtechnology	$408,000	-71.0%	8,536	-73.6%	0.12%	-62.1%
IEF	Sell	ISHARES TR7-10 y tr bd etf	$398,000	-71.6%	3,559	-71.3%	0.12%	-62.9%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$388,000	-2.0%	2,330	-10.7%	0.12%	+28.3%
PFE	Sell	PFIZER INC	$385,000	-22.2%	11,391	-19.1%	0.12%	+1.7%
BIV	Sell	VANGUARD BD INDEX FD INCintermed term	$386,000	-75.7%	4,394	-75.6%	0.12%	-68.3%
BND	Sell	VANGUARD BD INDEX FD INCtotal bnd mrkt	$371,000	+0.5%	2,011	-54.1%	0.11%	+31.4%
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$369,000	-74.4%	16,129	-75.0%	0.11%	-66.7%
AMLP	Sell	ALPS ETF TRalerian mlp	$367,000	-67.9%	28,927	-67.8%	0.11%	-58.3%
BSV	Sell	VANGUARD BD INDEX FD INCshort trm bond	$342,000	-70.8%	4,251	-70.6%	0.10%	-61.9%
KHC	Buy	KRAFT HEINZ CO	$339,000	+13.4%	3,783	+11.8%	0.10%	+47.1%
DB	New	DEUTSCHE BANK AGnamen akt	$327,000	–	25,000	–	0.10%	–
VZ	Sell	VERIZON COMMUNICATIONS INC	$290,000	-8.8%	5,235	-8.0%	0.09%	+18.9%
FL	Sell	FOOT LOCKER INC	$271,000	-50.6%	4,000	-60.0%	0.08%	-35.9%
MCD	Sell	MCDONALDS CORP	$242,000	-20.4%	2,100	-16.8%	0.07%	+2.8%
CINF	Sell	CINCINNATI FINL CORP	$241,000	-34.7%	3,198	-35.1%	0.07%	-15.1%
COP	Sell	CONOCOPHILLIPS	$230,000	-79.6%	5,300	-79.5%	0.07%	-73.3%
CAT	New	CATERPILLAR INC DEL	$229,000	–	2,350	–	0.07%	–
OASPQ	Buy	OASIS PETE INC NEW	$229,000	+63.6%	20,000	+33.3%	0.07%	+109.1%
WFC	Sell	WELLS FARGO & CO NEW	$228,000	-23.0%	4,974	-20.7%	0.07%	0.0%
UNH	Sell	UNITEDHEALTH GROUP INC	$224,000	-43.3%	1,600	-42.8%	0.07%	-26.1%
WMT	Sell	WAL-MART STORES INC	$217,000	+3.8%	2,754	-3.6%	0.07%	+34.7%
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$216,000	+20.7%	15	-99.9%	0.07%	+57.1%
NVG	Sell	NUVEEN ENHANCED AMT FREE MUN	$210,000	+4.0%	1,210	-90.3%	0.06%	+36.2%
DSL	Sell	DOUBLELINE INCOME SOLUTIONS	$211,000	-29.9%	11,000	-33.0%	0.06%	-8.6%
AXP	Sell	AMERICAN EXPRESS CO	$204,000	-3.8%	3,195	-8.5%	0.06%	+26.5%
EW	New	EDWARDS LIFESCIENCES CORP	$205,000	–	1,700	–	0.06%	–
FENX	Sell	FENIX PTS INC	$199,000	-2.5%	50,250	-3.4%	0.06%	+27.7%
NMM	Buy	NAVIOS MARITIME PARTNERS L Punit lpi	$190,000	+10.5%	136,650	+2.2%	0.06%	+45.0%
MRO	Sell	MARATHON OIL CORP	$190,000	+4.4%	12,000	-0.9%	0.06%	+38.1%
IRGTQ	New	IGNITE RESTAURANT GROUP INC	$149,000	–	225,000	–	0.04%	–
AMTX	Sell	AEMETIS INC	$93,000	-53.7%	86,048	-2.3%	0.03%	-40.4%
CPLP	New	CAPITAL PRODUCT PARTNERS L P	$88,000	–	26,700	–	0.03%	–
NADLQ	Sell	NORTH ATLANTIC DRILLING LTD	$79,000	-55.9%	26,056	-1.7%	0.02%	-42.9%
ZNGA	Sell	ZYNGA INCcl a	$58,000	+9.4%	20,000	-6.1%	0.02%	+50.0%
HK	Exit	HALCON RES CORP	$0	–	-22,320	–	-0.00%	–
PDLI	Exit	PDL BIOPHARMA INC	$0	–	-14,132	–	-0.01%	–
BB	Exit	BLACKBERRY LTD	$0	–	-13,778	–	-0.02%	–
SGMS	Exit	SCIENTIFIC GAMES CORPcl a	$0	–	-11,000	–	-0.02%	–
XONE	Exit	EXONE CO	$0	–	-11,718	–	-0.03%	–
F	Exit	FORD MTR CO DEL	$0	–	-10,323	–	-0.03%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-11,033	–	-0.04%	–
NMO	Exit	NUVEEN MUN MKT OPPORTUNITY F	$0	–	-11,804	–	-0.04%	–
NAD	Exit	NUVEEN DIVID ADVANTAGE MUN F	$0	–	-11,273	–	-0.04%	–
NPM	Exit	NUVEEN PREM INCOME MUN FD 2	$0	–	-11,552	–	-0.04%	–
NZF	Exit	NUVEEN ENHANCED MUN CREDIT O	$0	–	-11,316	–	-0.04%	–
MA	Exit	MASTERCARD INCcl a	$0	–	-2,281	–	-0.05%	–
AON	Exit	AON PLC	$0	–	-1,913	–	-0.05%	–
UVV	Exit	UNIVERSAL CORP VA	$0	–	-3,733	–	-0.05%	–
RICE	Exit	RICE ENERGY INC	$0	–	-10,000	–	-0.05%	–
BP	Exit	BP PLCsponsored adr	$0	–	-6,246	–	-0.05%	–
KR	Exit	KROGER CO	$0	–	-6,133	–	-0.05%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-2,977	–	-0.06%	–
DHR	Exit	DANAHER CORP DEL	$0	–	-2,381	–	-0.06%	–
DIS	Exit	DISNEY WALT CO	$0	–	-2,545	–	-0.06%	–
PSX	Exit	PHILLIPS 66	$0	–	-3,257	–	-0.06%	–
MRK	Exit	MERCK & CO INC	$0	–	-4,561	–	-0.06%	–
M	Exit	MACYS INC	$0	–	-8,220	–	-0.06%	–
PLAY	Exit	DAVE & BUSTERS ENTMT INC	$0	–	-6,000	–	-0.06%	–
XYL	Exit	XYLEM INC	$0	–	-6,410	–	-0.07%	–
V	Exit	VISA INC	$0	–	-4,031	–	-0.07%	–
VPU	Exit	VANGUARD WORLD FDSutilities etf	$0	–	-3,000	–	-0.08%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-9,540	–	-0.08%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-7,508	–	-0.09%	–
TGT	Exit	TARGET CORP	$0	–	-5,534	–	-0.09%	–
IXP	Exit	ISHARES TR	$0	–	-6,099	–	-0.09%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-591	–	-0.10%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-4,500	–	-0.10%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-4,223	–	-0.10%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-638	–	-0.10%	–
HR	Exit	HEALTHCARE RLTY TR	$0	–	-13,025	–	-0.11%	–
HOG	Exit	HARLEY DAVIDSON INC	$0	–	-10,026	–	-0.11%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-6,335	–	-0.12%	–
SWK	Exit	STANLEY BLACK & DECKER INC	$0	–	-4,692	–	-0.12%	–
MPWR	Exit	MONOLITHIC PWR SYS INC	$0	–	-8,000	–	-0.13%	–
NVDA	Exit	NVIDIA CORP	$0	–	-13,169	–	-0.14%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-21,000	–	-0.14%	–
SDIV	Exit	GLOBAL X FDSglb x superdiv	$0	–	-30,935	–	-0.15%	–
PGX	Exit	POWERSHARES ETF TR IIpfd portfolio	$0	–	-43,910	–	-0.16%	–
HST	Exit	HOST HOTELS & RESORTS INC	$0	–	-41,842	–	-0.16%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-35,100	–	-0.17%	–
SKT	Exit	TANGER FACTORY OUTLET CTRS I	$0	–	-19,485	–	-0.18%	–
EQR	Exit	EQUITY RESIDENTIALsh ben int	$0	–	-11,800	–	-0.19%	–
CUZ	Exit	COUSINS PPTYS INC	$0	–	-79,465	–	-0.19%	–
MAC	Exit	MACERICH CO	$0	–	-9,911	–	-0.20%	–
ESRT	Exit	EMPIRE ST RLTY TR INCcl a	$0	–	-46,520	–	-0.20%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-7,806	–	-0.21%	–
HOT	Exit	STARWOOD HOTELS&RESORTS WRLD	$0	–	-12,265	–	-0.21%	–
KRC	Exit	KILROY RLTY CORP	$0	–	-13,930	–	-0.22%	–
UDR	Exit	UDR INC	$0	–	-25,155	–	-0.22%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP INCcl a	$0	–	-32,719	–	-0.23%	–
ARE	Exit	ALEXANDRIA REAL ESTATE EQ IN	$0	–	-9,480	–	-0.23%	–
DRE	Exit	DUKE REALTY CORP	$0	–	-37,970	–	-0.24%	–
WRI	Exit	WEINGARTEN RLTY INVSsh ben int	$0	–	-25,350	–	-0.24%	–
AAT	Exit	AMERICAN ASSETS TR INC	$0	–	-24,795	–	-0.24%	–
AHH	Exit	ARMADA HOFFLER PPTYS INC	$0	–	-79,380	–	-0.25%	–
TROW	Exit	PRICE T ROWE GROUP INC	$0	–	-15,000	–	-0.26%	–
HT	Exit	HERSHA HOSPITALITY TR	$0	–	-71,175	–	-0.28%	–
EGP	Exit	EASTGROUP PPTY INC	$0	–	-18,660	–	-0.30%	–
PLD	Exit	PROLOGIS INC	$0	–	-26,410	–	-0.30%	–
KRG	Exit	KITE RLTY GROUP TR	$0	–	-54,421	–	-0.35%	–
CKEC	Exit	CARMIKE CINEMAS INC	$0	–	-51,500	–	-0.36%	–
AMT	Exit	AMERICAN TOWER CORP NEW	$0	–	-14,095	–	-0.37%	–
VNO	Exit	VORNADO RLTY TRsh ben int	$0	–	-16,182	–	-0.38%	–
CONE	Exit	CYRUSONE INC	$0	–	-30,244	–	-0.39%	–
ESS	Exit	ESSEX PPTY TR INC	$0	–	-7,427	–	-0.39%	–
GGP	Exit	GENERAL GROWTH PPTYS INC NEW	$0	–	-59,242	–	-0.41%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW	$0	–	-18,730	–	-0.44%	–
MSCC	Exit	MICROSEMI CORP	$0	–	-60,500	–	-0.46%	–
AVB	Exit	AVALONBAY CMNTYS INC	$0	–	-11,813	–	-0.50%	–
VUG	Exit	VANGUARD INDEX FDSgrowth etf	$0	–	-21,125	–	-0.53%	–
SSS	Exit	SOVRAN SELF STORAGE INC	$0	–	-22,666	–	-0.55%	–
VBK	Exit	VANGUARD INDEX FDSsml cp grw etf	$0	–	-19,379	–	-0.56%	–
EEMV	Exit	ISHARESmin vol emrg mkt	$0	–	-48,508	–	-0.58%	–
CPT	Exit	CAMDEN PPTY TRsh ben int	$0	–	-28,442	–	-0.58%	–
EFAV	Exit	ISHARES TRmin vol eafe etf	$0	–	-38,139	–	-0.59%	–
IJH	Exit	ISHARES TRcore s&p mcp etf	$0	–	-17,068	–	-0.59%	–
BXP	Exit	BOSTON PROPERTIES INC	$0	–	-19,979	–	-0.61%	–
VTV	Exit	VANGUARD INDEX FDSvalue etf	$0	–	-33,375	–	-0.66%	–
EFG	Exit	ISHARES TReafe grwth etf	$0	–	-46,020	–	-0.70%	–
SPLV	Exit	POWERSHARES ETF TR IIs&p500 low vol	$0	–	-70,874	–	-0.70%	–
GMF	Exit	SPDR INDEX SHS FDSasia pacif etf	$0	–	-44,196	–	-0.77%	–
IDV	Exit	ISHARES TRintl sel div etf	$0	–	-123,152	–	-0.82%	–
SPG	Exit	SIMON PPTY GROUP INC NEW	$0	–	-20,297	–	-1.02%	–
TDTF	Exit	FLEXSHARES TRiboxx 5yr trgt	$0	–	-199,818	–	-1.19%	–

Q2 2016

			Value		Shares		↓ Weighting
MAIN	New	MAIN STREET CAPITAL CORP	$69,489,000	–	2,115,340	–	16.16%	–
XOM	New	EXXON MOBIL CORP	$24,548,000	–	261,896	–	5.71%	–
EPD	New	ENTERPRISE PRODS PARTNERS L	$17,161,000	–	586,540	–	3.99%	–
	New	PDL BIOPHARMA INCnote 4.000% 2/0	$15,079,000	–	15,955,000	–	3.51%	–
TLGT	New	TELIGENT INC NEW	$13,207,000	–	1,849,744	–	3.07%	–
ECR	New	ECLIPSE RES CORP	$10,803,000	–	3,234,277	–	2.51%	–
TRU	New	TRANSUNION	$8,199,000	–	245,200	–	1.91%	–
	New	EZCORP INCnote 2.625% 6/1	$6,974,000	–	8,403,000	–	1.62%	–
BAC	New	BANK AMER CORP	$6,535,000	–	492,536	–	1.52%	–
	New	FLUIDIGM CORP DELnote 2.750% 2/0	$6,152,000	–	10,271,000	–	1.43%	–
MEMPQ	New	MEMORIAL PRODTN PARTNERS LP	$6,149,000	–	3,235,853	–	1.43%	–
GM	New	GENERAL MTRS CO	$5,452,000	–	192,630	–	1.27%	–
TDTF	New	FLEXSHARES TRiboxx 5yr trgt	$5,126,000	–	199,818	–	1.19%	–
SPG	New	SIMON PPTY GROUP INC NEW	$4,403,000	–	20,297	–	1.02%	–
JYNT	New	JOINT CORP	$4,189,000	–	2,063,581	–	0.97%	–
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$3,773,000	–	35,079	–	0.88%	–
CNK	New	CINEMARK HOLDINGS INC	$3,677,000	–	100,850	–	0.86%	–
TXMD	New	THERAPEUTICSMD INC	$3,618,000	–	425,600	–	0.84%	–
IDV	New	ISHARES TRintl sel div etf	$3,525,000	–	123,152	–	0.82%	–
	New	COLONY CAP INCnote 5.000% 4/1	$3,449,000	–	3,560,000	–	0.80%	–
	New	PROSPECT CAPITAL CORPORATIONnote 5.375%10/1	$3,322,000	–	3,261,000	–	0.77%	–
GMF	New	SPDR INDEX SHS FDSasia pacif etf	$3,308,000	–	44,196	–	0.77%	–
GTE	New	GRAN TIERRA ENERGY INC	$3,212,000	–	950,265	–	0.75%	–
YUMA	New	YUMA ENERGY INC	$3,151,000	–	10,800,154	–	0.73%	–
PRGO	New	PERRIGO CO PLC	$3,046,000	–	33,594	–	0.71%	–
SPLV	New	POWERSHARES ETF TR IIs&p500 low vol	$3,032,000	–	70,874	–	0.70%	–
AAPL	New	APPLE INC	$3,030,000	–	31,698	–	0.70%	–
PFNX	New	PFENEX INC	$3,027,000	–	361,657	–	0.70%	–
EFG	New	ISHARES TReafe grwth etf	$3,010,000	–	46,020	–	0.70%	–
IEP	New	ICAHN ENTERPRISES LPdepositary unit	$2,920,000	–	54,087	–	0.68%	–
EZPW	New	EZCORP INCcl a non vtg	$2,840,000	–	375,686	–	0.66%	–
VTV	New	VANGUARD INDEX FDSvalue etf	$2,836,000	–	33,375	–	0.66%	–
	New	APOLLO COML REAL EST FIN INCnote 5.500% 3/1	$2,765,000	–	2,721,000	–	0.64%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$2,713,000	–	12,945	–	0.63%	–
AER	New	AERCAP HOLDINGS NV	$2,648,000	–	78,840	–	0.62%	–
BX	New	BLACKSTONE GROUP L P	$2,643,000	–	107,692	–	0.62%	–
BXP	New	BOSTON PROPERTIES INC	$2,634,000	–	19,979	–	0.61%	–
IJH	New	ISHARES TRcore s&p mcp etf	$2,550,000	–	17,068	–	0.59%	–
EFAV	New	ISHARES TRmin vol eafe etf	$2,532,000	–	38,139	–	0.59%	–
	New	ENVESTNET INCnote 1.750%12/1	$2,529,000	–	2,802,000	–	0.59%	–
CPT	New	CAMDEN PPTY TRsh ben int	$2,515,000	–	28,442	–	0.58%	–
EEMV	New	ISHARESmin vol emrg mkt	$2,502,000	–	48,508	–	0.58%	–
MU	New	MICRON TECHNOLOGY INC	$2,429,000	–	176,575	–	0.56%	–
SNECQ	New	SANCHEZ ENERGY CORP	$2,407,000	–	341,000	–	0.56%	–
VBK	New	VANGUARD INDEX FDSsml cp grw etf	$2,401,000	–	19,379	–	0.56%	–
SSS	New	SOVRAN SELF STORAGE INC	$2,378,000	–	22,666	–	0.55%	–
XLV	New	SELECT SECTOR SPDR TRsbi healthcare	$2,365,000	–	32,974	–	0.55%	–
ZTS	New	ZOETIS INCcl a	$2,331,000	–	49,125	–	0.54%	–
MO	New	ALTRIA GROUP INC	$2,298,000	–	33,311	–	0.53%	–
VUG	New	VANGUARD INDEX FDSgrowth etf	$2,265,000	–	21,125	–	0.53%	–
XLP	New	SELECT SECTOR SPDR TRsbi cons stpls	$2,259,000	–	40,938	–	0.52%	–
AVB	New	AVALONBAY CMNTYS INC	$2,132,000	–	11,813	–	0.50%	–
XON	New	INTREXON CORP	$2,092,000	–	85,000	–	0.49%	–
MSCC	New	MICROSEMI CORP	$1,977,000	–	60,500	–	0.46%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$1,964,000	–	51,200	–	0.46%	–
CCI	New	CROWN CASTLE INTL CORP NEW	$1,900,000	–	18,730	–	0.44%	–
GGP	New	GENERAL GROWTH PPTYS INC NEW	$1,767,000	–	59,242	–	0.41%	–
T	New	AT&T INC	$1,769,000	–	40,942	–	0.41%	–
XLY	New	SELECT SECTOR SPDR TRsbi cons discr	$1,758,000	–	22,526	–	0.41%	–
AGG	New	ISHARES TRcore us aggbd et	$1,725,000	–	15,308	–	0.40%	–
ESS	New	ESSEX PPTY TR INC	$1,694,000	–	7,427	–	0.39%	–
CONE	New	CYRUSONE INC	$1,682,000	–	30,244	–	0.39%	–
VNO	New	VORNADO RLTY TRsh ben int	$1,621,000	–	16,182	–	0.38%	–
FEP	New	FIRST TR EXCH TRD ALPHA FD Ieurope alpha	$1,618,000	–	59,190	–	0.38%	–
AMT	New	AMERICAN TOWER CORP NEW	$1,601,000	–	14,095	–	0.37%	–
BIV	New	VANGUARD BD INDEX FD INCintermed term	$1,588,000	–	18,032	–	0.37%	–
CKEC	New	CARMIKE CINEMAS INC	$1,551,000	–	51,500	–	0.36%	–
KRG	New	KITE RLTY GROUP TR	$1,524,000	–	54,421	–	0.35%	–
VNQ	New	VANGUARD INDEX FDSreit etf	$1,498,000	–	16,893	–	0.35%	–
IWR	New	ISHARES TRrus mid-cap etf	$1,456,000	–	8,653	–	0.34%	–
FV	New	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$1,444,000	–	64,591	–	0.34%	–
FDN	New	FIRST TR EXCHANGE TRADED FDdj internt idx	$1,430,000	–	19,826	–	0.33%	–
KMI	New	KINDER MORGAN INC DEL	$1,420,000	–	75,841	–	0.33%	–
XLK	New	SELECT SECTOR SPDR TRtechnology	$1,406,000	–	32,384	–	0.33%	–
IEF	New	ISHARES TR7-10 y tr bd etf	$1,401,000	–	12,404	–	0.33%	–
PLD	New	PROLOGIS INC	$1,296,000	–	26,410	–	0.30%	–
EGP	New	EASTGROUP PPTY INC	$1,286,000	–	18,660	–	0.30%	–
IWM	New	ISHARES TRrussell 2000 etf	$1,284,000	–	11,171	–	0.30%	–
ACAS	New	AMERICAN CAP LTD	$1,248,000	–	78,858	–	0.29%	–
HT	New	HERSHA HOSPITALITY TR	$1,221,000	–	71,175	–	0.28%	–
CXO	New	CONCHO RES INC	$1,188,000	–	9,960	–	0.28%	–
BSV	New	VANGUARD BD INDEX FD INCshort trm bond	$1,172,000	–	14,445	–	0.27%	–
APO	New	APOLLO GLOBAL MGMT LLC	$1,155,000	–	76,258	–	0.27%	–
AMLP	New	ALPS ETF TRalerian mlp	$1,144,000	–	89,944	–	0.27%	–
JPM	New	JPMORGAN CHASE & CO	$1,145,000	–	18,421	–	0.27%	–
COP	New	CONOCOPHILLIPS	$1,128,000	–	25,879	–	0.26%	–
WM	New	WASTE MGMT INC DEL	$1,123,000	–	16,952	–	0.26%	–
TROW	New	PRICE T ROWE GROUP INC	$1,095,000	–	15,000	–	0.26%	–
AHH	New	ARMADA HOFFLER PPTYS INC	$1,091,000	–	79,380	–	0.25%	–
SLRC	New	SOLAR CAP LTD	$1,079,000	–	56,646	–	0.25%	–
PSEC	New	PROSPECT CAPITAL CORPORATION	$1,061,000	–	135,657	–	0.25%	–
AAT	New	AMERICAN ASSETS TR INC	$1,053,000	–	24,795	–	0.24%	–
CVS	New	CVS HEALTH CORP	$1,053,000	–	10,995	–	0.24%	–
WRI	New	WEINGARTEN RLTY INVSsh ben int	$1,035,000	–	25,350	–	0.24%	–
OAK	New	OAKTREE CAP GROUP LLCunit cl a	$1,025,000	–	22,910	–	0.24%	–
DRE	New	DUKE REALTY CORP	$1,013,000	–	37,970	–	0.24%	–
NRP	New	NATURAL RESOURCE PARTNERS L	$1,010,000	–	70,342	–	0.24%	–
LVS	New	LAS VEGAS SANDS CORP	$1,008,000	–	23,207	–	0.23%	–
EQC	New	EQUITY COMWLTH	$989,000	–	33,946	–	0.23%	–
KATE	New	KATE SPADE & CO	$989,000	–	48,000	–	0.23%	–
ARE	New	ALEXANDRIA REAL ESTATE EQ IN	$982,000	–	9,480	–	0.23%	–
SBGI	New	SINCLAIR BROADCAST GROUP INCcl a	$977,000	–	32,719	–	0.23%	–
PAA	New	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$958,000	–	34,885	–	0.22%	–
REM	New	ISHARES TRmrg rl es cp etf	$934,000	–	91,081	–	0.22%	–
UDR	New	UDR INC	$928,000	–	25,155	–	0.22%	–
KRC	New	KILROY RLTY CORP	$925,000	–	13,930	–	0.22%	–
CFR	New	CULLEN FROST BANKERS INC	$920,000	–	14,435	–	0.21%	–
HOT	New	STARWOOD HOTELS&RESORTS WRLD	$909,000	–	12,265	–	0.21%	–
FB	New	FACEBOOK INCcl a	$893,000	–	7,806	–	0.21%	–
ESRT	New	EMPIRE ST RLTY TR INCcl a	$883,000	–	46,520	–	0.20%	–
MAC	New	MACERICH CO	$848,000	–	9,911	–	0.20%	–
CVX	New	CHEVRON CORP NEW	$847,000	–	8,082	–	0.20%	–
CUZ	New	COUSINS PPTYS INC	$826,000	–	79,465	–	0.19%	–
EQR	New	EQUITY RESIDENTIALsh ben int	$812,000	–	11,800	–	0.19%	–
JNJ	New	JOHNSON & JOHNSON	$794,000	–	6,545	–	0.18%	–
KO	New	COCA COLA CO	$791,000	–	17,449	–	0.18%	–
ETP	New	ENERGY TRANSFER PRTNRS L Punit ltd partn	$786,000	–	20,638	–	0.18%	–
SKT	New	TANGER FACTORY OUTLET CTRS I	$783,000	–	19,485	–	0.18%	–
GOLD	New	BARRICK GOLD CORP	$749,000	–	35,100	–	0.17%	–
DOW	New	DOW CHEM CO	$713,000	–	14,352	–	0.17%	–
LLY	New	LILLY ELI & CO	$715,000	–	9,084	–	0.17%	–
PG	New	PROCTER & GAMBLE CO	$709,000	–	8,363	–	0.16%	–
ARGS	New	ARGOS THERAPEUTICS INC	$705,000	–	115,037	–	0.16%	–
AINV	New	APOLLO INVT CORP	$707,000	–	127,624	–	0.16%	–
GE	New	GENERAL ELECTRIC CO	$678,000	–	21,539	–	0.16%	–
HST	New	HOST HOTELS & RESORTS INC	$678,000	–	41,842	–	0.16%	–
PGX	New	POWERSHARES ETF TR IIpfd portfolio	$669,000	–	43,910	–	0.16%	–
KKR	New	KKR & CO L P DEL	$667,000	–	53,994	–	0.16%	–
SDIV	New	GLOBAL X FDSglb x superdiv	$643,000	–	30,935	–	0.15%	–
SKX	New	SKECHERS U S A INCcl a	$624,000	–	21,000	–	0.14%	–
HD	New	HOME DEPOT INC	$623,000	–	4,878	–	0.14%	–
NVDA	New	NVIDIA CORP	$618,000	–	13,169	–	0.14%	–
TRGP	New	TARGA RES CORP	$610,000	–	14,471	–	0.14%	–
GLP	New	GLOBAL PARTNERS LP	$609,000	–	44,450	–	0.14%	–
CLF	New	CLIFFS NAT RES INC	$585,000	–	103,000	–	0.14%	–
FL	New	FOOT LOCKER INC	$549,000	–	10,000	–	0.13%	–
MPWR	New	MONOLITHIC PWR SYS INC	$547,000	–	8,000	–	0.13%	–
FSC	New	FIFTH STREET FINANCE CORP	$546,000	–	112,643	–	0.13%	–
OKS	New	ONEOK PARTNERS LPunit ltd partn	$537,000	–	13,400	–	0.12%	–
SWK	New	STANLEY BLACK & DECKER INC	$522,000	–	4,692	–	0.12%	–
PM	New	PHILIP MORRIS INTL INC	$522,000	–	5,130	–	0.12%	–
HEP	New	HOLLY ENERGY PARTNERS L P	$506,000	–	14,612	–	0.12%	–
CRM	New	SALESFORCE COM INC	$503,000	–	6,335	–	0.12%	–
LMRK	New	LANDMARK INFRASTRUCTURE LP	$505,000	–	30,680	–	0.12%	–
PFE	New	PFIZER INC	$495,000	–	14,072	–	0.12%	–
FCX	New	FREEPORT-MCMORAN INCcl b	$458,000	–	41,075	–	0.11%	–
HR	New	HEALTHCARE RLTY TR	$455,000	–	13,025	–	0.11%	–
HOG	New	HARLEY DAVIDSON INC	$454,000	–	10,026	–	0.11%	–
BPL	New	BUCKEYE PARTNERS L Punit ltd partn	$453,000	–	6,446	–	0.10%	–
GPRO	New	GOPRO INCcl a	$441,000	–	40,800	–	0.10%	–
GOOG	New	ALPHABET INCcap stk cl c	$442,000	–	638	–	0.10%	–
UTX	New	UNITED TECHNOLOGIES CORP	$434,000	–	4,223	–	0.10%	–
DLTR	New	DOLLAR TREE INC	$424,000	–	4,500	–	0.10%	–
GOOGL	New	ALPHABET INCcap stk cl a	$415,000	–	591	–	0.10%	–
TV	New	GRUPO TELEVISA SAspon adr rep ord	$417,000	–	16,000	–	0.10%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$410,000	–	5,571	–	0.10%	–
XCO	New	EXCO RESOURCES INC	$395,000	–	303,975	–	0.09%	–
IBM	New	INTERNATIONAL BUSINESS MACHS	$396,000	–	2,608	–	0.09%	–
UNH	New	UNITEDHEALTH GROUP INC	$395,000	–	2,795	–	0.09%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$392,000	–	11,264	–	0.09%	–
CSI	New	CUTWATER SELECT INCOME FD	$392,000	–	19,734	–	0.09%	–
CP	New	CANADIAN PAC RY LTD	$386,000	–	3,000	–	0.09%	–
TGT	New	TARGET CORP	$386,000	–	5,534	–	0.09%	–
AVT	New	AVNET INC	$388,000	–	9,570	–	0.09%	–
IXP	New	ISHARES TR	$386,000	–	6,099	–	0.09%	–
VWO	New	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$387,000	–	10,982	–	0.09%	–
MSFT	New	MICROSOFT CORP	$384,000	–	7,508	–	0.09%	–
CINF	New	CINCINNATI FINL CORP	$369,000	–	4,930	–	0.09%	–
BND	New	VANGUARD BD INDEX FD INCtotal bnd mrkt	$369,000	–	4,381	–	0.09%	–
ROST	New	ROSS STORES INC	$368,000	–	6,500	–	0.09%	–
PX	New	PRAXAIR INC	$360,000	–	3,200	–	0.08%	–
PYPL	New	PAYPAL HLDGS INC	$349,000	–	9,540	–	0.08%	–
VPU	New	VANGUARD WORLD FDSutilities etf	$343,000	–	3,000	–	0.08%	–
BHK	New	BLACKROCK CORE BD TR	$332,000	–	23,705	–	0.08%	–
RAI	New	REYNOLDS AMERICAN INC	$325,000	–	6,016	–	0.08%	–
VZ	New	VERIZON COMMUNICATIONS INC	$318,000	–	5,690	–	0.07%	–
TTE	New	TOTAL S Asponsored adr	$320,000	–	6,654	–	0.07%	–
BKS	New	BARNES & NOBLE INC	$317,000	–	27,945	–	0.07%	–
MCD	New	MCDONALDS CORP	$304,000	–	2,525	–	0.07%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS	$301,000	–	16,425	–	0.07%	–
V	New	VISA INC	$299,000	–	4,031	–	0.07%	–
MDLZ	New	MONDELEZ INTL INCcl a	$301,000	–	6,607	–	0.07%	–
KHC	New	KRAFT HEINZ CO	$299,000	–	3,383	–	0.07%	–
WFC	New	WELLS FARGO & CO NEW	$296,000	–	6,275	–	0.07%	–
XYL	New	XYLEM INC	$286,000	–	6,410	–	0.07%	–
PLAY	New	DAVE & BUSTERS ENTMT INC	$281,000	–	6,000	–	0.06%	–
M	New	MACYS INC	$276,000	–	8,220	–	0.06%	–
EFX	New	EQUIFAX INC	$270,000	–	2,100	–	0.06%	–
AZN	New	ASTRAZENECA PLCsponsored adr	$272,000	–	9,000	–	0.06%	–
MRK	New	MERCK & CO INC	$262,000	–	4,561	–	0.06%	–
PSX	New	PHILLIPS 66	$259,000	–	3,257	–	0.06%	–
TCS	New	CONTAINER STORE GROUP INC	$259,000	–	48,500	–	0.06%	–
EFA	New	ISHARES TRmsci eafe etf	$248,000	–	4,433	–	0.06%	–
DIS	New	DISNEY WALT CO	$249,000	–	2,545	–	0.06%	–
POT	New	POTASH CORP SASK INC	$244,000	–	15,000	–	0.06%	–
DHR	New	DANAHER CORP DEL	$240,000	–	2,381	–	0.06%	–
SLB	New	SCHLUMBERGER LTD	$236,000	–	2,977	–	0.06%	–
AN	New	AUTONATION INC	$235,000	–	5,000	–	0.06%	–
KR	New	KROGER CO	$226,000	–	6,133	–	0.05%	–
RICE	New	RICE ENERGY INC	$220,000	–	10,000	–	0.05%	–
NKE	New	NIKE INCcl b	$221,000	–	4,000	–	0.05%	–
BP	New	BP PLCsponsored adr	$221,000	–	6,246	–	0.05%	–
UVV	New	UNIVERSAL CORP VA	$216,000	–	3,733	–	0.05%	–
WMT	New	WAL-MART STORES INC	$209,000	–	2,856	–	0.05%	–
AON	New	AON PLC	$209,000	–	1,913	–	0.05%	–
AXP	New	AMERICAN EXPRESS CO	$212,000	–	3,490	–	0.05%	–
VONV	New	VANGUARD SCOTTSDALE FDSvng rus1000val	$203,000	–	2,262	–	0.05%	–
AMTX	New	AEMETIS INC	$201,000	–	88,048	–	0.05%	–
NVG	New	NUVEEN ENHANCED AMT FREE MUN	$202,000	–	12,464	–	0.05%	–
MA	New	MASTERCARD INCcl a	$201,000	–	2,281	–	0.05%	–
FENX	New	FENIX PTS INC	$204,000	–	51,999	–	0.05%	–
ENLC	New	ENLINK MIDSTREAM LLC	$180,000	–	11,334	–	0.04%	–
NZF	New	NUVEEN ENHANCED MUN CREDIT O	$180,000	–	11,316	–	0.04%	–
NEA	New	NUVEEN AMT-FREE MUN INCOME F	$179,000	–	11,928	–	0.04%	–
NADLQ	New	NORTH ATLANTIC DRILLING LTD	$179,000	–	26,506	–	0.04%	–
MPW	New	MEDICAL PPTYS TRUST INC	$182,000	–	12,000	–	0.04%	–
NPM	New	NUVEEN PREM INCOME MUN FD 2	$179,000	–	11,552	–	0.04%	–
MRO	New	MARATHON OIL CORP	$182,000	–	12,110	–	0.04%	–
NAD	New	NUVEEN DIVID ADVANTAGE MUN F	$176,000	–	11,273	–	0.04%	–
NMO	New	NUVEEN MUN MKT OPPORTUNITY F	$178,000	–	11,804	–	0.04%	–
RDI	New	READING INTERNATIONAL INCcl a	$174,000	–	13,953	–	0.04%	–
NMM	New	NAVIOS MARITIME PARTNERS L Punit lpi	$172,000	–	133,650	–	0.04%	–
MUI	New	BLACKROCK MUNI INTER DR FD I	$168,000	–	11,033	–	0.04%	–
OASPQ	New	OASIS PETE INC NEW	$140,000	–	15,000	–	0.03%	–
ESTE	New	EARTHSTONE ENERGY INC	$130,000	–	12,100	–	0.03%	–
F	New	FORD MTR CO DEL	$130,000	–	10,323	–	0.03%	–
XONE	New	EXONE CO	$124,000	–	11,718	–	0.03%	–
DNP	New	DNP SELECT INCOME FD	$117,000	–	11,000	–	0.03%	–
SGMS	New	SCIENTIFIC GAMES CORPcl a	$101,000	–	11,000	–	0.02%	–
BB	New	BLACKBERRY LTD	$92,000	–	13,778	–	0.02%	–
AREXQ	New	APPROACH RESOURCES INC	$85,000	–	40,668	–	0.02%	–
PED	New	PEDEVCO CORP	$69,000	–	245,500	–	0.02%	–
PPR	New	VOYA PRIME RATE TRsh ben int	$63,000	–	12,400	–	0.02%	–
ZNGA	New	ZYNGA INCcl a	$53,000	–	21,300	–	0.01%	–
MCEP	New	MID CON ENERGY PARTNERS LP	$43,000	–	22,080	–	0.01%	–
PDLI	New	PDL BIOPHARMA INC	$44,000	–	14,132	–	0.01%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TR Ish ben int	$39,000	–	23,050	–	0.01%	–
HK	New	HALCON RES CORP	$10,000	–	22,320	–	0.00%	–
ADGE	New	AMERICAN DG ENERGY INC	$6,000	–	25,000	–	0.00%	–
PTX	New	PERNIX THERAPEUTICS HLDGS IN	$4,000	–	10,000	–	0.00%	–

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