$513 Million is the total value of SANDERS MORRIS HARRIS LLC's 304 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $60,790,000 | -10.7% | 167,677 | -2.1% | 11.84% | +0.5% |
| BX | Sell | BLACKSTONE INC | $46,911,000 | -2.0% | 369,555 | -0.2% | 9.14% | +10.4% |
| AAPL | Sell | APPLE INC | $21,292,000 | -3.1% | 121,938 | -0.1% | 4.15% | +9.2% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $17,505,000 | -6.6% | 737,659 | -0.5% | 3.41% | +5.2% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $14,904,000 | +19.7% | 577,417 | +1.9% | 2.90% | +34.8% |
| ARKK | Buy | ARK ETF TRinnovation etf | $12,931,000 | -24.3% | 195,073 | +8.0% | 2.52% | -14.8% |
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $11,977,000 | -13.7% | 1,194,100 | -12.5% | 2.33% | -2.8% | |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $11,714,000 | -9.9% | 449,000 | -2.0% | 2.28% | +1.5% |
| PAVE | New | GLOBAL X FDSus infr dev etf | $11,368,000 | – | 401,999 | +100.0% | 2.22% | – |
| Sell | ROTH CH ACQUISITION V COunit 12/10/2026 | $11,331,000 | -12.3% | 1,137,610 | -10.9% | 2.21% | -1.2% | |
| MAIN | Sell | MAIN STR CAP CORP | $11,190,000 | -23.8% | 262,442 | -19.8% | 2.18% | -14.1% |
| Sell | RESERVOIR MEDIA INC | $10,399,000 | +14.6% | 1,057,870 | -7.8% | 2.03% | +29.0% | |
| IWR | New | ISHARES TRrus mid cap etf | $8,740,000 | – | 111,994 | +100.0% | 1.70% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $7,765,000 | -10.6% | 56,957 | +5.3% | 1.51% | +0.7% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $6,372,000 | -37.6% | 17,831 | -35.2% | 1.24% | -29.8% |
| Buy | HAWKS ACQUISITION CORPcl a | $5,976,000 | +17.5% | 614,194 | +17.0% | 1.16% | +32.4% | |
| NVDA | Buy | NVIDIA CORPORATION | $5,472,000 | -8.9% | 20,054 | +0.2% | 1.07% | +2.7% |
| CTAS | CINTAS CORP | $5,257,000 | -0.7% | 12,357 | 0.0% | 1.02% | +11.9% | |
| GM | Buy | GENERAL MTRS CO | $4,864,000 | +1262.5% | 111,204 | +1726.0% | 0.95% | +1429.0% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,760,000 | +16.9% | 9 | 0.0% | 0.93% | +31.7% | |
| FIGS | Buy | FIGS INCcl a | $4,586,000 | -12.0% | 213,100 | +12.7% | 0.89% | -0.9% |
| MSFT | Buy | MICROSOFT CORP | $4,544,000 | -4.0% | 14,741 | +4.2% | 0.88% | +8.2% |
| CUE | Buy | CUE BIOPHARMA INC | $4,261,000 | -3.5% | 873,021 | +143.1% | 0.83% | +8.6% |
| VYGG | Sell | VY GLOBAL GROWTH | $4,092,000 | -81.6% | 413,300 | -81.8% | 0.80% | -79.3% |
| ABBV | Buy | ABBVIE INC | $3,755,000 | +20.6% | 23,158 | +0.3% | 0.73% | +35.8% |
| GT | New | GOODYEAR TIRE & RUBR CO | $3,393,000 | – | 237,500 | +100.0% | 0.66% | – |
| Buy | APTOSE BIOSCIENCES INC | $3,186,000 | +9.1% | 2,342,694 | +19.4% | 0.62% | +23.0% | |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $3,160,000 | +12.9% | 28,901 | +54.1% | 0.62% | +27.3% |
| GOOG | ALPHABET INCcap stk cl c | $3,062,000 | -3.7% | 1,096 | 0.0% | 0.60% | +8.5% | |
| SUMO | Buy | SUMO LOGIC INC | $3,061,000 | +29.4% | 262,328 | +52.5% | 0.60% | +45.7% |
| Buy | SCHULTZE SPL PURP ACQ CORP I | $2,981,000 | +16.6% | 303,874 | +16.6% | 0.58% | +31.4% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,958,000 | +18.0% | 40,501 | +0.3% | 0.58% | +32.7% |
| AMZN | Buy | AMAZON COM INC | $2,921,000 | -2.8% | 896 | +1.1% | 0.57% | +9.4% |
| SVFA | Buy | SVF INVESTMENT CORP | $2,888,000 | +9.8% | 294,698 | +13.0% | 0.56% | +23.7% |
| LLY | Sell | LILLY ELI & CO | $2,867,000 | +4.3% | 10,012 | -0.2% | 0.56% | +17.4% |
| LTRN | Buy | LANTERN PHARMA INC | $2,747,000 | +6.7% | 384,228 | +14.2% | 0.54% | +20.2% |
| DIS | Sell | DISNEY WALT CO | $2,666,000 | -79.0% | 19,442 | -76.0% | 0.52% | -76.4% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $2,657,000 | +103.0% | 59,348 | +139.8% | 0.52% | +129.2% |
| Buy | SERA PROGNOSTICS INC | $2,391,000 | -39.4% | 630,737 | +9.8% | 0.47% | -31.7% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $2,313,000 | +507.1% | 5,098 | +537.2% | 0.45% | +583.3% |
| FYBR | FRONTIER COMMUNICATIONS PARE | $2,302,000 | -5.8% | 83,177 | 0.0% | 0.45% | +5.9% | |
| LRCX | LAM RESEARCH CORP | $2,281,000 | -25.6% | 4,242 | 0.0% | 0.44% | -16.2% | |
| INTU | INTUIT | $2,114,000 | -23.8% | 4,396 | 0.0% | 0.41% | -14.2% | |
| SMED | Buy | SHARPS COMPLIANCE CORP | $2,030,000 | -13.1% | 344,053 | +5.1% | 0.40% | -2.2% |
| V | Buy | VISA INC | $2,005,000 | +2.4% | 9,040 | +1.4% | 0.39% | +15.3% |
| GS | GOLDMAN SACHS GROUP INC | $1,951,000 | -16.7% | 5,908 | 0.0% | 0.38% | -6.2% | |
| ESTE | EARTHSTONE ENERGY INCcl a | $1,924,000 | +15.5% | 152,300 | 0.0% | 0.38% | +30.2% | |
| SV | SPRING VY ACQUISITION CORPcl a | $1,918,000 | +4.0% | 183,213 | 0.0% | 0.37% | +17.2% | |
| RIG | Buy | TRANSOCEAN LTD | $1,759,000 | +316.8% | 385,000 | +151.6% | 0.34% | +369.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,734,000 | +36.0% | 20,985 | +0.7% | 0.34% | +52.9% |
| PM | PHILIP MORRIS INTL INC | $1,640,000 | -1.5% | 17,463 | 0.0% | 0.32% | +10.8% | |
| T | Buy | AT&T INC | $1,632,000 | -1.9% | 69,050 | +4.3% | 0.32% | +10.4% |
| ORCL | Sell | ORACLE CORP | $1,610,000 | -6.0% | 19,460 | -0.4% | 0.31% | +6.1% |
| MDLZ | MONDELEZ INTL INCcl a | $1,565,000 | -4.6% | 24,926 | 0.0% | 0.30% | +7.4% | |
| ADBE | ADOBE SYSTEMS INCORPORATED | $1,567,000 | -18.8% | 3,440 | 0.0% | 0.30% | -8.7% | |
| HD | HOME DEPOT INC | $1,545,000 | -27.9% | 5,160 | 0.0% | 0.30% | -18.6% | |
| JNJ | JOHNSON & JOHNSON | $1,519,000 | +3.7% | 8,570 | 0.0% | 0.30% | +17.0% | |
| INCY | INCYTE CORP | $1,508,000 | +8.1% | 19,000 | 0.0% | 0.29% | +22.0% | |
| DDOG | DATADOG INC | $1,415,000 | -7.8% | 9,340 | 0.0% | 0.28% | +4.2% | |
| PG | PROCTER AND GAMBLE CO | $1,401,000 | -6.1% | 9,170 | 0.0% | 0.27% | +5.8% | |
| VZ | VERIZON COMMUNICATIONS INC | $1,305,000 | -2.5% | 25,644 | 0.0% | 0.25% | +10.0% | |
| CP | CANADIAN PAC RY LTD | $1,277,000 | +15.5% | 15,479 | 0.0% | 0.25% | +30.4% | |
| WDAY | WORKDAY INCcl a | $1,257,000 | -9.2% | 5,250 | 0.0% | 0.24% | +2.5% | |
| AVGO | BROADCOM INC | $1,237,000 | -4.9% | 1,964 | 0.0% | 0.24% | +7.1% | |
| QURE | UNIQURE NV | $1,230,000 | -16.2% | 68,070 | 0.0% | 0.24% | -5.5% | |
| CRM | SALESFORCE COM INC | $1,223,000 | -16.7% | 5,761 | 0.0% | 0.24% | -6.3% | |
| PCT | New | PURECYCLE TECHNOLOGIES INC | $1,222,000 | – | 152,694 | +100.0% | 0.24% | – |
| TELA | Sell | TELA BIO INC | $1,223,000 | -10.8% | 105,168 | -1.9% | 0.24% | +0.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,205,000 | -18.1% | 10,420 | +37.9% | 0.24% | -7.5% |
| WM | WASTE MGMT INC DEL | $1,195,000 | -5.1% | 7,542 | 0.0% | 0.23% | +6.9% | |
| KMI | KINDER MORGAN INC DEL | $1,184,000 | +17.3% | 62,620 | 0.0% | 0.23% | +32.0% | |
| FB | Sell | FACEBOOK INCcl a | $1,172,000 | -38.8% | 5,268 | -7.0% | 0.23% | -31.1% |
| LOW | LOWES COS INC | $1,153,000 | -21.1% | 5,706 | 0.0% | 0.22% | -11.1% | |
| MSI | MOTOROLA SOLUTIONS INC | $1,147,000 | -9.3% | 4,735 | 0.0% | 0.22% | +1.8% | |
| TXN | TEXAS INSTRS INC | $1,131,000 | -3.3% | 6,167 | 0.0% | 0.22% | +8.9% | |
| RMD | RESMED INC | $1,116,000 | -6.2% | 4,600 | 0.0% | 0.22% | +5.3% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,107,000 | -28.9% | 2,677 | 0.0% | 0.22% | -19.7% | |
| LULU | LULULEMON ATHLETICA INC | $1,096,000 | -5.8% | 3,000 | 0.0% | 0.21% | +6.5% | |
| CI | CIGNA CORP NEW | $1,077,000 | +2.8% | 4,493 | 0.0% | 0.21% | +16.0% | |
| CCLP | Buy | CSI COMPRESSCO LP | $1,065,000 | +301.9% | 760,411 | +241.2% | 0.21% | +350.0% |
| SEB | SEABOARD CORP DEL | $1,051,000 | +6.8% | 250 | 0.0% | 0.20% | +20.6% | |
| AMGN | AMGEN INC | $1,038,000 | +7.7% | 4,292 | 0.0% | 0.20% | +21.0% | |
| MCK | MCKESSON CORP | $1,032,000 | +24.2% | 3,370 | 0.0% | 0.20% | +39.6% | |
| MO | Sell | ALTRIA GROUP INC | $1,034,000 | +9.3% | 19,785 | -0.4% | 0.20% | +22.6% |
| ECL | Buy | ECOLAB INC | $1,016,000 | -21.2% | 5,752 | +2.8% | 0.20% | -11.2% |
| TMO | THERMO FISHER SCIENTIFIC INC | $1,004,000 | -7.9% | 1,700 | 0.0% | 0.20% | +3.7% | |
| GLP | GLOBAL PARTNERS LP | $1,008,000 | +16.1% | 36,950 | 0.0% | 0.20% | +30.7% | |
| OKE | ONEOK INC NEW | $1,003,000 | +20.1% | 14,199 | 0.0% | 0.20% | +35.4% | |
| P3 HEALTH PARTNERS INC | $962,000 | +22.2% | 122,998 | 0.0% | 0.19% | +37.5% | ||
| RTX | RAYTHEON TECHNOLOGIES CORP | $945,000 | +13.7% | 9,545 | 0.0% | 0.18% | +27.8% | |
| Buy | CADENCE BANK | $932,000 | +345.9% | 31,864 | +355.2% | 0.18% | +405.6% | |
| ANTM | ANTHEM INC | $933,000 | +6.3% | 1,900 | 0.0% | 0.18% | +19.7% | |
| ABT | ABBOTT LABS | $921,000 | -14.6% | 7,785 | 0.0% | 0.18% | -4.3% | |
| HCA | HCA HEALTHCARE INC | $910,000 | -1.2% | 3,631 | 0.0% | 0.18% | +11.3% | |
| NUE | NUCOR CORP | $892,000 | +30.4% | 6,000 | 0.0% | 0.17% | +47.5% | |
| TDOC | Buy | TELADOC HEALTH INC | $888,000 | +13.6% | 12,315 | +44.6% | 0.17% | +28.1% |
| KR | KROGER CO | $861,000 | +27.6% | 15,000 | 0.0% | 0.17% | +43.6% | |
| BA | Buy | BOEING CO | $857,000 | +66.1% | 4,475 | +80.8% | 0.17% | +87.6% |
| LMT | LOCKHEED MARTIN CORP | $849,000 | +24.3% | 1,924 | 0.0% | 0.16% | +39.8% | |
| CSX | CSX CORP | $843,000 | +1.2% | 22,500 | 0.0% | 0.16% | +13.9% | |
| LIN | LINDE PLC | $831,000 | -7.8% | 2,600 | 0.0% | 0.16% | +3.8% | |
| GD | GENERAL DYNAMICS CORP | $814,000 | +16.3% | 3,375 | 0.0% | 0.16% | +31.4% | |
| CYTK | CYTOKINETICS INC | $801,000 | -19.4% | 21,755 | 0.0% | 0.16% | -9.3% | |
| BHC | BAUSCH HEALTH COS INC | $800,000 | -17.6% | 35,013 | 0.0% | 0.16% | -7.1% | |
| MOH | MOLINA HEALTHCARE INC | $791,000 | +6.5% | 2,370 | 0.0% | 0.15% | +19.4% | |
| INTC | INTEL CORP | $778,000 | -6.0% | 15,695 | 0.0% | 0.15% | +6.3% | |
| ET | ENERGY TRANSFER LP | $767,000 | +32.0% | 68,525 | 0.0% | 0.15% | +49.0% | |
| TWTR | TWITTER INC | $762,000 | -9.5% | 19,700 | 0.0% | 0.15% | +1.4% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $747,000 | -13.0% | 4,860 | 0.0% | 0.15% | -2.0% | |
| PFE | PFIZER INC | $749,000 | -11.0% | 14,471 | 0.0% | 0.15% | 0.0% | |
| TRGP | TARGA RES CORP | $743,000 | +44.6% | 9,840 | 0.0% | 0.14% | +62.9% | |
| WMT | WALMART INC | $746,000 | +3.0% | 5,008 | 0.0% | 0.14% | +16.0% | |
| ATVI | ACTIVISION BLIZZARD INC | $741,000 | +19.3% | 9,255 | 0.0% | 0.14% | +34.6% | |
| FDX | FEDEX CORP | $740,000 | -10.4% | 3,200 | 0.0% | 0.14% | +0.7% | |
| BLK | Buy | BLACKROCK INC | $732,000 | -15.5% | 959 | +1.4% | 0.14% | -4.7% |
| VRM | New | VROOM INC | $724,000 | – | 272,000 | +100.0% | 0.14% | – |
| CE | CELANESE CORP DEL | $714,000 | -14.8% | 5,000 | 0.0% | 0.14% | -4.1% | |
| UNH | UNITEDHEALTH GROUP INC | $713,000 | +2.1% | 1,400 | 0.0% | 0.14% | +14.9% | |
| PNC | PNC FINL SVCS GROUP INC | $678,000 | -11.1% | 3,676 | 0.0% | 0.13% | 0.0% | |
| EA | ELECTRONIC ARTS INC | $677,000 | -6.0% | 5,350 | 0.0% | 0.13% | +5.6% | |
| TGT | TARGET CORP | $662,000 | -8.4% | 3,121 | 0.0% | 0.13% | +3.2% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $664,000 | -16.1% | 1,217 | 0.0% | 0.13% | -5.8% | |
| KNSL | KINSALE CAP GROUP INC | $650,000 | +4.3% | 2,850 | 0.0% | 0.13% | +17.6% | |
| COP | CONOCOPHILLIPS | $646,000 | +38.6% | 6,458 | 0.0% | 0.13% | +55.6% | |
| KLAC | KLA CORP | $641,000 | -15.4% | 1,750 | 0.0% | 0.12% | -4.6% | |
| PEP | PEPSICO INC | $639,000 | -2.7% | 3,815 | 0.0% | 0.12% | +8.8% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $632,000 | -13.3% | 11,200 | 0.0% | 0.12% | -2.4% | |
| EZPW | EZCORP INCcl a non vtg | $619,000 | -18.0% | 102,500 | 0.0% | 0.12% | -7.6% | |
| NSC | NORFOLK SOUTHN CORP | $621,000 | -4.0% | 2,175 | 0.0% | 0.12% | +8.0% | |
| SQ | Sell | SQUARE INCcl a | $622,000 | -20.3% | 4,583 | -4.2% | 0.12% | -10.4% |
| FTAI | Sell | FORTRESS TRANS INFRST INVS L | $618,000 | -20.9% | 24,000 | -11.1% | 0.12% | -11.1% |
| MCD | Sell | MCDONALDS CORP | $618,000 | -9.1% | 2,500 | -1.5% | 0.12% | +1.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $609,000 | +44.0% | 219 | +50.0% | 0.12% | +63.0% |
| SYK | STRYKER CORPORATION | $606,000 | -0.3% | 2,266 | 0.0% | 0.12% | +12.4% | |
| PRAA | PRA GROUP INC | $605,000 | -9.8% | 13,421 | 0.0% | 0.12% | +1.7% | |
| CVS | Sell | CVS HEALTH CORP | $604,000 | -34.9% | 5,974 | -33.4% | 0.12% | -26.7% |
| RESERVOIR MEDIA INC*w exp 08/26/202 | $594,000 | +62.3% | 263,900 | 0.0% | 0.12% | +84.1% | ||
| AR | ANTERO RESOURCES CORP | $595,000 | +74.5% | 19,500 | 0.0% | 0.12% | +96.6% | |
| QSR | RESTAURANT BRANDS INTL INC | $598,000 | -2.1% | 10,250 | 0.0% | 0.12% | +9.4% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $592,000 | -6.6% | 148,490 | 0.0% | 0.12% | +4.5% | |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $579,000 | -44.5% | 5,780 | -43.8% | 0.11% | -37.6% |
| UNP | UNION PAC CORP | $573,000 | +10.0% | 2,100 | 0.0% | 0.11% | +24.4% | |
| ARGX | ARGENX SEsponsored adr | $577,000 | -9.7% | 1,830 | 0.0% | 0.11% | +0.9% | |
| AXP | AMERICAN EXPRESS CO | $569,000 | +11.4% | 3,042 | 0.0% | 0.11% | +26.1% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $572,000 | -4.0% | 3,500 | 0.0% | 0.11% | +7.8% | |
| SWN | SOUTHWESTERN ENERGY CO | $567,000 | +54.1% | 79,008 | 0.0% | 0.11% | +71.9% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $564,000 | +18.5% | 61,200 | 0.0% | 0.11% | +34.1% | |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $558,000 | – | 46,000 | +100.0% | 0.11% | – |
| ADP | AUTOMATIC DATA PROCESSING IN | $558,000 | -6.4% | 2,450 | 0.0% | 0.11% | +5.8% | |
| APD | Buy | AIR PRODS & CHEMS INC | $548,000 | -13.2% | 2,190 | +5.5% | 0.11% | -1.8% |
| HPQ | HP INC | $545,000 | -4.7% | 15,000 | 0.0% | 0.11% | +7.1% | |
| EW | EDWARDS LIFESCIENCES CORP | $544,000 | -8.1% | 4,620 | 0.0% | 0.11% | +3.9% | |
| NKE | NIKE INCcl b | $542,000 | -18.0% | 4,030 | 0.0% | 0.11% | -7.0% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $538,000 | 0.0% | 6,000 | 0.0% | 0.10% | +12.9% | |
| IOVA | Buy | IOVANCE BIOTHERAPEUTICS INC | $539,000 | +73.9% | 32,400 | +100.0% | 0.10% | +94.4% |
| IBM | INTERNATIONAL BUSINESS MACHS | $533,000 | -2.7% | 4,100 | 0.0% | 0.10% | +9.5% | |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $535,000 | – | 43,601 | +100.0% | 0.10% | – |
| SCI | SERVICE CORP INTL | $527,000 | -7.2% | 8,000 | 0.0% | 0.10% | +5.1% | |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $525,000 | – | 41,801 | +100.0% | 0.10% | – |
| BHK | BLACKROCK CORE BD TR | $522,000 | -21.3% | 40,155 | 0.0% | 0.10% | -11.3% | |
| MDT | MEDTRONIC PLC | $526,000 | +4.4% | 4,744 | 0.0% | 0.10% | +17.2% | |
| ISLE | ISLEWORTH HEALTHCARE ACQU CO | $520,000 | +0.4% | 52,500 | 0.0% | 0.10% | +12.2% | |
| DXCM | DEXCOM INC | $512,000 | -1.9% | 1,000 | 0.0% | 0.10% | +11.1% | |
| CMCSA | COMCAST CORP NEWcl a | $509,000 | -7.5% | 10,877 | 0.0% | 0.10% | +4.2% | |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $510,000 | – | 116,251 | +100.0% | 0.10% | – |
| XOP | SPDR SER TRs&p oilgas exp | $505,000 | +40.3% | 3,750 | 0.0% | 0.10% | +58.1% | |
| AN | AUTONATION INC | $498,000 | -14.7% | 5,000 | 0.0% | 0.10% | -4.0% | |
| EFX | EQUIFAX INC | $498,000 | -19.0% | 2,100 | 0.0% | 0.10% | -8.5% | |
| LFUS | LITTELFUSE INC | $499,000 | -20.8% | 2,000 | 0.0% | 0.10% | -11.0% | |
| VTN | New | INVESCO TR INVT GRADE NEW YO | $493,000 | – | 42,502 | +100.0% | 0.10% | – |
| PMVC | PMV CONSUMER ACQUISITION COR | $494,000 | +0.4% | 50,000 | 0.0% | 0.10% | +12.9% | |
| IPVF | INTERPRIVATE III FINANCIAL P | $494,000 | -0.4% | 50,000 | 0.0% | 0.10% | +11.6% | |
| SBUX | STARBUCKS CORP | $488,000 | -21.5% | 5,363 | 0.0% | 0.10% | -12.0% | |
| CNQ | CANADIAN NAT RES LTD | $483,000 | +46.4% | 7,800 | 0.0% | 0.09% | +64.9% | |
| KO | COCA COLA CO | $476,000 | +4.6% | 7,681 | 0.0% | 0.09% | +17.7% | |
| DOX | AMDOCS LTD | $452,000 | +9.7% | 5,500 | 0.0% | 0.09% | +23.9% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $450,000 | -20.4% | 5,000 | 0.0% | 0.09% | -10.2% | |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $450,000 | – | 13,000 | +100.0% | 0.09% | – |
| MRK | MERCK & CO. INC | $454,000 | +7.1% | 5,544 | 0.0% | 0.09% | +20.5% | |
| VGT | VANGUARD WORLD FDSinf tech etf | $448,000 | -8.9% | 1,075 | 0.0% | 0.09% | +2.4% | |
| TYL | TYLER TECHNOLOGIES INC | $445,000 | -17.3% | 1,000 | 0.0% | 0.09% | -6.5% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $439,000 | -32.0% | 27,709 | 0.0% | 0.09% | -23.2% | |
| GVI | ISHARES TRintrm gov cr etf | $434,000 | -4.6% | 4,000 | 0.0% | 0.08% | +7.6% | |
| HPE | HEWLETT PACKARD ENTERPRISE C | $434,000 | +3.3% | 26,000 | 0.0% | 0.08% | +16.4% | |
| CERN | CERNER CORP | $430,000 | +0.5% | 4,600 | 0.0% | 0.08% | +13.5% | |
| TWLO | TWILIO INCcl a | $428,000 | -37.1% | 2,600 | 0.0% | 0.08% | -29.7% | |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $426,000 | -10.1% | 31,000 | +19.2% | 0.08% | +1.2% |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $419,000 | +10.0% | 2,890 | 0.0% | 0.08% | +24.2% | |
| USB | US BANCORP DEL | $413,000 | -6.8% | 7,760 | 0.0% | 0.08% | +3.9% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $404,000 | +17.8% | 1,146 | 0.0% | 0.08% | +33.9% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $407,000 | +71.0% | 3,740 | +87.0% | 0.08% | +92.7% |
| CRNX | CRINETICS PHARMACEUTICALS IN | $408,000 | -22.0% | 18,600 | 0.0% | 0.08% | -12.2% | |
| MUSA | MURPHY USA INC | $400,000 | +1.3% | 2,000 | 0.0% | 0.08% | +14.7% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $402,000 | +9.2% | 34,300 | 0.0% | 0.08% | +21.9% | |
| BAX | BAXTER INTL INC | $395,000 | -10.2% | 5,100 | 0.0% | 0.08% | +1.3% | |
| CAT | Buy | CATERPILLAR INC | $395,000 | +21.5% | 1,775 | +12.7% | 0.08% | +37.5% |
| NEE | Buy | NEXTERA ENERGY INC | $391,000 | -2.0% | 4,618 | +8.2% | 0.08% | +10.1% |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $388,000 | – | 6,546 | +100.0% | 0.08% | – |
| NOW | SERVICENOW INC | $390,000 | -11.6% | 700 | 0.0% | 0.08% | 0.0% | |
| AVT | AVNET INC | $388,000 | -1.8% | 9,570 | 0.0% | 0.08% | +11.8% | |
| CSCO | CISCO SYS INC | $378,000 | -11.3% | 6,775 | 0.0% | 0.07% | 0.0% | |
| GENERAL ELECTRIC CO | $378,000 | -4.8% | 4,136 | 0.0% | 0.07% | +7.2% | ||
| MPW | MEDICAL PPTYS TRUST INC | $381,000 | -10.6% | 18,030 | 0.0% | 0.07% | 0.0% | |
| CL | COLGATE PALMOLIVE CO | $373,000 | -10.1% | 4,920 | 0.0% | 0.07% | +1.4% | |
| ETN | EATON CORP PLC | $364,000 | -12.3% | 2,400 | 0.0% | 0.07% | -1.4% | |
| L | LOEWS CORP | $356,000 | +11.9% | 5,494 | 0.0% | 0.07% | +25.5% | |
| INSI | INSIGHT SELECT INCOME FD | $353,000 | -20.3% | 19,734 | 0.0% | 0.07% | -10.4% | |
| BAC | BK OF AMERICA CORP | $351,000 | -7.4% | 8,519 | 0.0% | 0.07% | +3.0% | |
| LADR | LADDER CAP CORPcl a | $345,000 | -1.1% | 29,100 | 0.0% | 0.07% | +11.7% | |
| XLC | Buy | SELECT SECTOR SPDR TR | $344,000 | -1.7% | 5,000 | +11.1% | 0.07% | +9.8% |
| OSTR | OYSTER ENTERPRISES ACQ CORP | $343,000 | +0.6% | 35,000 | 0.0% | 0.07% | +13.6% | |
| SCHW | SCHWAB CHARLES CORP | $337,000 | -1.5% | 4,000 | 0.0% | 0.07% | +11.9% | |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $340,000 | – | 2,900 | +100.0% | 0.07% | – |
| EXAS | EXACT SCIENCES CORP | $336,000 | -14.3% | 4,800 | 0.0% | 0.06% | -4.4% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $326,000 | -20.9% | 720 | -17.0% | 0.06% | -9.9% |
| CCI | CROWN CASTLE INTL CORP NEW | $330,000 | -11.8% | 1,787 | 0.0% | 0.06% | -1.5% | |
| DISH | Buy | DISH NETWORK CORPORATIONcl a | $323,000 | -4.7% | 10,204 | +0.0% | 0.06% | +6.8% |
| TSCO | TRACTOR SUPPLY CO | $321,000 | -2.1% | 1,375 | 0.0% | 0.06% | +10.5% | |
| DOCU | Sell | DOCUSIGN INC | $306,000 | -92.3% | 2,864 | -88.8% | 0.06% | -91.3% |
| PGRW | PROGRESS ACQUISITION CORP | $310,000 | +0.6% | 31,500 | 0.0% | 0.06% | +13.2% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $307,000 | -10.5% | 1,069 | 0.0% | 0.06% | +1.7% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $308,000 | -13.0% | 4,000 | 0.0% | 0.06% | -1.6% | |
| DBX | DROPBOX INCcl a | $302,000 | -6.2% | 12,970 | 0.0% | 0.06% | +5.4% | |
| CLX | CLOROX CO DEL | $304,000 | -20.0% | 2,183 | 0.0% | 0.06% | -10.6% | |
| NMFC | NEW MTN FIN CORP | $303,000 | +1.0% | 21,875 | 0.0% | 0.06% | +13.5% | |
| VST | VISTRA CORP | $303,000 | +2.0% | 13,040 | 0.0% | 0.06% | +15.7% | |
| XPOA | DPCM CAP INC | $297,000 | +1.0% | 29,995 | 0.0% | 0.06% | +13.7% | |
| DUK | DUKE ENERGY CORP NEW | $296,000 | +6.5% | 2,650 | 0.0% | 0.06% | +20.8% | |
| HRL | HORMEL FOODS CORP | $291,000 | +5.4% | 5,650 | 0.0% | 0.06% | +18.8% | |
| RDFN | Buy | REDFIN CORP | $287,000 | -5.9% | 15,900 | +100.0% | 0.06% | +5.7% |
| ADEX | ADIT EDTECH ACQUISITION CORP | $287,000 | 0.0% | 29,000 | 0.0% | 0.06% | +12.0% | |
| MQ | New | MARQETA INC | $287,000 | – | 26,000 | +100.0% | 0.06% | – |
| RDFI | New | COLLABORATIVE INVESTMNT SERrareview dynamic | $280,000 | – | 11,025 | +100.0% | 0.06% | – |
| CFR | CULLEN FROST BANKERS INC | $277,000 | +9.9% | 2,000 | 0.0% | 0.05% | +22.7% | |
| UPS | UNITED PARCEL SERVICE INCcl b | $272,000 | 0.0% | 1,270 | 0.0% | 0.05% | +12.8% | |
| PUCK | GOAL ACQUISITIONS CORP | $273,000 | -0.7% | 28,000 | 0.0% | 0.05% | +10.4% | |
| DEO | DIAGEO PLCspon adr new | $269,000 | -7.9% | 1,325 | 0.0% | 0.05% | +2.0% | |
| IUSG | Buy | ISHARES TRcore s&p us gwt | $265,000 | -3.3% | 2,511 | +6.0% | 0.05% | +10.6% |
| MPLX | MPLX LP | $260,000 | +11.6% | 7,823 | 0.0% | 0.05% | +27.5% | |
| VIRT | VIRTU FINL INCcl a | $262,000 | +29.1% | 7,050 | 0.0% | 0.05% | +45.7% | |
| UYG | PROSHARES TRultra fncls new | $257,000 | -6.9% | 4,076 | 0.0% | 0.05% | +4.2% | |
| AEP | AMERICAN ELEC PWR CO INC | $256,000 | +12.3% | 2,563 | 0.0% | 0.05% | +28.2% | |
| PFF | ISHARES TRpfd and incm sec | $255,000 | -7.6% | 7,000 | 0.0% | 0.05% | +4.2% | |
| New | EROS STX GLOBAL CORP | $254,000 | – | 91,178 | +100.0% | 0.05% | – | |
| WASH | WASHINGTON TR BANCORP | $246,000 | -6.8% | 4,685 | 0.0% | 0.05% | +4.3% | |
| NET | CLOUDFLARE INC | $244,000 | -9.3% | 2,043 | 0.0% | 0.05% | +2.1% | |
| NBST | NEWBURY STREET ACQUISITN COR | $243,000 | 0.0% | 25,000 | 0.0% | 0.05% | +11.9% | |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $239,000 | -5.9% | 39,500 | 0.0% | 0.05% | +6.8% | |
| KURA | KURA ONCOLOGY INC | $240,000 | +11.6% | 14,900 | 0.0% | 0.05% | +27.0% | |
| CMI | CUMMINS INC | $238,000 | -5.9% | 1,161 | 0.0% | 0.05% | +4.5% | |
| SHV | ISHARES TRshort treas bd | $235,000 | 0.0% | 2,132 | 0.0% | 0.05% | +12.2% | |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $235,000 | – | 14,000 | +100.0% | 0.05% | – |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $237,000 | -21.5% | 538,737 | +57.1% | 0.05% | -11.5% |
| SCM | STELLUS CAP INVT CORP | $229,000 | +7.0% | 16,465 | 0.0% | 0.04% | +21.6% | |
| GOLD | Sell | BARRICK GOLD CORP | $233,000 | -83.1% | 9,500 | -86.9% | 0.04% | -81.1% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $233,000 | -3.3% | 21,680 | +10.2% | 0.04% | +7.1% |
| PAC | New | GRUPO AEROPUERTO DEL PACIFICspon adr b | $226,000 | – | 1,400 | +100.0% | 0.04% | – |
| New | ARDAGH METAL PACKAGING S A | $224,000 | – | 27,500 | +100.0% | 0.04% | – | |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $222,000 | -5.5% | 19,720 | +5.3% | 0.04% | +4.9% |
| C | Sell | CITIGROUP INC | $214,000 | -94.2% | 3,994 | -93.2% | 0.04% | -93.5% |
| WFC | WELLS FARGO CO NEW | $208,000 | +1.0% | 4,289 | 0.0% | 0.04% | +13.9% | |
| CLF | New | CLEVELAND-CLIFFS INC NEW | $203,000 | – | 6,312 | +100.0% | 0.04% | – |
| OMAB | New | GRUPO AEROPORTUARIO DEL CENTspon adr | $203,000 | – | 3,400 | +100.0% | 0.04% | – |
| BCO | New | BRINKS CO | $204,000 | – | 3,000 | +100.0% | 0.04% | – |
| ASAX | ASTREA ACQUISITION CORP | $205,000 | -1.4% | 21,000 | 0.0% | 0.04% | +11.1% | |
| DKNG | Buy | DRAFTKINGS INC | $202,000 | -12.6% | 10,400 | +23.8% | 0.04% | -2.5% |
| IAU | New | ISHARES GOLD TRishares new | $202,000 | – | 5,498 | +100.0% | 0.04% | – |
| Sell | CENAQ ENERGY CORPunit 02/04/2026 | $202,000 | -13.7% | 20,000 | -13.0% | 0.04% | -2.5% | |
| TXMD | Sell | THERAPEUTICSMD INC | $194,000 | +6.0% | 512,633 | -0.3% | 0.04% | +18.8% |
| GTE | GRAN TIERRA ENERGY INC | $194,000 | +106.4% | 123,667 | 0.0% | 0.04% | +137.5% | |
| New | QUALTEK SERVICES INC | $193,000 | – | 60,000 | +100.0% | 0.04% | – | |
| BITE | BITE ACQUISITION CORP | $196,000 | +0.5% | 19,998 | 0.0% | 0.04% | +11.8% | |
| Sell | ROCKET LAB USA INC | $189,000 | -50.1% | 23,500 | -23.9% | 0.04% | -43.9% | |
| ACII | ATLAS CREST INVESTMENT CORP | $172,000 | +0.6% | 17,492 | 0.0% | 0.03% | +13.3% | |
| ASTS | AST SPACEMOBILE INC | $177,000 | +22.1% | 17,687 | 0.0% | 0.03% | +36.0% | |
| RTLR | Buy | RATTLER MIDSTREAM LP | $168,000 | +47.4% | 12,000 | +20.0% | 0.03% | +65.0% |
| PGEN | Buy | PRECIGEN INC | $169,000 | +14.2% | 80,000 | +100.0% | 0.03% | +26.9% |
| MGNX | MACROGENICS INC | $162,000 | -47.7% | 18,345 | 0.0% | 0.03% | -40.7% | |
| OCA | OMNICHANNEL ACQUISITION CORP | $140,000 | +0.7% | 14,000 | 0.0% | 0.03% | +12.5% | |
| TFFP | TFF PHARMACEUTICALS INC | $131,000 | -32.8% | 20,826 | 0.0% | 0.03% | -23.5% | |
| AVO | MISSION PRODUCE INC | $127,000 | -19.1% | 10,000 | 0.0% | 0.02% | -7.4% | |
| FINM | MARLIN TECHNOLOGY CORP | $123,000 | +1.7% | 12,495 | 0.0% | 0.02% | +14.3% | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $123,000 | – | 212,175 | +100.0% | 0.02% | – | |
| New | ERASCA INC | $116,000 | – | 13,435 | +100.0% | 0.02% | – | |
| EIGR | New | EIGER BIOPHARMACEUTICALS INC | $115,000 | – | 13,800 | +100.0% | 0.02% | – |
| ESPR | Buy | ESPERION THERAPEUTICS INC NE | $113,000 | +79.4% | 24,400 | +100.0% | 0.02% | +100.0% |
| BRMK | BROADMARK RLTY CAP INC | $113,000 | -7.4% | 13,000 | 0.0% | 0.02% | +4.8% | |
| LGV | LONGVIEW ACQUISITION CORP II | $98,000 | -1.0% | 10,000 | 0.0% | 0.02% | +11.8% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $99,000 | 0.0% | 10,000 | 0.0% | 0.02% | +11.8% | |
| VII | 7GC & CO HOLDINGS INC | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +11.8% | |
| FTAA | FTAC ATHENA ACQUISITION CORP | $98,000 | -1.0% | 10,000 | 0.0% | 0.02% | +11.8% | |
| FUBO | New | FUBOTV INC | $84,000 | – | 12,790 | +100.0% | 0.02% | – |
| New | MATTERPORT INC | $81,000 | – | 10,000 | +100.0% | 0.02% | – | |
| BLUE | New | BLUEBIRD BIO INC | $62,000 | – | 12,800 | +100.0% | 0.01% | – |
| CRKN | CROWN ELECTROKINETICS CORP | $62,000 | -54.4% | 34,124 | 0.0% | 0.01% | -50.0% | |
| MARK | REMARK HLDGS INC | $53,000 | -17.2% | 65,000 | 0.0% | 0.01% | -9.1% | |
| OUST | OUSTER INC | $45,000 | -13.5% | 10,000 | 0.0% | 0.01% | 0.0% | |
| HNRG | HALLADOR ENERGY COMPANY | $46,000 | +43.8% | 13,165 | 0.0% | 0.01% | +50.0% | |
| NERV | Buy | MINERVA NEUROSCIENCES INC | $20,000 | +100.0% | 24,000 | +100.0% | 0.00% | +100.0% |
| WTRH | Sell | WAITR HLDGS INC | $15,000 | -65.9% | 40,000 | -32.4% | 0.00% | -62.5% |
| LOGC | LOGICBIO THERAPEUTICS INC | $10,000 | -71.4% | 15,000 | 0.0% | 0.00% | -66.7% | |
| SVA | New | SINOVAC BIOTECH LTD | $0 | – | 2,000 | +100.0% | 0.00% | – |
| BEDU | Exit | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $0 | – | -10,500 | -100.0% | -0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -14,100 | -100.0% | -0.00% | – |
| Exit | TOP SHIPS INC | $0 | – | -17,100 | -100.0% | -0.00% | – | |
| ITP | Exit | IT TECH PACKAGING INC | $0 | – | -66,200 | -100.0% | -0.00% | – |
| FORD | Exit | FORWARD INDS INC N Y | $0 | – | -10,100 | -100.0% | -0.00% | – |
| MDRR | Exit | MEDALIST DIVERSIFIED REIT IN | $0 | – | -16,200 | -100.0% | -0.00% | – |
| NINE | Exit | NINE ENERGY SERVICE INC | $0 | – | -16,400 | -100.0% | -0.00% | – |
| REPH | Exit | RECRO PHARMA INC | $0 | – | -10,900 | -100.0% | -0.00% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -13,500 | -100.0% | -0.00% | – |
| OBLG | Exit | OBLONG INC | $0 | – | -15,450 | -100.0% | -0.00% | – |
| IFBD | Exit | INFOBIRD CO LTD | $0 | – | -14,000 | -100.0% | -0.00% | – |
| CELP | Exit | CYPRESS ENVIRONMENTL PARTNRltd partner int | $0 | – | -15,400 | -100.0% | -0.00% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -15,900 | -100.0% | -0.00% | – |
| JOB | Exit | GEE GROUP INC | $0 | – | -34,100 | -100.0% | -0.00% | – |
| REDU | Exit | RISE ED CAYMAN LTDsponsored adr | $0 | – | -29,800 | -100.0% | -0.00% | – |
| DS | Exit | DRIVE SHACK INC | $0 | – | -11,700 | -100.0% | -0.00% | – |
| GSMG | Exit | GLRY STR NW MDIA GRUP HLDG L | $0 | – | -13,450 | -100.0% | -0.00% | – |
| FAMI | Exit | FARMMI INC | $0 | – | -71,500 | -100.0% | -0.00% | – |
| STAF | Exit | STAFFING 360 SOLUTIONS INC | $0 | – | -17,000 | -100.0% | -0.00% | – |
| EDTK | Exit | SKILLFUL CRAFTSMAN ED TECH L | $0 | – | -16,900 | -100.0% | -0.00% | – |
| SNMP | Exit | EVOLVE TRANSITION INFRASTRU | $0 | – | -25,400 | -100.0% | -0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -18,250 | -100.0% | -0.00% | – |
| SHIP | Exit | SEANERGY MARITIME HLDGS CORP | $0 | – | -18,250 | -100.0% | -0.00% | – |
| METX | Exit | METEN HOLDING GROUP LTD | $0 | – | -63,750 | -100.0% | -0.00% | – |
| PEI | Exit | PENNSYLVANIA REAL ESTATE INVsh ben int | $0 | – | -17,600 | -100.0% | -0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -22,000 | -100.0% | -0.00% | – |
| BHAT | Exit | BLUE HAT INTERACTIVE ENTMT T | $0 | – | -40,650 | -100.0% | -0.00% | – |
| HGBL | Exit | HERITAGE GLOBAL INC | $0 | – | -11,600 | -100.0% | -0.00% | – |
| Exit | ADTHEORENT HOLDING COMPANY | $0 | – | -10,002 | -100.0% | -0.01% | – | |
| KINZ | Exit | KINS TECHNOLOGY GROUP INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| HCCC | Exit | HEALTHCARE CAPITAL CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| JCIC | Exit | JACK CREEK INVESTMENT CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MACA | Exit | MORINGA ACQUISITION CORP | $0 | – | -10,500 | -100.0% | -0.02% | – |
| EJFA | Exit | EJF ACQUISITION CORP | $0 | – | -12,000 | -100.0% | -0.02% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -20,000 | -100.0% | -0.03% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -1,300 | -100.0% | -0.04% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -12,420 | -100.0% | -0.04% | – |
| PTBD | Exit | PACER FDS TRtrendpilot us bd | $0 | – | -8,005 | -100.0% | -0.04% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $0 | – | -212,400 | -100.0% | -0.04% | – |
| MOTV | Exit | MOTIVE CAPITAL CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| CPSR | Exit | CAPSTAR SPL PURP ACQUISITION | $0 | – | -23,962 | -100.0% | -0.04% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -1,700 | -100.0% | -0.04% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -5,550 | -100.0% | -0.04% | – |
| Exit | GLOBALFOUNDRIES INCordinary shares | $0 | – | -4,000 | -100.0% | -0.04% | – | |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -35,000 | -100.0% | -0.06% | – |
| ESGC | Exit | EROS STX GLOBAL CORPORATION | $0 | – | -1,423,578 | -100.0% | -0.06% | – |
| UNG | Exit | UNITED STS NAT GAS FD LPunit par | $0 | – | -32,000 | -100.0% | -0.07% | – |
| FALN | Exit | ISHARES TRfaln angls usd | $0 | – | -14,362 | -100.0% | -0.07% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,356 | -100.0% | -0.08% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,108 | -100.0% | -0.08% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -3,600 | -100.0% | -0.08% | – |
| MUDS | Exit | MUDRICK CAPITAL ACQU CORP II | $0 | – | -72,100 | -100.0% | -0.12% | – |
| MRUS | Exit | MERUS N V | $0 | – | -24,870 | -100.0% | -0.13% | – |
| XENE | Exit | XENON PHARMACEUTICALS INC | $0 | – | -24,500 | -100.0% | -0.13% | – |
| CME | Exit | CME GROUP INC | $0 | – | -3,500 | -100.0% | -0.14% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -2,700 | -100.0% | -0.17% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -42,000 | -100.0% | -0.20% | – |
| XLNX | Exit | XILINX INC | $0 | – | -5,775 | -100.0% | -0.22% | – |
| LCAP | Exit | LIONHEART ACQUISITION CORP I | $0 | – | -270,958 | -100.0% | -0.47% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -25,897 | -100.0% | -0.57% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -28,969 | -100.0% | -0.58% | – |
| ASAN | Exit | ASANA INCcl a | $0 | – | -49,775 | -100.0% | -0.61% | – |
| GPN | Exit | GLOBAL PMTS INC | $0 | – | -33,120 | -100.0% | -0.81% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -105,988 | -100.0% | -0.99% | – |
| ROCR | Exit | ROTH CH ACQUISITION III CO | $0 | – | -643,010 | -100.0% | -1.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-04-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.