$515 Million is the total value of SANDERS MORRIS HARRIS LLC's 319 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 24.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $55,719,000 | +11.4% | 157,206 | +0.3% | 10.82% | +2.3% |
| BX | Sell | BLACKSTONE GROUP INC | $34,850,000 | +29.2% | 358,680 | -0.8% | 6.77% | +18.7% |
| AAPL | Buy | APPLE INC | $24,126,000 | +94.8% | 173,659 | +74.5% | 4.69% | +79.0% |
| VYGG | Buy | VY GLOBAL GROWTH | $23,526,000 | +92.2% | 2,351,474 | +94.7% | 4.57% | +76.6% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $17,487,000 | -4.2% | 752,757 | -8.6% | 3.40% | -12.0% |
| MAIN | Buy | MAIN STR CAP CORP | $15,258,000 | +84.1% | 371,327 | +75.4% | 2.96% | +69.1% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $12,924,000 | -20.3% | 535,447 | -27.2% | 2.51% | -26.8% |
| V | Buy | VISA INC | $10,324,000 | +34.7% | 43,169 | +23.1% | 2.01% | +23.8% |
| PAVE | Buy | GLOBAL X FDSus infr dev etf | $8,867,000 | +41.6% | 348,014 | +39.6% | 1.72% | +30.1% |
| ROCR | New | ROTH CH ACQUISITION III CO | $7,896,000 | – | 799,950 | +100.0% | 1.53% | – |
| ARKK | Buy | ARK ETF TRinnovation etf | $7,789,000 | +83.8% | 59,559 | +68.6% | 1.51% | +68.9% |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $6,945,000 | -25.5% | 200,200 | -36.8% | 1.35% | -31.6% |
| LRCX | Buy | LAM RESEARCH CORP | $6,529,000 | +133.6% | 10,498 | +147.5% | 1.27% | +114.6% |
| ROCC | Buy | ROTH CH ACQUISITION II CO | $5,838,000 | +8.6% | 587,800 | +8.4% | 1.13% | -0.2% |
| HACK | New | ETF MANAGERS TRprime cybr scrty | $5,064,000 | – | 83,500 | +100.0% | 0.98% | – |
| CTAS | CINTAS CORP | $4,730,000 | +9.3% | 12,357 | 0.0% | 0.92% | +0.4% | |
| SPLK | New | SPLUNK INC | $4,470,000 | – | 31,279 | +100.0% | 0.87% | – |
| TRIP | New | TRIPADVISOR INC | $4,331,000 | – | 109,884 | +100.0% | 0.84% | – |
| AVLR | Sell | AVALARA INC | $4,156,000 | +6.8% | 25,035 | -9.6% | 0.81% | -1.9% |
| NVDA | Sell | NVIDIA CORPORATION | $4,118,000 | +46.3% | 5,001 | -0.4% | 0.80% | +34.5% |
| TXMD | Sell | THERAPEUTICSMD INC | $4,095,000 | -13.2% | 3,440,816 | -2.3% | 0.80% | -20.2% |
| MSFT | Buy | MICROSOFT CORP | $3,917,000 | +13.3% | 14,243 | +0.7% | 0.76% | +4.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,821,000 | +239.9% | 24,662 | +240.0% | 0.74% | +211.8% |
| LRNZ | LISTED FD TR | $3,789,000 | +11.6% | 81,250 | 0.0% | 0.74% | +2.5% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,752,000 | +5.3% | 9 | 0.0% | 0.73% | -3.2% | |
| EDR | New | ENDEAVOR GROUP HLDGS INC | $3,655,000 | – | 131,902 | +100.0% | 0.71% | – |
| NOW | Sell | SERVICENOW INC | $3,485,000 | -24.7% | 6,240 | -31.2% | 0.68% | -30.8% |
| AMZN | Sell | AMAZON COM INC | $3,229,000 | -61.1% | 894 | -64.8% | 0.63% | -64.3% |
| Buy | APTOSE BIOSCIENCES INC | $3,083,000 | +2041.0% | 945,208 | +3619.1% | 0.60% | +1896.7% | |
| INCY | Buy | INCYTE CORP | $3,059,000 | +651.6% | 36,400 | +628.0% | 0.59% | +590.7% |
| PATH | New | UIPATH INCcl a | $3,059,000 | – | 47,248 | +100.0% | 0.59% | – |
| ECOZ | LISTED FD TR | $2,984,000 | +7.0% | 76,330 | 0.0% | 0.58% | -1.7% | |
| Z | New | ZILLOW GROUP INCcl c cap stk | $2,981,000 | – | 24,906 | +100.0% | 0.58% | – |
| DIS | Sell | DISNEY WALT CO | $2,903,000 | -10.3% | 16,692 | -3.4% | 0.56% | -17.5% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,837,000 | +18.6% | 1,096 | +2.6% | 0.55% | +8.9% |
| LCAP | LIONHEART ACQUISITION CORP I | $2,776,000 | -0.3% | 282,163 | 0.0% | 0.54% | -8.5% | |
| CUE | Sell | CUE BIOPHARMA INC | $2,772,000 | -36.8% | 247,924 | -29.7% | 0.54% | -41.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,728,000 | +6.3% | 40,864 | -0.0% | 0.53% | -2.4% |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $2,684,000 | -15.5% | 597,926 | +4.9% | 0.52% | -22.5% |
| ABBV | Buy | ABBVIE INC | $2,681,000 | +9.8% | 23,256 | +0.7% | 0.52% | +1.0% |
| LUV | New | SOUTHWEST AIRLS CO | $2,452,000 | – | 46,810 | +100.0% | 0.48% | – |
| FYBR | New | FRONTIER COMMUNICATIONS PARE | $2,452,000 | – | 83,177 | +100.0% | 0.48% | – |
| LLY | Sell | LILLY ELI & CO | $2,351,000 | +24.6% | 10,164 | -0.1% | 0.46% | +14.5% |
| ALK | New | ALASKA AIR GROUP INC | $2,341,000 | – | 39,555 | +100.0% | 0.46% | – |
| ESGC | New | EROS STX GLOBAL CORPORATION | $2,325,000 | – | 1,519,478 | +100.0% | 0.45% | – |
| COUP | New | COUPA SOFTWARE INC | $2,284,000 | – | 8,236 | +100.0% | 0.44% | – |
| INTU | INTUIT | $2,202,000 | +25.0% | 4,396 | 0.0% | 0.43% | +14.7% | |
| PYPL | Sell | PAYPAL HLDGS INC | $2,199,000 | -64.6% | 7,519 | -69.1% | 0.43% | -67.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $2,186,000 | +12.3% | 5,908 | -0.9% | 0.42% | +3.2% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $2,162,000 | -88.4% | 4,983 | -89.1% | 0.42% | -89.3% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $2,052,000 | +20.9% | 3,440 | 0.0% | 0.40% | +11.1% | |
| T | Sell | AT&T INC | $2,012,000 | -63.8% | 69,565 | -61.9% | 0.39% | -66.8% |
| F | Sell | FORD MTR CO DEL | $2,013,000 | -71.1% | 135,500 | -76.2% | 0.39% | -73.5% |
| QURE | Sell | UNIQURE NV | $2,004,000 | -20.5% | 68,070 | -6.8% | 0.39% | -27.0% |
| MO | Sell | ALTRIA GROUP INC | $1,973,000 | -57.9% | 41,618 | -54.6% | 0.38% | -61.4% |
| FB | Buy | FACEBOOK INCcl a | $1,955,000 | +14.8% | 5,566 | +0.7% | 0.38% | +5.6% |
| TELA | Sell | TELA BIO INC | $1,950,000 | +6.8% | 121,019 | -1.3% | 0.38% | -1.8% |
| HD | HOME DEPOT INC | $1,820,000 | +4.4% | 5,710 | 0.0% | 0.35% | -4.1% | |
| MARK | Buy | REMARK HLDGS INC | $1,797,000 | -12.0% | 966,300 | +7.9% | 0.35% | -19.2% |
| MA | MASTERCARD INCORPORATEDcl a | $1,727,000 | +1.6% | 4,621 | 0.0% | 0.34% | -6.4% | |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $1,723,000 | +21.3% | 18,250 | +5.2% | 0.34% | +11.3% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,724,000 | -62.9% | 17,463 | -66.7% | 0.34% | -65.9% |
| PENN | New | PENN NATL GAMING INC | $1,703,000 | – | 22,894 | +100.0% | 0.33% | – |
| MRK | MERCK & CO INC | $1,682,000 | +2.4% | 21,544 | 0.0% | 0.33% | -5.8% | |
| ESTE | EARTHSTONE ENERGY INCcl a | $1,664,000 | +54.8% | 150,300 | 0.0% | 0.32% | +42.3% | |
| PFE | Sell | PFIZER INC | $1,604,000 | -12.4% | 40,861 | -19.6% | 0.31% | -19.4% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,554,000 | +4.7% | 24,926 | -0.8% | 0.30% | -3.8% |
| ORCL | ORACLE CORP | $1,546,000 | +12.2% | 18,610 | 0.0% | 0.30% | +3.1% | |
| KSU | KANSAS CITY SOUTHERN | $1,508,000 | +7.3% | 5,324 | 0.0% | 0.29% | -1.3% | |
| SV | Buy | SPRING VY ACQUISITION CORPcl a | $1,465,000 | +12.3% | 146,328 | +12.2% | 0.28% | +3.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,460,000 | +1.5% | 8,780 | +0.1% | 0.28% | -6.6% |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,457,000 | +12.2% | 2,677 | 0.0% | 0.28% | +2.9% | |
| CRM | Sell | SALESFORCE COM INC | $1,441,000 | +12.9% | 5,761 | -0.3% | 0.28% | +3.7% |
| TWTR | TWITTER INC | $1,383,000 | +1.8% | 19,700 | 0.0% | 0.27% | -6.3% | |
| FORE | New | FORESIGHT ACQUISITION CORPcl a | $1,386,000 | – | 139,998 | +100.0% | 0.27% | – |
| ECL | Buy | ECOLAB INC | $1,378,000 | +14.7% | 6,597 | +17.9% | 0.27% | +5.5% |
| VZ | VERIZON COMMUNICATIONS INC | $1,374,000 | -4.0% | 24,444 | 0.0% | 0.27% | -11.9% | |
| XOM | Sell | EXXON MOBIL CORP | $1,338,000 | -70.5% | 21,225 | -73.9% | 0.26% | -72.9% |
| RCKT | ROCKET PHARMACEUTICALS INC | $1,255,000 | +7.9% | 27,709 | 0.0% | 0.24% | -0.8% | |
| WDAY | WORKDAY INCcl a | $1,252,000 | -5.4% | 5,250 | 0.0% | 0.24% | -13.2% | |
| PG | PROCTER AND GAMBLE CO | $1,242,000 | -0.6% | 9,170 | 0.0% | 0.24% | -8.7% | |
| GOLD | Sell | BARRICK GOLD CORP | $1,189,000 | +3.6% | 57,500 | -0.9% | 0.23% | -4.9% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,186,000 | -13.7% | 24,748 | 0.0% | 0.23% | -21.0% | |
| TXN | TEXAS INSTRS INC | $1,180,000 | -0.6% | 6,167 | 0.0% | 0.23% | -8.8% | |
| SQ | Sell | SQUARE INCcl a | $1,179,000 | -6.3% | 4,783 | -7.4% | 0.23% | -13.9% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,167,000 | +1.3% | 63,620 | -7.3% | 0.23% | -7.0% |
| RMD | RESMED INC | $1,140,000 | +25.7% | 4,600 | 0.0% | 0.22% | +15.1% | |
| LOW | LOWES COS INC | $1,111,000 | +0.6% | 5,706 | 0.0% | 0.22% | -7.3% | |
| LULU | Sell | LULULEMON ATHLETICA INC | $1,114,000 | +15.6% | 3,000 | -4.8% | 0.22% | +5.9% |
| CI | CIGNA CORP NEW | $1,057,000 | -2.0% | 4,493 | 0.0% | 0.20% | -10.1% | |
| WM | WASTE MGMT INC DEL | $1,057,000 | +8.6% | 7,542 | 0.0% | 0.20% | -0.5% | |
| MSI | MOTOROLA SOLUTIONS INC | $1,055,000 | +17.4% | 4,735 | 0.0% | 0.20% | +7.9% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $1,048,000 | 0.0% | 10,280 | 0.0% | 0.20% | -8.1% | |
| AMGN | AMGEN INC | $1,046,000 | -1.8% | 4,292 | 0.0% | 0.20% | -9.8% | |
| BHC | BAUSCH HEALTH COS INC | $1,038,000 | -6.1% | 35,013 | 0.0% | 0.20% | -13.7% | |
| TWLO | TWILIO INCcl a | $1,025,000 | +11.8% | 2,600 | 0.0% | 0.20% | +2.6% | |
| DDOG | DATADOG INC | $1,010,000 | +25.5% | 9,290 | 0.0% | 0.20% | +15.3% | |
| SEB | SEABOARD CORP DEL | $967,000 | +4.9% | 250 | 0.0% | 0.19% | -3.6% | |
| GLP | GLOBAL PARTNERS LP | $958,000 | +21.4% | 36,950 | 0.0% | 0.19% | +11.4% | |
| FDX | FEDEX CORP | $943,000 | +5.6% | 3,200 | 0.0% | 0.18% | -3.2% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $939,000 | +19.3% | 11,200 | 0.0% | 0.18% | +9.6% | |
| ABT | Sell | ABBOTT LABS | $933,000 | -3.2% | 7,860 | -2.1% | 0.18% | -11.3% |
| AVGO | Sell | BROADCOM INC | $930,000 | -6.8% | 1,964 | -5.3% | 0.18% | -14.2% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $888,000 | +17.2% | 1,217 | -1.8% | 0.17% | +8.1% |
| BFAM | New | BRIGHT HORIZONS FAM SOL IN D | $883,000 | – | 6,000 | +100.0% | 0.17% | – |
| INTC | INTEL CORP | $880,000 | -15.2% | 15,695 | 0.0% | 0.17% | -22.3% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $879,000 | +10.8% | 1,700 | 0.0% | 0.17% | +1.8% | |
| ATVI | ACTIVISION BLIZZARD INC | $874,000 | -2.5% | 9,255 | 0.0% | 0.17% | -10.1% | |
| MUDS | New | MUDRICK CAPITAL ACQU CORP II | $867,000 | – | 69,630 | +100.0% | 0.17% | – |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $846,000 | -5.3% | 4,860 | 0.0% | 0.16% | -13.2% | |
| XLNX | XILINX INC | $832,000 | +9.8% | 5,775 | 0.0% | 0.16% | +1.2% | |
| BLK | BLACKROCK INC | $827,000 | +16.0% | 946 | 0.0% | 0.16% | +6.6% | |
| COIN | New | COINBASE GLOBAL INC | $823,000 | – | 3,250 | +100.0% | 0.16% | – |
| DOCU | Sell | DOCUSIGN INC | $825,000 | -87.4% | 2,864 | -91.0% | 0.16% | -88.4% |
| RTX | RAYTHEON TECHNOLOGIES CORP | $818,000 | +10.5% | 9,545 | 0.0% | 0.16% | +1.9% | |
| NET | Buy | CLOUDFLARE INC | $788,000 | +74.0% | 7,443 | +15.5% | 0.15% | +59.4% |
| OKE | ONEOK INC NEW | $790,000 | +9.9% | 14,199 | 0.0% | 0.15% | +0.7% | |
| LIN | LINDE PLC | $781,000 | +3.3% | 2,700 | 0.0% | 0.15% | -5.0% | |
| HCA | HCA HEALTHCARE INC | $780,000 | +15.0% | 3,631 | 0.0% | 0.15% | +6.3% | |
| SPKE | Sell | SPARK ENERGY INC | $776,000 | -48.6% | 68,500 | -51.6% | 0.15% | -52.8% |
| EA | ELECTRONIC ARTS INC | $765,000 | +0.7% | 5,350 | 0.0% | 0.15% | -7.5% | |
| TGT | TARGET CORP | $765,000 | +20.1% | 3,121 | 0.0% | 0.15% | +10.4% | |
| CE | CELANESE CORP DEL | $751,000 | -0.5% | 5,000 | 0.0% | 0.15% | -8.8% | |
| CME | New | CME GROUP INC | $744,000 | – | 3,500 | +100.0% | 0.14% | – |
| CSX | Buy | CSX CORP | $729,000 | +0.3% | 22,500 | +200.0% | 0.14% | -7.8% |
| ANTM | ANTHEM INC | $732,000 | +9.4% | 1,900 | 0.0% | 0.14% | +0.7% | |
| TEAM | Sell | ATLASSIAN CORP PLCcl a | $725,000 | +22.1% | 2,700 | -1.1% | 0.14% | +11.9% |
| WMT | Buy | WALMART INC | $706,000 | +12.8% | 5,008 | +8.7% | 0.14% | +3.8% |
| BHK | Buy | BLACKROCK CORE BD TR | $697,000 | +13.9% | 42,155 | +8.2% | 0.14% | +4.7% |
| PNC | PNC FINL SVCS GROUP INC | $691,000 | +5.5% | 3,676 | 0.0% | 0.13% | -3.6% | |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $692,000 | – | 148,490 | +100.0% | 0.13% | – |
| ET | Sell | ENERGY TRANSFER L P | $687,000 | -24.9% | 64,525 | -45.6% | 0.13% | -31.1% |
| QSR | Sell | RESTAURANT BRANDS INTL INC | $660,000 | -16.1% | 10,250 | -13.3% | 0.13% | -22.9% |
| JAZZ | Sell | JAZZ PHARMACEUTICALS PLC | $659,000 | +10.0% | 3,600 | -2.7% | 0.13% | +0.8% |
| NKE | NIKE INCcl b | $644,000 | +17.1% | 4,030 | 0.0% | 0.12% | +7.8% | |
| MCK | MCKESSON CORP | $638,000 | -2.0% | 3,370 | 0.0% | 0.12% | -10.1% | |
| CMCSA | COMCAST CORP NEWcl a | $627,000 | +5.6% | 10,877 | 0.0% | 0.12% | -3.2% | |
| ALXN | ALEXION PHARMACEUTICALS INC | $627,000 | +21.0% | 3,400 | 0.0% | 0.12% | +10.9% | |
| EZPW | EZCORP INCcl a non vtg | $618,000 | +21.4% | 102,500 | 0.0% | 0.12% | +11.1% | |
| SBUX | STARBUCKS CORP | $619,000 | +2.1% | 5,363 | 0.0% | 0.12% | -6.2% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $610,000 | +24.0% | 3,500 | 0.0% | 0.12% | +14.4% | |
| MOH | MOLINA HEALTHCARE INC | $606,000 | +10.6% | 2,370 | 0.0% | 0.12% | +1.7% | |
| MDT | MEDTRONIC PLC | $602,000 | +5.2% | 4,744 | 0.0% | 0.12% | -3.3% | |
| SYK | STRYKER CORPORATION | $600,000 | +7.0% | 2,266 | 0.0% | 0.12% | -1.7% | |
| PEP | Buy | PEPSICO INC | $600,000 | +9.9% | 4,023 | +5.5% | 0.12% | +1.7% |
| GD | GENERAL DYNAMICS CORP | $599,000 | +1.4% | 3,200 | 0.0% | 0.12% | -7.2% | |
| APD | AIR PRODS & CHEMS INC | $597,000 | +2.2% | 2,075 | 0.0% | 0.12% | -6.5% | |
| EXAS | EXACT SCIENCES CORP | $586,000 | -5.5% | 4,800 | 0.0% | 0.11% | -13.0% | |
| BA | Sell | BOEING CO | $585,000 | -31.3% | 2,475 | -26.3% | 0.11% | -36.7% |
| MCD | Buy | MCDONALDS CORP | $589,000 | +5.2% | 2,554 | +2.2% | 0.11% | -3.4% |
| PLTR | Sell | PALANTIR TECHNOLOGIES INCcl a | $580,000 | +8.2% | 22,000 | -4.3% | 0.11% | 0.0% |
| NSC | NORFOLK SOUTHN CORP | $578,000 | -1.0% | 2,175 | 0.0% | 0.11% | -9.7% | |
| AZN | ASTRAZENECA PLCsponsored adr | $569,000 | +20.6% | 9,500 | 0.0% | 0.11% | +11.0% | |
| ARGX | ARGENX SEsponsored adr | $571,000 | +12.6% | 1,830 | 0.0% | 0.11% | +3.7% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $571,000 | -68.0% | 3,900 | -70.9% | 0.11% | -70.6% |
| UNH | UNITEDHEALTH GROUP INC | $573,000 | +11.7% | 1,400 | 0.0% | 0.11% | +2.8% | |
| KR | KROGER CO | $561,000 | +0.7% | 15,000 | 0.0% | 0.11% | -7.6% | |
| NUE | NUCOR CORP | $555,000 | +15.9% | 6,000 | 0.0% | 0.11% | +6.9% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $544,000 | +23.9% | 61,200 | 0.0% | 0.11% | +14.0% | |
| KLAC | KLA CORP | $545,000 | -10.5% | 1,750 | 0.0% | 0.11% | -17.8% | |
| AXP | Buy | AMERICAN EXPRESS CO | $523,000 | +16.7% | 3,082 | +1.3% | 0.10% | +7.4% |
| LMT | LOCKHEED MARTIN CORP | $526,000 | +0.4% | 1,389 | 0.0% | 0.10% | -8.1% | |
| MGNX | Sell | MACROGENICS INC | $522,000 | -20.8% | 18,345 | -12.3% | 0.10% | -27.3% |
| PRAA | PRA GROUP INC | $514,000 | +4.9% | 13,421 | 0.0% | 0.10% | -3.8% | |
| MRUS | MERUS N V | $512,000 | -7.6% | 24,870 | 0.0% | 0.10% | -15.4% | |
| ISLE | ISLEWORTH HEALTHCARE ACQU CO | $511,000 | -0.4% | 52,500 | 0.0% | 0.10% | -8.3% | |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $505,000 | +2.2% | 31,354 | -3.1% | 0.10% | -5.8% |
| EFX | EQUIFAX INC | $503,000 | +32.4% | 2,100 | 0.0% | 0.10% | +22.5% | |
| SHV | Sell | ISHARES TRshort treas bd | $500,000 | -58.6% | 4,525 | -58.6% | 0.10% | -62.0% |
| RDFN | Sell | REDFIN CORP | $498,000 | -6.7% | 7,950 | -4.2% | 0.10% | -14.2% |
| LFUS | LITTELFUSE INC | $495,000 | -7.3% | 2,000 | 0.0% | 0.10% | -15.0% | |
| KNSL | Sell | KINSALE CAP GROUP INC | $495,000 | 0.0% | 2,850 | -5.0% | 0.10% | -8.6% |
| ADP | AUTOMATIC DATA PROCESSING IN | $492,000 | +7.9% | 2,450 | 0.0% | 0.10% | 0.0% | |
| EW | EDWARDS LIFESCIENCES CORP | $490,000 | +26.3% | 4,620 | 0.0% | 0.10% | +15.9% | |
| CVS | Sell | CVS HEALTH CORP | $489,000 | -72.9% | 6,024 | -74.9% | 0.10% | -75.1% |
| PMVC | PMV CONSUMER ACQUISITION COR | $487,000 | -0.6% | 50,000 | 0.0% | 0.10% | -8.7% | |
| AN | AUTONATION INC | $474,000 | +1.7% | 5,000 | 0.0% | 0.09% | -7.1% | |
| UNP | UNION PAC CORP | $470,000 | +1.1% | 2,100 | 0.0% | 0.09% | -7.1% | |
| GVI | ISHARES TRintrm gov cr etf | $462,000 | +0.7% | 4,000 | 0.0% | 0.09% | -7.2% | |
| MP | New | MP MATERIALS CORP | $461,000 | – | 12,500 | +100.0% | 0.09% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $461,000 | – | 1,155 | +100.0% | 0.09% | – |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $457,000 | -12.5% | 29,007 | -17.1% | 0.09% | -19.1% |
| XENE | XENON PHARMACEUTICALS INC | $455,000 | +5.3% | 24,500 | 0.0% | 0.09% | -3.3% | |
| HPQ | Sell | HP INC | $453,000 | -16.9% | 15,000 | -11.1% | 0.09% | -23.5% |
| TYL | TYLER TECHNOLOGIES INC | $452,000 | +6.4% | 1,000 | 0.0% | 0.09% | -2.2% | |
| SWN | SOUTHWESTERN ENERGY CO | $448,000 | +22.1% | 79,008 | 0.0% | 0.09% | +11.5% | |
| USB | US BANCORP DEL | $445,000 | -1.5% | 7,960 | 0.0% | 0.09% | -10.4% | |
| DXCM | DEXCOM INC | $441,000 | +19.5% | 1,000 | 0.0% | 0.09% | +10.3% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $435,000 | +10.1% | 2,890 | 0.0% | 0.08% | +1.2% | |
| TRGP | Sell | TARGA RES CORP | $437,000 | +27.0% | 9,840 | -9.2% | 0.08% | +16.4% |
| STX | New | SEAGATE TECHNOLOGY HLDNGS PL | $440,000 | – | 5,000 | +100.0% | 0.08% | – |
| ROCCW | ROTH CH ACQUISITION II CO*w exp 09/16/202 | $434,000 | +26.2% | 271,150 | 0.0% | 0.08% | +15.1% | |
| DOX | AMDOCS LTD | $429,000 | +7.0% | 5,500 | 0.0% | 0.08% | -2.4% | |
| SCI | SERVICE CORP INTL | $429,000 | +5.1% | 8,000 | 0.0% | 0.08% | -3.5% | |
| DISH | Sell | DISH NETWORK CORPORATIONcl a | $426,000 | +3.6% | 10,204 | -6.4% | 0.08% | -4.6% |
| CYTK | CYTOKINETICS INC | $425,000 | -16.3% | 21,755 | 0.0% | 0.08% | -22.4% | |
| INSI | INSIGHT SELECT INCOME FD | $427,000 | +5.7% | 19,734 | 0.0% | 0.08% | -2.4% | |
| KO | Sell | COCA COLA CO | $416,000 | -55.4% | 7,681 | -56.6% | 0.08% | -58.9% |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $415,000 | -17.3% | 16,200 | 0.0% | 0.08% | -23.6% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $412,000 | -13.3% | 6,000 | 0.0% | 0.08% | -20.0% | |
| BAX | BAXTER INTL INC | $413,000 | -4.4% | 5,100 | 0.0% | 0.08% | -12.1% | |
| VTN | INVESCO TR INVT GRADE NEW YO | $402,000 | +6.1% | 29,000 | 0.0% | 0.08% | -2.5% | |
| CL | COLGATE PALMOLIVE CO | $403,000 | +2.8% | 4,920 | 0.0% | 0.08% | -6.0% | |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $403,000 | -4.3% | 20,030 | +1.2% | 0.08% | -12.4% |
| DBX | Sell | DROPBOX INCcl a | $401,000 | -9.1% | 12,970 | -18.8% | 0.08% | -16.1% |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $397,000 | +18.9% | 34,300 | -3.9% | 0.08% | +8.5% |
| CLX | Sell | CLOROX CO DEL | $396,000 | -10.6% | 2,183 | -4.4% | 0.08% | -18.1% |
| LADR | LADDER CAP CORPcl a | $394,000 | -2.0% | 34,100 | 0.0% | 0.08% | -9.4% | |
| GM | Buy | GENERAL MTRS CO | $390,000 | +21.5% | 6,590 | +17.9% | 0.08% | +11.8% |
| COP | CONOCOPHILLIPS | $393,000 | +14.9% | 6,458 | 0.0% | 0.08% | +5.6% | |
| PHG | KONINKLIJKE PHILIPS N V | $389,000 | -19.1% | 8,162 | 0.0% | 0.08% | -25.5% | |
| AVT | AVNET INC | $384,000 | -3.3% | 9,570 | 0.0% | 0.08% | -10.7% | |
| CRNX | CRINETICS PHARMACEUTICALS IN | $388,000 | +26.8% | 18,600 | 0.0% | 0.08% | +15.4% | |
| CSCO | Buy | CISCO SYS INC | $386,000 | +10.0% | 7,275 | +7.4% | 0.08% | +1.4% |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $383,000 | +4.4% | 25,500 | 0.0% | 0.07% | -5.1% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $381,000 | +33.7% | 890 | +23.6% | 0.07% | +23.3% |
| GE | GENERAL ELECTRIC CO | $374,000 | -3.1% | 28,877 | 0.0% | 0.07% | -11.0% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $376,000 | +6.2% | 2,108 | 0.0% | 0.07% | -2.7% | |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $373,000 | -17.3% | 26,000 | -8.4% | 0.07% | -24.2% |
| XLC | SELECT SECTOR SPDR TR | $364,000 | +10.3% | 4,500 | 0.0% | 0.07% | +1.4% | |
| CERN | CERNER CORP | $366,000 | +10.2% | 4,600 | 0.0% | 0.07% | +1.4% | |
| ROCRW | New | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $366,000 | – | 222,757 | +100.0% | 0.07% | – |
| XOP | SPDR SER TRs&p oilgas exp | $363,000 | +19.0% | 3,750 | 0.0% | 0.07% | +10.9% | |
| NVAX | NOVAVAX INC | $361,000 | +17.2% | 1,700 | 0.0% | 0.07% | +7.7% | |
| ETN | EATON CORP PLC | $356,000 | +7.2% | 2,400 | 0.0% | 0.07% | -1.4% | |
| GOOGL | ALPHABET INCcap stk cl a | $356,000 | +18.3% | 146 | 0.0% | 0.07% | +7.8% | |
| CCI | CROWN CASTLE INTL CORP NEW | $349,000 | +13.3% | 1,787 | 0.0% | 0.07% | +4.6% | |
| BAC | BK OF AMERICA CORP | $351,000 | +6.4% | 8,519 | 0.0% | 0.07% | -2.9% | |
| CAT | Buy | CATERPILLAR INC | $351,000 | +10.0% | 1,610 | +17.1% | 0.07% | +1.5% |
| ALTR | New | ALTAIR ENGR INC | $345,000 | – | 5,000 | +100.0% | 0.07% | – |
| RDFI | Buy | COLLABORATIVE INVESTMNT SERrareview dynamic | $338,000 | +7.3% | 11,301 | +2.8% | 0.07% | -1.5% |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $338,000 | +8.3% | 4,000 | 0.0% | 0.07% | 0.0% | |
| AAC | ARES ACQUISITION CORPORATION | $341,000 | -1.2% | 35,000 | 0.0% | 0.07% | -9.6% | |
| OSTR | OYSTER ENTERPRISES ACQ CORP | $338,000 | 0.0% | 35,000 | 0.0% | 0.07% | -7.0% | |
| VMAC | Sell | VISTAS MEDIA ACQUISITION CO | $330,000 | -33.5% | 33,133 | -33.5% | 0.06% | -39.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $318,000 | +29.3% | 1,146 | +18.9% | 0.06% | +19.2% |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $321,000 | – | 1,119 | +100.0% | 0.06% | – |
| NEE | NEXTERA ENERGY INC | $313,000 | -3.1% | 4,268 | 0.0% | 0.06% | -10.3% | |
| CRI | New | CARTERS INC | $310,000 | – | 3,000 | +100.0% | 0.06% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $306,000 | – | 1,350 | +100.0% | 0.06% | – |
| PGRW | PROGRESS ACQUISITION CORP | $305,000 | -0.7% | 31,500 | 0.0% | 0.06% | -9.2% | |
| XPOA | DPCM CAP INC | $296,000 | -2.0% | 29,995 | 0.0% | 0.06% | -9.4% | |
| L | LOEWS CORP | $297,000 | +1.7% | 5,494 | 0.0% | 0.06% | -6.5% | |
| KURA | KURA ONCOLOGY INC | $298,000 | -29.2% | 14,900 | 0.0% | 0.06% | -34.8% | |
| FIGS | New | FIGS INCcl a | $301,000 | – | 6,000 | +100.0% | 0.06% | – |
| AR | ANTERO RESOURCES CORP | $293,000 | +47.2% | 19,500 | 0.0% | 0.06% | +35.7% | |
| NMFC | NEW MTN FIN CORP | $288,000 | +6.3% | 21,875 | 0.0% | 0.06% | -1.8% | |
| SCHW | SCHWAB CHARLES CORP | $283,000 | +5.6% | 4,000 | 0.0% | 0.06% | -3.5% | |
| CMI | CUMMINS INC | $283,000 | -6.0% | 1,161 | 0.0% | 0.06% | -14.1% | |
| ADEX | ADIT EDTECH ACQUISITION CORP | $280,000 | -0.4% | 29,000 | 0.0% | 0.05% | -8.5% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $271,000 | +8.0% | 5,550 | 0.0% | 0.05% | 0.0% | |
| PFF | ISHARES TRpfd and incm sec | $275,000 | +2.2% | 7,000 | 0.0% | 0.05% | -7.0% | |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $266,000 | +22.0% | 39,500 | 0.0% | 0.05% | +13.0% | |
| PUCK | New | GOAL ACQUISITIONS CORP | $270,000 | – | 28,000 | +100.0% | 0.05% | – |
| MUSA | MURPHY USA INC | $264,000 | -8.3% | 2,000 | 0.0% | 0.05% | -16.4% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $261,000 | -13.9% | 2,650 | -15.7% | 0.05% | -20.3% |
| TSCO | TRACTOR SUPPLY CO | $256,000 | +5.3% | 1,375 | 0.0% | 0.05% | -2.0% | |
| UYG | Buy | PROSHARES TRultra fncls new | $252,000 | +19.4% | 4,076 | +1.9% | 0.05% | +8.9% |
| CRKN | Sell | CROWN ELECTROKINETICS CORP | $252,000 | -8.4% | 59,580 | -6.6% | 0.05% | -15.5% |
| TGP | Buy | TEEKAY LNG PARTNERS L Pprtnrsp units | $254,000 | +24.5% | 16,800 | +18.7% | 0.05% | +14.0% |
| HRL | HORMEL FOODS CORP | $251,000 | 0.0% | 5,250 | 0.0% | 0.05% | -7.5% | |
| DEO | DIAGEO PLCspon adr new | $254,000 | +16.5% | 1,325 | 0.0% | 0.05% | +6.5% | |
| KINZ | KINS TECHNOLOGY GROUP INC | $247,000 | 0.0% | 25,000 | 0.0% | 0.05% | -7.7% | |
| CNQ | New | CANADIAN NAT RES LTD | $247,000 | – | 6,800 | +100.0% | 0.05% | – |
| NBST | New | NEWBURY STREET ACQUISITN COR | $241,000 | – | 25,000 | +100.0% | 0.05% | – |
| SGMA | SIGMATRON INTL INC | $244,000 | -5.8% | 48,314 | 0.0% | 0.05% | -14.5% | |
| WASH | WASHINGTON TR BANCORP INC | $241,000 | -0.4% | 4,685 | 0.0% | 0.05% | -7.8% | |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $243,000 | – | 1,170 | +100.0% | 0.05% | – |
| ESPR | ESPERION THERAPEUTICS INC NE | $242,000 | -28.0% | 12,200 | 0.0% | 0.05% | -33.8% | |
| LUMN | LUMEN TECHNOLOGIES INC | $241,000 | +1.7% | 17,720 | 0.0% | 0.05% | -6.0% | |
| SQM | New | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $237,000 | – | 5,000 | +100.0% | 0.05% | – |
| CPSR | CAPSTAR SPL PURP ACQUISITION | $235,000 | 0.0% | 23,962 | 0.0% | 0.05% | -8.0% | |
| MOTV | MOTIVE CAPITAL CORP | $234,000 | -2.1% | 24,000 | 0.0% | 0.04% | -11.8% | |
| MPLX | MPLX LP | $233,000 | +14.8% | 7,823 | 0.0% | 0.04% | +4.7% | |
| GBT | GLOBAL BLOOD THERAPEUTICS IN | $226,000 | -20.7% | 6,750 | 0.0% | 0.04% | -26.7% | |
| PGEN | PRECIGEN INC | $228,000 | -5.4% | 35,000 | 0.0% | 0.04% | -13.7% | |
| CTT | CATCHMARK TIMBER TR INCcl a | $227,000 | +15.2% | 19,400 | 0.0% | 0.04% | +4.8% | |
| CFR | CULLEN FROST BANKERS INC | $224,000 | +2.8% | 2,000 | 0.0% | 0.04% | -4.3% | |
| ZGNX | ZOGENIX INC | $221,000 | -7.9% | 12,420 | 0.0% | 0.04% | -15.7% | |
| VACQ | Buy | VECTOR ACQUISITION CORP | $217,000 | +8.0% | 20,000 | +17.6% | 0.04% | -2.3% |
| DELL | DELL TECHNOLOGIES INCcl c | $216,000 | +7.5% | 2,200 | 0.0% | 0.04% | -2.3% | |
| FUBO | New | FUBOTV INC | $214,000 | – | 6,680 | +100.0% | 0.04% | – |
| AEP | Sell | AMERICAN ELEC PWR CO INC | $217,000 | -8.8% | 2,563 | -8.9% | 0.04% | -16.0% |
| RMM | RIVERNORTH MANAGED DUR MUN I | $210,000 | +7.7% | 10,300 | 0.0% | 0.04% | 0.0% | |
| CADE | CADENCE BANCORPORATIONcl a | $209,000 | +1.0% | 10,000 | 0.0% | 0.04% | -6.8% | |
| NVTA | New | INVITAE CORP | $209,000 | – | 6,280 | +100.0% | 0.04% | – |
| AVO | MISSION PRODUCE INC | $207,000 | +8.9% | 10,000 | 0.0% | 0.04% | 0.0% | |
| SCM | Sell | STELLUS CAP INVT CORP | $207,000 | -27.6% | 16,465 | -26.9% | 0.04% | -33.3% |
| VIAC | New | VIACOMCBS INCcl b | $205,000 | – | 4,540 | +100.0% | 0.04% | – |
| ASAX | ASTREA ACQUISITION CORP | $203,000 | -0.5% | 21,000 | 0.0% | 0.04% | -9.3% | |
| ANGL | New | VANECK VECTORS ETF TRfallen angel hg | $203,000 | – | 6,174 | +100.0% | 0.04% | – |
| BOND | New | PIMCO ETF TRactive bd etf | $200,000 | – | 1,800 | +100.0% | 0.04% | – |
| SNAP | New | SNAP INCcl a | $201,000 | – | 2,950 | +100.0% | 0.04% | – |
| TFFP | Sell | TFF PHARMACEUTICALS INC | $198,000 | -28.8% | 20,826 | -2.3% | 0.04% | -35.6% |
| VST | New | VISTRA CORP | $197,000 | – | 10,640 | +100.0% | 0.04% | – |
| BITE | New | BITE ACQUISITION CORP | $193,000 | – | 19,998 | +100.0% | 0.04% | – |
| SLCR | SILVER CREST ACQUISITION COR | $193,000 | -0.5% | 20,000 | 0.0% | 0.04% | -9.8% | |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $175,000 | -10.7% | 15,830 | +2.1% | 0.03% | -17.1% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $175,000 | -21.2% | 12,270 | -24.6% | 0.03% | -27.7% |
| ACII | New | ATLAS CREST INVESTMENT CORP | $171,000 | – | 17,492 | +100.0% | 0.03% | – |
| MCMJ | MERIDA MERGER CORP I | $149,000 | 0.0% | 15,000 | 0.0% | 0.03% | -9.4% | |
| OCA | OMNICHANNEL ACQUISITION CORP | $137,000 | -1.4% | 14,000 | 0.0% | 0.03% | -6.9% | |
| BRMK | Sell | BROADMARK RLTY CAP INC | $138,000 | -12.1% | 13,000 | -13.3% | 0.03% | -18.2% |
| NBA | Sell | NEW BEGINNINGS ACQUISITION C | $136,000 | -66.6% | 13,546 | -65.8% | 0.03% | -69.8% |
| CANO | New | CANO HEALTH INC | $121,000 | – | 10,000 | +100.0% | 0.02% | – |
| FINM | MARLIN TECHNOLOGY CORP | $121,000 | 0.0% | 12,495 | 0.0% | 0.02% | -7.7% | |
| MACA | New | MORINGA ACQUISITION CORP | $102,000 | – | 10,500 | +100.0% | 0.02% | – |
| FTAA | New | FTAC ATHENA ACQUISITION CORP | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| ADER | 26 CAPITAL ACQUISITION CORP | $97,000 | -2.0% | 10,000 | 0.0% | 0.02% | -9.5% | |
| VII | 7GC & CO HOLDINGS INC | $97,000 | -1.0% | 10,000 | 0.0% | 0.02% | -9.5% | |
| HCCC | New | HEALTHCARE CAPITAL CORP | $97,000 | – | 10,000 | +100.0% | 0.02% | – |
| JCIC | JACK CREEK INVESTMENT CORP | $96,000 | -2.0% | 10,000 | 0.0% | 0.02% | -9.5% | |
| GTE | GRAN TIERRA ENERGY INC | $91,000 | +4.6% | 123,667 | 0.0% | 0.02% | 0.0% | |
| WTRH | WAITR HLDGS INC | $71,000 | -39.3% | 40,000 | 0.0% | 0.01% | -44.0% | |
| LOGC | New | LOGICBIO THERAPEUTICS INC | $67,000 | – | 15,000 | +100.0% | 0.01% | – |
| HNRG | HALLADOR ENERGY COMPANY | $35,000 | +40.0% | 13,165 | 0.0% | 0.01% | +40.0% | |
| NERV | MINERVA NEUROSCIENCES INC | $28,000 | -12.5% | 12,000 | 0.0% | 0.01% | -28.6% | |
| New | PDL BIOPHARMA INCnote 2.750%12/0 | $13,000 | – | 13,000 | +100.0% | 0.00% | – | |
| ESSCR | EAST STONE ACQUISITION CORPright 02/24/2027 | $4,000 | +33.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -12,031 | -100.0% | -0.01% | – |
| RELI | Exit | RELIANCE GLOBAL GROUP INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| LATN | Exit | UNION ACQUISITION CORP II | $0 | – | -10,188 | -100.0% | -0.02% | – |
| BOWX | Exit | BOWX ACQUISITION CORPcl a | $0 | – | -10,242 | -100.0% | -0.03% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -10,600 | -100.0% | -0.03% | – |
| IAU | Exit | ISHARES GOLD TRishares | $0 | – | -10,000 | -100.0% | -0.03% | – |
| LMRK | Exit | LANDMARK INFRASTRCTUR PARTR | $0 | – | -17,960 | -100.0% | -0.04% | – |
| VIRT | Exit | VIRTU FINL INCcl a | $0 | – | -7,050 | -100.0% | -0.05% | – |
| ELF | Exit | E L F BEAUTY INC | $0 | – | -10,000 | -100.0% | -0.06% | – |
| PSAC | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -20,000 | -100.0% | -0.06% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -18,700 | -100.0% | -0.06% | – |
| LYFT | Exit | LYFT INC | $0 | – | -5,000 | -100.0% | -0.07% | – |
| WING | Exit | WINGSTOP INC | $0 | – | -2,500 | -100.0% | -0.07% | – |
| VBTX | Exit | VERITEX HLDGS INC | $0 | – | -10,000 | -100.0% | -0.07% | – |
| GLEO | Exit | GALILEO ACQUISITION CORP | $0 | – | -33,780 | -100.0% | -0.07% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -45,000 | -100.0% | -0.10% | – |
| FST | Exit | FAST ACQUISITION CORP | $0 | – | -44,923 | -100.0% | -0.12% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -20,700 | -100.0% | -0.16% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -6,000 | -100.0% | -0.17% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -10,400 | -100.0% | -0.23% | – |
| MAXR | Exit | MAXAR TECHNOLOGIES INC | $0 | – | -83,899 | -100.0% | -0.67% | – |
| ABNB | Exit | AIRBNB INC | $0 | – | -19,467 | -100.0% | -0.74% | – |
| ZS | Exit | ZSCALER INC | $0 | – | -22,158 | -100.0% | -0.84% | – |
| ROCRU | Exit | ROTH CH ACQUISITION III COunit 02/26/2026 | $0 | – | -873,035 | -100.0% | -1.85% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.