$473 Million is the total value of SANDERS MORRIS HARRIS LLC's 296 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 39.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $50,016,000 | +3.3% | 156,725 | +1.6% | 10.58% | -4.0% |
| BX | Sell | BLACKSTONE GROUP INC | $26,968,000 | +13.0% | 361,680 | -1.9% | 5.70% | +4.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $18,627,000 | +6.9% | 45,660 | -0.2% | 3.94% | -0.7% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $18,249,000 | +18.8% | 823,517 | -4.9% | 3.86% | +10.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $16,210,000 | +11.7% | 735,947 | -0.5% | 3.43% | +3.8% |
| AAPL | Buy | APPLE INC | $12,384,000 | -2.2% | 99,527 | +3.7% | 2.62% | -9.1% |
| VYGG | New | VY GLOBAL GROWTH | $12,243,000 | – | 1,207,632 | +100.0% | 2.59% | – |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $9,325,000 | -30.3% | 316,640 | -27.1% | 1.97% | -35.3% |
| ROCRU | New | ROTH CH ACQUISITION III COunit 02/26/2026 | $8,730,000 | – | 873,035 | +100.0% | 1.85% | – |
| AMZN | Buy | AMAZON COM INC | $8,292,000 | +23.9% | 2,542 | +20.7% | 1.75% | +15.2% |
| MAIN | Sell | MAIN STR CAP CORP | $8,288,000 | +19.6% | 211,696 | -1.5% | 1.75% | +11.2% |
| V | Buy | VISA INC | $7,662,000 | +35.9% | 35,055 | +30.8% | 1.62% | +26.2% |
| F | Buy | FORD MTR CO DEL | $6,974,000 | +273.5% | 569,300 | +168.0% | 1.48% | +247.1% |
| DOCU | Buy | DOCUSIGN INC | $6,544,000 | +50.1% | 31,814 | +86.5% | 1.38% | +39.5% |
| PAVE | New | GLOBAL X FDSus infr dev etf | $6,260,000 | – | 249,310 | +100.0% | 1.32% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $6,215,000 | +30.6% | 24,336 | +25.2% | 1.31% | +21.3% |
| T | Sell | AT&T INC | $5,559,000 | -10.3% | 182,786 | -15.3% | 1.18% | -16.7% |
| ROCC | New | ROTH CH ACQUISITION II CO | $5,374,000 | – | 542,300 | +100.0% | 1.14% | – |
| TXMD | Sell | THERAPEUTICSMD INC | $4,719,000 | -5.2% | 3,521,816 | -14.4% | 1.00% | -11.9% |
| MO | ALTRIA GROUP INC | $4,687,000 | +24.7% | 91,618 | 0.0% | 0.99% | +15.9% | |
| PM | PHILIP MORRIS INTL INC | $4,649,000 | +7.6% | 52,463 | 0.0% | 0.98% | 0.0% | |
| NOW | Sell | SERVICENOW INC | $4,631,000 | -24.6% | 9,069 | -22.9% | 0.98% | -29.9% |
| XOM | Sell | EXXON MOBIL CORP | $4,533,000 | +28.1% | 81,191 | -5.4% | 0.96% | +19.1% |
| CUE | Buy | CUE BIOPHARMA INC | $4,385,000 | +79.1% | 352,534 | +82.1% | 0.93% | +66.4% |
| CTAS | Sell | CINTAS CORP | $4,329,000 | +0.6% | 12,357 | -3.5% | 0.92% | -6.5% |
| ARKK | Buy | ARK ETF TRinnovation etf | $4,237,000 | +185.5% | 35,323 | +196.3% | 0.90% | +165.1% |
| ZS | New | ZSCALER INC | $3,989,000 | – | 22,158 | +100.0% | 0.84% | – |
| AVLR | Buy | AVALARA INC | $3,891,000 | +26.5% | 27,703 | +42.7% | 0.82% | +17.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,563,000 | +12.1% | 9 | 0.0% | 0.75% | +4.0% | |
| ABNB | New | AIRBNB INC | $3,511,000 | – | 19,467 | +100.0% | 0.74% | – |
| MSFT | Buy | MICROSOFT CORP | $3,456,000 | +21.5% | 14,143 | +8.6% | 0.73% | +13.0% |
| LRNZ | LISTED FD TR | $3,395,000 | -14.9% | 81,250 | 0.0% | 0.72% | -20.9% | |
| DIS | Buy | DISNEY WALT CO | $3,235,000 | +7.7% | 17,282 | +1.6% | 0.68% | 0.0% |
| BQ | Buy | BOQII HLDG LTDsponsored ads | $3,176,000 | +33.9% | 570,192 | +25.2% | 0.67% | +24.4% |
| MAXR | New | MAXAR TECHNOLOGIES INC | $3,174,000 | – | 83,899 | +100.0% | 0.67% | – |
| NVDA | NVIDIA CORPORATION | $2,815,000 | +4.2% | 5,020 | 0.0% | 0.60% | -3.3% | |
| LRCX | LAM RESEARCH CORP | $2,795,000 | +25.2% | 4,242 | 0.0% | 0.59% | +16.3% | |
| ECOZ | LISTED FD TR | $2,788,000 | +1.7% | 76,330 | 0.0% | 0.59% | -5.4% | |
| LCAP | New | LIONHEART ACQUISITION CORP I | $2,785,000 | – | 282,163 | +100.0% | 0.59% | – |
| BMY | BRISTOL-MYERS SQUIBB CO | $2,567,000 | -0.2% | 40,884 | 0.0% | 0.54% | -7.3% | |
| QURE | UNIQURE NV | $2,522,000 | -9.2% | 73,070 | 0.0% | 0.53% | -15.8% | |
| ABBV | Buy | ABBVIE INC | $2,441,000 | -2.9% | 23,096 | +2.7% | 0.52% | -9.8% |
| GOOG | ALPHABET INCcap stk cl c | $2,393,000 | +27.7% | 1,068 | 0.0% | 0.51% | +18.5% | |
| MARK | New | REMARK HLDGS INC | $2,041,000 | – | 895,300 | +100.0% | 0.43% | – |
| GS | GOLDMAN SACHS GROUP INC | $1,946,000 | +7.9% | 5,960 | 0.0% | 0.41% | +0.2% | |
| LLY | Sell | LILLY ELI & CO | $1,887,000 | +6.3% | 10,179 | -0.1% | 0.40% | -1.2% |
| PFE | Buy | PFIZER INC | $1,832,000 | -0.2% | 50,838 | +2.0% | 0.39% | -7.4% |
| TELA | Buy | TELA BIO INC | $1,826,000 | +7.1% | 122,558 | +8.1% | 0.39% | -0.5% |
| CVS | Buy | CVS HEALTH CORP | $1,803,000 | +312.6% | 24,024 | +310.9% | 0.38% | +284.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,786,000 | +6.7% | 13,400 | +0.8% | 0.38% | -0.8% |
| INTU | INTUIT | $1,762,000 | +9.8% | 4,396 | 0.0% | 0.37% | +2.2% | |
| HD | Sell | HOME DEPOT INC | $1,743,000 | +7.5% | 5,710 | -6.4% | 0.37% | 0.0% |
| FB | Sell | FACEBOOK INCcl a | $1,703,000 | +18.3% | 5,530 | -1.0% | 0.36% | +9.8% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $1,699,000 | +0.2% | 4,621 | -4.9% | 0.36% | -7.0% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $1,697,000 | -65.3% | 3,440 | -66.8% | 0.36% | -67.8% |
| MRK | Buy | MERCK & CO. INC | $1,642,000 | -5.1% | 21,544 | +2.5% | 0.35% | -11.9% |
| SPKE | Sell | SPARK ENERGY INC | $1,511,000 | -13.7% | 141,500 | -22.7% | 0.32% | -19.8% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,484,000 | -1.3% | 25,126 | -3.8% | 0.31% | -8.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,438,000 | +5.3% | 8,770 | +1.2% | 0.30% | -2.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,431,000 | +2.1% | 24,444 | +0.9% | 0.30% | -5.0% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $1,421,000 | -70.9% | 17,350 | -67.4% | 0.30% | -72.9% |
| KSU | KANSAS CITY SOUTHERN | $1,406,000 | +23.6% | 5,324 | 0.0% | 0.30% | +14.7% | |
| ORCL | Buy | ORACLE CORP | $1,378,000 | +20.2% | 18,610 | +0.8% | 0.29% | +11.5% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,375,000 | +14.4% | 24,748 | 0.0% | 0.29% | +6.2% | |
| TWTR | TWITTER INC | $1,359,000 | +46.1% | 19,700 | 0.0% | 0.29% | +35.4% | |
| WDAY | WORKDAY INCcl a | $1,323,000 | +10.0% | 5,250 | 0.0% | 0.28% | +2.2% | |
| SV | New | SPRING VY ACQUISITION CORPcl a | $1,305,000 | – | 130,419 | +100.0% | 0.28% | – |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,299,000 | +17.7% | 2,677 | 0.0% | 0.28% | +9.6% | |
| CRM | Sell | SALESFORCE COM INC | $1,276,000 | -78.5% | 5,781 | -78.4% | 0.27% | -80.0% |
| SQ | Sell | SQUARE INCcl a | $1,258,000 | +1.3% | 5,163 | -4.4% | 0.27% | -6.0% |
| PG | PROCTER AND GAMBLE CO | $1,249,000 | -1.3% | 9,170 | 0.0% | 0.26% | -8.3% | |
| SHV | ISHARES TRshort treas bd | $1,207,000 | -0.1% | 10,925 | 0.0% | 0.26% | -7.3% | |
| ECL | ECOLAB INC | $1,201,000 | -1.1% | 5,597 | 0.0% | 0.25% | -8.0% | |
| TXN | Sell | TEXAS INSTRS INC | $1,187,000 | +11.5% | 6,167 | -1.2% | 0.25% | +3.7% |
| RCKT | ROCKET PHARMACEUTICALS INC | $1,163,000 | -24.4% | 27,709 | 0.0% | 0.25% | -29.7% | |
| KMI | Buy | KINDER MORGAN INC DEL | $1,152,000 | +16.6% | 68,620 | +0.7% | 0.24% | +8.4% |
| GOLD | Buy | BARRICK GOLD CORP | $1,148,000 | +79.9% | 58,000 | +107.1% | 0.24% | +67.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,124,000 | -70.5% | 7,254 | -75.2% | 0.24% | -72.6% |
| BHC | BAUSCH HEALTH COS INC | $1,105,000 | +24.0% | 35,013 | 0.0% | 0.23% | +15.3% | |
| LOW | Buy | LOWES COS INC | $1,104,000 | +18.1% | 5,706 | +3.6% | 0.23% | +9.4% |
| CVX | Buy | CHEVRON CORP NEW | $1,090,000 | +26.7% | 10,400 | +2.2% | 0.23% | +17.9% |
| CI | CIGNA CORP NEW | $1,079,000 | +7.3% | 4,493 | 0.0% | 0.23% | -0.4% | |
| ESTE | EARTHSTONE ENERGY INCcl a | $1,075,000 | +34.2% | 150,300 | 0.0% | 0.23% | +24.7% | |
| AMGN | AMGEN INC | $1,065,000 | +4.4% | 4,292 | 0.0% | 0.22% | -3.0% | |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $1,048,000 | +87.5% | 10,280 | +87.6% | 0.22% | +74.8% |
| INTC | Buy | INTEL CORP | $1,038,000 | +20.8% | 15,695 | +4.0% | 0.22% | +12.2% |
| AVGO | Buy | BROADCOM INC | $998,000 | +12.6% | 2,073 | +5.5% | 0.21% | +4.5% |
| WM | WASTE MGMT INC DEL | $973,000 | +9.3% | 7,542 | 0.0% | 0.21% | +1.5% | |
| LULU | LULULEMON ATHLETICA INC | $964,000 | -13.1% | 3,150 | 0.0% | 0.20% | -19.0% | |
| ABT | ABBOTT LABS | $964,000 | +7.5% | 8,025 | 0.0% | 0.20% | 0.0% | |
| KO | Buy | COCA COLA CO | $932,000 | +1.1% | 17,681 | +5.1% | 0.20% | -6.2% |
| SEB | SEABOARD CORP DEL | $922,000 | +21.6% | 250 | 0.0% | 0.20% | +12.7% | |
| TWLO | TWILIO INCcl a | $917,000 | -4.2% | 2,600 | 0.0% | 0.19% | -11.0% | |
| ET | Sell | ENERGY TRANSFER LP | $915,000 | +13.8% | 118,580 | -4.0% | 0.19% | +5.5% |
| RMD | RESMED INC | $907,000 | -8.9% | 4,600 | 0.0% | 0.19% | -15.4% | |
| MSI | MOTOROLA SOLUTIONS INC | $899,000 | +9.1% | 4,735 | 0.0% | 0.19% | +1.1% | |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWAR | $893,000 | -16.5% | 4,860 | -9.3% | 0.19% | -22.2% |
| ATVI | ACTIVISION BLIZZARD INC | $896,000 | +7.8% | 9,255 | 0.0% | 0.19% | 0.0% | |
| FDX | FEDEX CORP | $893,000 | +10.7% | 3,200 | 0.0% | 0.19% | +2.7% | |
| BA | Buy | BOEING CO | $851,000 | +42.8% | 3,360 | +17.5% | 0.18% | +32.4% |
| DDOG | DATADOG INC | $805,000 | -17.4% | 9,290 | 0.0% | 0.17% | -23.4% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $793,000 | -7.0% | 1,700 | 0.0% | 0.17% | -13.4% | |
| GLP | GLOBAL PARTNERS LP | $789,000 | +28.5% | 36,950 | 0.0% | 0.17% | +19.3% | |
| QSR | RESTAURANT BRANDS INTL INC | $787,000 | +5.4% | 11,824 | 0.0% | 0.17% | -2.4% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $787,000 | +4.7% | 11,200 | 0.0% | 0.17% | -2.9% | |
| MRNA | New | MODERNA INC | $786,000 | – | 6,000 | +100.0% | 0.17% | – |
| EA | ELECTRONIC ARTS INC | $760,000 | +4.3% | 5,350 | 0.0% | 0.16% | -3.0% | |
| LIN | LINDE PLC | $756,000 | +6.3% | 2,700 | 0.0% | 0.16% | -1.2% | |
| XLNX | Buy | XILINX INC | $758,000 | -1.9% | 5,775 | +5.5% | 0.16% | -9.1% |
| CE | CELANESE CORP DEL | $755,000 | +10.4% | 5,000 | 0.0% | 0.16% | +2.6% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $758,000 | -1.0% | 1,239 | 0.0% | 0.16% | -8.0% | |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $739,000 | -44.8% | 20,700 | -42.5% | 0.16% | -48.9% |
| RTX | RAYTHEON TECHNOLOGIES CORP | $740,000 | +9.8% | 9,545 | 0.0% | 0.16% | +2.0% | |
| CSX | CSX CORP | $727,000 | +2.4% | 7,500 | 0.0% | 0.15% | -4.9% | |
| OKE | Buy | ONEOK INC NEW | $719,000 | +41.8% | 14,199 | +7.6% | 0.15% | +32.2% |
| BLK | Buy | BLACKROCK INC | $713,000 | +9.9% | 946 | +5.1% | 0.15% | +2.0% |
| HCA | HCA HEALTHCARE INC | $678,000 | +9.7% | 3,631 | 0.0% | 0.14% | +1.4% | |
| ANTM | ANTHEM INC | $669,000 | +6.5% | 1,900 | 0.0% | 0.14% | -1.4% | |
| MGNX | MACROGENICS INC | $659,000 | +54.7% | 20,915 | 0.0% | 0.14% | +43.3% | |
| PNC | PNC FINL SVCS GROUP INC | $655,000 | +12.0% | 3,676 | 0.0% | 0.14% | +4.5% | |
| MCK | MCKESSON CORP | $651,000 | +5.3% | 3,370 | 0.0% | 0.14% | -2.1% | |
| TGT | Buy | TARGET CORP | $637,000 | +10.8% | 3,121 | +6.8% | 0.14% | +3.1% |
| WMT | Buy | WALMART INC | $626,000 | -1.4% | 4,608 | +4.5% | 0.13% | -9.0% |
| EXAS | EXACT SCIENCES CORP | $620,000 | -11.2% | 4,800 | 0.0% | 0.13% | -17.6% | |
| KLAC | KLA CORP | $609,000 | +19.9% | 1,750 | 0.0% | 0.13% | +11.2% | |
| BHK | BLACKROCK CORE BD TR | $612,000 | -3.6% | 38,955 | 0.0% | 0.13% | -11.0% | |
| SBUX | STARBUCKS CORP | $606,000 | +9.6% | 5,363 | 0.0% | 0.13% | +1.6% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $599,000 | -0.7% | 3,700 | 0.0% | 0.13% | -7.3% | |
| TEAM | ATLASSIAN CORP PLCcl a | $594,000 | -5.4% | 2,730 | 0.0% | 0.13% | -11.9% | |
| CMCSA | COMCAST CORP NEWcl a | $594,000 | +8.6% | 10,877 | 0.0% | 0.13% | +0.8% | |
| GD | Buy | GENERAL DYNAMICS CORP | $591,000 | +29.0% | 3,200 | +6.7% | 0.12% | +20.2% |
| APD | AIR PRODS & CHEMS INC | $584,000 | +3.0% | 2,075 | 0.0% | 0.12% | -3.9% | |
| NSC | NORFOLK SOUTHN CORP | $584,000 | +13.0% | 2,175 | 0.0% | 0.12% | +5.1% | |
| MDT | Sell | MEDTRONIC PLC | $572,000 | -8.0% | 4,744 | -9.5% | 0.12% | -14.8% |
| SYK | STRYKER CORPORATION | $561,000 | +1.8% | 2,266 | 0.0% | 0.12% | -4.8% | |
| MCD | Buy | MCDONALDS CORP | $560,000 | +13.4% | 2,500 | +8.7% | 0.12% | +5.4% |
| FST | New | FAST ACQUISITION CORP | $557,000 | – | 44,923 | +100.0% | 0.12% | – |
| KR | KROGER CO | $557,000 | +16.0% | 15,000 | 0.0% | 0.12% | +8.3% | |
| MRUS | MERUS N V | $554,000 | +0.9% | 24,870 | 0.0% | 0.12% | -6.4% | |
| NKE | NIKE INCcl b | $550,000 | -4.5% | 4,030 | 0.0% | 0.12% | -11.5% | |
| MOH | MOLINA HEALTHCARE INC | $548,000 | +1.1% | 2,370 | 0.0% | 0.12% | -5.7% | |
| HPQ | HP INC | $545,000 | +25.6% | 16,872 | 0.0% | 0.12% | +16.2% | |
| PEP | Buy | PEPSICO INC | $546,000 | +6.2% | 3,815 | +6.0% | 0.12% | -1.7% |
| RDFN | REDFIN CORP | $534,000 | -17.6% | 8,300 | 0.0% | 0.11% | -23.1% | |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $536,000 | – | 23,000 | +100.0% | 0.11% | – |
| LFUS | LITTELFUSE INC | $534,000 | -4.3% | 2,000 | 0.0% | 0.11% | -11.0% | |
| LMT | LOCKHEED MARTIN CORP | $524,000 | +8.5% | 1,389 | 0.0% | 0.11% | +0.9% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $522,000 | -0.9% | 35,007 | 0.0% | 0.11% | -8.3% | |
| ALXN | ALEXION PHARMACEUTICALS INC | $518,000 | -2.6% | 3,400 | 0.0% | 0.11% | -9.1% | |
| UNH | UNITEDHEALTH GROUP INC | $513,000 | +3.2% | 1,400 | 0.0% | 0.11% | -4.4% | |
| ISLE | New | ISLEWORTH HEALTHCARE ACQU CO | $513,000 | – | 52,500 | +100.0% | 0.11% | – |
| EZPW | EZCORP INCcl a non vtg | $509,000 | +3.7% | 102,500 | 0.0% | 0.11% | -3.6% | |
| ARGX | ARGENX SEsponsored adr | $507,000 | +1.0% | 1,830 | 0.0% | 0.11% | -6.1% | |
| CYTK | CYTOKINETICS INC | $508,000 | +20.7% | 21,755 | 0.0% | 0.11% | +11.5% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $502,000 | -38.8% | 16,200 | 0.0% | 0.11% | -43.3% | |
| KNSL | KINSALE CAP GROUP INC | $495,000 | -23.0% | 3,000 | 0.0% | 0.10% | -28.1% | |
| VMAC | New | VISTAS MEDIA ACQUISITION CO | $496,000 | – | 49,800 | +100.0% | 0.10% | – |
| PRAA | PRA GROUP INC | $490,000 | +1.7% | 13,421 | 0.0% | 0.10% | -5.5% | |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $494,000 | -12.7% | 32,372 | -13.3% | 0.10% | -19.4% |
| PMVC | New | PMV CONSUMER ACQUISITION COR | $490,000 | – | 50,000 | +100.0% | 0.10% | – |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $492,000 | -17.7% | 3,500 | 0.0% | 0.10% | -23.5% | |
| PHG | KONINKLIJKE PHILIPS N Vny reg sh new | $481,000 | +9.1% | 8,162 | 0.0% | 0.10% | +2.0% | |
| MRO | Sell | MARATHON OIL CORP | $481,000 | +31.1% | 45,000 | -18.2% | 0.10% | +21.4% |
| NUE | NUCOR CORP | $479,000 | +40.9% | 6,000 | 0.0% | 0.10% | +31.2% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $475,000 | -0.6% | 6,000 | 0.0% | 0.10% | -8.3% | |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $472,000 | -31.0% | 9,500 | -30.1% | 0.10% | -35.9% |
| AN | AUTONATION INC | $466,000 | +33.5% | 5,000 | 0.0% | 0.10% | +25.3% | |
| UNP | UNION PAC CORP | $465,000 | +2.4% | 2,100 | 0.0% | 0.10% | -4.9% | |
| GVI | New | ISHARES TRintrm gov cr etf | $459,000 | – | 4,000 | +100.0% | 0.10% | – |
| ADP | AUTOMATIC DATA PROCESSING IN | $456,000 | +12.6% | 2,450 | 0.0% | 0.10% | +4.3% | |
| USB | Buy | US BANCORP DEL | $452,000 | +18.0% | 7,960 | +2.6% | 0.10% | +10.3% |
| NET | Sell | CLOUDFLARE INC | $453,000 | -11.0% | 6,443 | -3.8% | 0.10% | -17.2% |
| HPE | HEWLETT PACKARD ENTERPRISE C | $451,000 | +30.7% | 28,372 | 0.0% | 0.10% | +20.3% | |
| AXP | AMERICAN EXPRESS CO | $448,000 | +20.4% | 3,042 | 0.0% | 0.10% | +11.8% | |
| CLX | Buy | CLOROX CO DEL | $443,000 | +4.7% | 2,283 | +4.6% | 0.09% | -2.1% |
| KYN | KAYNE ANDERSON ENERGY INFRST | $439,000 | +24.7% | 61,200 | 0.0% | 0.09% | +16.2% | |
| DBX | DROPBOX INCcl a | $441,000 | +24.9% | 15,970 | 0.0% | 0.09% | +16.2% | |
| XENE | XENON PHARMACEUTICALS INC | $432,000 | +15.5% | 24,500 | 0.0% | 0.09% | +7.1% | |
| BAX | Buy | BAXTER INTL INC | $432,000 | +7.5% | 5,100 | +4.1% | 0.09% | -1.1% |
| TYL | TYLER TECHNOLOGIES INC | $425,000 | -2.7% | 1,000 | 0.0% | 0.09% | -9.1% | |
| KURA | KURA ONCOLOGY INC | $421,000 | -16.6% | 14,900 | 0.0% | 0.09% | -22.6% | |
| MPW | MEDICAL PPTYS TRUST INC | $421,000 | -2.3% | 19,800 | 0.0% | 0.09% | -9.2% | |
| DISH | Sell | DISH NETWORK CORPORATIONcl a | $411,000 | +16.4% | 10,900 | -0.0% | 0.09% | +8.8% |
| NBA | New | NEW BEGINNINGS ACQUISITION C | $407,000 | – | 39,600 | +100.0% | 0.09% | – |
| INCY | INCYTE CORP | $407,000 | -12.3% | 5,000 | 0.0% | 0.09% | -18.9% | |
| SCI | SERVICE CORP INTL | $408,000 | +3.8% | 8,000 | 0.0% | 0.09% | -3.4% | |
| LADR | LADDER CAP CORPcl a | $402,000 | +20.7% | 34,100 | 0.0% | 0.08% | +11.8% | |
| DOX | Sell | AMDOCS LTD | $401,000 | -28.8% | 5,500 | -31.2% | 0.08% | -33.6% |
| INSI | INSIGHT SELECT INCOME FD | $404,000 | -4.0% | 19,734 | 0.0% | 0.08% | -11.5% | |
| AVT | AVNET INC | $397,000 | +18.2% | 9,570 | 0.0% | 0.08% | +10.5% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $395,000 | +0.8% | 2,890 | 0.0% | 0.08% | -5.6% | |
| CL | COLGATE PALMOLIVE CO | $392,000 | -3.4% | 4,920 | 0.0% | 0.08% | -9.8% | |
| EW | EDWARDS LIFESCIENCES CORP | $388,000 | -6.3% | 4,620 | 0.0% | 0.08% | -12.8% | |
| GE | Sell | GENERAL ELECTRIC CO | $386,000 | +15.6% | 28,877 | -0.6% | 0.08% | +7.9% |
| VTN | INVESCO TR INVT GRADE NEW YO | $379,000 | +1.1% | 29,000 | 0.0% | 0.08% | -5.9% | |
| EFX | EQUIFAX INC | $380,000 | -6.2% | 2,100 | 0.0% | 0.08% | -13.0% | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $367,000 | +3.1% | 25,500 | 0.0% | 0.08% | -3.7% | |
| SWN | Sell | SOUTHWESTERN ENERGY CO | $367,000 | +30.6% | 79,008 | -16.2% | 0.08% | +21.9% |
| DXCM | DEXCOM INC | $369,000 | +1.7% | 1,000 | 0.0% | 0.08% | -6.0% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $354,000 | +4.4% | 2,108 | 0.0% | 0.08% | -2.6% | |
| CSCO | Sell | CISCO SYS INC | $351,000 | -94.8% | 6,775 | -95.5% | 0.07% | -95.2% |
| AAC | New | ARES ACQUISITION CORPORATION | $345,000 | – | 35,000 | +100.0% | 0.07% | – |
| TRGP | Sell | TARGA RES CORP | $344,000 | +8.9% | 10,840 | -9.4% | 0.07% | +1.4% |
| ROCCW | New | ROTH CH ACQUISITION II CO*w exp 09/16/202 | $344,000 | – | 271,150 | +100.0% | 0.07% | – |
| COP | New | CONOCOPHILLIPS | $342,000 | – | 6,458 | +100.0% | 0.07% | – |
| OSTR | New | OYSTER ENTERPRISES ACQ CORP | $338,000 | – | 35,000 | +100.0% | 0.07% | – |
| GEL | GENESIS ENERGY L Punit ltd partn | $334,000 | +49.8% | 35,700 | 0.0% | 0.07% | +39.2% | |
| ESPR | ESPERION THERAPEUTICS INC NE | $336,000 | +2.4% | 12,200 | 0.0% | 0.07% | -5.3% | |
| GLEO | GALILEO ACQUISITION CORP | $338,000 | -3.7% | 33,780 | 0.0% | 0.07% | -11.2% | |
| ETN | EATON CORP PLC | $332,000 | +15.3% | 2,400 | 0.0% | 0.07% | +6.1% | |
| XLC | SELECT SECTOR SPDR TR | $330,000 | +8.6% | 4,500 | 0.0% | 0.07% | +1.4% | |
| BAC | Sell | BK OF AMERICA CORP | $330,000 | +3.8% | 8,519 | -19.0% | 0.07% | -2.8% |
| CERN | CERNER CORP | $332,000 | -10.5% | 4,600 | 0.0% | 0.07% | -16.7% | |
| VBTX | New | VERITEX HLDGS INC | $327,000 | – | 10,000 | +100.0% | 0.07% | – |
| GM | New | GENERAL MTRS CO | $321,000 | – | 5,590 | +100.0% | 0.07% | – |
| NEE | NEXTERA ENERGY INC | $323,000 | -1.8% | 4,268 | 0.0% | 0.07% | -9.3% | |
| WING | New | WINGSTOP INC | $318,000 | – | 2,500 | +100.0% | 0.07% | – |
| LYFT | LYFT INC | $316,000 | +28.5% | 5,000 | 0.0% | 0.07% | +19.6% | |
| CAT | CATERPILLAR INC | $319,000 | +27.6% | 1,375 | 0.0% | 0.07% | +17.5% | |
| RDFI | Buy | COLLABORATIVE INVESTMNT SERrareview dynamic | $315,000 | +24.0% | 10,991 | +16.4% | 0.07% | +15.5% |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $312,000 | -4.9% | 4,000 | 0.0% | 0.07% | -12.0% | |
| PGRW | New | PROGRESS ACQUISITION CORP | $307,000 | – | 31,500 | +100.0% | 0.06% | – |
| CRNX | CRINETICS PHARMACEUTICALS IN | $306,000 | +16.3% | 18,600 | 0.0% | 0.06% | +8.3% | |
| NVAX | New | NOVAVAX INC | $308,000 | – | 1,700 | +100.0% | 0.06% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $308,000 | +21.7% | 1,787 | +12.5% | 0.06% | +12.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $301,000 | -90.2% | 146 | -91.7% | 0.06% | -90.8% |
| XPOA | New | DPCM CAP INC | $302,000 | – | 29,995 | +100.0% | 0.06% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $303,000 | +24.7% | 3,142 | +18.6% | 0.06% | +16.4% |
| CMI | CUMMINS INC | $301,000 | +14.0% | 1,161 | 0.0% | 0.06% | +6.7% | |
| XOP | SPDR SER TRs&p oilgas exp | $305,000 | +39.3% | 3,750 | 0.0% | 0.06% | +28.0% | |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $300,000 | -92.9% | 18,700 | -92.5% | 0.06% | -93.4% |
| L | LOEWS CORP | $292,000 | +13.2% | 5,494 | 0.0% | 0.06% | +5.1% | |
| MUSA | MURPHY USA INC | $288,000 | +17.6% | 2,000 | 0.0% | 0.06% | +8.9% | |
| GBT | GLOBAL BLOOD THERAPEUTICS IN | $285,000 | -13.6% | 6,750 | 0.0% | 0.06% | -20.0% | |
| SCM | Buy | STELLUS CAP INVT CORP | $286,000 | +17.2% | 22,509 | +0.4% | 0.06% | +7.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $285,000 | -32.8% | 720 | -36.4% | 0.06% | -38.1% |
| ADEX | New | ADIT EDTECH ACQUISITION CORP | $281,000 | – | 29,000 | +100.0% | 0.06% | – |
| TFFP | TFF PHARMACEUTICALS INC | $278,000 | -29.4% | 21,326 | 0.0% | 0.06% | -34.4% | |
| PSAC | New | PROPERTY SOLUTIONS ACQUISITI | $281,000 | – | 20,000 | +100.0% | 0.06% | – |
| CRKN | New | CROWN ELECTROKINETICS CORP | $275,000 | – | 63,758 | +100.0% | 0.06% | – |
| SCHW | SCHWAB CHARLES CORP | $268,000 | +12.6% | 4,000 | 0.0% | 0.06% | +5.6% | |
| NMFC | NEW MTN FIN CORP | $271,000 | +9.3% | 21,875 | 0.0% | 0.06% | +1.8% | |
| ELF | New | E L F BEAUTY INC | $268,000 | – | 10,000 | +100.0% | 0.06% | – |
| PFF | New | ISHARES TRpfd and incm sec | $269,000 | – | 7,000 | +100.0% | 0.06% | – |
| SGMA | Sell | SIGMATRON INTL INC | $259,000 | +0.4% | 48,314 | -12.3% | 0.06% | -6.8% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $251,000 | -2.0% | 5,550 | 0.0% | 0.05% | -8.6% | |
| HRL | New | HORMEL FOODS CORP | $251,000 | – | 5,250 | +100.0% | 0.05% | – |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $246,000 | +9.8% | 964 | 0.0% | 0.05% | +2.0% | |
| KINZ | New | KINS TECHNOLOGY GROUP INC | $247,000 | – | 25,000 | +100.0% | 0.05% | – |
| ZGNX | ZOGENIX INC | $240,000 | +1.7% | 12,420 | 0.0% | 0.05% | -5.6% | |
| TSCO | New | TRACTOR SUPPLY CO | $243,000 | – | 1,375 | +100.0% | 0.05% | – |
| WASH | WASHINGTON TR BANCORP | $242,000 | +15.2% | 4,685 | 0.0% | 0.05% | +6.2% | |
| MOTV | New | MOTIVE CAPITAL CORP | $239,000 | – | 24,000 | +100.0% | 0.05% | – |
| PGEN | Sell | PRECIGEN INC | $241,000 | -40.9% | 35,000 | -12.5% | 0.05% | -45.2% |
| AEP | New | AMERICAN ELEC PWR CO INC | $238,000 | – | 2,813 | +100.0% | 0.05% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $237,000 | – | 17,720 | +100.0% | 0.05% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $235,000 | – | 23,962 | +100.0% | 0.05% | – |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $222,000 | +1.4% | 16,270 | 0.0% | 0.05% | -6.0% | |
| DEO | DIAGEO PLCspon adr new | $218,000 | +3.8% | 1,325 | 0.0% | 0.05% | -4.2% | |
| CFR | New | CULLEN FROST BANKERS INC | $218,000 | – | 2,000 | +100.0% | 0.05% | – |
| VIRT | New | VIRTU FINL INCcl a | $219,000 | – | 7,050 | +100.0% | 0.05% | – |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $218,000 | +29.8% | 39,500 | 0.0% | 0.05% | +21.1% | |
| UYG | New | PROSHARES TRultra fncls new | $211,000 | – | 4,000 | +100.0% | 0.04% | – |
| LMRK | LANDMARK INFRASTRCTUR PARTR | $212,000 | +9.8% | 17,960 | 0.0% | 0.04% | +2.3% | |
| CADE | CADENCE BANCORPORATIONcl a | $207,000 | +26.2% | 10,000 | 0.0% | 0.04% | +18.9% | |
| VACQ | New | VECTOR ACQUISITION CORP | $201,000 | – | 17,000 | +100.0% | 0.04% | – |
| MPLX | New | MPLX LP | $203,000 | – | 7,823 | +100.0% | 0.04% | – |
| ASAX | New | ASTREA ACQUISITION CORP | $204,000 | – | 21,000 | +100.0% | 0.04% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $201,000 | – | 2,200 | +100.0% | 0.04% | – |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $204,000 | +25.9% | 14,150 | 0.0% | 0.04% | +16.2% | |
| AR | Sell | ANTERO RESOURCES CORP | $199,000 | -6.6% | 19,500 | -50.0% | 0.04% | -12.5% |
| CTT | CATCHMARK TIMBER TR INCcl a | $197,000 | +8.2% | 19,400 | 0.0% | 0.04% | +2.4% | |
| NYCB | NEW YORK CMNTY BANCORP INC | $196,000 | +19.5% | 15,500 | 0.0% | 0.04% | +10.8% | |
| SLCR | New | SILVER CREST ACQUISITION COR | $194,000 | – | 20,000 | +100.0% | 0.04% | – |
| RMM | RIVERNORTH MANAGED DUR MUN I | $195,000 | +3.2% | 10,300 | 0.0% | 0.04% | -4.7% | |
| AVO | MISSION PRODUCE INC | $190,000 | +25.8% | 10,000 | 0.0% | 0.04% | +17.6% | |
| IAU | New | ISHARES GOLD TRishares | $163,000 | – | 10,000 | +100.0% | 0.03% | – |
| BRMK | New | BROADMARK RLTY CAP INC | $157,000 | – | 15,000 | +100.0% | 0.03% | – |
| MCMJ | MERIDA MERGER CORP I | $149,000 | -6.3% | 15,000 | 0.0% | 0.03% | -11.1% | |
| NAN | NUVEEN NEW YORK QLT MUN INC | $152,000 | +2.0% | 10,600 | 0.0% | 0.03% | -5.9% | |
| Sell | APTOSE BIOSCIENCES INC | $144,000 | -96.6% | 25,415 | -97.3% | 0.03% | -96.9% | |
| OCA | New | OMNICHANNEL ACQUISITION CORP | $139,000 | – | 14,000 | +100.0% | 0.03% | – |
| BOWX | New | BOWX ACQUISITION CORPcl a | $128,000 | – | 10,242 | +100.0% | 0.03% | – |
| FINM | New | MARLIN TECHNOLOGY CORP | $121,000 | – | 12,495 | +100.0% | 0.03% | – |
| WTRH | Buy | WAITR HLDGS INC | $117,000 | +108.9% | 40,000 | +100.0% | 0.02% | +92.3% |
| LATN | Sell | UNION ACQUISITION CORP II | $102,000 | -20.9% | 10,188 | -18.5% | 0.02% | -24.1% |
| GIX | GIGCAPITAL2 INC | $100,000 | -9.1% | 10,000 | 0.0% | 0.02% | -16.0% | |
| VII | New | 7GC & CO HOLDINGS INC | $98,000 | – | 10,000 | +100.0% | 0.02% | – |
| ADER | New | 26 CAPITAL ACQUISITION CORP | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| JCIC | New | JACK CREEK INVESTMENT CORP | $98,000 | – | 10,000 | +100.0% | 0.02% | – |
| GTE | Sell | GRAN TIERRA ENERGY INC | $87,000 | +93.3% | 123,667 | -0.8% | 0.02% | +80.0% |
| RELI | New | RELIANCE GLOBAL GROUP INC | $65,000 | – | 15,000 | +100.0% | 0.01% | – |
| NOK | New | NOKIA CORPsponsored adr | $48,000 | – | 12,031 | +100.0% | 0.01% | – |
| NERV | MINERVA NEUROSCIENCES INC | $32,000 | 0.0% | 12,000 | 0.0% | 0.01% | 0.0% | |
| HNRG | Sell | HALLADOR ENERGY COMPANY | $25,000 | -35.9% | 13,165 | -50.0% | 0.01% | -44.4% |
| ESSCR | New | EAST STONE ACQUISITION CORPright 12/31/2026 | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| USWS | Exit | US WELL SERVICES INCcl a | $0 | – | -19,600 | -100.0% | -0.00% | – |
| RAVE | Exit | RAVE RESTAURANT GROUP INC | $0 | – | -10,300 | -100.0% | -0.00% | – |
| CIDM | Exit | CINEDIGM CORP | $0 | – | -11,800 | -100.0% | -0.00% | – |
| BHAT | Exit | BLUE HAT INTERACTIVE ENTMT T | $0 | – | -11,000 | -100.0% | -0.00% | – |
| ESSCW | Exit | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| SHIP | Exit | SEANERGY MARITIME HLDGS CORP | $0 | – | -20,400 | -100.0% | -0.00% | – |
| ATIF | Exit | ATIF HOLDINGS LIMITED | $0 | – | -14,200 | -100.0% | -0.00% | – |
| VTNR | Exit | VERTEX ENERGY INC | $0 | – | -15,100 | -100.0% | -0.00% | – |
| LATNW | Exit | UNION ACQUISITION CORP II*w exp 04/01/202 | $0 | – | -12,500 | -100.0% | -0.00% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEV INCcl a | $0 | – | -12,200 | -100.0% | -0.00% | – |
| MCMJW | Exit | MERIDA MERGER CORP I*w exp 11/07/202 | $0 | – | -15,000 | -100.0% | -0.01% | – |
| GNRSW | Exit | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $0 | – | -15,000 | -100.0% | -0.01% | – |
| GLEOWS | Exit | GALILEO ACQUISITION CORP*w exp 10/31/202 | $0 | – | -46,255 | -100.0% | -0.01% | – |
| NPAWW | Exit | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $0 | – | -12,225 | -100.0% | -0.01% | – |
| JIHWS | Exit | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $0 | – | -33,750 | -100.0% | -0.02% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| CIICW | Exit | CIIG MERGER CORP*w exp 12/31/202 | $0 | – | -12,500 | -100.0% | -0.02% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -15,000 | -100.0% | -0.03% | – |
| JWS | Exit | JAWS ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.03% | – |
| GNRS | Exit | GREENROSE ACQUISITION CORP | $0 | – | -15,000 | -100.0% | -0.04% | – |
| CLA | Exit | COLONNADE ACQUISITION CORP | $0 | – | -12,000 | -100.0% | -0.04% | – |
| BYM | Exit | BLACKROCK MUN INCOME QUALITY | $0 | – | -11,000 | -100.0% | -0.04% | – |
| IPV | Exit | INTERPRIVATE ACQUISITION COR | $0 | – | -10,000 | -100.0% | -0.04% | – |
| THBR | Exit | THUNDER BRDG ACQUISTION II L | $0 | – | -14,500 | -100.0% | -0.04% | – |
| BOND | Exit | PIMCO ETF TRactive bd etf | $0 | – | -1,800 | -100.0% | -0.05% | – |
| PUMP | Exit | PROPETRO HLDG CORP | $0 | – | -30,000 | -100.0% | -0.05% | – |
| MMM | Exit | 3M CO | $0 | – | -1,319 | -100.0% | -0.05% | – |
| FLEX | Exit | FLEX LTDord | $0 | – | -13,400 | -100.0% | -0.06% | – |
| SILK | Exit | SILK RD MED INC | $0 | – | -4,000 | -100.0% | -0.06% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -29,220 | -100.0% | -0.06% | – |
| BLUE | Exit | BLUEBIRD BIO INC | $0 | – | -6,400 | -100.0% | -0.07% | – |
| JMIA | Exit | JUMIA TECHNOLOGIES AGsponsored ads | $0 | – | -8,000 | -100.0% | -0.07% | – |
| NPA | Exit | NEW PROVIDENCE ACQUISITION | $0 | – | -24,450 | -100.0% | -0.07% | – |
| QSWS | Exit | QUANTUMSCAPE CORP*w exp 11/25/202 | $0 | – | -9,694 | -100.0% | -0.08% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -25,730 | -100.0% | -0.08% | – |
| CXO | Exit | CONCHO RES INC | $0 | – | -6,656 | -100.0% | -0.09% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -1,155 | -100.0% | -0.09% | – |
| YINN | Exit | DIREXION SHS ETF TRdl ftse bll 3x | $0 | – | -25,000 | -100.0% | -0.12% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -2,082 | -100.0% | -0.12% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INC | $0 | – | -22,400 | -100.0% | -0.12% | – |
| OPEN | Exit | OPENDOOR TECHNOLOGIES INC | $0 | – | -22,000 | -100.0% | -0.13% | – |
| NTES | Exit | NETEASE INCsponsored ads | $0 | – | -5,925 | -100.0% | -0.14% | – |
| CRTO | Exit | CRITEO S Aspons ads | $0 | – | -32,500 | -100.0% | -0.15% | – |
| CIIC | Exit | CIIG MERGER CORP | $0 | – | -25,650 | -100.0% | -0.16% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -148,490 | -100.0% | -0.16% | – |
| BGNE | Exit | BEIGENE LTDsponsored adr | $0 | – | -2,700 | -100.0% | -0.19% | – |
| QS | Exit | QUANTUMSCAPE CORP | $0 | – | -15,890 | -100.0% | -0.20% | – |
| CEMI | Exit | CHEMBIO DIAGNOSTICS INC | $0 | – | -183,584 | -100.0% | -0.22% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -4,200 | -100.0% | -0.23% | – |
| CHL | Exit | CHINA MOBILE LIMITEDsponsored adr | $0 | – | -50,205 | -100.0% | -0.33% | – |
| DT | Exit | DYNATRACE INC | $0 | – | -65,078 | -100.0% | -0.65% | – |
| ESGC | Exit | EROS STX GLOBAL CORPORATION | $0 | – | -1,565,178 | -100.0% | -0.65% | – |
| SNOW | Exit | SNOWFLAKE INCcl a | $0 | – | -9,606 | -100.0% | -0.65% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -14,945 | -100.0% | -0.79% | – |
| ROCCU | Exit | ROTH CH ACQUISITION II COunit 12/11/2025 | $0 | – | -566,000 | -100.0% | -1.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2021-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.