$1.14 Million is the total value of ZAZOVE ASSOCIATES LLC's 154 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 33.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | AKAMAI TECHnote 0.375% 9/0 | $71,599,000 | +1.9% | 65,375,000 | +7.9% | 6.26% | -0.7% | |
| Sell | LIBERTY MEDIAnote 1.375%10/1 | $62,757,000 | -0.5% | 45,993,000 | -1.9% | 5.49% | -3.0% | |
| Sell | KAMAN CORPORATIONnote 3.250% 5/0 | $60,881,000 | -14.6% | 59,834,000 | -10.9% | 5.32% | -16.8% | |
| Sell | PIONEER NATURAL RESOURCESnote 0.250% 5/1 | $60,142,000 | -0.2% | 37,205,000 | -1.3% | 5.26% | -2.8% | |
| Buy | JAZZ INVESTMENTS Inote 2.000% 6/1 | $43,047,000 | +24.7% | 37,190,000 | +44.0% | 3.76% | +21.6% | |
| Buy | INTERDIGITAL, INCnote 2.000% 6/0 | $35,824,000 | -0.9% | 33,056,000 | +1.6% | 3.13% | -3.4% | |
| Buy | CNX RESOURCESnote 2.250% 5/0 | $34,435,000 | +168.9% | 27,548,000 | +179.4% | 3.01% | +162.1% | |
| Buy | ILLUMINA INCnote 8/1 | $34,379,000 | +103.9% | 29,290,000 | +120.4% | 3.01% | +98.7% | |
| Sell | SMART GLOBAL HOLDINGSnote 2.250% 2/1 | $33,160,000 | -12.8% | 25,240,000 | -8.5% | 2.90% | -15.1% | |
| Sell | PEBBLEBROOK HOTEL TRUSTnote 1.750%12/1 | $27,075,000 | -3.0% | 24,170,000 | -1.5% | 2.37% | -5.5% | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $27,017,000 | +219.4% | 24,340,000 | +231.6% | 2.36% | +211.2% | |
| Sell | LUMENTUM HOLDINGSnote 0.500%12/1 | $26,104,000 | +1.2% | 23,747,000 | -0.3% | 2.28% | -1.4% | |
| New | SEA LIMITEDnote 0.250% 9/1 | $24,977,000 | – | 24,650,000 | +100.0% | 2.18% | – | |
| Sell | AIR TRANSPORT SERVICES GROUPnote 1.125%10/1 | $24,751,000 | +2.9% | 22,971,000 | -2.5% | 2.16% | +0.3% | |
| New | PARSONSnote 0.250% 8/1 | $21,734,000 | – | 21,610,000 | +100.0% | 1.90% | – | |
| Sell | SPLUNKnote 1.125% 6/1 | $20,623,000 | +1.9% | 20,665,000 | -0.2% | 1.80% | -0.7% | |
| REVANCE THERAPEUTICSnote 1.750% 2/1 | $18,336,000 | -1.2% | 15,910,000 | 0.0% | 1.60% | -3.7% | ||
| Sell | PINDUODUOnote 12/0 | $16,788,000 | -12.3% | 18,055,000 | -3.0% | 1.47% | -14.6% | |
| UONEK | Buy | URBAN ONEcl d non vtg | $16,439,000 | +36.3% | 2,413,966 | +0.5% | 1.44% | +32.8% |
| New | MIDDLEBYnote 1.000% 9/0 | $16,430,000 | – | 11,495,000 | +100.0% | 1.44% | – | |
| Buy | COUPA SOFTWAREnote 0.375% 6/1 | $16,147,000 | +34.6% | 14,850,000 | +43.5% | 1.41% | +31.2% | |
| HC2 HOLDINGSnote 7.500% 8/0 | $15,177,000 | +5.0% | 12,363,000 | 0.0% | 1.33% | +2.4% | ||
| New | ZYNGAnote 0.250% 6/0 | $15,167,000 | – | 13,275,000 | +100.0% | 1.33% | – | |
| WINNEBAGO INDUSTRIESnote 1.500% 4/0 | $14,981,000 | +3.4% | 11,264,000 | 0.0% | 1.31% | +0.8% | ||
| Buy | NRG ENERGY, INCdbcv 2.750% 6/0 | $14,571,000 | +5.2% | 12,390,000 | +4.2% | 1.27% | +2.6% | |
| New | PETIQ INCnote 4.000% 6/0 | $14,224,000 | – | 11,903,000 | +100.0% | 1.24% | – | |
| FLEXION THERAPEUTICSnote 3.375% 5/0 | $14,022,000 | -1.5% | 15,688,000 | 0.0% | 1.23% | -4.0% | ||
| Sell | MESA LABORATORIESnote 1.375% 8/1 | $13,596,000 | +4.3% | 11,112,000 | -1.7% | 1.19% | +1.7% | |
| Buy | SSR MININGnote 2.500% 4/0 | $13,237,000 | +456.2% | 11,573,000 | +478.6% | 1.16% | +443.2% | |
| CMLS | Buy | CUMULUS MEDIA INC | $12,596,000 | -15.8% | 1,022,793 | +0.3% | 1.10% | -18.0% |
| New | RINGCENTRALnote 3/1 | $12,535,000 | – | 13,380,000 | +100.0% | 1.10% | – | |
| SIXTH STREET SPECIALTY LENDINGnote 4.500% 8/0 | $11,382,000 | +0.5% | 9,595,000 | 0.0% | 1.00% | -2.1% | ||
| Buy | SUMMIT HOTEL PROPERTIESnote 1.500% 2/1 | $10,920,000 | +11.9% | 10,300,000 | +9.1% | 0.96% | +9.0% | |
| New | 1LIFE HEALTHCAREnote 3.000% 6/1 | $10,689,000 | – | 11,200,000 | +100.0% | 0.94% | – | |
| Sell | WESTERN DIGITAL CORPnote 1.500% 2/0 | $10,549,000 | -56.4% | 10,425,000 | -53.9% | 0.92% | -57.5% | |
| Sell | HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1 | $10,265,000 | -18.5% | 9,829,000 | -3.4% | 0.90% | -20.5% | |
| AKAMAI TECHnote 0.125% 5/0 | $10,095,000 | -7.3% | 8,310,000 | 0.0% | 0.88% | -9.6% | ||
| Sell | CYBERARK SOFTWAREnote 11/1 | $10,032,000 | +6.2% | 8,439,000 | -3.1% | 0.88% | +3.5% | |
| New | SOLAREDGE TECHNOLOGIESnote 9/1 | $9,267,000 | – | 7,500,000 | +100.0% | 0.81% | – | |
| BHR | Buy | BRAEMAR HOTELS & RESORTS | $8,391,000 | -20.8% | 1,730,181 | +1.4% | 0.73% | -22.7% |
| New | ARES CAPITAL CORPORATIONnote 3.750% 2/0 | $8,351,000 | – | 7,750,000 | +100.0% | 0.73% | – | |
| OKTAnote 0.375% 6/1 | $8,047,000 | -1.6% | 6,556,000 | 0.0% | 0.70% | -4.0% | ||
| Sell | INSMEDnote 0.750% 6/0 | $7,802,000 | -3.8% | 7,105,000 | -3.0% | 0.68% | -6.3% | |
| BKEP | Buy | BLUEKNIGHT ENERGY PARTNERS | $7,328,000 | -16.6% | 2,402,670 | +3.3% | 0.64% | -18.8% |
| Buy | PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $7,263,000 | +11.1% | 6,580,000 | +11.7% | 0.64% | +8.4% | |
| HOPE BANCORPnote 2.000% 5/1 | $6,322,000 | +0.3% | 6,386,000 | 0.0% | 0.55% | -2.3% | ||
| CCO | CLEAR CHANNEL HOLDINGS, INC | $6,035,000 | +2.7% | 2,227,044 | 0.0% | 0.53% | +0.2% | |
| Sell | NEOGENOMICSnote 0.250% 1/1 | $5,997,000 | +1.0% | 5,915,000 | -2.7% | 0.52% | -1.5% | |
| OXYWS | OCCIDENTAL PETROLEUM*w exp 08/03/202 | $5,898,000 | -14.8% | 500,000 | 0.0% | 0.52% | -16.9% | |
| New | ARES CAPITAL CORPnote 4.625% 3/0 | $5,729,000 | – | 5,161,000 | +100.0% | 0.50% | – | |
| Sell | VAREX IMAGINGnote 4.000% 6/0 | $4,990,000 | -41.3% | 3,236,000 | -43.6% | 0.44% | -42.9% | |
| Sell | TEEKAYnote 5.000% 1/1 | $4,811,000 | -10.3% | 4,860,000 | -10.8% | 0.42% | -12.5% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS, INCnote 1.875% 6/0 | $4,757,000 | -58.8% | 3,279,000 | -63.7% | 0.42% | -59.8% | |
| SOUTHWEST AIRLINESnote 1.250% 5/0 | $4,646,000 | -1.5% | 3,110,000 | 0.0% | 0.41% | -4.0% | ||
| Buy | RINGCENTRALnote 3/0 | $4,420,000 | -0.9% | 4,462,000 | +10.5% | 0.39% | -3.5% | |
| RVNC | Buy | REVANCE THERAPEUTICS | $3,912,000 | +152.7% | 140,430 | +168.8% | 0.34% | +146.0% |
| New | STRIDEnote 1.125% 9/0 | $3,760,000 | – | 3,775,000 | +100.0% | 0.33% | – | |
| Buy | CHEESECAKE FACTORYnote 0.375% 6/1 | $3,768,000 | +197.9% | 3,950,000 | +208.6% | 0.33% | +191.2% | |
| SKINW | New | BEAUTY HEALTH*w exp 05/04/202 | $3,731,000 | – | 258,380 | +100.0% | 0.33% | – |
| KYN | KAYNE ANDERSON MLP INVESTMENT COMPANY | $3,465,000 | -10.0% | 433,088 | 0.0% | 0.30% | -12.2% | |
| PALO ALTO NETWORKSnote 0.375% 6/0 | $3,314,000 | +21.8% | 2,000,000 | 0.0% | 0.29% | +18.9% | ||
| SPLUNKnote 0.500% 9/1 | $2,979,000 | +0.2% | 2,550,000 | 0.0% | 0.26% | -2.6% | ||
| LSEA | LANDSEA HOMES | $2,761,000 | +3.5% | 318,796 | 0.0% | 0.24% | +0.8% | |
| Sell | PALO ALTO NETWORKSnote 0.750% 7/0 | $2,725,000 | -83.7% | 1,500,000 | -86.9% | 0.24% | -84.1% | |
| New | PAGERDUTYnote 1.250% 7/0 | $2,551,000 | – | 2,000,000 | +100.0% | 0.22% | – | |
| USAC | USA COMPRESSION PARTNERS | $2,514,000 | +0.6% | 151,715 | 0.0% | 0.22% | -1.8% | |
| NATIONAL VISION HOLDINGSnote 2.500% 5/1 | $2,404,000 | +8.9% | 1,250,000 | 0.0% | 0.21% | +6.1% | ||
| SPIRIT AIRLINESnote 1.000% 5/1 | $2,406,000 | -1.2% | 2,545,000 | 0.0% | 0.21% | -3.7% | ||
| AM | ANTERO MIDSTREAM | $2,344,000 | +0.3% | 225,000 | 0.0% | 0.20% | -2.4% | |
| FLXN | Buy | FLEXION THERAPEUTICS | $2,248,000 | -5.8% | 368,456 | +27.1% | 0.20% | -7.9% |
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $2,148,000 | -3.8% | 295,073 | 0.0% | 0.19% | -6.0% | |
| PFIX | SIMPLIFY INTEREST RATE HEDGEsimplify interst | $2,130,000 | -1.8% | 52,380 | 0.0% | 0.19% | -4.6% | |
| ALITWS | New | ALIGHT*w exp 05/26/202 | $2,130,000 | – | 690,340 | +100.0% | 0.19% | – |
| Buy | MERITORnote 3.250%10/1 | $2,121,000 | +32.0% | 2,000,000 | +33.3% | 0.18% | +28.5% | |
| Buy | VISHAY INTERTECHNOLOGY, INC.note 2.250% 6/1 | $2,062,000 | +29.4% | 2,000,000 | +33.3% | 0.18% | +25.9% | |
| Buy | LIBERTY LATIN AMERICAnote 2.000% 7/1 | $2,035,000 | +151.9% | 2,000,000 | +150.0% | 0.18% | +147.2% | |
| NEVRO CORPnote 2.750% 4/0 | $2,026,000 | -22.3% | 1,500,000 | 0.0% | 0.18% | -24.4% | ||
| Sell | KBRnote 2.500%11/0 | $2,010,000 | -70.0% | 1,250,000 | -70.8% | 0.18% | -70.7% | |
| DIGITALBRIDGE GROUPnote 5.000% 4/1 | $1,909,000 | -0.5% | 1,853,000 | 0.0% | 0.17% | -2.9% | ||
| JQC | New | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,910,000 | – | 291,105 | +100.0% | 0.17% | – |
| Sell | BAOZUNnote 1.625% 5/0 | $1,852,000 | -40.9% | 2,000,000 | -35.5% | 0.16% | -42.3% | |
| GDL | New | GDL FUND | $1,826,000 | – | 203,318 | +100.0% | 0.16% | – |
| NYCBPRU | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $1,818,000 | +3.1% | 34,230 | 0.0% | 0.16% | +0.6% | |
| HARMONIC INCdbcv 2.000% 9/0 | $1,824,000 | +2.0% | 1,500,000 | 0.0% | 0.16% | -0.6% | ||
| EVENTBRITEnote 5.000%12/0 | $1,736,000 | -1.1% | 1,000,000 | 0.0% | 0.15% | -3.8% | ||
| TWNKW | Sell | HOSTESS BRANDS*w exp 11/04/202 | $1,730,000 | -47.4% | 578,546 | -57.5% | 0.15% | -48.8% |
| NUVASIVE, INCnote 0.375% 3/1 | $1,660,000 | -2.2% | 1,710,000 | 0.0% | 0.14% | -4.6% | ||
| INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1 | $1,658,000 | +0.2% | 1,500,000 | 0.0% | 0.14% | -2.0% | ||
| Sell | SHOPIFYnote 0.125%11/0 | $1,642,000 | -56.9% | 1,340,000 | -54.1% | 0.14% | -57.9% | |
| New | PACIRA BIOSCIENCESnote 0.750% 8/0 | $1,622,000 | – | 1,500,000 | +100.0% | 0.14% | – | |
| Sell | SPLUNKnote 1.125% 9/1 | $1,580,000 | -27.8% | 1,290,000 | -27.9% | 0.14% | -29.6% | |
| MARRIOTT VACATIONS WORLDWIDE CORPnote 1.500% 9/1 | $1,561,000 | -1.0% | 1,319,000 | 0.0% | 0.14% | -3.5% | ||
| NIMC | NISOURCEunit 12/01/2023 | $1,513,000 | +1.1% | 14,560 | 0.0% | 0.13% | -1.5% | |
| UGIC | UGIunit 99/99/9999 | $1,496,000 | -6.3% | 15,000 | 0.0% | 0.13% | -8.4% | |
| CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1 | $1,473,000 | +1.1% | 1,575,000 | 0.0% | 0.13% | -1.5% | ||
| AQNU | ALGONQUIN POWER AND UTILITIESunit 99/99/9999 | $1,347,000 | -1.8% | 27,700 | 0.0% | 0.12% | -4.1% | |
| KNOWLES CORPnote 3.250%11/0 | $1,291,000 | -7.0% | 1,250,000 | 0.0% | 0.11% | -9.6% | ||
| OIL STATES INTERNATIONAL INC.note 1.500% 2/1 | $1,266,000 | -0.5% | 1,350,000 | 0.0% | 0.11% | -2.6% | ||
| EOSEW | EOS ENERGY ENTERPRISES*w exp 05/06/202 | $1,262,000 | -30.5% | 253,067 | 0.0% | 0.11% | -32.5% | |
| SHIP FINANCE INTERNATIONALnote 4.875% 5/0 | $1,235,000 | +1.6% | 1,225,000 | 0.0% | 0.11% | -0.9% | ||
| AUSWS | Buy | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $1,216,000 | +42.7% | 726,072 | +49.1% | 0.11% | +39.5% |
| ECOLW | US ECOLOGY*w exp 10/17/202 | $1,203,000 | -20.2% | 217,965 | 0.0% | 0.10% | -22.2% | |
| Sell | THERAVANCE BIOPHARMAnote 3.250%11/0 | $1,163,000 | -61.6% | 1,250,000 | -60.7% | 0.10% | -62.5% | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.note 5.375%10/1 | $1,172,000 | -0.3% | 1,150,000 | 0.0% | 0.10% | -2.9% | ||
| NABORS INDUSTRIES INCnote 0.750% 1/1 | $1,119,000 | +20.2% | 1,250,000 | 0.0% | 0.10% | +16.7% | ||
| New | FIRST MAJESTIC SILVERnote 1.875% 3/0 | $1,101,000 | – | 846,000 | +100.0% | 0.10% | – | |
| TRIP.COM GROUPdebt 1.500% 7/0 | $1,092,000 | -10.0% | 850,000 | 0.0% | 0.10% | -12.8% | ||
| OMEROSnote 5.250% 2/1 | $1,074,000 | -3.8% | 1,000,000 | 0.0% | 0.09% | -6.0% | ||
| New | TRANSOCEAN INCdeb 0.500% 1/3 | $1,059,000 | – | 1,250,000 | +100.0% | 0.09% | – | |
| Sell | SILICON LABORATORIESnote 0.625% 6/1 | $1,018,000 | -94.4% | 790,000 | -93.9% | 0.09% | -94.5% | |
| BOOKING HOLDINGSnote 0.750% 5/0 | $1,012,000 | +5.6% | 678,000 | 0.0% | 0.09% | +2.3% | ||
| TEAMnote 5.000% 8/0 | $1,009,000 | +0.1% | 1,046,000 | 0.0% | 0.09% | -2.2% | ||
| SMM | SALIENT MIDSTREAM & MLP FUNDsh ben int | $995,000 | +6.5% | 156,650 | 0.0% | 0.09% | +3.6% | |
| DISH NETWORKnote 2.375% 3/1 | $978,000 | +0.5% | 1,000,000 | 0.0% | 0.09% | -1.1% | ||
| LIBERTY INTERACTIVE LLCdeb 3.750% 2/1 | $987,000 | +2.6% | 1,266,000 | 0.0% | 0.09% | 0.0% | ||
| New | IRONNET*w exp 08/26/202 | $927,000 | – | 203,574 | +100.0% | 0.08% | – | |
| INTERCEPT PHARMACEUTICALSnote 3.250% 7/0 | $907,000 | +0.1% | 1,000,000 | 0.0% | 0.08% | -2.5% | ||
| SOFIW | Buy | SOFI TECHNOLOGIES*w exp 05/28/202 | $874,000 | +264.2% | 140,000 | +400.5% | 0.08% | +245.5% |
| Sell | JOYY INCnote 0.750% 6/1 | $809,000 | -41.2% | 860,000 | -36.8% | 0.07% | -42.7% | |
| HELIX ENERGY SOLUTIONS GROUPnote 4.250% 5/0 | $750,000 | +0.3% | 750,000 | 0.0% | 0.07% | -1.5% | ||
| PSFEWS | PAYSAFE*w exp 03/30/202 | $750,000 | -48.7% | 404,123 | 0.0% | 0.07% | -49.6% | |
| LSEAW | LANDSEA HOMES*w exp 01/07/202 | $714,000 | -17.7% | 2,916,304 | 0.0% | 0.06% | -20.5% | |
| TBPH | New | THERAVANCE BIOPHARMA | $678,000 | – | 91,669 | +100.0% | 0.06% | – |
| FOAWS | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $650,000 | -51.9% | 1,012,171 | 0.0% | 0.06% | -52.9% | |
| CANOWS | CANO HEALTH*w exp 06/03/202 | $536,000 | +10.1% | 129,450 | 0.0% | 0.05% | +6.8% | |
| MFA FINANCIALnote 6.250% 6/1 | $532,000 | +1.1% | 518,000 | 0.0% | 0.05% | 0.0% | ||
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | $511,000 | +0.8% | 38,276 | 0.0% | 0.04% | 0.0% | |
| BFLYWS | Buy | BUTTERFLY NETWORK*w exp 02/12/202 | $487,000 | +98.8% | 174,427 | +247.4% | 0.04% | +95.5% |
| SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $492,000 | -0.4% | 500,000 | 0.0% | 0.04% | -2.3% | ||
| JRO | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | $462,000 | +2.4% | 46,255 | 0.0% | 0.04% | 0.0% | |
| CURIW | Buy | CURIOSITYSTREAM*w exp 10/14/202 | $444,000 | -34.0% | 150,157 | +1.9% | 0.04% | -35.0% |
| FREYWS | New | FREYR BATTERY*w exp 10/31/202 | $388,000 | – | 139,700 | +100.0% | 0.03% | – |
| MAPSW | New | WM TECHNOLOGY*w exp 06/16/202 | $346,000 | – | 72,524 | +100.0% | 0.03% | – |
| EPD | ENTERPRISE PRODUCTS PARTNERS, L.P. | $318,000 | -10.4% | 14,710 | 0.0% | 0.03% | -12.5% | |
| CONMED CORPnote 2.625% 2/0 | $310,000 | -4.0% | 200,000 | 0.0% | 0.03% | -6.9% | ||
| New | WIX.COMnote 8/1 | $290,000 | – | 300,000 | +100.0% | 0.02% | – | |
| WSC | WILLSCOT MOBILE MINI HOLDINGS | $269,000 | +14.0% | 8,470 | 0.0% | 0.02% | +14.3% | |
| AFT | APOLLO SENIOR FLOATING RATE | $229,000 | 0.0% | 14,507 | 0.0% | 0.02% | -4.8% | |
| GEL | GENESIS ENERGY L.P.unit ltd partn | $204,000 | -14.3% | 20,500 | 0.0% | 0.02% | -14.3% | |
| WFRD | WEATHERFORD INT'L | $187,000 | +8.1% | 9,512 | 0.0% | 0.02% | 0.0% | |
| New | THE METALS COMPANY*w exp 09/09/202 | $181,000 | – | 187,526 | +100.0% | 0.02% | – | |
| New | JASPER THERAPEUTICS*w exp 12/01/202 | $178,000 | – | 124,993 | +100.0% | 0.02% | – | |
| Sell | JAZZ INVESTMENTS Inote 1.500% 8/1 | $122,000 | -98.3% | 120,000 | -98.1% | 0.01% | -98.3% | |
| DSKEW | Sell | DASEKE*w exp 02/27/202 | $128,000 | +75.3% | 621,375 | -1.1% | 0.01% | +57.1% |
| FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $89,000 | -3.3% | 92,399 | 0.0% | 0.01% | 0.0% | ||
| HLX | New | HELIX ENERGY SOLUTIONS GROUP | $78,000 | – | 20,000 | +100.0% | 0.01% | – |
| PHD | PIONEER FLOATING RATE TRUST | $75,000 | -3.8% | 6,511 | 0.0% | 0.01% | 0.0% | |
| JSD | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $45,000 | 0.0% | 3,007 | 0.0% | 0.00% | 0.0% | |
| LEVWS | LION ELECTRIC*w exp 05/06/202 | $12,000 | -47.8% | 3,405 | 0.0% | 0.00% | -50.0% | |
| MUDSW | MUDRICK CAPITAL ACQUISITION*w exp 09/10/202 | $13,000 | -85.9% | 21,800 | 0.0% | 0.00% | -87.5% | |
| PSTHWS | PERSHING SQUARE TONTINE*w exp 07/24/202 | $8,000 | -80.5% | 6,600 | 0.0% | 0.00% | -75.0% | |
| JFR | NUVEEN FLOATING RATE INCOME FUND | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| PCTTW | Sell | PURECYCLE TECHNOLOGIES*w exp 03/17/202 | $2,000 | -99.9% | 300 | -99.8% | 0.00% | -100.0% |
| SKILWS | SKILLSOFT*w exp 06/11/202 | $4,000 | +33.3% | 1,500 | 0.0% | 0.00% | – | |
| Exit | DEXCOM INCnote 0.250%11/1 | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| EVG | Exit | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $0 | – | -4,000 | -100.0% | -0.01% | – |
| RUN | Exit | SUNRUN | $0 | – | -3,392 | -100.0% | -0.02% | – |
| EVF | Exit | EATON VANCE SENIOR INCOME TRUSTsh ben int | $0 | – | -27,689 | -100.0% | -0.02% | – |
| Exit | INSMEDnote 1.750% 1/1 | $0 | – | -330,000 | -100.0% | -0.03% | – | |
| UBER | Exit | UBER TECHNOLOGIES | $0 | – | -6,804 | -100.0% | -0.03% | – |
| Exit | PDC ENERGY INCnote 1.125% 9/1 | $0 | – | -777,000 | -100.0% | -0.07% | – | |
| Exit | TWITTERnote 1.000% 9/1 | $0 | – | -1,000,000 | -100.0% | -0.09% | – | |
| CCIVWS | Exit | CHURCHILL CAPITAL CORP IV*w exp 08/04/202 | $0 | – | -77,500 | -100.0% | -0.11% | – |
| WPFWS | Exit | FOLEY TRASIMENE ACQUISITION*w exp 05/26/202 | $0 | – | -690,340 | -100.0% | -0.13% | – |
| CURO | Exit | CURO GROUP | $0 | – | -84,537 | -100.0% | -0.13% | – |
| Exit | ATLANTICUS HOLDINGSnote 5.875%11/3 | $0 | – | -887,000 | -100.0% | -0.13% | – | |
| Exit | PROOFPOINTnote 0.250% 8/1 | $0 | – | -1,500,000 | -100.0% | -0.17% | – | |
| JQC | Exit | NUVEEN CREDIT STRATEGIES INCOME FUND | $0 | – | -291,105 | -100.0% | -0.18% | – |
| EVV | Exit | EATON VANCE LIMITED DURATION INCOME FUND | $0 | – | -217,221 | -100.0% | -0.26% | – |
| Exit | ISTAR INCnote 3.125% 9/1 | $0 | – | -1,950,000 | -100.0% | -0.26% | – | |
| CLOVW | Exit | CLOVER HEALTH INVESTMENTS*w exp 04/21/202 | $0 | – | -641,635 | -100.0% | -0.29% | – |
| SKLZ | Exit | SKILLZ | $0 | – | -150,003 | -100.0% | -0.29% | – |
| STEMWS | Exit | STEM*w exp 08/11/202 | $0 | – | -150,064 | -100.0% | -0.32% | – |
| Exit | LENDINGTREEnote 0.625% 6/0 | $0 | – | -3,500,000 | -100.0% | -0.38% | – | |
| Exit | GREENBRIER COMPANIESnote 2.875% 2/0 | $0 | – | -3,950,000 | -100.0% | -0.38% | – | |
| Exit | CSG SYSTEMS INTERNATIONAL, INCnote 4.250% 3/1 | $0 | – | -6,297,000 | -100.0% | -0.58% | – | |
| Exit | BURLINGTON STORESnote 2.250% 4/1 | $0 | – | -8,420,000 | -100.0% | -1.20% | – | |
| Exit | BOOKING HOLDINGSnote 0.900% 9/1 | $0 | – | -62,223,000 | -100.0% | -6.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.