$1.12 Million is the total value of ZAZOVE ASSOCIATES LLC's 151 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 56.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | KAMAN CORPORATIONnote 3.250% 5/0 | $71,283,000 | -0.3% | 67,134,000 | +1.9% | 6.39% | -24.2% | |
| Buy | AKAMAI TECHnote 0.375% 9/0 | $70,292,000 | +10.0% | 60,565,000 | +3.2% | 6.31% | -16.4% | |
| Buy | BOOKING HOLDINGSnote 0.900% 9/1 | $67,885,000 | +1.6% | 62,223,000 | +9.9% | 6.09% | -22.7% | |
| Sell | LIBERTY MEDIA (LSXMA)note 1.375%10/1 | $63,048,000 | +3.6% | 46,893,000 | -1.3% | 5.66% | -21.2% | |
| New | PIONEER NATURAL RESOURCESnote 0.250% 5/1 | $60,290,000 | – | 37,705,000 | +100.0% | 5.41% | – | |
| Sell | SMART GLOBAL HOLDINGSnote 2.250% 2/1 | $38,044,000 | +4.4% | 27,580,000 | -0.2% | 3.41% | -20.6% | |
| Buy | INTERDIGITAL, INCnote 2.000% 6/0 | $36,146,000 | +6.0% | 32,526,000 | +2.0% | 3.24% | -19.4% | |
| New | JAZZ INVESTMENTS Inote 2.000% 6/1 | $34,517,000 | – | 25,830,000 | +100.0% | 3.10% | – | |
| Sell | PEBBLEBROOK HOTEL TRUSTnote 1.750%12/1 | $27,920,000 | -7.8% | 24,540,000 | -4.6% | 2.50% | -29.9% | |
| Buy | LUMENTUM HOLDINGSnote 0.500%12/1 | $25,801,000 | -2.1% | 23,807,000 | +5.3% | 2.31% | -25.6% | |
| New | WESTERN DIGITAL CORPnote 1.500% 2/0 | $24,196,000 | – | 22,600,000 | +100.0% | 2.17% | – | |
| Buy | AIR TRANSPORT SERVICES GROUPnote 1.125%10/1 | $24,057,000 | -6.6% | 23,571,000 | +3.0% | 2.16% | -29.0% | |
| New | SPLUNKnote 1.125% 6/1 | $20,235,000 | – | 20,715,000 | +100.0% | 1.82% | – | |
| Buy | PINDUODUOnote 12/0 | $19,152,000 | +4.4% | 18,605,000 | +7.0% | 1.72% | -20.6% | |
| Buy | REVANCE THERAPEUTICSnote 1.750% 2/1 | $18,551,000 | +5.7% | 15,910,000 | +1.7% | 1.66% | -19.7% | |
| New | SILICON LABORATORIESnote 0.625% 6/1 | $18,087,000 | – | 13,000,000 | +100.0% | 1.62% | – | |
| ILLUMINA INCnote 8/1 | $16,862,000 | +6.7% | 13,290,000 | 0.0% | 1.51% | -18.9% | ||
| Sell | PALO ALTO NETWORKSnote 0.750% 7/0 | $16,688,000 | +7.2% | 11,435,000 | -3.0% | 1.50% | -18.5% | |
| CMLS | Sell | CUMULUS MEDIA INC | $14,963,000 | +56.5% | 1,019,252 | -2.9% | 1.34% | +19.0% |
| New | WINNEBAGO INDUSTRIESnote 1.500% 4/0 | $14,495,000 | – | 11,264,000 | +100.0% | 1.30% | – | |
| HC2 HOLDINGSnote 7.500% 8/0 | $14,450,000 | +0.0% | 12,363,000 | 0.0% | 1.30% | -24.0% | ||
| Sell | FLEXION THERAPEUTICSnote 3.375% 5/0 | $14,237,000 | -12.6% | 15,688,000 | -12.5% | 1.28% | -33.6% | |
| Buy | NRG ENERGY, INCdbcv 2.750% 6/0 | $13,846,000 | +9.6% | 11,890,000 | +9.3% | 1.24% | -16.6% | |
| New | BURLINGTON STORESnote 2.250% 4/1 | $13,414,000 | – | 8,420,000 | +100.0% | 1.20% | – | |
| Buy | MESA LABORATORIESnote 1.375% 8/1 | $13,031,000 | +30.6% | 11,307,000 | +24.0% | 1.17% | -0.7% | |
| New | CNX RESOURCESnote 2.250% 5/0 | $12,806,000 | – | 9,860,000 | +100.0% | 1.15% | – | |
| Sell | HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1 | $12,597,000 | -7.8% | 10,179,000 | -13.2% | 1.13% | -29.9% | |
| UONEK | Sell | URBAN ONE CLASS Dcl d non vtg | $12,057,000 | +178.8% | 2,401,845 | -2.8% | 1.08% | +112.2% |
| New | COUPA SOFTWAREnote 0.375% 6/1 | $11,994,000 | – | 10,350,000 | +100.0% | 1.08% | – | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS, INCnote 1.875% 6/0 | $11,547,000 | -15.3% | 9,032,000 | -19.9% | 1.04% | -35.6% | |
| Buy | SIXTH STREET SPECIALTY LENDINGnote 4.500% 8/0 | $11,322,000 | +27.5% | 9,595,000 | +21.5% | 1.02% | -3.1% | |
| AKAMAI TECHnote 0.125% 5/0 | $10,891,000 | +8.1% | 8,310,000 | 0.0% | 0.98% | -17.8% | ||
| BHR | Buy | BRAEMAR HOTELS & RESORTS | $10,595,000 | +25.1% | 1,706,124 | +22.3% | 0.95% | -4.9% |
| Buy | SUMMIT HOTEL PROPERTIESnote 1.500% 2/1 | $9,763,000 | +118.3% | 9,440,000 | +133.7% | 0.88% | +65.9% | |
| Buy | CYBERARK SOFTWAREnote 11/1 | $9,445,000 | +1.6% | 8,705,000 | +1.4% | 0.85% | -22.8% | |
| BKEP | Sell | BLUEKNIGHT ENERGY PARTNERS | $8,791,000 | +7.8% | 2,325,616 | -7.6% | 0.79% | -18.0% |
| New | VAREX IMAGINGnote 4.000% 6/0 | $8,504,000 | – | 5,736,000 | +100.0% | 0.76% | – | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $8,459,000 | +103.6% | 7,340,000 | +102.2% | 0.76% | +54.9% | |
| New | OKTAnote 0.375% 6/1 | $8,174,000 | – | 6,556,000 | +100.0% | 0.73% | – | |
| New | INSMEDnote 0.750% 6/0 | $8,112,000 | – | 7,325,000 | +100.0% | 0.73% | – | |
| Buy | JAZZ INVESTMENTS Inote 1.500% 8/1 | $7,105,000 | +11.8% | 6,470,000 | +10.9% | 0.64% | -15.1% | |
| OXYWS | OCCIDENTAL PETROLEUM*w exp 08/03/202 | $6,923,000 | +16.5% | 500,000 | 0.0% | 0.62% | -11.4% | |
| Sell | KBRnote 2.500%11/0 | $6,697,000 | -41.8% | 4,277,000 | -41.2% | 0.60% | -55.7% | |
| PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $6,538,000 | +2.3% | 5,890,000 | 0.0% | 0.59% | -22.3% | ||
| CSG SYSTEMS INTERNATIONAL, INCnote 4.250% 3/1 | $6,521,000 | -1.8% | 6,297,000 | 0.0% | 0.58% | -25.4% | ||
| Sell | HOPE BANCORPnote 2.000% 5/1 | $6,306,000 | -30.8% | 6,386,000 | -30.8% | 0.57% | -47.4% | |
| Sell | NEOGENOMICSnote 0.250% 1/1 | $5,936,000 | -4.6% | 6,080,000 | -0.7% | 0.53% | -27.5% | |
| CCO | Sell | CLEAR CHANNEL HOLDINGS, INC | $5,879,000 | +36.8% | 2,227,044 | -6.7% | 0.53% | +3.9% |
| TEEKAYnote 5.000% 1/1 | $5,364,000 | +2.6% | 5,446,000 | 0.0% | 0.48% | -22.0% | ||
| Sell | SOUTHWEST AIRLINESnote 1.250% 5/0 | $4,719,000 | -26.4% | 3,110,000 | -16.5% | 0.42% | -44.1% | |
| Buy | RINGCENTRALnote 3/0 | $4,458,000 | +38.7% | 4,037,000 | +37.9% | 0.40% | +5.5% | |
| GREENBRIER COMPANIESnote 2.875% 2/0 | $4,227,000 | -2.4% | 3,950,000 | 0.0% | 0.38% | -25.8% | ||
| LENDINGTREEnote 0.625% 6/0 | $4,185,000 | -0.7% | 3,500,000 | 0.0% | 0.38% | -24.5% | ||
| KYN | KAYNE ANDERSON MLP INVESTMENT COMPANY | $3,850,000 | +24.0% | 433,088 | 0.0% | 0.34% | -5.7% | |
| Sell | SHOPIFYnote 0.125%11/0 | $3,813,000 | -63.1% | 2,920,000 | -67.7% | 0.34% | -71.9% | |
| STEMWS | New | STEM*w exp 08/11/202 | $3,565,000 | – | 150,064 | +100.0% | 0.32% | – |
| TWNKW | Sell | HOSTESS BRANDS*w exp 11/04/202 | $3,290,000 | +18.7% | 1,362,131 | -25.1% | 0.30% | -9.8% |
| CLOVW | Buy | CLOVER HEALTH INVESTMENTS*w exp 04/21/202 | $3,260,000 | +227.6% | 641,635 | +1.2% | 0.29% | +149.6% |
| SKLZ | New | SKILLZ | $3,258,000 | – | 150,003 | +100.0% | 0.29% | – |
| Sell | BAOZUNnote 1.625% 5/0 | $3,135,000 | -8.4% | 3,100,000 | -6.1% | 0.28% | -30.4% | |
| THERAVANCE BIOPHARMAnote 3.250%11/0 | $3,031,000 | -6.6% | 3,182,000 | 0.0% | 0.27% | -29.0% | ||
| SPLUNKnote 0.500% 9/1 | $2,974,000 | +1.8% | 2,550,000 | 0.0% | 0.27% | -22.6% | ||
| Sell | ISTAR INCnote 3.125% 9/1 | $2,952,000 | -20.3% | 1,950,000 | -30.4% | 0.26% | -39.4% | |
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $2,880,000 | +5.0% | 217,221 | 0.0% | 0.26% | -20.4% | |
| New | PALO ALTO NETWORKSnote 0.375% 6/0 | $2,721,000 | – | 2,000,000 | +100.0% | 0.24% | – | |
| LSEA | LANDSEA HOMES | $2,668,000 | -12.5% | 318,796 | 0.0% | 0.24% | -33.6% | |
| NEVRO CORP (144A-SEASONED)note 2.750% 4/0 | $2,608,000 | +14.6% | 1,500,000 | 0.0% | 0.23% | -13.0% | ||
| USAC | USA COMPRESSION PARTNERS | $2,500,000 | +7.6% | 151,715 | 0.0% | 0.22% | -18.2% | |
| New | SPIRIT AIRLINESnote 1.000% 5/1 | $2,434,000 | – | 2,545,000 | +100.0% | 0.22% | – | |
| FLXN | New | FLEXION THERAPEUTICS | $2,387,000 | – | 289,990 | +100.0% | 0.21% | – |
| New | SSR MININGnote 2.500% 4/0 | $2,380,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| AM | ANTERO MIDSTREAM | $2,338,000 | +15.1% | 225,000 | 0.0% | 0.21% | -12.5% | |
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $2,234,000 | +13.7% | 295,073 | 0.0% | 0.20% | -13.8% | |
| New | NATIONAL VISION HOLDINGSnote 2.500% 5/1 | $2,207,000 | – | 1,250,000 | +100.0% | 0.20% | – | |
| Buy | SPLUNKnote 1.125% 9/1 | $2,188,000 | +46.0% | 1,790,000 | +40.9% | 0.20% | +10.7% | |
| PFIX | New | SIMPLIFY INTEREST RATE HEDGEsimplify interst | $2,169,000 | – | 52,380 | +100.0% | 0.20% | – |
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,965,000 | +3.9% | 291,105 | 0.0% | 0.18% | -21.1% | |
| COLONY CAPITALnote 5.000% 4/1 | $1,918,000 | +2.0% | 1,853,000 | 0.0% | 0.17% | -22.5% | ||
| PROOFPOINTnote 0.250% 8/1 | $1,886,000 | +17.4% | 1,500,000 | 0.0% | 0.17% | -10.6% | ||
| EOSEW | Sell | EOS ENERGY ENTERPRISES*w exp 05/06/202 | $1,816,000 | -52.4% | 253,067 | -40.7% | 0.16% | -63.8% |
| HARMONIC INCdbcv 2.000% 9/0 | $1,788,000 | +5.1% | 1,500,000 | 0.0% | 0.16% | -20.4% | ||
| New | EVENTBRITEnote 5.000%12/0 | $1,756,000 | – | 1,000,000 | +100.0% | 0.16% | – | |
| NYCBPRU | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $1,764,000 | +3.8% | 34,230 | 0.0% | 0.16% | -21.0% | |
| NUVASIVE, INCnote 0.375% 3/1 | $1,698,000 | -2.5% | 1,710,000 | 0.0% | 0.15% | -26.2% | ||
| New | INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1 | $1,654,000 | – | 1,500,000 | +100.0% | 0.15% | – | |
| MERITORnote 3.250%10/1 | $1,607,000 | -7.3% | 1,500,000 | 0.0% | 0.14% | -29.4% | ||
| New | VISHAY INTERTECHNOLOGY, INC.note 2.250% 6/1 | $1,593,000 | – | 1,500,000 | +100.0% | 0.14% | – | |
| UGIC | New | UGIunit 99/99/9999 | $1,596,000 | – | 15,000 | +100.0% | 0.14% | – |
| MARRIOTT VACATIONS WORLDWIDE CORPnote 1.500% 9/1 | $1,577,000 | -7.8% | 1,319,000 | 0.0% | 0.14% | -30.2% | ||
| PCTTW | New | PURECYCLE TECHNOLOGIES*w exp 01/28/202 | $1,556,000 | – | 128,138 | +100.0% | 0.14% | – |
| RVNC | REVANCE THERAPEUTICS | $1,548,000 | +6.0% | 52,235 | 0.0% | 0.14% | -19.2% | |
| ECOLW | Sell | US ECOLOGY*w exp 10/17/202 | $1,508,000 | -30.9% | 217,965 | -10.1% | 0.14% | -47.5% |
| NIMC | New | NISOURCEunit 12/01/2023 | $1,497,000 | – | 14,560 | +100.0% | 0.13% | – |
| Sell | ATLANTICUS HOLDINGSnote 5.875%11/3 | $1,471,000 | -76.3% | 887,000 | -81.1% | 0.13% | -82.0% | |
| PSFEWS | Buy | PAYSAFE*w exp 03/30/202 | $1,461,000 | +17.9% | 404,123 | +40.7% | 0.13% | -10.3% |
| CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1 | $1,457,000 | +0.6% | 1,575,000 | 0.0% | 0.13% | -23.4% | ||
| CURO | CURO GROUP | $1,437,000 | +16.5% | 84,537 | 0.0% | 0.13% | -11.0% | |
| WPFWS | New | FOLEY TRASIMENE ACQUISITION*w exp 05/26/202 | $1,432,000 | – | 690,340 | +100.0% | 0.13% | – |
| New | KNOWLES CORPnote 3.250%11/0 | $1,388,000 | – | 1,250,000 | +100.0% | 0.12% | – | |
| JOYY INCnote 3.000% 6/1 | $1,377,000 | -16.5% | 1,360,000 | 0.0% | 0.12% | -36.4% | ||
| AQNU | New | ALGONQUIN POWER AND UTILITIES $7.75unit 99/99/9999 | $1,372,000 | – | 27,700 | +100.0% | 0.12% | – |
| FOAWS | New | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $1,351,000 | – | 1,012,171 | +100.0% | 0.12% | – |
| OIL STATES INTERNATIONAL INC.note 1.500% 2/1 | $1,272,000 | -0.9% | 1,350,000 | 0.0% | 0.11% | -24.5% | ||
| New | CHEESECAKE FACTORYnote 0.375% 6/1 | $1,265,000 | – | 1,280,000 | +100.0% | 0.11% | – | |
| CCIVWS | CHURCHILL CAPITAL CORP IV*w exp 08/04/202 | $1,233,000 | +41.1% | 77,500 | 0.0% | 0.11% | +7.8% | |
| SHIP FINANCE INTERNATIONALnote 4.875% 5/0 | $1,216,000 | +1.1% | 1,225,000 | 0.0% | 0.11% | -23.2% | ||
| New | TRIP.COM GROUP (REG S)debt 1.500% 7/0 | $1,213,000 | – | 850,000 | +100.0% | 0.11% | – | |
| New | APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.note 5.375%10/1 | $1,176,000 | – | 1,150,000 | +100.0% | 0.10% | – | |
| OMEROSnote 5.250% 2/1 | $1,117,000 | -10.1% | 1,000,000 | 0.0% | 0.10% | -32.0% | ||
| TWITTERnote 1.000% 9/1 | $1,021,000 | -1.7% | 1,000,000 | 0.0% | 0.09% | -25.2% | ||
| Buy | TEAMnote 5.000% 8/0 | $1,008,000 | +0.1% | 1,046,000 | +2.9% | 0.09% | -24.4% | |
| DISH NETWORKnote 2.375% 3/1 | $973,000 | +1.5% | 1,000,000 | 0.0% | 0.09% | -23.0% | ||
| New | BOOKING HOLDINGSnote 0.750% 5/0 | $958,000 | – | 678,000 | +100.0% | 0.09% | – | |
| LIBERTY INTERACTIVE LLC (PCS)deb 3.750% 2/1 | $962,000 | -1.6% | 1,266,000 | 0.0% | 0.09% | -25.2% | ||
| NABORS INDUSTRIES INCnote 0.750% 1/1 | $931,000 | -0.5% | 1,250,000 | 0.0% | 0.08% | -23.6% | ||
| SMM | SALIENT MIDSTREAM & MLP FUNDsh ben int | $934,000 | +16.9% | 156,650 | 0.0% | 0.08% | -10.6% | |
| INTERCEPT PHARMACEUTICALSnote 3.250% 7/0 | $906,000 | +9.7% | 1,000,000 | 0.0% | 0.08% | -16.5% | ||
| LSEAW | Sell | LANDSEA HOMES*w exp 01/07/202 | $868,000 | +15.4% | 2,916,304 | -0.7% | 0.08% | -12.4% |
| AUSWS | New | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $852,000 | – | 486,936 | +100.0% | 0.08% | – |
| LIBERTY LATIN AMERICAnote 2.000% 7/1 | $808,000 | +2.4% | 800,000 | 0.0% | 0.07% | -22.6% | ||
| PDC ENERGY INCnote 1.125% 9/1 | $773,000 | 0.0% | 777,000 | 0.0% | 0.07% | -24.2% | ||
| HELIX ENERGY SOLUTIONS GROUPnote 4.250% 5/0 | $748,000 | +0.1% | 750,000 | 0.0% | 0.07% | -23.9% | ||
| CURIW | Buy | CURIOSITYSTREAM*w exp 10/14/202 | $673,000 | +523.1% | 147,357 | +599.4% | 0.06% | +361.5% |
| MFA FINANCIALnote 6.250% 6/1 | $526,000 | +1.3% | 518,000 | 0.0% | 0.05% | -23.0% | ||
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | $507,000 | +1.8% | 38,276 | 0.0% | 0.04% | -23.7% | |
| CANOWS | New | CANO HEALTH*w exp 06/03/202 | $487,000 | – | 129,450 | +100.0% | 0.04% | – |
| SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $494,000 | +2.3% | 500,000 | 0.0% | 0.04% | -22.8% | ||
| JRO | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | $451,000 | +2.3% | 46,255 | 0.0% | 0.04% | -23.1% | |
| EPD | ENTERPRISE PRODUCTS PARTNERS, L.P. | $355,000 | +9.6% | 14,710 | 0.0% | 0.03% | -15.8% | |
| Buy | INSMEDnote 1.750% 1/1 | $347,000 | +18.8% | 330,000 | +26.9% | 0.03% | -8.8% | |
| UBER | New | UBER TECHNOLOGIES | $341,000 | – | 6,804 | +100.0% | 0.03% | – |
| Sell | CONMED CORPnote 2.625% 2/0 | $323,000 | -95.4% | 200,000 | -95.6% | 0.03% | -96.5% | |
| SOFIW | New | SOFI TECHNOLOGIES*w exp 05/28/202 | $240,000 | – | 27,970 | +100.0% | 0.02% | – |
| BFLYWS | New | BUTTERFLY NETWORK*w exp 02/12/202 | $245,000 | – | 50,211 | +100.0% | 0.02% | – |
| AFT | APOLLO SENIOR FLOATING RATE | $229,000 | +6.0% | 14,507 | 0.0% | 0.02% | -16.0% | |
| WSC | WILLSCOT MOBILE MINI HOLDINGS | $236,000 | +0.4% | 8,470 | 0.0% | 0.02% | -25.0% | |
| GEL | GENESIS ENERGY L.P.unit ltd partn | $238,000 | +24.6% | 20,500 | 0.0% | 0.02% | -8.7% | |
| RUN | Sell | SUNRUN | $189,000 | -22.5% | 3,392 | -15.8% | 0.02% | -41.4% |
| EVF | Sell | EATON VANCE SENIOR INCOME TRUSTsh ben int | $188,000 | -22.0% | 27,689 | -23.8% | 0.02% | -39.3% |
| WFRD | New | WEATHERFORD INT'L | $173,000 | – | 9,512 | +100.0% | 0.02% | – |
| New | FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $92,000 | – | 92,399 | +100.0% | 0.01% | – | |
| MUDSW | New | MUDRICK CAPITAL ACQUISITION*w exp 09/10/202 | $92,000 | – | 21,800 | +100.0% | 0.01% | – |
| PHD | New | PIONEER FLOATING RATE TRUST | $78,000 | – | 6,511 | +100.0% | 0.01% | – |
| DSKEW | DASEKE*w exp 02/27/202 | $73,000 | -64.0% | 628,209 | 0.0% | 0.01% | -70.8% | |
| EVG | New | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $53,000 | – | 4,000 | +100.0% | 0.01% | – |
| New | DEXCOM INCnote 0.250%11/1 | $52,000 | – | 50,000 | +100.0% | 0.01% | – | |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $45,000 | – | 3,007 | +100.0% | 0.00% | – |
| PSTHWS | New | PERSHING SQUARE TONTINE*w exp 07/24/202 | $41,000 | – | 6,600 | +100.0% | 0.00% | – |
| LEVWS | New | LION ELECTRIC*w exp 05/06/202 | $23,000 | – | 3,405 | +100.0% | 0.00% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME FUND | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| SKILWS | New | SKILLSOFT*w exp 06/11/202 | $3,000 | – | 1,500 | +100.0% | 0.00% | – |
| RPLAWS | Exit | REPLAY ACQUISITION*w exp 03/01/202 | $0 | – | -71,031 | -100.0% | -0.01% | – |
| CLNY | Exit | COLONY CAPITAL | $0 | – | -50,000 | -100.0% | -0.04% | – |
| UBER | Exit | UBER TECHNOLOGIES | $0 | – | -7,422 | -100.0% | -0.05% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -2,783 | -100.0% | -0.05% | – |
| NVCR | Exit | NOVOCURE | $0 | – | -3,744 | -100.0% | -0.06% | – |
| Exit | INVITATION HOMESnote 3.500% 1/1 | $0 | – | -350,000 | -100.0% | -0.06% | – | |
| STPKWS | Exit | STAR PEAK ENERGY TRANSITION*w exp 08/11/202 | $0 | – | -105,262 | -100.0% | -0.18% | – |
| AESC | Exit | AESunit 99/99/9999 | $0 | – | -15,000 | -100.0% | -0.18% | – |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -1,500,000 | -100.0% | -0.20% | – | |
| Exit | LIVE NATION ENTERTAINMENTnote 2.000% 2/1 | $0 | – | -1,500,000 | -100.0% | -0.20% | – | |
| GDL | Exit | GDL FUND | $0 | – | -203,318 | -100.0% | -0.21% | – |
| Exit | COWEN INCnote 3.000%12/1 | $0 | – | -1,250,000 | -100.0% | -0.30% | – | |
| Exit | INSIGHT ENTERPRISESnote 0.750% 2/1 | $0 | – | -1,780,000 | -100.0% | -0.31% | – | |
| Exit | FORTIVEnote 0.875% 2/1 | $0 | – | -3,345,000 | -100.0% | -0.40% | – | |
| Exit | ALTERYXnote 1.000% 8/0 | $0 | – | -13,625,000 | -100.0% | -1.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.