ZAZOVE ASSOCIATES LLC - Q4 2021 holdings

			Value		Shares		↓ Weighting
PCTTW	Exit	PURECYCLE TECHNOLOGIES*w exp 03/17/202	$0	–	-300	-100.0%	0.00%	–
SKILWS	Exit	SKILLSOFT*w exp 06/11/202	$0	–	-1,500	-100.0%	0.00%	–
MUDSW	Exit	MUDRICK CAPITAL ACQUISITION*w exp 09/10/202	$0	–	-21,800	-100.0%	-0.00%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE*w exp 07/24/202	$0	–	-6,600	-100.0%	-0.00%	–
LEVWS	Exit	LION ELECTRIC*w exp 05/06/202	$0	–	-3,405	-100.0%	-0.00%	–
JFR	Exit	NUVEEN FLOATING RATE INCOME FUND	$0	–	-1,000	-100.0%	-0.00%	–
JSD	Exit	NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND	$0	–	-3,007	-100.0%	-0.00%	–
PHD	Exit	PIONEER FLOATING RATE TRUST	$0	–	-6,511	-100.0%	-0.01%	–
HLX	Exit	HELIX ENERGY SOLUTIONS GROUP	$0	–	-20,000	-100.0%	-0.01%	–
	Exit	FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0	$0	–	-92,399	-100.0%	-0.01%	–
	Exit	JAZZ INVESTMENTS Inote 1.500% 8/1	$0	–	-120,000	-100.0%	-0.01%	–
DSKEW	Exit	DASEKE*w exp 02/27/202	$0	–	-621,375	-100.0%	-0.01%	–
	Exit	JASPER THERAPEUTICS*w exp 12/01/202	$0	–	-124,993	-100.0%	-0.02%	–
WFRD	Exit	WEATHERFORD INT'L	$0	–	-9,512	-100.0%	-0.02%	–
	Exit	THE METALS COMPANY*w exp 09/09/202	$0	–	-187,526	-100.0%	-0.02%	–
GEL	Exit	GENESIS ENERGY L.P.unit ltd partn	$0	–	-20,500	-100.0%	-0.02%	–
AFT	Exit	APOLLO SENIOR FLOATING RATE	$0	–	-14,507	-100.0%	-0.02%	–
WSC	Exit	WILLSCOT MOBILE MINI HOLDINGS	$0	–	-8,470	-100.0%	-0.02%	–
	Exit	WIX.COMnote 8/1	$0	–	-300,000	-100.0%	-0.02%	–
	Exit	CONMED CORPnote 2.625% 2/0	$0	–	-200,000	-100.0%	-0.03%	–
EPD	Exit	ENTERPRISE PRODUCTS PARTNERS, L.P.	$0	–	-14,710	-100.0%	-0.03%	–
MAPSW	Exit	WM TECHNOLOGY*w exp 06/16/202	$0	–	-72,524	-100.0%	-0.03%	–
FREYWS	Exit	FREYR BATTERY*w exp 10/31/202	$0	–	-139,700	-100.0%	-0.03%	–
CURIW	Exit	CURIOSITYSTREAM*w exp 10/14/202	$0	–	-150,157	-100.0%	-0.04%	–
JRO	Exit	NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	$0	–	-46,255	-100.0%	-0.04%	–
	Exit	SUPERNUS PHARMACEUTICALSnote 0.625% 4/0	$0	–	-500,000	-100.0%	-0.04%	–
BFLYWS	Exit	BUTTERFLY NETWORK*w exp 02/12/202	$0	–	-174,427	-100.0%	-0.04%	–
FRA	Exit	BLACKROCK FLOATING RATE INCOME STRATEGIES FUND	$0	–	-38,276	-100.0%	-0.04%	–
CANOWS	Exit	CANO HEALTH*w exp 06/03/202	$0	–	-129,450	-100.0%	-0.05%	–
	Exit	MFA FINANCIALnote 6.250% 6/1	$0	–	-518,000	-100.0%	-0.05%	–
FOAWS	Exit	FINANCE OF AMERICA COMPANIES*w exp 04/08/202	$0	–	-1,012,171	-100.0%	-0.06%	–
TBPH	Exit	THERAVANCE BIOPHARMA	$0	–	-91,669	-100.0%	-0.06%	–
LSEAW	Exit	LANDSEA HOMES*w exp 01/07/202	$0	–	-2,916,304	-100.0%	-0.06%	–
	Exit	HELIX ENERGY SOLUTIONS GROUPnote 4.250% 5/0	$0	–	-750,000	-100.0%	-0.07%	–
PSFEWS	Exit	PAYSAFE*w exp 03/30/202	$0	–	-404,123	-100.0%	-0.07%	–
	Exit	JOYY INCnote 0.750% 6/1	$0	–	-860,000	-100.0%	-0.07%	–
SOFIW	Exit	SOFI TECHNOLOGIES*w exp 05/28/202	$0	–	-140,000	-100.0%	-0.08%	–
	Exit	INTERCEPT PHARMACEUTICALSnote 3.250% 7/0	$0	–	-1,000,000	-100.0%	-0.08%	–
	Exit	IRONNET*w exp 08/26/202	$0	–	-203,574	-100.0%	-0.08%	–
	Exit	DISH NETWORKnote 2.375% 3/1	$0	–	-1,000,000	-100.0%	-0.09%	–
	Exit	LIBERTY INTERACTIVE LLCdeb 3.750% 2/1	$0	–	-1,266,000	-100.0%	-0.09%	–
SMM	Exit	SALIENT MIDSTREAM & MLP FUNDsh ben int	$0	–	-156,650	-100.0%	-0.09%	–
	Exit	TEAMnote 5.000% 8/0	$0	–	-1,046,000	-100.0%	-0.09%	–
	Exit	BOOKING HOLDINGSnote 0.750% 5/0	$0	–	-678,000	-100.0%	-0.09%	–
	Exit	SILICON LABORATORIESnote 0.625% 6/1	$0	–	-790,000	-100.0%	-0.09%	–
	Exit	TRANSOCEAN INCdeb 0.500% 1/3	$0	–	-1,250,000	-100.0%	-0.09%	–
	Exit	OMEROSnote 5.250% 2/1	$0	–	-1,000,000	-100.0%	-0.09%	–
	Exit	TRIP.COM GROUPdebt 1.500% 7/0	$0	–	-850,000	-100.0%	-0.10%	–
	Exit	FIRST MAJESTIC SILVERnote 1.875% 3/0	$0	–	-846,000	-100.0%	-0.10%	–
	Exit	NABORS INDUSTRIES INCnote 0.750% 1/1	$0	–	-1,250,000	-100.0%	-0.10%	–
	Exit	APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.note 5.375%10/1	$0	–	-1,150,000	-100.0%	-0.10%	–
	Exit	THERAVANCE BIOPHARMAnote 3.250%11/0	$0	–	-1,250,000	-100.0%	-0.10%	–
ECOLW	Exit	US ECOLOGY*w exp 10/17/202	$0	–	-217,965	-100.0%	-0.10%	–
AUSWS	Exit	AUSTERLITZ ACQUISITION*w exp 02/19/202	$0	–	-726,072	-100.0%	-0.11%	–
	Exit	SHIP FINANCE INTERNATIONALnote 4.875% 5/0	$0	–	-1,225,000	-100.0%	-0.11%	–
EOSEW	Exit	EOS ENERGY ENTERPRISES*w exp 05/06/202	$0	–	-253,067	-100.0%	-0.11%	–
	Exit	OIL STATES INTERNATIONAL INC.note 1.500% 2/1	$0	–	-1,350,000	-100.0%	-0.11%	–
	Exit	KNOWLES CORPnote 3.250%11/0	$0	–	-1,250,000	-100.0%	-0.11%	–
AQNU	Exit	ALGONQUIN POWER AND UTILITIESunit 99/99/9999	$0	–	-27,700	-100.0%	-0.12%	–
	Exit	CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1	$0	–	-1,575,000	-100.0%	-0.13%	–
UGIC	Exit	UGIunit 99/99/9999	$0	–	-15,000	-100.0%	-0.13%	–
NIMC	Exit	NISOURCEunit 12/01/2023	$0	–	-14,560	-100.0%	-0.13%	–
	Exit	MARRIOTT VACATIONS WORLDWIDE CORPnote 1.500% 9/1	$0	–	-1,319,000	-100.0%	-0.14%	–
	Exit	SPLUNKnote 1.125% 9/1	$0	–	-1,290,000	-100.0%	-0.14%	–
	Exit	PACIRA BIOSCIENCESnote 0.750% 8/0	$0	–	-1,500,000	-100.0%	-0.14%	–
	Exit	SHOPIFYnote 0.125%11/0	$0	–	-1,340,000	-100.0%	-0.14%	–
	Exit	INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1	$0	–	-1,500,000	-100.0%	-0.14%	–
	Exit	NUVASIVE, INCnote 0.375% 3/1	$0	–	-1,710,000	-100.0%	-0.14%	–
TWNKW	Exit	HOSTESS BRANDS*w exp 11/04/202	$0	–	-578,546	-100.0%	-0.15%	–
	Exit	EVENTBRITEnote 5.000%12/0	$0	–	-1,000,000	-100.0%	-0.15%	–
	Exit	HARMONIC INCdbcv 2.000% 9/0	$0	–	-1,500,000	-100.0%	-0.16%	–
NYCBPRU	Exit	NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051	$0	–	-34,230	-100.0%	-0.16%	–
GDL	Exit	GDL FUND	$0	–	-203,318	-100.0%	-0.16%	–
	Exit	BAOZUNnote 1.625% 5/0	$0	–	-2,000,000	-100.0%	-0.16%	–
JQC	Exit	NUVEEN CREDIT STRATEGIES INCOME FUND	$0	–	-291,105	-100.0%	-0.17%	–
	Exit	DIGITALBRIDGE GROUPnote 5.000% 4/1	$0	–	-1,853,000	-100.0%	-0.17%	–
	Exit	KBRnote 2.500%11/0	$0	–	-1,250,000	-100.0%	-0.18%	–
	Exit	NEVRO CORPnote 2.750% 4/0	$0	–	-1,500,000	-100.0%	-0.18%	–
	Exit	LIBERTY LATIN AMERICAnote 2.000% 7/1	$0	–	-2,000,000	-100.0%	-0.18%	–
	Exit	VISHAY INTERTECHNOLOGY, INC.note 2.250% 6/1	$0	–	-2,000,000	-100.0%	-0.18%	–
	Exit	MERITORnote 3.250%10/1	$0	–	-2,000,000	-100.0%	-0.18%	–
PFIX	Exit	SIMPLIFY INTEREST RATE HEDGEsimplify interst	$0	–	-52,380	-100.0%	-0.19%	–
ALITWS	Exit	ALIGHT*w exp 05/26/202	$0	–	-690,340	-100.0%	-0.19%	–
KMF	Exit	KAYNE ANDERSON MIDSTREAM/ENERGY FUND	$0	–	-295,073	-100.0%	-0.19%	–
FLXN	Exit	FLEXION THERAPEUTICS	$0	–	-368,456	-100.0%	-0.20%	–
AM	Exit	ANTERO MIDSTREAM	$0	–	-225,000	-100.0%	-0.20%	–
	Exit	SPIRIT AIRLINESnote 1.000% 5/1	$0	–	-2,545,000	-100.0%	-0.21%	–
	Exit	NATIONAL VISION HOLDINGSnote 2.500% 5/1	$0	–	-1,250,000	-100.0%	-0.21%	–
USAC	Exit	USA COMPRESSION PARTNERS	$0	–	-151,715	-100.0%	-0.22%	–
	Exit	PAGERDUTYnote 1.250% 7/0	$0	–	-2,000,000	-100.0%	-0.22%	–
	Exit	PALO ALTO NETWORKSnote 0.750% 7/0	$0	–	-1,500,000	-100.0%	-0.24%	–
LSEA	Exit	LANDSEA HOMES	$0	–	-318,796	-100.0%	-0.24%	–
	Exit	SPLUNKnote 0.500% 9/1	$0	–	-2,550,000	-100.0%	-0.26%	–
	Exit	PALO ALTO NETWORKSnote 0.375% 6/0	$0	–	-2,000,000	-100.0%	-0.29%	–
KYN	Exit	KAYNE ANDERSON MLP INVESTMENT COMPANY	$0	–	-433,088	-100.0%	-0.30%	–
SKINW	Exit	BEAUTY HEALTH*w exp 05/04/202	$0	–	-258,380	-100.0%	-0.33%	–
	Exit	STRIDEnote 1.125% 9/0	$0	–	-3,775,000	-100.0%	-0.33%	–
	Exit	CHEESECAKE FACTORYnote 0.375% 6/1	$0	–	-3,950,000	-100.0%	-0.33%	–
RVNC	Exit	REVANCE THERAPEUTICS	$0	–	-140,430	-100.0%	-0.34%	–
	Exit	RINGCENTRALnote 3/0	$0	–	-4,462,000	-100.0%	-0.39%	–
	Exit	SOUTHWEST AIRLINESnote 1.250% 5/0	$0	–	-3,110,000	-100.0%	-0.41%	–
	Exit	ATLAS AIR WORLDWIDE HOLDINGS, INCnote 1.875% 6/0	$0	–	-3,279,000	-100.0%	-0.42%	–
	Exit	TEEKAYnote 5.000% 1/1	$0	–	-4,860,000	-100.0%	-0.42%	–
	Exit	VAREX IMAGINGnote 4.000% 6/0	$0	–	-3,236,000	-100.0%	-0.44%	–
	Exit	ARES CAPITAL CORPnote 4.625% 3/0	$0	–	-5,161,000	-100.0%	-0.50%	–
OXYWS	Exit	OCCIDENTAL PETROLEUM*w exp 08/03/202	$0	–	-500,000	-100.0%	-0.52%	–
	Exit	NEOGENOMICSnote 0.250% 1/1	$0	–	-5,915,000	-100.0%	-0.52%	–
CCO	Exit	CLEAR CHANNEL HOLDINGS, INC	$0	–	-2,227,044	-100.0%	-0.53%	–
	Exit	HOPE BANCORPnote 2.000% 5/1	$0	–	-6,386,000	-100.0%	-0.55%	–
	Exit	PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0	$0	–	-6,580,000	-100.0%	-0.64%	–
BKEP	Exit	BLUEKNIGHT ENERGY PARTNERS	$0	–	-2,402,670	-100.0%	-0.64%	–
	Exit	INSMEDnote 0.750% 6/0	$0	–	-7,105,000	-100.0%	-0.68%	–
	Exit	OKTAnote 0.375% 6/1	$0	–	-6,556,000	-100.0%	-0.70%	–
	Exit	ARES CAPITAL CORPORATIONnote 3.750% 2/0	$0	–	-7,750,000	-100.0%	-0.73%	–
BHR	Exit	BRAEMAR HOTELS & RESORTS	$0	–	-1,730,181	-100.0%	-0.73%	–
	Exit	SOLAREDGE TECHNOLOGIESnote 9/1	$0	–	-7,500,000	-100.0%	-0.81%	–
	Exit	CYBERARK SOFTWAREnote 11/1	$0	–	-8,439,000	-100.0%	-0.88%	–
	Exit	AKAMAI TECHnote 0.125% 5/0	$0	–	-8,310,000	-100.0%	-0.88%	–
	Exit	HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1	$0	–	-9,829,000	-100.0%	-0.90%	–
	Exit	WESTERN DIGITAL CORPnote 1.500% 2/0	$0	–	-10,425,000	-100.0%	-0.92%	–
	Exit	1LIFE HEALTHCAREnote 3.000% 6/1	$0	–	-11,200,000	-100.0%	-0.94%	–
	Exit	SUMMIT HOTEL PROPERTIESnote 1.500% 2/1	$0	–	-10,300,000	-100.0%	-0.96%	–
	Exit	SIXTH STREET SPECIALTY LENDINGnote 4.500% 8/0	$0	–	-9,595,000	-100.0%	-1.00%	–
	Exit	RINGCENTRALnote 3/1	$0	–	-13,380,000	-100.0%	-1.10%	–
CMLS	Exit	CUMULUS MEDIA INC	$0	–	-1,022,793	-100.0%	-1.10%	–
	Exit	SSR MININGnote 2.500% 4/0	$0	–	-11,573,000	-100.0%	-1.16%	–
	Exit	MESA LABORATORIESnote 1.375% 8/1	$0	–	-11,112,000	-100.0%	-1.19%	–
	Exit	FLEXION THERAPEUTICSnote 3.375% 5/0	$0	–	-15,688,000	-100.0%	-1.23%	–
	Exit	PETIQ INCnote 4.000% 6/0	$0	–	-11,903,000	-100.0%	-1.24%	–
	Exit	NRG ENERGY, INCdbcv 2.750% 6/0	$0	–	-12,390,000	-100.0%	-1.27%	–
	Exit	WINNEBAGO INDUSTRIESnote 1.500% 4/0	$0	–	-11,264,000	-100.0%	-1.31%	–
	Exit	ZYNGAnote 0.250% 6/0	$0	–	-13,275,000	-100.0%	-1.33%	–
	Exit	HC2 HOLDINGSnote 7.500% 8/0	$0	–	-12,363,000	-100.0%	-1.33%	–
	Exit	COUPA SOFTWAREnote 0.375% 6/1	$0	–	-14,850,000	-100.0%	-1.41%	–
UONEK	Exit	URBAN ONEcl d non vtg	$0	–	-2,413,966	-100.0%	-1.44%	–
	Exit	MIDDLEBYnote 1.000% 9/0	$0	–	-11,495,000	-100.0%	-1.44%	–
	Exit	PINDUODUOnote 12/0	$0	–	-18,055,000	-100.0%	-1.47%	–
	Exit	REVANCE THERAPEUTICSnote 1.750% 2/1	$0	–	-15,910,000	-100.0%	-1.60%	–
	Exit	SPLUNKnote 1.125% 6/1	$0	–	-20,665,000	-100.0%	-1.80%	–
	Exit	PARSONSnote 0.250% 8/1	$0	–	-21,610,000	-100.0%	-1.90%	–
	Exit	AIR TRANSPORT SERVICES GROUPnote 1.125%10/1	$0	–	-22,971,000	-100.0%	-2.16%	–
	Exit	SEA LIMITEDnote 0.250% 9/1	$0	–	-24,650,000	-100.0%	-2.18%	–
	Exit	LUMENTUM HOLDINGSnote 0.500%12/1	$0	–	-23,747,000	-100.0%	-2.28%	–
	Exit	EURONET WORLDWIDE INCnote 0.750% 3/1	$0	–	-24,340,000	-100.0%	-2.36%	–
	Exit	PEBBLEBROOK HOTEL TRUSTnote 1.750%12/1	$0	–	-24,170,000	-100.0%	-2.37%	–
	Exit	SMART GLOBAL HOLDINGSnote 2.250% 2/1	$0	–	-25,240,000	-100.0%	-2.90%	–
	Exit	ILLUMINA INCnote 8/1	$0	–	-29,290,000	-100.0%	-3.01%	–
	Exit	CNX RESOURCESnote 2.250% 5/0	$0	–	-27,548,000	-100.0%	-3.01%	–
	Exit	INTERDIGITAL, INCnote 2.000% 6/0	$0	–	-33,056,000	-100.0%	-3.13%	–
	Exit	JAZZ INVESTMENTS Inote 2.000% 6/1	$0	–	-37,190,000	-100.0%	-3.76%	–
	Exit	PIONEER NATURAL RESOURCESnote 0.250% 5/1	$0	–	-37,205,000	-100.0%	-5.26%	–
	Exit	KAMAN CORPORATIONnote 3.250% 5/0	$0	–	-59,834,000	-100.0%	-5.32%	–
	Exit	LIBERTY MEDIAnote 1.375%10/1	$0	–	-45,993,000	-100.0%	-5.49%	–
	Exit	AKAMAI TECHnote 0.375% 9/0	$0	–	-65,375,000	-100.0%	-6.26%	–

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LIBERTY MEDIA (PCS)	40	Q3 2023	0.1%
DIGITALBRIDGE GROUP	37	Q3 2022	0.6%
LIBERTY MEDIA (SIRIUS XM BASKET)	34	Q3 2023	7.8%
NUVEEN CR STRATEGIES INCOME	34	Q3 2023	0.2%
EATON VANCE LIMITED DURATION INCOME FUND	32	Q2 2021	0.3%
JOHNSON & JOHNSON	29	Q2 2020	7.7%
TEVA PHARM (SERIES C)	29	Q2 2020	7.1%
BANK OF AMERICA $72.50	29	Q3 2023	1.5%
APOLLO SR FLOATING RATE FD I	28	Q3 2023	0.0%
NEW YORK COMMUNITY BANCORP TRUST	27	Q3 2023	1.9%

View ZAZOVE ASSOCIATES LLC's complete holdings history.

Latest significant ownerships (13-D/G)

ZAZOVE ASSOCIATES LLC Q4 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Landsea Homes Corp	January 12, 2022	605,372	1.3%
Blueknight Energy Partners, L.P.	January 07, 2022	3,317,982	8.0%
INNOVATE Corp.	January 07, 2022	2,896,615	3.6%
COWEN INC.	January 20, 2021	348,592	1.3%
EMMIS COMMUNICATIONS CORP	January 20, 2021	1,380,378	11.4%
Daseke, Inc.	February 05, 2020	3,203,124	4.7%
SCHOOL SPECIALTY INC	January 06, 2020	794,922	11.3%
CARRIAGE SERVICES INC	January 29, 2019	?	?
CorEnergy Infrastructure Trust, Inc.	February 08, 2018	534,030	4.3%
Cinedigm Corp.	December 14, 2017	1,034,814	2.9%

View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-31
SC 13G	2024-01-11
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
13F-HR	2023-10-31
13F-HR	2023-08-07
13F-HR	2023-05-04
SC 13G/A	2023-05-02
SC 13G/A	2023-02-06

View ZAZOVE ASSOCIATES LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export ZAZOVE ASSOCIATES LLC's holdings