ZAZOVE ASSOCIATES LLC - Q2 2018 holdings

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$1.26 Million is the total value of ZAZOVE ASSOCIATES LLC's 96 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 36.1% .

All

			Value		Shares		↓ Weighting
	Sell	BOOKING HOLDINGSnote 0.900 9/1	$112,097,000	-7.0%	93,605,000	-2.7%	8.93%	+15.1%
	Sell	RPM INTERNATIONAL INCnote 2.250 12/1	$89,537,000	+4.3%	74,074,000	-2.8%	7.13%	+29.0%
	Sell	LIBERTY MEDIAnote 1.375 10/1	$88,146,000	-12.7%	71,011,000	-19.4%	7.02%	+8.0%
	Sell	INTERDIGITAL INCnote 1.500 3/0	$77,399,000	-5.8%	64,030,000	-9.3%	6.16%	+16.6%
	Sell	GREENBRIER COMPANIESnote 2.875 2/0	$61,454,000	-0.8%	53,322,000	-1.3%	4.90%	+22.7%
	Sell	EURONET WORLDWIDE INCnote 1.500 10/0	$51,558,000	-1.7%	42,131,000	-4.7%	4.11%	+21.6%
	Sell	CTRIP.COM INTERNATIONAL LTDnote 1.990 7/0	$44,275,000	-7.7%	38,646,000	-6.6%	3.53%	+14.1%
	Buy	CSG SYSTEMS INTERNATIONAL INCnote 4.250 3/1	$41,410,000	+59.2%	39,227,000	+65.3%	3.30%	+97.0%
	Sell	AIR LEASE CORPORATIONnote 3.875 12/0	$40,339,000	-7.7%	27,928,000	-4.8%	3.21%	+14.2%
	Sell	MICROCHIP TECHNOLOGY INCnote 1.625 2/1	$36,542,000	-9.8%	31,050,000	-9.1%	2.91%	+11.5%
	Buy	ZILLOWnote 2.000 12/0	$33,630,000	+292.1%	26,610,000	+280.1%	2.68%	+385.1%
	Buy	BIOMARIN PHARMACEUTICAL INCnote 0.599 8/0	$28,681,000	+19.0%	28,205,000	+10.4%	2.28%	+47.2%
	Sell	CIENA CORPdebt 4.000 12/1	$27,254,000	-35.6%	19,210,000	-36.0%	2.17%	-20.3%
		NATIONAL HEALTH INVESTORS INC.note 3.250 4/0	$24,590,000	+3.2%	21,737,000	0.0%	1.96%	+27.6%
	New	FLEXION THERAPEUTICSnote 3.375 5/0 added	$22,414,000	–	18,260,000	+100.0%	1.78%	–
	Buy	DYCOM INDUSTRIES INCnote 0.750 9/1	$22,018,000	-5.4%	18,948,000	+3.4%	1.75%	+17.1%
	Sell	JOHNSON JOHNSONsdcv 7/2	$20,343,000	-10.1%	12,190,000	-5.1%	1.62%	+11.2%
	Sell	ROYAL GOLD INCnote 2.875 6/1	$19,291,000	-35.5%	18,152,000	-35.8%	1.54%	-20.2%
	Sell	OASIS PETROLEUMnote 2.625 9/1	$19,157,000	+1.8%	14,750,000	-19.0%	1.53%	+26.0%
	New	NEUROCRINE BIOSCIENCESnote 2.250 5/1	$17,974,000	–	12,380,000	+100.0%	1.43%	–
	Sell	THERAVANCE BIOPHARMAnote 3.250 11/0	$17,627,000	-8.3%	17,895,000	-5.5%	1.40%	+13.4%
	Buy	ILLUMINA INCnote 6/1	$17,469,000	+21.7%	14,820,000	+14.5%	1.39%	+50.5%
	Sell	CORENERGY INFRASTRUCTURE TRUSTnote 7.000 6/1	$17,446,000	-15.9%	15,015,000	-14.8%	1.39%	+4.0%
	Sell	ARCONIC INCnote 1.625 10/1	$16,455,000	-82.1%	16,373,000	-81.2%	1.31%	-77.8%
	New	PRA GROUP INC.note 3.500 6/0	$16,128,000	–	15,126,000	+100.0%	1.28%	–
		LUMENTUM HOLDINGSnote 0.250 3/1	$15,633,000	-6.4%	13,185,000	0.0%	1.24%	+15.8%
	Sell	CLOVIS ONCOLOGY INC.note 2.500 9/1	$15,394,000	-18.8%	14,270,000	-12.3%	1.23%	+0.4%
	Sell	ATLAS AIR WORLDWIDE HOLDINGSnote 1.875 6/0	$14,142,000	-10.4%	10,673,000	-19.2%	1.13%	+10.8%
	New	TERADYNE INC.note 1.250 12/1	$13,952,000	–	10,500,000	+100.0%	1.11%	–
		VITAMIN SHOPPE INCnote 2.250 12/0	$13,931,000	+6.1%	17,634,000	0.0%	1.11%	+31.4%
	Sell	MACQUARIE INFRASTRUCTUREnote 2.875 7/1	$13,668,000	-67.1%	13,779,000	-67.1%	1.09%	-59.3%
	Sell	HARMONIC INCnote 4.000 12/0	$13,411,000	-17.6%	13,072,000	-20.9%	1.07%	+1.9%
	Buy	INSMEDnote 1.750 1/1	$13,020,000	+30.3%	14,186,000	+26.3%	1.04%	+61.3%
	Buy	EXACT SCIENCESdbcv 1.000 1/1	$12,472,000	+462.1%	11,850,000	+374.0%	0.99%	+594.4%
	Sell	ALTABAnote 12/0	$12,293,000	-41.0%	8,985,000	-39.6%	0.98%	-26.9%
	New	KAMAN CORPORATIONnote 3.250 5/0 added	$11,041,000	–	9,132,000	+100.0%	0.88%	–
	Sell	OSI SYSTEMSnote 1.250 9/0	$8,090,000	+1.0%	8,330,000	-5.5%	0.64%	+24.8%
	Sell	NANTHEALTHnote 5.500 12/1	$7,762,000	-3.1%	11,010,000	-1.3%	0.62%	+19.8%
	Sell	CITRIX SYSTEMS INC.note 0.500 4/1	$7,707,000	-86.6%	5,304,000	-87.9%	0.61%	-83.5%
	New	ASCENT CAPITAL GROUP LLCnote 4.000 7/1	$7,195,000	–	12,093,000	+100.0%	0.57%	–
	Sell	BIOMARIN PHARMACEUTICAL INCnote 1.500 10/1	$6,839,000	-46.7%	5,790,000	-50.0%	0.54%	-34.0%
	Sell	LIBERTY MEDIA CORPORATIONnote 1.000 1/3	$6,680,000	-68.4%	5,685,000	-71.7%	0.53%	-60.9%
	Sell	CARRIAGE SERVICESnote 2.750 3/1	$5,675,000	-71.1%	4,666,000	-68.8%	0.45%	-64.2%
	New	NXP SEMICONDUCTORS NVnote 1.000 12/0	$5,451,000	–	4,550,000	+100.0%	0.43%	–
UONEK	Buy	URBAN ONEcl d non vtg	$5,367,000	-1.1%	2,586,712	+0.1%	0.43%	+22.3%
	Sell	COLONY CAPITALnote 5.000 4/1	$5,360,000	-32.0%	5,642,000	-33.1%	0.43%	-15.9%
WFCPRL		WELLS FARGO COMPANYperp pfd cnv a	$4,785,000	-2.8%	3,801	0.0%	0.38%	+20.2%
EMMS	Sell	EMMIS COMMUNICATIONS	$4,763,000	+6.4%	900,338	-6.7%	0.38%	+31.6%
	Sell	TELIGENT INCnote 3.750 12/1	$3,686,000	-1.7%	3,870,000	-3.7%	0.29%	+22.0%
DSKEW	Buy	DASEKE (2/27/2022 $11.50)*w exp 02/27/202	$3,475,000	+75.2%	3,247,774	+81.7%	0.28%	+116.4%
EVV		EATON VANCE LIMITED DURATION INCOME FUND	$3,447,000	-3.4%	273,998	0.0%	0.28%	+19.6%
	Sell	TCP CAPITAL CORPnote 4.625 3/0	$3,341,000	-84.4%	3,320,000	-84.3%	0.27%	-80.7%
	Buy	INVITATION HOMESnote 3.500 1/1	$2,739,000	+250.7%	2,450,000	+250.0%	0.22%	+336.0%
		FINISAR CORPORATIONnote 0.500 12/1	$2,728,000	+0.6%	3,000,000	0.0%	0.22%	+24.0%
CLNY	New	COLONY CAPITAL	$2,646,000	–	424,010	+100.0%	0.21%	–
	Buy	AEROJET ROCKETDYNEnote 2.250 12/1	$2,561,000	+266.9%	1,965,000	+257.3%	0.20%	+353.3%
SMPLW	New	SIMPLY GOOD FOODS COMPANY*w exp 07/07/202	$2,506,000	–	603,912	+100.0%	0.20%	–
	Buy	MACQUARIE INFRASTRUCTUREnote 2.000 10/0	$2,489,000	+55.3%	2,800,000	+55.6%	0.20%	+92.2%
	Sell	SEACOR HOLDING INCnote 3.000 11/1	$2,457,000	-33.3%	2,525,000	-33.4%	0.20%	-17.3%
TWNKW	Buy	HOSTESS BRANDS (11/14/21 $11.50)*w exp 11/04/202	$2,464,000	-11.6%	1,338,980	+13.3%	0.20%	+8.9%
JQC		NUVEEN CREDIT STRATEGIES INCOME FUND	$2,415,000	+0.1%	303,805	0.0%	0.19%	+23.9%
		TEVA PHARMdbcv 0.250 2/0	$2,320,000	+5.2%	2,503,000	0.0%	0.18%	+30.3%
	Buy	ARBOR REALTY TRUSTnote 5.375 11/1	$2,034,000	+16.5%	1,835,000	+7.3%	0.16%	+44.6%
	Sell	SHIP FINANCE INTERNATIONALnote 5.750 10/1	$1,933,000	-1.9%	1,870,000	-5.1%	0.15%	+21.3%
	Sell	MICROCHIP TECHNOLOGY INCnote 1.625 2/1	$1,758,000	-55.0%	1,000,000	-54.6%	0.14%	-44.4%
	Buy	WEIBOdebt 1.250 11/1	$1,664,000	+611.1%	1,650,000	+725.0%	0.13%	+786.7%
CIDM	Sell	CINEDIGM CORP	$1,319,000	-5.5%	851,248	-16.5%	0.10%	+16.7%
CCO	Buy	CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a	$1,276,000	+53.7%	296,741	+75.1%	0.10%	+92.5%
		PRA GROUP INC.note 3.000 8/0	$1,194,000	+0.2%	1,233,000	0.0%	0.10%	+23.4%
BKEP	New	BLUEKNIGHT ENERGY PARTNERS	$1,145,000	–	336,686	+100.0%	0.09%	–
BACPRL		BANK OF AMERICA $72.507.25 cnv pfd l	$1,096,000	-3.0%	875	0.0%	0.09%	+19.2%
GDL	Buy	GDL FUND	$1,089,000	+5.9%	118,652	+7.6%	0.09%	+31.8%
RLJPRA		RLJ LODGING TRUST $1.95cum conv pfd a	$1,011,000	+3.3%	38,630	0.0%	0.08%	+28.6%
TAHO		TAHOE RESOURCES INC	$984,000	+4.9%	200,000	0.0%	0.08%	+30.0%
		REDWOOD TRUST INCnote 5.625 11/1	$895,000	+0.7%	880,000	0.0%	0.07%	+24.6%
	Buy	TPG SPECIALTY LENDING INC.note 4.500 8/0	$868,000	+17.8%	870,000	+20.8%	0.07%	+46.8%
		LIBERTY MEDIAdeb 3.750 2/1	$872,000	+0.7%	1,250,000	0.0%	0.07%	+23.2%
		ARES CAPITAL CORPORATIONnote 3.750 2/0	$846,000	-1.5%	840,000	0.0%	0.07%	+21.8%
		PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0	$800,000	-6.0%	2,000,000	0.0%	0.06%	+16.4%
		WORKDAY INCnote 1.500 7/1	$809,000	-5.2%	525,000	0.0%	0.06%	+16.4%
	New	WEATHERFORD INTERNATIONAL LIMITEDnote 5.875 7/0	$790,000	–	800,000	+100.0%	0.06%	–
	Sell	AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.000 8/0	$685,000	-30.6%	685,000	-30.5%	0.06%	-14.1%
		STEEL CONNECTnote 5.250 3/0	$684,000	-0.3%	700,000	0.0%	0.05%	+22.7%
	New	PROSPECT CAPITAL CORPORATIONnote 4.950 7/1	$682,000	–	700,000	+100.0%	0.05%	–
	Sell	HELIX ENERGY SOLUTIONS GROUPnote 4.125 9/1	$603,000	-85.5%	510,000	-87.6%	0.05%	-82.0%
PHD		PIONEER FLOATING RATE TRUST	$534,000	-4.1%	47,798	0.0%	0.04%	+19.4%
DPG		DUFF PHELPS GLOBAL UTILITY INCOME FUND	$486,000	+2.7%	33,833	0.0%	0.04%	+30.0%
		INTEGRATED DEVICE TECHnote 0.875 11/1	$456,000	+1.1%	400,000	0.0%	0.04%	+24.1%
	Sell	WELLS FARGO COMPANYmtnf 0.250 6/2	$338,000	-97.4%	390,000	-97.4%	0.03%	-96.7%
GLU	Sell	GABELLI GLOBAL UTILITY INCOME TRUST	$322,000	-1.5%	17,271	-1.7%	0.03%	+23.8%
KMF		KAYNE ANDERSON MIDSTREAM/ENERGY FUND	$242,000	+10.0%	18,698	0.0%	0.02%	+35.7%
EVG		EATON VANCE SHORT DURATION DIVERSIFIED INC FUND	$242,000	-4.7%	18,602	0.0%	0.02%	+18.8%
AFT		APOLLO SENIOR FLOATING RATE	$237,000	-2.9%	14,507	0.0%	0.02%	+18.8%
DSKE		DASEKE	$199,000	+1.5%	20,000	0.0%	0.02%	+23.1%
SMM	New	SALIENT MIDSTREAM MLP FUNDsh ben int	$177,000	–	17,521	+100.0%	0.01%	–
AIGWS		AMERICAN INTERNATIONAL GROUP (1/19/21 $45.00)*w exp 01/19/202	$154,000	-11.5%	10,610	0.0%	0.01%	+9.1%
	Exit	LIBERTY MEDIAdeb 2.250 9/3	$0	–	0	+100.0%	0.00%	–
HLIT	Exit	HARMONIC INC	$0	–	-1,571	-100.0%	0.00%	–
JSD	Exit	NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND	$0	–	-3,007	-100.0%	-0.00%	–
	Exit	RESOURCE CAPITAL CORPORATIONnote 8.000 1/1	$0	–	-61,000	-100.0%	-0.00%	–
FOF	Exit	COHEN & STEERS CLOSED-END OPPORTUNITY FUND	$0	–	-17,540	-100.0%	-0.01%	–
DRRX	Exit	DURECT CORPORATION	$0	–	-99,300	-100.0%	-0.01%	–
	Exit	PDL BIOPHARMA INCnote 2.750 12/0	$0	–	-571,000	-100.0%	-0.04%	–
CISNWS	Exit	CISION LTD.*w exp 06/22/202	$0	–	-249,136	-100.0%	-0.04%	–
RA	Exit	BROOKFIELD REAL ASSETS INCOME FUND	$0	–	-34,347	-100.0%	-0.05%	–
	Exit	KEYW HOLDING CORP.note 2.500 7/1	$0	–	-975,000	-100.0%	-0.06%	–
	Exit	IMPAX LABORATORIES INCnote 2.000 6/1	$0	–	-1,000,000	-100.0%	-0.06%	–
WELLPRI	Exit	WELLTOWER INC6.50 pfd prepet deleted	$0	–	-20,000	-100.0%	-0.07%	–
CLNS	Exit	COLONY NORTHSTAR	$0	–	-320,005	-100.0%	-0.12%	–
	Exit	ARBOR REALTY TRUSTnote 6.500 10/0	$0	–	-1,660,000	-100.0%	-0.12%	–
	Exit	SAFEGUARD SCIENTIFICSdbcv 5.250 5/1	$0	–	-1,877,000	-100.0%	-0.12%	–
	Exit	ANI PHARMACEUTICALS INC.note 3.000 12/0	$0	–	-1,751,000	-100.0%	-0.12%	–
	Exit	CHESAPEAKE ENERGY CORPORATIONnote 5.500 9/1 added	$0	–	-2,896,000	-100.0%	-0.16%	–
	Exit	GLOBAL EAGLE ENTERTAINMENT INC.note 2.750 2/1	$0	–	-4,705,000	-100.0%	-0.19%	–
	Exit	AKAMAI TECHdbcv 2/1	$0	–	-3,800,000	-100.0%	-0.25%	–
	Exit	HORIZON GLOBALnote 2.750 7/0	$0	–	-5,640,000	-100.0%	-0.30%	–
	Exit	COLONY NORTHSTARnote 3.875 1/1	$0	–	-8,609,000	-100.0%	-0.52%	–
	Exit	CEMEX S.A.note 3.720 3/1	$0	–	-14,815,000	-100.0%	-0.98%	–
	Exit	GREEN PLAINSnote 4.125 9/0	$0	–	-17,396,000	-100.0%	-1.07%	–
NYCBPRU	Exit	NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051	$0	–	-461,273	-100.0%	-1.48%	–
	Exit	CEMEX S.A.note 3.720 3/1	$0	–	-25,945,000	-100.0%	-1.73%	–
	Exit	TRINITY INDUSTRIES INCnote 3.875 6/0	$0	–	-29,062,000	-100.0%	-2.55%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-08-09

Signatures

The EDGAR filing(s) were signed by:

STEVEN M KLEIMAN — Executive Partner

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LIBERTY MEDIA (PCS)	40	Q3 2023	0.1%
DIGITALBRIDGE GROUP	37	Q3 2022	0.6%
LIBERTY MEDIA (SIRIUS XM BASKET)	34	Q3 2023	7.8%
NUVEEN CR STRATEGIES INCOME	34	Q3 2023	0.2%
EATON VANCE LIMITED DURATION INCOME FUND	32	Q2 2021	0.3%
JOHNSON & JOHNSON	29	Q2 2020	7.7%
TEVA PHARM (SERIES C)	29	Q2 2020	7.1%
BANK OF AMERICA $72.50	29	Q3 2023	1.5%
APOLLO SR FLOATING RATE FD I	28	Q3 2023	0.0%
NEW YORK COMMUNITY BANCORP TRUST	27	Q3 2023	1.9%

View ZAZOVE ASSOCIATES LLC's complete holdings history.

Latest significant ownerships (13-D/G)

ZAZOVE ASSOCIATES LLC Q2 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Landsea Homes Corp	January 12, 2022	605,372	1.3%
Blueknight Energy Partners, L.P.	January 07, 2022	3,317,982	8.0%
INNOVATE Corp.	January 07, 2022	2,896,615	3.6%
COWEN INC.	January 20, 2021	348,592	1.3%
EMMIS COMMUNICATIONS CORP	January 20, 2021	1,380,378	11.4%
Daseke, Inc.	February 05, 2020	3,203,124	4.7%
SCHOOL SPECIALTY INC	January 06, 2020	794,922	11.3%
CARRIAGE SERVICES INC	January 29, 2019	?	?
CorEnergy Infrastructure Trust, Inc.	February 08, 2018	534,030	4.3%
Cinedigm Corp.	December 14, 2017	1,034,814	2.9%

View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-31
SC 13G	2024-01-11
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
13F-HR	2023-10-31
13F-HR	2023-08-07
13F-HR	2023-05-04
SC 13G/A	2023-05-02
SC 13G/A	2023-02-06

View ZAZOVE ASSOCIATES LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1256000.0 != 1255563000.0)

Export ZAZOVE ASSOCIATES LLC's holdings