$1.55 Million is the total value of ZAZOVE ASSOCIATES LLC's 108 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 42.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | BOOKING HOLDINGSnote 0.900 9/1 | $120,504,000 | +5.8% | 96,165,000 | -0.3% | 7.76% | +15.6% | |
| Buy | LIBERTY MEDIA CORPORATIONnote 1.375 10/1 | $100,972,000 | +1.3% | 88,089,000 | +1.6% | 6.50% | +10.6% | |
| Sell | ARCONIC INCnote 1.625 10/1 | $91,871,000 | -10.0% | 87,288,000 | -2.1% | 5.92% | -1.7% | |
| Buy | RPM INTERNATIONAL INCnote 2.250 12/1 | $85,859,000 | +8.0% | 76,234,000 | +11.6% | 5.53% | +18.0% | |
| Buy | INTERDIGITAL INCnote 1.500 3/0 | $82,139,000 | +36.1% | 70,620,000 | +39.9% | 5.29% | +48.6% | |
| New | GREENBRIER COMPANIESnote 2.875 2/0 added | $61,950,000 | – | 54,016,000 | +100.0% | 3.99% | – | |
| Sell | CITRIX SYSTEMS INC.note 0.500 4/1 | $57,650,000 | -34.6% | 43,697,000 | -35.7% | 3.71% | -28.5% | |
| Buy | EURONET WORLDWIDE INCnote 1.500 10/0 | $52,428,000 | +2.0% | 44,191,000 | +6.1% | 3.38% | +11.4% | |
| Buy | CTRIP.COM INTERNATIONAL LTDnote 1.990 7/0 | $47,976,000 | +7.5% | 41,371,000 | +3.7% | 3.09% | +17.4% | |
| Sell | AIR LEASE CORPORATIONnote 3.875 12/0 | $43,688,000 | -18.2% | 29,321,000 | -8.2% | 2.81% | -10.7% | |
| Buy | CIENA CORPdebt 4.000 12/1 | $42,323,000 | +130.4% | 30,030,000 | +114.2% | 2.72% | +151.6% | |
| Sell | MACQUARIE INFRASTRUCTUREnote 2.875 7/1 | $41,539,000 | -36.7% | 41,932,000 | -34.2% | 2.67% | -30.9% | |
| New | MICROCHIP TECHNOLOGY INCnote 1.625 2/1 added | $40,518,000 | – | 34,155,000 | +100.0% | 2.61% | – | |
| Buy | TRINITY INDUSTRIES INCnote 3.875 6/0 | $39,633,000 | -11.1% | 29,062,000 | +2.8% | 2.55% | -2.9% | |
| Sell | ROYAL GOLD INCnote 2.875 6/1 | $29,917,000 | -23.6% | 28,274,000 | -22.3% | 1.93% | -16.6% | |
| Sell | CEMEX S.A.note 3.720 3/1 | $26,887,000 | -3.2% | 25,945,000 | -2.6% | 1.73% | +5.7% | |
| Buy | CSG SYSTEMS INTERNATIONAL INCnote 4.250 3/1 | $26,005,000 | +190.4% | 23,735,000 | +189.3% | 1.67% | +217.0% | |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 0.599 8/0 | $24,103,000 | +488.6% | 25,540,000 | +522.9% | 1.55% | +544.0% | |
| Buy | NATIONAL HEALTH INVESTORS INC.note 3.250 4/0 | $23,824,000 | +1.5% | 21,737,000 | +4.8% | 1.53% | +10.8% | |
| Sell | DYCOM INDUSTRIES INCnote 0.750 9/1 | $23,265,000 | -30.2% | 18,328,000 | -28.2% | 1.50% | -23.7% | |
| NYCBPRU | Sell | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $23,041,000 | -3.2% | 461,273 | -2.0% | 1.48% | +5.7% |
| Sell | JOHNSON & JOHNSONsdcv 7/2 | $22,635,000 | -44.3% | 12,845,000 | -39.2% | 1.46% | -39.1% | |
| Sell | TCP CAPITAL CORPnote 4.625 3/0 | $21,382,000 | -10.6% | 21,169,000 | -8.8% | 1.38% | -2.3% | |
| New | LIBERTY MEDIA CORPORATIONnote 1.000 1/3 added | $21,131,000 | – | 20,100,000 | +100.0% | 1.36% | – | |
| Sell | ALTABAnote 12/0 | $20,820,000 | +3.6% | 14,885,000 | -0.1% | 1.34% | +13.2% | |
| CORENERGY INFRASTRUCTURE TRUSTnote 7.000 6/1 | $20,751,000 | -1.7% | 17,623,000 | 0.0% | 1.34% | +7.4% | ||
| Sell | CARRIAGE SERVICESnote 2.750 3/1 | $19,636,000 | -21.1% | 14,975,000 | -24.8% | 1.26% | -13.8% | |
| Buy | THERAVANCE BIOPHARMAnote 3.250 11/0 | $19,221,000 | +6.1% | 18,937,000 | +14.7% | 1.24% | +15.9% | |
| Buy | CLOVIS ONCOLOGY INC.note 2.500 9/1 | $18,966,000 | +38.6% | 16,280,000 | +61.2% | 1.22% | +51.3% | |
| Sell | OASIS PETROLEUMnote 2.625 9/1 | $18,814,000 | -4.3% | 18,200,000 | -0.9% | 1.21% | +4.5% | |
| New | LUMENTUM HOLDINGSnote 0.250 3/1 added | $16,704,000 | – | 13,185,000 | +100.0% | 1.08% | – | |
| Sell | GREEN PLAINSnote 4.125 9/0 | $16,598,000 | -22.7% | 17,396,000 | -23.6% | 1.07% | -15.5% | |
| HARMONIC INCnote 4.000 12/0 | $16,273,000 | -2.3% | 16,521,000 | 0.0% | 1.05% | +6.7% | ||
| ATLAS AIR WORLDWIDE HOLDINGSnote 1.875 6/0 | $15,786,000 | +1.2% | 13,203,000 | 0.0% | 1.02% | +10.6% | ||
| New | CEMEX S.A.note 3.720 3/1 | $15,279,000 | – | 14,815,000 | +100.0% | 0.98% | – | |
| New | ILLUMINA INCnote 6/1 | $14,349,000 | – | 12,945,000 | +100.0% | 0.92% | – | |
| Sell | VITAMIN SHOPPE INCnote 2.250 12/0 | $13,129,000 | +15.4% | 17,634,000 | -0.1% | 0.84% | +25.9% | |
| New | WELLS FARGO & COMPANYmtnf 0.250 6/2 added | $12,841,000 | – | 14,785,000 | +100.0% | 0.83% | – | |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 1.500 10/1 | $12,823,000 | -54.4% | 11,585,000 | -51.1% | 0.83% | -50.2% | |
| New | INSMEDnote 1.750 1/1 added | $9,993,000 | – | 11,236,000 | +100.0% | 0.64% | – | |
| ZILLOWnote 2.000 12/0 | $8,577,000 | +12.1% | 7,000,000 | 0.0% | 0.55% | +22.4% | ||
| Sell | COLONY NORTHSTARnote 3.875 1/1 | $8,098,000 | -69.4% | 8,609,000 | -67.5% | 0.52% | -66.6% | |
| New | OSI SYSTEMSnote 1.250 9/0 added | $8,010,000 | – | 8,815,000 | +100.0% | 0.52% | – | |
| New | NANTHEALTHnote 5.500 12/1 added | $8,007,000 | – | 11,160,000 | +100.0% | 0.52% | – | |
| Buy | COLONY NORTHSTARnote 5.000 4/1 | $7,886,000 | +97.5% | 8,434,000 | +118.3% | 0.51% | +116.2% | |
| UONEK | URBAN ONEcl d non vtg | $5,427,000 | +18.3% | 2,584,412 | 0.0% | 0.35% | +29.3% | |
| WFCPRL | Sell | WELLS FARGO & COMPANYperp pfd cnv a | $4,922,000 | -45.4% | 3,801 | -44.7% | 0.32% | -40.3% |
| Sell | HORIZON GLOBALnote 2.750 7/0 | $4,701,000 | -58.9% | 5,640,000 | -52.8% | 0.30% | -55.0% | |
| EMMS | EMMIS COMMUNICATIONS | $4,478,000 | +31.8% | 965,076 | 0.0% | 0.29% | +44.0% | |
| New | HELIX ENERGY SOLUTIONS GROUPnote 4.125 9/1 added | $4,146,000 | – | 4,110,000 | +100.0% | 0.27% | – | |
| MICROCHIP TECHNOLOGY INCnote 1.625 2/1 | $3,910,000 | +4.1% | 2,202,000 | 0.0% | 0.25% | +14.0% | ||
| Sell | AKAMAI TECHdbcv 2/1 | $3,902,000 | -65.8% | 3,800,000 | -66.4% | 0.25% | -62.6% | |
| Sell | TELIGENT INCnote 3.750 12/1 | $3,749,000 | -61.4% | 4,020,000 | -63.5% | 0.24% | -57.9% | |
| Buy | SEACOR HOLDING INCnote 3.000 11/1 | $3,683,000 | +29.5% | 3,794,000 | +26.5% | 0.24% | +41.1% | |
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $3,567,000 | -4.6% | 273,998 | 0.0% | 0.23% | +4.5% | |
| GLOBAL EAGLE ENTERTAINMENT INC.note 2.750 2/1 | $2,988,000 | +10.5% | 4,705,000 | 0.0% | 0.19% | +20.8% | ||
| TWNKW | Sell | HOSTESS BRANDS*w exp 11/04/202 | $2,788,000 | +1.0% | 1,181,487 | -0.3% | 0.18% | +10.4% |
| Sell | FINISAR CORPORATIONnote 0.500 12/1 | $2,711,000 | -54.6% | 3,000,000 | -53.1% | 0.18% | -50.3% | |
| New | CHESAPEAKE ENERGY CORPORATIONnote 5.500 9/1 added | $2,501,000 | – | 2,896,000 | +100.0% | 0.16% | – | |
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,412,000 | -3.4% | 303,805 | 0.0% | 0.16% | +5.4% | |
| New | EXACT SCIENCESdbcv 1.000 1/1 added | $2,219,000 | – | 2,500,000 | +100.0% | 0.14% | – | |
| Sell | TEVA PHARMACEUTICALdbcv 0.250 2/0 | $2,206,000 | -77.6% | 2,503,000 | -77.6% | 0.14% | -75.5% | |
| DSKEW | New | DASEKE*w exp 02/27/202 | $1,984,000 | – | 1,787,450 | +100.0% | 0.13% | – |
| Buy | SHIP FINANCE INTERNATIONALnote 5.750 10/1 | $1,970,000 | +18.8% | 1,970,000 | +27.1% | 0.13% | +29.6% | |
| New | ANI PHARMACEUTICALS INC.note 3.000 12/0 | $1,922,000 | – | 1,751,000 | +100.0% | 0.12% | – | |
| SAFEGUARD SCIENTIFICSdbcv 5.250 5/1 | $1,886,000 | -1.5% | 1,877,000 | 0.0% | 0.12% | +7.1% | ||
| Sell | ARBOR REALTY TRUSTnote 6.500 10/0 | $1,809,000 | -1.8% | 1,660,000 | -2.4% | 0.12% | +6.4% | |
| CLNS | Buy | COLONY NORTHSTAR | $1,798,000 | +85.0% | 320,005 | +275.7% | 0.12% | +103.5% |
| Sell | ARBOR REALTY TRUSTnote 5.375 11/1 | $1,746,000 | -27.2% | 1,710,000 | -27.2% | 0.11% | -20.6% | |
| MACQUARIE INFRASTRUCTUREnote 2.000 10/0 | $1,603,000 | -7.5% | 1,800,000 | 0.0% | 0.10% | +1.0% | ||
| CIDM | Sell | CINEDIGM CORP | $1,396,000 | -9.8% | 1,019,182 | -1.3% | 0.09% | -1.1% |
| Sell | PRA GROUP INC.note 3.000 8/0 | $1,192,000 | -0.5% | 1,233,000 | -1.4% | 0.08% | +8.5% | |
| BACPRL | Sell | BANK OF AMERICA7.25 cnv pfd l | $1,130,000 | -4.8% | 875 | -2.8% | 0.07% | +4.3% |
| WELLPRI | Buy | WELLTOWER INC6.50 pfd prepet deleted | $1,117,000 | +43.2% | 20,000 | +53.8% | 0.07% | +56.5% |
| GDL | GDL FUND | $1,028,000 | -4.2% | 110,269 | 0.0% | 0.07% | +4.8% | |
| IMPAX LABORATORIES INCnote 2.000 6/1 | $998,000 | +2.3% | 1,000,000 | 0.0% | 0.06% | +10.3% | ||
| Sell | AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.000 8/0 | $987,000 | -1.4% | 985,000 | -1.5% | 0.06% | +8.5% | |
| RLJPRA | Sell | RLJ LODGING TRUSTcum conv pfd a | $979,000 | -8.9% | 38,630 | -2.7% | 0.06% | 0.0% |
| Sell | KEYW HOLDING CORP.note 2.500 7/1 | $953,000 | +4.2% | 975,000 | -2.5% | 0.06% | +13.0% | |
| TAHO | TAHOE RESOURCES INC | $938,000 | -2.1% | 200,000 | 0.0% | 0.06% | +7.1% | |
| Sell | REDWOOD TRUST INCnote 5.625 11/1 | $889,000 | -2.4% | 880,000 | -2.2% | 0.06% | +5.6% | |
| Sell | LIBERTY MEDIA CORPORATIONdeb 3.750 2/1 | $866,000 | -3.9% | 1,250,000 | -4.6% | 0.06% | +5.7% | |
| New | ARES CAPITAL CORPORATIONnote 3.750 2/0 added | $859,000 | – | 840,000 | +100.0% | 0.06% | – | |
| PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0 | $851,000 | +2.5% | 2,000,000 | 0.0% | 0.06% | +12.2% | ||
| Sell | WORKDAY INCnote 1.500 7/1 | $853,000 | -96.5% | 525,000 | -97.0% | 0.06% | -96.1% | |
| CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a | $830,000 | +6.5% | 169,442 | 0.0% | 0.05% | +15.2% | |
| New | INVITATION HOMESnote 3.500 1/1 added | $781,000 | – | 700,000 | +100.0% | 0.05% | – | |
| RA | BROOKFIELD REAL ASSETS INCOME FUND | $748,000 | -6.8% | 34,347 | 0.0% | 0.05% | +2.1% | |
| New | TPG SPECIALTY LENDING INC.note 4.500 8/0 added | $737,000 | – | 720,000 | +100.0% | 0.05% | – | |
| AEROJET ROCKETDYNEnote 2.250 12/1 | $698,000 | -8.2% | 550,000 | 0.0% | 0.04% | 0.0% | ||
| STEEL CONNECTnote 5.250 3/0 | $686,000 | -0.6% | 700,000 | 0.0% | 0.04% | +7.3% | ||
| CISNWS | Buy | CISION LTD.*w exp 06/22/202 | $583,000 | +871.7% | 249,136 | +1022.2% | 0.04% | +850.0% |
| PDL BIOPHARMA INCnote 2.750 12/0 | $584,000 | +4.8% | 571,000 | 0.0% | 0.04% | +15.2% | ||
| PHD | PIONEER FLOATING RATE TRUST | $557,000 | +1.6% | 47,798 | 0.0% | 0.04% | +12.5% | |
| DPG | DUFF & PHELPS GLOBAL UTILITY INCOME FUND | $473,000 | -9.9% | 33,833 | 0.0% | 0.03% | -3.2% | |
| INTEGRATED DEVICE TECHnote 0.875 11/1 | $451,000 | +0.7% | 400,000 | 0.0% | 0.03% | +11.5% | ||
| GLU | GABELLI GLOBAL UTILITY & INCOME TRUST | $327,000 | -12.6% | 17,571 | 0.0% | 0.02% | -4.5% | |
| AFT | APOLLO SENIOR FLOATING RATE | $244,000 | +3.8% | 14,507 | 0.0% | 0.02% | +14.3% | |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $254,000 | -4.9% | 18,602 | 0.0% | 0.02% | 0.0% | |
| New | WEIBOg9515taa6 | $234,000 | – | 200,000 | +100.0% | 0.02% | – | |
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $220,000 | -14.7% | 18,698 | 0.0% | 0.01% | -6.7% | |
| DRRX | Sell | DURECT CORPORATION | $213,000 | -9.4% | 99,300 | -61.1% | 0.01% | 0.0% |
| FOF | COHEN & STEERS CLOSED-END OPPORTUNITY FUND | $216,000 | -7.3% | 17,540 | 0.0% | 0.01% | 0.0% | |
| DSKE | New | DASEKE | $196,000 | – | 20,000 | +100.0% | 0.01% | – |
| AIGWS | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $174,000 | -9.4% | 10,610 | 0.0% | 0.01% | 0.0% | |
| New | RESOURCE CAPITAL CORPORATIONnote 8.000 1/1 | $63,000 | – | 61,000 | +100.0% | 0.00% | – | |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $51,000 | – | 3,007 | +100.0% | 0.00% | – |
| KODKWS | Exit | EASTMAN KODAK*w exp 09/03/201 | $0 | – | -9,172 | -100.0% | 0.00% | – |
| Sell | LIBERTY MEDIAdeb 2.250 9/3 | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% | |
| HLIT | New | HARMONIC INC | $6,000 | – | 1,571 | +100.0% | 0.00% | – |
| KODKWSA | Exit | EASTMAN KODAK*w exp 09/03/201 | $0 | – | -9,744 | -100.0% | 0.00% | – |
| CMLSQ | Exit | CUMULUS MEDIA INCcl a new | $0 | – | -706,140 | -100.0% | -0.00% | – |
| Exit | BRISTOW GROUPnote 4.500 6/0 | $0 | – | -250,000 | -100.0% | -0.02% | – | |
| Exit | CTRIP.COM INTERNATIONAL LTDnote 1.250 9/1 | $0 | – | -370,000 | -100.0% | -0.02% | – | |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -150,000 | -100.0% | -0.05% | – |
| Exit | ALON USA ENERGY INC.note 3.000 9/1 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| Exit | GSV CAPITAL CORP.note 5.250 9/1 | $0 | – | -1,845,000 | -100.0% | -0.11% | – | |
| Exit | PDL BIOPHARMA INCnote 4.000 2/0 | $0 | – | -2,080,000 | -100.0% | -0.12% | – | |
| Exit | GLOBAL BROKERAGE INC.note 2.250 6/1 | $0 | – | -8,955,000 | -100.0% | -0.24% | – | |
| Exit | GREENBRIER COMPANIESnote 3.500 4/0 | $0 | – | -3,585,000 | -100.0% | -0.32% | – | |
| Exit | PRICELINE.COMnote 0.350 6/1 | $0 | – | -5,000,000 | -100.0% | -0.41% | – | |
| Exit | CEMEX S.A.note 3.750 3/1 | $0 | – | -13,325,000 | -100.0% | -0.80% | – | |
| Exit | AMYRISnote 6.500 5/1 | $0 | – | -18,936,000 | -100.0% | -0.81% | – | |
| Exit | WAYFAIR (144A)note 0.375 9/0 | $0 | – | -14,190,000 | -100.0% | -0.88% | – | |
| Exit | CIENA CORPnote 3.750 10/1 | $0 | – | -13,285,000 | -100.0% | -0.92% | – | |
| Exit | MOLINA HEALTHCARE INCdbcv 1.625 8/1 | $0 | – | -11,605,000 | -100.0% | -0.94% | – | |
| Exit | MEDICINES COMPANYnote 2.750 7/1 | $0 | – | -22,710,000 | -100.0% | -1.23% | – | |
| Exit | JANUS CAPITAL GROUP INCnote 0.750 7/1 | $0 | – | -12,596,000 | -100.0% | -1.27% | – | |
| Exit | PALO ALTO NETWORKS INC.note 7/0 | $0 | – | -22,375,000 | -100.0% | -1.81% | – | |
| Exit | LIBERTY INTERACTIVE LLC (144A-SEASONED)deb 1.750 9/3 | $0 | – | -32,655,000 | -100.0% | -2.23% | – | |
| Exit | RED HAT INCnote 0.250 10/0 | $0 | – | -28,928,000 | -100.0% | -2.81% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.