ZAZOVE ASSOCIATES LLC - Q3 2018 holdings

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$1.15 Million is the total value of ZAZOVE ASSOCIATES LLC's 107 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 44.8% .

All

			Value		Shares		↓ Weighting
	Sell	RPM INTERNATIONAL INCnote 2.250 12/1	$84,292,000	-5.9%	68,253,000	-7.9%	7.30%	+2.4%
	Sell	BOOKING HOLDINGSnote 0.900 9/1	$83,927,000	-25.1%	70,705,000	-24.5%	7.27%	-18.5%
	Sell	LIBERTY MEDIAnote 1.375 10/1	$80,581,000	-8.6%	66,186,000	-6.8%	6.98%	-0.5%
	Sell	INTERDIGITAL INCnote 1.500 3/0	$74,812,000	-3.3%	63,535,000	-0.8%	6.48%	+5.2%
	Buy	CTRIP.COM INTERNATIONAL LTDnote 1.990 7/0	$40,308,000	-9.0%	38,720,000	+0.2%	3.49%	-0.9%
	Sell	GREENBRIER COMPANIESnote 2.875 2/0	$39,558,000	-35.6%	33,212,000	-37.7%	3.43%	-30.0%
	Buy	BIOMARIN PHARMACEUTICAL INCnote 0.599 8/0	$35,929,000	+25.3%	33,935,000	+20.3%	3.11%	+36.3%
	Buy	MICROCHIP TECHNOLOGY INCnote 1.625 2/1	$34,475,000	-5.7%	32,390,000	+4.3%	2.99%	+2.6%
	New	AIR TRANSPORT SERVICES GROUPnote 1.125 10/1	$32,288,000	–	33,743,000	+100.0%	2.80%	–
	Sell	CSG SYSTEMS INTERNATIONAL INCnote 4.250 3/1	$30,751,000	-25.7%	29,148,000	-25.7%	2.66%	-19.2%
	New	JAZZ INVESTMENTS Inote 1.500 8/1	$29,154,000	–	28,600,000	+100.0%	2.53%	–
	Buy	DYCOM INDUSTRIES INCnote 0.750 9/1	$28,781,000	+30.7%	25,958,000	+37.0%	2.49%	+42.2%
	Buy	KAMAN CORPORATIONnote 3.250 5/0	$25,537,000	+131.3%	21,697,000	+137.6%	2.21%	+151.8%
	New	SERVICENOW INC.note 6/0	$25,508,000	–	17,105,000	+100.0%	2.21%	–
		NATIONAL HEALTH INVESTORS INC.note 3.250 4/0	$24,481,000	-0.4%	21,737,000	0.0%	2.12%	+8.3%
	Sell	ZILLOWnote 2.000 12/0	$22,640,000	-32.7%	20,890,000	-21.5%	1.96%	-26.7%
	Buy	FLEXION THERAPEUTICSnote 3.375 5/0	$21,684,000	-3.3%	21,403,000	+17.2%	1.88%	+5.3%
		THERAVANCE BIOPHARMAnote 3.250 11/0	$21,161,000	+20.0%	17,895,000	0.0%	1.83%	+30.6%
	Buy	PRA GROUP INC.note 3.500 6/0	$20,963,000	+30.0%	20,279,000	+34.1%	1.82%	+41.4%
NYCBPRU	New	NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051	$20,034,000	–	406,579	+100.0%	1.74%	–
	Sell	ROYAL GOLD INCnote 2.875 6/1	$18,259,000	-5.3%	18,077,000	-0.4%	1.58%	+3.0%
	Sell	CIENA CORPdebt 4.000 12/1	$16,972,000	-37.7%	10,670,000	-44.5%	1.47%	-32.2%
	Buy	ATLAS AIR WORLDWIDE HOLDINGSnote 1.875 6/0	$16,770,000	+18.6%	13,903,000	+30.3%	1.45%	+29.0%
	Sell	CORENERGY INFRASTRUCTURE TRUSTnote 7.000 6/1	$16,718,000	-4.2%	14,443,000	-3.8%	1.45%	+4.3%
	New	ZILLOW GROUP INC.note 1.500 7/0	$14,606,000	–	15,780,000	+100.0%	1.27%	–
		TERADYNE INCnote 1.250 12/1	$13,663,000	-2.1%	10,500,000	0.0%	1.18%	+6.6%
	Sell	AIR LEASE CORPORATIONnote 3.875 12/0	$13,631,000	-66.2%	8,658,000	-69.0%	1.18%	-63.2%
	Sell	CLOVIS ONCOLOGY INC.note 2.500 9/1	$13,155,000	-14.5%	14,070,000	-1.4%	1.14%	-7.0%
	New	SILICON LABORATORIESnote 1.375 3/0	$13,141,000	–	11,500,000	+100.0%	1.14%	–
	New	RHdbcv 7/1	$12,826,000	–	10,365,000	+100.0%	1.11%	–
	Buy	INSMEDnote 1.750 1/1	$12,810,000	-1.6%	15,101,000	+6.5%	1.11%	+7.0%
	Sell	ALTABAnote 12/0	$11,441,000	-6.9%	8,970,000	-0.2%	0.99%	+1.2%
	Sell	HARMONIC INCnote 4.000 12/0	$10,569,000	-21.2%	9,072,000	-30.6%	0.92%	-14.2%
	Buy	SHIP FINANCE INTERNATIONALnote 5.750 10/1	$10,007,000	+417.7%	10,045,000	+437.2%	0.87%	+463.0%
	Sell	EURONET WORLDWIDE INCnote 1.500 10/0	$9,933,000	-80.7%	7,136,000	-83.1%	0.86%	-79.0%
	Sell	JOHNSON JOHNSONsdcv 7/2	$8,950,000	-56.0%	4,710,000	-61.4%	0.78%	-52.1%
		OSI SYSTEMSnote 1.250 9/0	$7,987,000	-1.3%	8,330,000	0.0%	0.69%	+7.5%
	Sell	MACQUARIE INFRASTRUCTUREnote 2.875 7/1	$7,472,000	-45.3%	7,519,000	-45.4%	0.65%	-40.6%
		NANTHEALTHnote 5.500 12/1	$6,867,000	-11.5%	11,010,000	0.0%	0.60%	-3.7%
	New	ON SEMICONDUCTOR CORPnote 1.625 10/1	$6,532,000	–	5,800,000	+100.0%	0.57%	–
	New	NEVRO CORPnote 1.750 6/0	$6,247,000	–	6,300,000	+100.0%	0.54%	–
	Sell	EXACT SCIENCESdbcv 1.000 1/1	$6,042,000	-51.6%	4,880,000	-58.8%	0.52%	-47.2%
	Buy	CARRIAGE SERVICESnote 2.750 3/1	$5,904,000	+4.0%	5,313,000	+13.9%	0.51%	+13.3%
	Sell	ASCENT CAPITAL GROUP LLCnote 4.000 7/1	$5,843,000	-18.8%	8,468,000	-30.0%	0.51%	-11.7%
	Sell	CITRIX SYSTEMS INC.note 0.500 4/1	$5,438,000	-29.4%	3,537,000	-33.3%	0.47%	-23.3%
UONEK	New	URBAN ONEcl d non vtg	$5,425,000	–	2,614,630	+100.0%	0.47%	–
		COLONY CAPITALnote 5.000 4/1	$5,282,000	-1.5%	5,642,000	0.0%	0.46%	+7.3%
WFCPRL	New	WELLS FARGO COMPANYperp pfd cnv a	$4,891,000	–	3,801	+100.0%	0.42%	–
	New	REDFINnote 1.750 7/1	$4,850,000	–	5,330,000	+100.0%	0.42%	–
SMPLW	New	SIMPLY GOOD FOODS COMPANY*w exp 07/07/202	$4,794,000	–	603,055	+100.0%	0.42%	–
EMMS	Buy	EMMIS COMMUNICATIONS	$4,779,000	+0.3%	903,439	+0.3%	0.41%	+9.2%
CMLS	New	CUMULUS MEDIA INC	$4,754,000	–	273,598	+100.0%	0.41%	–
		NXP SEMICONDUCTORS NVnote 1.000 12/0	$4,744,000	-13.0%	4,550,000	0.0%	0.41%	-5.3%
EVV		EATON VANCE LIMITED DURATION INCOME FUND	$3,474,000	+0.8%	273,998	0.0%	0.30%	+9.5%
	Sell	VITAMIN SHOPPE INCnote 2.250 12/0	$3,350,000	-76.0%	3,807,000	-78.4%	0.29%	-73.9%
	Buy	INVITATION HOMESnote 3.500 1/1	$3,089,000	+12.8%	2,800,000	+14.3%	0.27%	+22.9%
DSKEW	Buy	DASEKE*w exp 02/27/202	$2,787,000	-19.8%	3,483,474	+7.3%	0.24%	-12.6%
CLNY		COLONY CAPITAL	$2,582,000	-2.4%	424,010	0.0%	0.22%	+6.2%
TWNKW	Buy	HOSTESS BRANDS*w exp 11/04/202	$2,567,000	+4.2%	2,422,831	+80.9%	0.22%	+13.3%
	New	BRISTOW GROUPnote 4.500 6/0	$2,531,000	–	2,500,000	+100.0%	0.22%	–
JQC		NUVEEN CREDIT STRATEGIES INCOME FUND	$2,421,000	+0.2%	303,805	0.0%	0.21%	+9.4%
		TEVA PHARMdbcv 0.250 2/0	$2,354,000	+1.5%	2,503,000	0.0%	0.20%	+10.3%
	Sell	LIBERTY MEDIA CORPORATIONnote 1.000 1/3	$2,221,000	-66.8%	1,895,000	-66.7%	0.19%	-63.9%
CCO	Buy	CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a	$2,176,000	+70.5%	365,671	+23.2%	0.19%	+85.3%
	New	TESLA MOTORS INC.note 0.250 3/0	$1,987,000	–	2,000,000	+100.0%	0.17%	–
	Buy	WEIBOdebt 1.250 11/1	$1,736,000	+4.3%	1,805,000	+9.4%	0.15%	+12.8%
BKEP	Buy	BLUEKNIGHT ENERGY PARTNERS	$1,700,000	+48.5%	800,000	+137.6%	0.15%	+61.5%
		MICROCHIP TECHNOLOGY INCnote 1.625 2/1	$1,514,000	-13.9%	1,000,000	0.0%	0.13%	-6.4%
	New	WAYFAIRnote 0.375 9/0	$1,514,000	–	1,000,000	+100.0%	0.13%	–
	Sell	SEACOR HOLDING INCnote 3.000 11/1	$1,479,000	-39.8%	1,525,000	-39.6%	0.13%	-34.7%
	Sell	ARCONIC INCnote 1.625 10/1	$1,471,000	-91.1%	1,435,000	-91.2%	0.13%	-90.3%
	New	TEAMnote 5.000 8/0	$1,264,000	–	1,000,000	+100.0%	0.11%	–
GDL	Buy	GDL FUND	$1,243,000	+14.1%	136,742	+15.2%	0.11%	+24.1%
		PRA GROUP INC.note 3.000 8/0	$1,188,000	-0.5%	1,233,000	0.0%	0.10%	+8.4%
USAC	New	USA COMPRESSION PARTNERS	$1,182,000	–	71,570	+100.0%	0.10%	–
BACPRL		BANK OF AMERICA7.25 cnv pfd l	$1,132,000	+3.3%	875	0.0%	0.10%	+12.6%
RLJPRA		RLJ LODGING TRUSTcum conv pfd a	$1,007,000	-0.4%	38,630	0.0%	0.09%	+7.4%
CIDM		CINEDIGM CORP	$987,000	-25.2%	851,248	0.0%	0.09%	-18.1%
	New	TWITTERnote 0.250 9/1	$970,000	–	1,000,000	+100.0%	0.08%	–
	Buy	WEATHERFORD INTERNATIONAL LIMITEDnote 5.875 7/0	$942,000	+19.2%	1,000,000	+25.0%	0.08%	+30.2%
	Sell	MACQUARIE INFRASTRUCTUREnote 2.000 10/0	$897,000	-64.0%	1,000,000	-64.3%	0.08%	-60.6%
		REDWOOD TRUST INCnote 5.625 11/1	$893,000	-0.2%	880,000	0.0%	0.08%	+8.5%
		TPG SPECIALTY LENDING INC.note 4.500 8/0	$877,000	+1.0%	870,000	0.0%	0.08%	+10.1%
		ARES CAPITAL CORPORATIONnote 3.750 2/0	$849,000	+0.4%	840,000	0.0%	0.07%	+10.4%
	Sell	TELIGENT INCnote 3.750 12/1	$855,000	-76.8%	895,000	-76.9%	0.07%	-74.8%
		LIBERTY MEDIAdeb 3.750 2/1	$856,000	-1.8%	1,250,000	0.0%	0.07%	+7.2%
		PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0	$700,000	-12.5%	2,000,000	0.0%	0.06%	-4.7%
		PROSPECT CAPITAL CORPORATIONnote 4.950 7/1	$693,000	+1.6%	700,000	0.0%	0.06%	+11.1%
		STEEL CONNECTnote 5.250 3/0	$686,000	+0.3%	700,000	0.0%	0.06%	+9.3%
	Sell	BLACKROCK TCP CAPITALnote 4.625 3/0	$674,000	-79.8%	675,000	-79.7%	0.06%	-78.2%
		HELIX ENERGY SOLUTIONS GROUPnote 4.125 9/1	$661,000	+9.6%	510,000	0.0%	0.06%	+18.8%
KYN	New	KAYNE ANDERSON MLP INVESTMENT COMPANY	$589,000	–	33,000	+100.0%	0.05%	–
	New	MERITORnote 3.250 10/1	$574,000	–	600,000	+100.0%	0.05%	–
TAHO	New	TAHOE RESOURCES INC	$558,000	–	200,000	+100.0%	0.05%	–
WSCWW	New	WILLSCOT CORPORATION*w exp 09/10/202	$550,000	–	184,500	+100.0%	0.05%	–
PHD		PIONEER FLOATING RATE TRUST	$527,000	-1.3%	47,798	0.0%	0.05%	+7.0%
DPG		DUFF PHELPS GLOBAL UTILITY INCOME FUND	$491,000	+1.0%	33,833	0.0%	0.04%	+10.3%
	New	PDC ENERGY INCnote 1.125 9/1	$486,000	–	500,000	+100.0%	0.04%	–
	New	AVID TECHNOLOGYnote 2.000 6/1	$446,000	–	500,000	+100.0%	0.04%	–
GER	New	GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND	$381,000	–	59,078	+100.0%	0.03%	–
GLU		GABELLI GLOBAL UTILITY INCOME TRUST	$342,000	+6.2%	17,271	0.0%	0.03%	+15.4%
KMF	Buy	KAYNE ANDERSON MIDSTREAM/ENERGY FUND	$350,000	+44.6%	27,323	+46.1%	0.03%	+57.9%
SMM	Buy	SALIENT MIDSTREAM MLP FUNDsh ben int	$261,000	+47.5%	25,602	+46.1%	0.02%	+64.3%
EVG		EATON VANCE SHORT DURATION DIVERSIFIED INC FUND	$240,000	-0.8%	18,602	0.0%	0.02%	+10.5%
AFT		APOLLO SENIOR FLOATING RATE	$232,000	-2.1%	14,507	0.0%	0.02%	+5.3%
DSKE		DASEKE	$160,000	-19.6%	20,000	0.0%	0.01%	-12.5%
AIGWS		AMERICAN INTERNATIONAL GROUP*w exp 01/19/202	$155,000	+0.6%	10,610	0.0%	0.01%	+8.3%
	Exit	WELLS FARGO COMPANYmtnf 0.250 6/2	$0	–	-390,000	-100.0%	-0.03%	–
	Exit	INTEGRATED DEVICE TECHnote 0.875 11/1	$0	–	-400,000	-100.0%	-0.04%	–
	Exit	AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.000 8/0	$0	–	-685,000	-100.0%	-0.06%	–
	Exit	WORKDAY INCnote 1.500 7/1	$0	–	-525,000	-100.0%	-0.06%	–
TAHO	Exit	TAHOE RESOURCES INC	$0	–	-200,000	-100.0%	-0.08%	–
	Exit	ARBOR REALTY TRUSTnote 5.375 11/1	$0	–	-1,835,000	-100.0%	-0.16%	–
SMPLW	Exit	SIMPLY GOOD FOODS COMPANY*w exp 07/07/202	$0	–	-603,912	-100.0%	-0.20%	–
	Exit	AEROJET ROCKETDYNEnote 2.250 12/1	$0	–	-1,965,000	-100.0%	-0.20%	–
	Exit	FINISAR CORPORATIONnote 0.500 12/1	$0	–	-3,000,000	-100.0%	-0.22%	–
WFCPRL	Exit	WELLS FARGO COMPANYperp pfd cnv a	$0	–	-3,801	-100.0%	-0.38%	–
UONEK	Exit	URBAN ONEcl d non vtg	$0	–	-2,586,712	-100.0%	-0.43%	–
	Exit	BIOMARIN PHARMACEUTICAL INCnote 1.500 10/1	$0	–	-5,790,000	-100.0%	-0.54%	–
	Exit	LUMENTUM HOLDINGSnote 0.250 3/1	$0	–	-13,185,000	-100.0%	-1.24%	–
	Exit	ILLUMINA INCnote 6/1	$0	–	-14,820,000	-100.0%	-1.39%	–
	Exit	NEUROCRINE BIOSCIENCESnote 2.250 5/1	$0	–	-12,380,000	-100.0%	-1.43%	–
	Exit	OASIS PETROLEUMnote 2.625 9/1	$0	–	-14,750,000	-100.0%	-1.53%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-11-05

Signatures

The EDGAR filing(s) were signed by:

STEVEN M KLEIMAN — Executive Partner

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LIBERTY MEDIA (PCS)	40	Q3 2023	0.1%
DIGITALBRIDGE GROUP	37	Q3 2022	0.6%
LIBERTY MEDIA (SIRIUS XM BASKET)	34	Q3 2023	7.8%
NUVEEN CR STRATEGIES INCOME	34	Q3 2023	0.2%
EATON VANCE LIMITED DURATION INCOME FUND	32	Q2 2021	0.3%
JOHNSON & JOHNSON	29	Q2 2020	7.7%
TEVA PHARM (SERIES C)	29	Q2 2020	7.1%
BANK OF AMERICA $72.50	29	Q3 2023	1.5%
APOLLO SR FLOATING RATE FD I	28	Q3 2023	0.0%
NEW YORK COMMUNITY BANCORP TRUST	27	Q3 2023	1.9%

View ZAZOVE ASSOCIATES LLC's complete holdings history.

Latest significant ownerships (13-D/G)

ZAZOVE ASSOCIATES LLC Q3 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Landsea Homes Corp	January 12, 2022	605,372	1.3%
Blueknight Energy Partners, L.P.	January 07, 2022	3,317,982	8.0%
INNOVATE Corp.	January 07, 2022	2,896,615	3.6%
COWEN INC.	January 20, 2021	348,592	1.3%
EMMIS COMMUNICATIONS CORP	January 20, 2021	1,380,378	11.4%
Daseke, Inc.	February 05, 2020	3,203,124	4.7%
SCHOOL SPECIALTY INC	January 06, 2020	794,922	11.3%
CARRIAGE SERVICES INC	January 29, 2019	?	?
CorEnergy Infrastructure Trust, Inc.	February 08, 2018	534,030	4.3%
Cinedigm Corp.	December 14, 2017	1,034,814	2.9%

View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-07
13F-HR	2024-01-31
SC 13G	2024-01-11
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
13F-HR	2023-10-31
13F-HR	2023-08-07
13F-HR	2023-05-04
SC 13G/A	2023-05-02

View ZAZOVE ASSOCIATES LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1154000.0 != 1154017000.0)

Export ZAZOVE ASSOCIATES LLC's holdings