$1.7 Million is the total value of ZAZOVE ASSOCIATES LLC's 108 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 28.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PRICELINE.COMnote 0.900 9/1 | $113,860,000 | -1.1% | 96,455,000 | -3.4% | 6.71% | +14.0% | |
| Buy | ARCONIC INCnote 1.625 10/1 | $102,109,000 | +3.0% | 89,133,000 | +0.4% | 6.02% | +18.6% | |
| Buy | LIBERTY MEDIA CORPORATIONnote 1.375 10/1 | $99,684,000 | -1.3% | 86,729,000 | +4.1% | 5.88% | +13.7% | |
| Sell | CITRIX SYSTEMS INC.note 0.500 4/1 | $88,110,000 | -6.1% | 67,927,000 | -15.7% | 5.19% | +8.2% | |
| Buy | RPM INTERNATIONAL INCnote 2.250 12/1 | $79,499,000 | +11.0% | 68,310,000 | +9.8% | 4.69% | +27.8% | |
| Sell | MACQUARIE INFRASTRUCTUREnote 2.875 7/1 | $65,642,000 | -16.5% | 63,767,000 | -13.9% | 3.87% | -3.9% | |
| Sell | INTERDIGITAL INCnote 1.500 3/0 | $60,366,000 | -0.7% | 50,490,000 | -2.5% | 3.56% | +14.3% | |
| Sell | AIR LEASE CORPORATIONnote 3.875 12/0 | $53,435,000 | -24.9% | 31,949,000 | -31.7% | 3.15% | -13.5% | |
| Buy | EURONET WORLDWIDE INCnote 1.500 10/0 | $51,393,000 | +6.4% | 41,646,000 | +16.8% | 3.03% | +22.5% | |
| Sell | RED HAT INCnote 0.250 10/0 | $47,654,000 | -26.8% | 28,928,000 | -31.5% | 2.81% | -15.6% | |
| Buy | CTRIP.COM INTERNATIONAL LTDnote 1.990 7/0 | $44,647,000 | +151.1% | 39,906,000 | +172.6% | 2.63% | +189.2% | |
| Sell | TRINITY INDUSTRIES INCnote 3.875 6/0 | $44,586,000 | -22.9% | 28,275,000 | -34.0% | 2.63% | -11.2% | |
| Sell | JOHNSON JOHNSONsdcv 7/2 | $40,614,000 | -26.2% | 21,140,000 | -31.3% | 2.39% | -15.0% | |
| ROYAL GOLD INCnote 2.875 6/1 | $39,149,000 | -2.6% | 36,404,000 | 0.0% | 2.31% | +12.3% | ||
| New | LIBERTY INTERACTIVE LLC (144A-SEASONED)deb 1.750 9/3 | $37,777,000 | – | 32,655,000 | +100.0% | 2.23% | – | |
| Sell | DYCOM INDUSTRIES INCnote 0.750 9/1 | $33,326,000 | -25.6% | 25,513,000 | -35.1% | 1.96% | -14.3% | |
| New | PALO ALTO NETWORKS INC.note 7/0 | $30,675,000 | – | 22,375,000 | +100.0% | 1.81% | – | |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.500 10/1 | $28,126,000 | +4.8% | 23,685,000 | +6.2% | 1.66% | +20.7% | |
| New | CEMEX S.A.note 3.720 3/1 | $27,790,000 | – | 26,625,000 | +100.0% | 1.64% | – | |
| Sell | COLONY NORTHSTARnote 3.875 1/1 | $26,453,000 | -3.1% | 26,519,000 | -1.9% | 1.56% | +11.6% | |
| Sell | CARRIAGE SERVICESnote 2.750 3/1 | $24,884,000 | -0.9% | 19,907,000 | -0.7% | 1.47% | +14.1% | |
| Sell | WORKDAY INCnote 1.500 7/1 | $24,119,000 | -35.3% | 17,565,000 | -33.8% | 1.42% | -25.4% | |
| Sell | TCP CAPITAL CORPnote 4.625 3/0 | $23,916,000 | -13.8% | 23,219,000 | -12.5% | 1.41% | -0.7% | |
| NYCBPRU | Buy | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $23,798,000 | +2.2% | 470,779 | +2.7% | 1.40% | +17.7% |
| Sell | NATIONAL HEALTH INVESTORS INC.note 3.250 4/0 | $23,480,000 | -3.5% | 20,737,000 | -1.8% | 1.38% | +11.2% | |
| Sell | JANUS CAPITAL GROUP INCnote 0.750 7/1 | $21,532,000 | -74.0% | 12,596,000 | -76.4% | 1.27% | -70.1% | |
| GREEN PLAINSnote 4.125 9/0 | $21,464,000 | -8.5% | 22,758,000 | 0.0% | 1.26% | +5.4% | ||
| Sell | CORENERGY INFRASTRUCTURE TRUSTnote 7.000 6/1 | $21,104,000 | +2.7% | 17,623,000 | -1.1% | 1.24% | +18.3% | |
| Sell | MEDICINES COMPANYnote 2.750 7/1 | $20,905,000 | -13.5% | 22,710,000 | -1.2% | 1.23% | -0.4% | |
| Sell | ALTABAnote 12/0 | $20,087,000 | +0.1% | 14,900,000 | -3.4% | 1.18% | +15.3% | |
| Buy | OASIS PETROLEUMnote 2.625 9/1 | $19,662,000 | +59.6% | 18,365,000 | +59.7% | 1.16% | +84.0% | |
| Buy | CIENA CORPdebt 4.000 12/1 | $18,369,000 | +344.4% | 14,022,000 | +350.0% | 1.08% | +410.8% | |
| Buy | THERAVANCE BIOPHARMAnote 3.250 11/0 | $18,114,000 | +80.7% | 16,505,000 | +102.0% | 1.07% | +108.2% | |
| Sell | HARMONIC INCnote 4.000 12/0 | $16,653,000 | +12.2% | 16,521,000 | -1.4% | 0.98% | +29.2% | |
| Buy | MOLINA HEALTHCARE INCdbcv 1.625 8/1 | $15,964,000 | +34.7% | 11,605,000 | +22.9% | 0.94% | +55.0% | |
| Buy | ATLAS AIR WORLDWIDE HOLDINGSnote 1.875 6/0 | $15,596,000 | +5.5% | 13,203,000 | +13.8% | 0.92% | +21.6% | |
| Sell | CIENA CORPnote 3.750 10/1 | $15,560,000 | -5.5% | 13,285,000 | -1.1% | 0.92% | +8.9% | |
| Buy | WAYFAIR (144A)note 0.375 9/0 | $14,886,000 | +42.5% | 14,190,000 | +31.7% | 0.88% | +63.9% | |
| AMYRISnote 6.500 5/1 | $13,729,000 | 0.0% | 18,936,000 | 0.0% | 0.81% | +15.1% | ||
| New | CLOVIS ONCOLOGY INC.note 2.500 9/1 | $13,682,000 | – | 10,100,000 | +100.0% | 0.81% | – | |
| Buy | CEMEX S.A.note 3.750 3/1 | $13,599,000 | +434.8% | 13,325,000 | +498.9% | 0.80% | +516.9% | |
| Sell | HORIZON GLOBALnote 2.750 7/0 | $11,429,000 | -27.1% | 11,960,000 | -20.7% | 0.67% | -16.0% | |
| AKAMAI TECHdbcv 2/1 | $11,406,000 | +3.7% | 11,300,000 | 0.0% | 0.67% | +19.4% | ||
| Buy | VITAMIN SHOPPE INCnote 2.250 12/0 | $11,376,000 | +38.9% | 17,654,000 | +60.9% | 0.67% | +60.1% | |
| Sell | TEVA PHARM (SERIES C)dbcv 0.250 2/0 | $9,843,000 | -87.3% | 11,153,000 | -87.0% | 0.58% | -85.3% | |
| Sell | TELIGENT INCnote 3.750 12/1 | $9,718,000 | -18.2% | 11,028,000 | -10.5% | 0.57% | -5.8% | |
| WFCPRL | WELLS FARGO COMPANYperp pfd cnv a | $9,011,000 | -0.4% | 6,879 | 0.0% | 0.53% | +14.7% | |
| Sell | CSG SYSTEMS INTERNATIONAL INCnote 4.250 3/1 | $8,954,000 | -8.8% | 8,205,000 | -10.3% | 0.53% | +5.2% | |
| New | ZILLOWnote 2.000 12/0 | $7,648,000 | – | 7,000,000 | +100.0% | 0.45% | – | |
| New | PRICELINE.COMnote 0.350 6/1 | $6,907,000 | – | 5,000,000 | +100.0% | 0.41% | – | |
| New | LIBERTY MEDIAdeb 2.250 9/3 | $6,752,000 | – | 6,465,000 | +100.0% | 0.40% | – | |
| New | FINISAR CORPORATIONnote 0.500 12/1 | $5,976,000 | – | 6,400,000 | +100.0% | 0.35% | – | |
| Sell | GREENBRIER COMPANIESnote 3.500 4/0 | $5,378,000 | -80.2% | 3,585,000 | -81.8% | 0.32% | -77.2% | |
| UONEK | Buy | URBAN ONE CLASS Dcl d non vtg | $4,587,000 | +6.9% | 2,584,412 | +0.9% | 0.27% | +22.7% |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599 8/0 | $4,095,000 | – | 4,100,000 | +100.0% | 0.24% | – | |
| Buy | GLOBAL BROKERAGE INC.note 2.250 6/1 | $4,030,000 | +89.1% | 8,955,000 | +89.1% | 0.24% | +118.3% | |
| COLONY NORTHSTARnote 5.000 4/1 | $3,992,000 | +0.4% | 3,864,000 | 0.0% | 0.24% | +15.2% | ||
| MICROCHIP TECHNOLOGY INCnote 1.625 2/1 | $3,757,000 | -2.4% | 2,202,000 | 0.0% | 0.22% | +12.2% | ||
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $3,740,000 | -2.7% | 273,998 | 0.0% | 0.22% | +11.7% | |
| EMMS | Sell | EMMIS COMMUNICATIONS | $3,397,000 | +4.9% | 965,076 | -0.1% | 0.20% | +20.5% |
| Sell | SEACOR HOLDING INCnote 3.000 11/1 | $2,843,000 | +1.7% | 3,000,000 | -3.5% | 0.17% | +17.5% | |
| TWNKW | Buy | HOSTESS BRANDS*w exp 11/04/202 | $2,760,000 | +16.8% | 1,184,511 | +2.2% | 0.16% | +34.7% |
| GLOBAL EAGLE ENTERTAINMENT INC.note 2.750 2/1 | $2,705,000 | -12.9% | 4,705,000 | 0.0% | 0.16% | 0.0% | ||
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,497,000 | -3.2% | 303,805 | 0.0% | 0.15% | +11.4% | |
| New | ARBOR REALTY TRUSTnote 5.375 11/1 | $2,398,000 | – | 2,350,000 | +100.0% | 0.14% | – | |
| PDL BIOPHARMA INCnote 4.000 2/0 | $2,081,000 | -0.2% | 2,080,000 | 0.0% | 0.12% | +15.0% | ||
| SAFEGUARD SCIENTIFICSdbcv 5.250 5/1 | $1,915,000 | -0.9% | 1,877,000 | 0.0% | 0.11% | +14.1% | ||
| Sell | ARBOR REALTY TRUSTnote 6.500 10/0 | $1,843,000 | -56.2% | 1,700,000 | -57.0% | 0.11% | -49.3% | |
| GSV CAPITAL CORP.note 5.250 9/1 | $1,854,000 | +1.1% | 1,845,000 | 0.0% | 0.11% | +16.0% | ||
| MACQUARIE INFRASTRUCTUREnote 2.000 10/0 | $1,733,000 | -0.9% | 1,800,000 | 0.0% | 0.10% | +14.6% | ||
| New | SHIP FINANCE INTERNATIONALnote 5.750 10/1 | $1,658,000 | – | 1,550,000 | +100.0% | 0.10% | – | |
| CIDM | Buy | CINEDIGM CORP | $1,548,000 | +225.9% | 1,032,132 | +214.8% | 0.09% | +279.2% |
| Sell | ALON USA ENERGY INC.note 3.000 9/1 | $1,330,000 | -90.8% | 1,000,000 | -92.2% | 0.08% | -89.5% | |
| PRA GROUP INC.note 3.000 8/0 | $1,198,000 | +4.0% | 1,250,000 | 0.0% | 0.07% | +20.3% | ||
| BACPRL | BANK OF AMERICA7.25 cnv pfd l | $1,187,000 | +1.4% | 900 | 0.0% | 0.07% | +16.7% | |
| GDL | GDL FUND | $1,073,000 | -4.6% | 110,269 | 0.0% | 0.06% | +8.6% | |
| RLJPRA | New | RLJ LODGING TRUST\cum conv pfd a | $1,075,000 | – | 39,700 | +100.0% | 0.06% | – |
| AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.000 8/0 | $1,001,000 | -0.3% | 1,000,000 | 0.0% | 0.06% | +15.7% | ||
| New | IMPAX LABORATORIES INCnote 2.000 6/1 | $976,000 | – | 1,000,000 | +100.0% | 0.06% | – | |
| CLNS | COLONY NORTHSTAR | $972,000 | -9.2% | 85,174 | 0.0% | 0.06% | +3.6% | |
| TAHO | TAHOE RESOURCES INC | $958,000 | -9.1% | 200,000 | 0.0% | 0.06% | +3.7% | |
| REDWOOD TRUST INCnote 5.625 11/1 | $911,000 | -1.9% | 900,000 | 0.0% | 0.05% | +12.5% | ||
| KEYW HOLDING CORP.note 2.500 7/1 | $915,000 | -2.3% | 1,000,000 | 0.0% | 0.05% | +12.5% | ||
| LIBERTY MEDIA (PCS)deb 3.750 2/1 | $901,000 | -3.1% | 1,310,000 | 0.0% | 0.05% | +10.4% | ||
| PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0 | $830,000 | -0.1% | 2,000,000 | 0.0% | 0.05% | +14.0% | ||
| RA | Sell | BROOKFIELD REAL ASSETS INCOME FUND | $803,000 | -7.2% | 34,347 | -5.5% | 0.05% | +6.8% |
| SIRI | Sell | SIRIUS XM RADIO INC | $804,000 | -40.5% | 150,000 | -38.8% | 0.05% | -31.9% |
| WELLPRI | WELLTOWER INC6.50 pfd prepet | $780,000 | -5.2% | 13,000 | 0.0% | 0.05% | +9.5% | |
| CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a | $779,000 | -1.1% | 169,442 | 0.0% | 0.05% | +15.0% | |
| New | AEROJET ROCKETDYNEnote 2.250 12/1 | $760,000 | – | 550,000 | +100.0% | 0.04% | – | |
| MODUSLINK GLOBAL SOLUTIONS INC.note 5.250 3/0 | $690,000 | +4.9% | 700,000 | 0.0% | 0.04% | +20.6% | ||
| Sell | PDL BIOPHARMA INCnote 2.750 12/0 | $557,000 | -93.4% | 571,000 | -92.6% | 0.03% | -92.4% | |
| PHD | PIONEER FLOATING RATE TRUST | $548,000 | -4.2% | 47,798 | 0.0% | 0.03% | +10.3% | |
| DPG | DUFF PHELPS GLOBAL UTILITY INCOME FUND | $525,000 | -4.4% | 33,833 | 0.0% | 0.03% | +10.7% | |
| INTEGRATED DEVICE TECHnote 0.875 11/1 | $448,000 | +4.7% | 400,000 | 0.0% | 0.03% | +18.2% | ||
| Sell | CTRIP.COM INTERNATIONAL LTDnote 1.250 9/1 | $379,000 | -75.1% | 370,000 | -73.8% | 0.02% | -71.8% | |
| GLU | Sell | GABELLI GLOBAL UTILITY INCOME TRUST | $374,000 | -40.0% | 17,571 | -42.1% | 0.02% | -31.2% |
| New | BRISTOW GROUPnote 4.500 6/0 | $276,000 | – | 250,000 | +100.0% | 0.02% | – | |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $267,000 | +0.8% | 18,602 | 0.0% | 0.02% | +14.3% | |
| KMF | New | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $258,000 | – | 18,698 | +100.0% | 0.02% | – |
| FOF | Sell | COHEN STEERS CLOSED-END OPPORTUNITY FUND | $233,000 | -64.0% | 17,540 | -64.2% | 0.01% | -57.6% |
| DRRX | DURECT CORPORATION | $235,000 | -47.9% | 255,000 | 0.0% | 0.01% | -39.1% | |
| AFT | APOLLO SENIOR FLOATING RATE | $235,000 | -3.3% | 14,507 | 0.0% | 0.01% | +16.7% | |
| AIGWS | New | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $192,000 | – | 10,610 | +100.0% | 0.01% | – |
| CISNWS | Buy | CISION LTD*w exp 06/22/202 | $60,000 | +5.3% | 22,200 | +14.4% | 0.00% | +33.3% |
| CMLSQ | Buy | CUMULUS MEDIA INCcl a new | $53,000 | -76.3% | 706,140 | +0.8% | 0.00% | -72.7% |
| KODKWSA | Sell | EASTMAN KODAK*w exp 09/03/201 | $0 | -100.0% | 9,744 | -16.7% | 0.00% | – |
| KODKWS | Sell | EASTMAN KODAK*w exp 09/03/201 | $0 | -100.0% | 9,172 | -17.6% | 0.00% | – |
| UTF | Exit | COHEN STEERS INFRASTRUCTURE FUND | $0 | – | -14,091 | -100.0% | -0.02% | – |
| Exit | DEPOMED, INC.note 2.500 9/0 | $0 | – | -600,000 | -100.0% | -0.02% | – | |
| TEVA | Exit | TEVA PHARMsponsored adr | $0 | – | -30,000 | -100.0% | -0.03% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FUNDnew | $0 | – | -50,668 | -100.0% | -0.03% | – |
| BACWSA | Exit | BANK OF AMERICAw exp 01/16/201 | $0 | – | -105,000 | -100.0% | -0.07% | – |
| Exit | QUANTUM CORP.note 4.500 11/1 | $0 | – | -1,500,000 | -100.0% | -0.08% | – | |
| IRDMB | Exit | IRIDIUM COMMUNICATIONSperp pfd cnv b | $0 | – | -10,580 | -100.0% | -0.20% | – |
| Exit | COWEN GROUP, INC.note 3.000 3/1 | $0 | – | -21,340,000 | -100.0% | -1.15% | – | |
| Exit | FINISAR CORPORATIONnote 0.500 12/1 | $0 | – | -29,100,000 | -100.0% | -1.56% | – | |
| Exit | RESTORATION HARDWARE HOLDINGS INC.note 0.00 7/15 | $0 | – | -36,386,000 | -100.0% | -1.60% | – | |
| Exit | INTEL CORPORATIONsdcv 3.250 8/0 | $0 | – | -27,312,000 | -100.0% | -2.57% | – | |
| Exit | INTEL CORPsdcv 2.950 12/1 | $0 | – | -41,185,000 | -100.0% | -3.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.