$1.95 Million is the total value of ZAZOVE ASSOCIATES LLC's 103 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 26.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PRICELINE.COMnote 0.900 9/1 | $115,070,000 | +6.0% | 99,889,000 | +5.2% | 5.89% | +4.0% | |
| Sell | LIBERTY MEDIA CORPORATIONnote 1.375 10/1 | $101,013,000 | -6.0% | 83,351,000 | -7.8% | 5.17% | -7.7% | |
| Buy | ARCONIC INCnote 1.625 10/1 | $99,170,000 | +5.1% | 88,788,000 | +0.6% | 5.08% | +3.1% | |
| Buy | CITRIX SYSTEMS INC.note 0.500 4/1 | $93,820,000 | -0.7% | 80,532,000 | +2.5% | 4.80% | -2.5% | |
| Sell | JANUS CAPITAL GROUP INCnote 0.750 7/1 | $82,890,000 | +5.1% | 53,391,000 | -0.3% | 4.24% | +3.2% | |
| Buy | MACQUARIE INFRASTRUCTUREnote 2.875 7/1 | $78,623,000 | +22.0% | 74,042,000 | +27.3% | 4.02% | +19.8% | |
| Sell | TEVA PHARMdbcv 0.250 2/0 | $77,368,000 | -21.8% | 85,608,000 | -6.8% | 3.96% | -23.3% | |
| Buy | RPM INTERNATIONAL, INCnote 2.250 12/1 | $71,647,000 | +6.8% | 62,234,000 | +9.8% | 3.67% | +4.8% | |
| Sell | AIR LEASE CORPORATIONnote 3.875 12/0 | $71,150,000 | +9.5% | 46,809,000 | -0.4% | 3.64% | +7.5% | |
| Sell | RED HAT, INCnote 0.250 10/0 | $65,064,000 | +11.0% | 42,228,000 | -0.2% | 3.33% | +8.9% | |
| Buy | INTERDIGITAL, INCnote 1.500 3/0 | $60,815,000 | +226.5% | 51,810,000 | +237.5% | 3.11% | +220.5% | |
| Buy | INTEL CORPsdcv 2.950 12/1 | $58,533,000 | +32.8% | 41,185,000 | +22.3% | 3.00% | +30.3% | |
| Buy | TRINITY INDUSTRIES, INCnote 3.875 6/0 | $57,836,000 | +7.9% | 42,840,000 | +0.4% | 2.96% | +5.9% | |
| Sell | JOHNSON JOHNSONsdcv 7/2 | $55,026,000 | -1.8% | 30,784,000 | -0.2% | 2.82% | -3.7% | |
| Sell | INTEL CORPORATIONsdcv 3.250 8/0 | $50,249,000 | -12.6% | 27,312,000 | -21.5% | 2.57% | -14.3% | |
| Sell | EURONET WORLDWIDE INCnote 1.500 10/0 | $48,324,000 | +0.1% | 35,654,000 | -5.5% | 2.47% | -1.8% | |
| Buy | DYCOM INDUSTRIES INCnote 0.750 9/1 | $44,767,000 | -1.9% | 39,328,000 | +0.3% | 2.29% | -3.8% | |
| Buy | ROYAL GOLD, INCnote 2.875 6/1 | $40,181,000 | +43.3% | 36,404,000 | +40.7% | 2.06% | +40.6% | |
| Sell | WORKDAY, INCnote 1.500 7/1 | $37,264,000 | -5.9% | 26,530,000 | -10.6% | 1.91% | -7.7% | |
| New | RESTORATION HARDWARE HOLDINGS INC.note 0.00 7/15 | $31,311,000 | – | 36,386,000 | +100.0% | 1.60% | – | |
| Buy | FINISAR CORPORATIONnote 0.500 12/1 | $30,538,000 | -1.0% | 29,100,000 | +5.4% | 1.56% | -2.8% | |
| New | TCP CAPITAL CORPnote 4.625 3/0 | $27,752,000 | – | 26,525,000 | +100.0% | 1.42% | – | |
| COLONY NORTHSTARnote 3.875 1/1 | $27,293,000 | -0.7% | 27,029,000 | 0.0% | 1.40% | -2.6% | ||
| Buy | GREENBRIER COMPANIESnote 3.400 4/0 | $27,123,000 | +12.9% | 19,708,000 | +11.3% | 1.39% | +10.8% | |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.500 10/1 | $26,844,000 | – | 22,300,000 | +100.0% | 1.37% | – | |
| Buy | CARRIAGE SERVICESnote 2.750 3/1 | $25,121,000 | -3.6% | 20,047,000 | +0.1% | 1.29% | -5.4% | |
| Sell | NATIONAL HEALTH INVESTORS, INC.note 3.250 4/0 | $24,337,000 | -1.6% | 21,117,000 | -0.5% | 1.24% | -3.5% | |
| Buy | MEDICINES COMPANYnote 2.750 7/1 | $24,168,000 | +5.6% | 22,990,000 | +5.2% | 1.24% | +3.6% | |
| New | GREEN PLAINSnote 4.125 9/0 | $23,449,000 | – | 22,758,000 | +100.0% | 1.20% | – | |
| NYCBPRU | Sell | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $23,292,000 | -17.4% | 458,509 | -16.5% | 1.19% | -18.9% |
| Sell | COWEN GROUP, INC.note 3.000 3/1 | $22,514,000 | -23.0% | 21,340,000 | -24.8% | 1.15% | -24.5% | |
| CORENERGY INFRASTRUCTURE TRUSTnote 7.000 6/1 | $20,554,000 | +3.0% | 17,815,000 | 0.0% | 1.05% | +1.1% | ||
| Buy | ALTABAnote 12/0 | $20,075,000 | +15.0% | 15,430,000 | +0.6% | 1.03% | +12.9% | |
| Buy | CTRIP.COM INTERNATIONAL, LTDnote 1.990 7/0 | $17,778,000 | +580.1% | 14,640,000 | +584.1% | 0.91% | +569.1% | |
| New | CIENA CORPnote 3.750 10/1 added | $16,461,000 | – | 13,430,000 | +100.0% | 0.84% | – | |
| Sell | HORIZON GLOBALnote 2.750 7/0 | $15,669,000 | +3.1% | 15,075,000 | -4.7% | 0.80% | +1.3% | |
| Buy | HARMONIC INCnote 4.000 12/0 | $14,846,000 | -1.8% | 16,751,000 | +26.8% | 0.76% | -3.7% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGSnote 1.875 6/0 | $14,776,000 | -1.0% | 11,600,000 | -15.0% | 0.76% | -2.8% | |
| Sell | ALON USA ENERGY, INC.note 3.00 9/1 | $14,529,000 | -47.8% | 12,894,000 | -47.3% | 0.74% | -48.7% | |
| Buy | AMYRISnote 6.500 5/1 | $13,729,000 | +20.1% | 18,936,000 | +11.8% | 0.70% | +18.0% | |
| OASIS PETROLEUMnote 2.625 9/1 | $12,317,000 | +9.1% | 11,500,000 | 0.0% | 0.63% | +7.0% | ||
| TELIGENT INCnote 3.750 12/1 | $11,876,000 | -10.3% | 12,323,000 | 0.0% | 0.61% | -11.9% | ||
| Sell | MOLINA HEALTHCARE INCdbcv 1.625 8/1 | $11,854,000 | -6.7% | 9,445,000 | -5.0% | 0.61% | -8.4% | |
| AKAMAI TECHdbcv 2/1 | $10,997,000 | -0.7% | 11,300,000 | 0.0% | 0.56% | -2.4% | ||
| New | WAYFAIRnote 0.375 9/0 | $10,446,000 | – | 10,775,000 | +100.0% | 0.54% | – | |
| New | THERAVANCE BIOPHARMAnote 3.250 11/0 | $10,024,000 | – | 8,170,000 | +100.0% | 0.51% | – | |
| CSG SYSTEMS INTERNATIONAL, INCnote 4.250 3/1 | $9,814,000 | -0.9% | 9,150,000 | 0.0% | 0.50% | -2.7% | ||
| WFCPRL | WELLS FARGO COMPANYperp pfd cnv a | $9,046,000 | 0.0% | 6,879 | 0.0% | 0.46% | -1.9% | |
| Sell | PDL BIOPHARMA INCnote 2.750 12/1 | $8,463,000 | -5.1% | 7,755,000 | -21.5% | 0.43% | -6.9% | |
| Buy | VITAMIN SHOPPE INCnote 2.250 12/0 | $8,190,000 | +44.2% | 10,975,000 | +52.9% | 0.42% | +41.6% | |
| UONEK | Buy | URBAN ONEcl d non vtg | $4,292,000 | -4.5% | 2,562,256 | +28.3% | 0.22% | -6.0% |
| Buy | ARBOR REALTY TRUSTnote 6.500 10/1 | $4,207,000 | +10.4% | 3,955,000 | +10.6% | 0.22% | +8.0% | |
| New | CIENA CORPdebt 4.000 12/1 | $4,133,000 | – | 3,116,000 | +100.0% | 0.21% | – | |
| Buy | COLONY NORTHSTARnote 5.000 4/1 | $3,977,000 | +24.9% | 3,864,000 | +27.9% | 0.20% | +22.9% | |
| IRDMB | IRIDIUM COMMUNICATIONSperp pfd cnv b | $3,870,000 | -4.7% | 10,580 | 0.0% | 0.20% | -6.6% | |
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $3,844,000 | -0.5% | 273,998 | 0.0% | 0.20% | -2.0% | |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625 2/1 | $3,850,000 | -55.0% | 2,202,000 | -61.4% | 0.20% | -55.8% | |
| EMMS | Buy | EMMIS COMMUNICATIONS | $3,237,000 | +31.4% | 966,198 | +12.5% | 0.17% | +29.7% |
| GLOBAL EAGLE ENTERTAINMENT INC.note 2.750 2/1 | $3,105,000 | +1.5% | 4,705,000 | 0.0% | 0.16% | 0.0% | ||
| Buy | SEACOR HOLDING INCnote 3.000 11/1 | $2,795,000 | +27.5% | 3,110,000 | +20.3% | 0.14% | +25.4% | |
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,579,000 | -1.4% | 303,805 | 0.0% | 0.13% | -2.9% | |
| CEMEX S.A.note 3.750 3/1 | $2,543,000 | -4.4% | 2,225,000 | 0.0% | 0.13% | -6.5% | ||
| TWNKW | Buy | HOSTESS BRANDS*w exp 11/04/202 | $2,364,000 | +236300.0% | 1,158,631 | +386110.3% | 0.12% | – |
| GLOBAL BROKERAGE INC.note 2.250 6/1 | $2,131,000 | +4.7% | 4,735,000 | 0.0% | 0.11% | +2.8% | ||
| PDL BIOPHARMA INCnote 4.000 2/0 | $2,085,000 | +0.2% | 2,080,000 | 0.0% | 0.11% | -1.8% | ||
| Buy | SAFEGUARD SCIENTIFICSdbcv 5.250 5/1 | $1,932,000 | +3.5% | 1,877,000 | +3.4% | 0.10% | +2.1% | |
| GSV CAPITAL CORP.note 5.250 9/1 | $1,834,000 | +0.7% | 1,845,000 | 0.0% | 0.09% | -1.1% | ||
| Sell | MACQUARIE INFRASTRUCTUREnote 2.000 10/1 | $1,748,000 | -68.3% | 1,800,000 | -67.4% | 0.09% | -69.0% | |
| New | CTRIP.COM INTERNATIONAL, LTDnote 1.250 9/1 | $1,522,000 | – | 1,410,000 | +100.0% | 0.08% | – | |
| QUANTUM CORP.note 4.500 11/1 | $1,512,000 | +0.7% | 1,500,000 | 0.0% | 0.08% | -1.3% | ||
| BACWSA | BANK OF AMERICAw exp 01/16/201 | $1,390,000 | +10.0% | 105,000 | 0.0% | 0.07% | +7.6% | |
| SIRI | Buy | SIRIUS XM RADIO INC | $1,352,000 | +147.2% | 245,000 | +145.0% | 0.07% | +137.9% |
| BACPRL | BANK OF AMERICA7.25 cnv pfd l | $1,171,000 | +3.1% | 900 | 0.0% | 0.06% | +1.7% | |
| Sell | PRA GROUP INC.note 3.000 8/0 | $1,152,000 | -93.4% | 1,250,000 | -93.1% | 0.06% | -93.5% | |
| GDL | GDL FUND | $1,125,000 | -0.5% | 110,269 | 0.0% | 0.06% | -1.7% | |
| CLNS | COLONY NORTHSTAR | $1,070,000 | -10.8% | 85,174 | 0.0% | 0.06% | -12.7% | |
| TAHO | New | TAHOE RESOURCES INC | $1,054,000 | – | 200,000 | +100.0% | 0.05% | – |
| AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.00 8/0 | $1,004,000 | -0.3% | 1,000,000 | 0.0% | 0.05% | -3.8% | ||
| LIBERTY MEDIAdeb 3.750 2/1 | $930,000 | +12.0% | 1,310,000 | 0.0% | 0.05% | +11.6% | ||
| Sell | KEYW HOLDING CORP.note 2.500 7/1 | $937,000 | -79.7% | 1,000,000 | -79.0% | 0.05% | -80.0% | |
| REDWOOD TRUST, INCnote 5.625 11/1 | $929,000 | -1.8% | 900,000 | 0.0% | 0.05% | -2.0% | ||
| RA | BROOKFIELD REAL ASSETS INCOME FUND | $865,000 | +2.6% | 36,347 | 0.0% | 0.04% | 0.0% | |
| PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0 | $831,000 | +51.1% | 2,000,000 | 0.0% | 0.04% | +48.3% | ||
| WELLPRI | Sell | WELLTOWER INC.6.50 pfd prepet | $823,000 | -26.8% | 13,000 | -23.5% | 0.04% | -28.8% |
| CCO | CLEAR CHANNEL OUTDOOR HOLDINGS, INCcl a | $788,000 | -4.1% | 169,442 | 0.0% | 0.04% | -7.0% | |
| MODUSLINK GLOBAL SOLUTIONS, INC.note 5.250 3/0 | $658,000 | 0.0% | 700,000 | 0.0% | 0.03% | 0.0% | ||
| FOF | COHEN STEERS CLOSED-END OPPORTUNITY FUND | $647,000 | +1.6% | 49,031 | 0.0% | 0.03% | 0.0% | |
| GLU | GABELLI CONVERTIBLE AND INCOME FUND | $623,000 | +1.5% | 30,347 | 0.0% | 0.03% | 0.0% | |
| DSU | BLACKROCK DEBT STRATEGIES FUNDnew | $591,000 | +1.0% | 50,668 | 0.0% | 0.03% | -3.2% | |
| PHD | PIONEER FLOATING RATE TRUST | $572,000 | +0.5% | 47,798 | 0.0% | 0.03% | -3.3% | |
| DPG | DUFF PHELPS GLOBAL UTILITY INCOME FUND | $549,000 | -2.3% | 33,833 | 0.0% | 0.03% | -3.4% | |
| TEVA | New | TEVA PHARMsponsored adr | $528,000 | – | 30,000 | +100.0% | 0.03% | – |
| CIDM | New | CINEDIGM CORP | $475,000 | – | 327,854 | +100.0% | 0.02% | – |
| Sell | DEPOMED, INC.note 2.500 9/0 | $446,000 | -36.6% | 600,000 | -25.0% | 0.02% | -37.8% | |
| DRRX | DURECT CORPORATION | $451,000 | +13.3% | 255,000 | 0.0% | 0.02% | +9.5% | |
| INTEGRATED DEVICE TECHnote 0.875 11/1 | $428,000 | +0.7% | 400,000 | 0.0% | 0.02% | 0.0% | ||
| UTF | Sell | COHEN STEERS INFRASTRUCTURE FUND | $324,000 | -48.7% | 14,091 | -47.3% | 0.02% | -48.5% |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $265,000 | +1.5% | 18,602 | 0.0% | 0.01% | 0.0% | |
| AFT | APOLLO SENIOR FLOATING RATE | $243,000 | -0.8% | 14,507 | 0.0% | 0.01% | -7.7% | |
| CMLSQ | CUMULUS MEDIA INCcl a new | $224,000 | -28.9% | 700,576 | 0.0% | 0.01% | -31.2% | |
| CISNWS | New | CISION LTD.*w exp 06/22/202 | $57,000 | – | 19,400 | +100.0% | 0.00% | – |
| KODKWSA | EASTMAN KODAK*w exp 09/03/201 | $1,000 | -75.0% | 11,700 | 0.0% | 0.00% | – | |
| KODKWS | EASTMAN KODAK*w exp 09/03/201 | $2,000 | -60.0% | 11,128 | 0.0% | 0.00% | – | |
| AIGWS | Exit | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $0 | – | -10,610 | -100.0% | -0.01% | – |
| FCHPRA | Exit | FELCOR LODGING TRUST INCpfd cv a $1 95 | $0 | – | -39,700 | -100.0% | -0.06% | – |
| Exit | WEBMD HEALTH CORPnote 1 500 12/0 | $0 | – | -3,021,000 | -100.0% | -0.20% | – | |
| Exit | TERRAVIA HOLDINGSnote 6 000 2/0 | $0 | – | -7,160,000 | -100.0% | -0.23% | – | |
| Exit | PRICELINE COMnote 0 350 6/1 | $0 | – | -3,290,000 | -100.0% | -0.25% | – | |
| Exit | RESOURCE CAPITAL CORPORATIONnote 8 000 1/1 | $0 | – | -4,705,000 | -100.0% | -0.25% | – | |
| Exit | ELECTRONICS FOR IMAGINGnote 0 750 9/0 | $0 | – | -5,450,000 | -100.0% | -0.31% | – | |
| Exit | TERRAVIA HOLDINGSnote 5 000 10/0 | $0 | – | -14,610,000 | -100.0% | -0.32% | – | |
| Exit | CLOVIS ONCOLOGY INCnote 2 500 9/1 | $0 | – | -4,030,000 | -100.0% | -0.36% | – | |
| Exit | B2GOLD CORPORATIONnote 3 250 10/0 | $0 | – | -8,285,000 | -100.0% | -0.45% | – | |
| GMWSB | Exit | GENERAL MOTORS CORP*w exp 07/10/201 | $0 | – | -643,467 | -100.0% | -0.58% | – |
| Exit | SILVER STANDARD RESOURCES INCnote 2 875 2/0 | $0 | – | -13,550,000 | -100.0% | -0.69% | – | |
| Exit | PALO ALTO NETWORKS INCnote 7/0 | $0 | – | -25,400,000 | -100.0% | -1.74% | – | |
| Exit | SALESFORCE COM INCnote 0 250 4/0 | $0 | – | -51,555,000 | -100.0% | -3.56% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.