$1.92 Million is the total value of ZAZOVE ASSOCIATES LLC's 104 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 20.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PRICELINE COMnote 0 900 9/1 | $108,563,000 | +66.6% | 94,914,000 | +63.7% | 5.66% | +64.3% | |
| Buy | LIBERTY MEDIA CORPORATIONnote 1 375 10/1 | $107,412,000 | +5.9% | 90,403,000 | +1.2% | 5.60% | +4.5% | |
| Sell | TEVA PHARMdbcv 0 250 2/0 | $98,950,000 | +0.3% | 91,833,000 | -0.3% | 5.16% | -1.0% | |
| Buy | CITRIX SYSTEMS INCnote 0 500 4/1 | $94,464,000 | -2.4% | 78,547,000 | +1.7% | 4.93% | -3.7% | |
| Buy | ARCONIC INCnote 1 625 10/1 | $94,383,000 | +6.4% | 88,258,000 | +16.1% | 4.92% | +5.0% | |
| JANUS CAPITAL GROUP INCnote 0 750 7/1 | $78,839,000 | +12.5% | 53,541,000 | 0.0% | 4.11% | +11.0% | ||
| Sell | SALESFORCE COM INCnote 0 250 4/0 | $68,357,000 | +2.2% | 51,555,000 | -0.7% | 3.56% | +0.8% | |
| Buy | RPM INTERNATIONAL INCnote 2 250 12/1 | $67,079,000 | +22.2% | 56,664,000 | +23.6% | 3.50% | +20.6% | |
| Buy | AIR LEASE CORPORATIONnote 3 875 12/0 | $64,948,000 | +1.9% | 46,979,000 | +5.6% | 3.39% | +0.6% | |
| Buy | MACQUARIE INFRASTRUCTURE COMPANY LLCnote 2 875 7/1 | $64,429,000 | +18.3% | 58,142,000 | +20.0% | 3.36% | +16.7% | |
| RED HAT INCnote 0 250 10/0 | $58,620,000 | +6.6% | 42,328,000 | 0.0% | 3.06% | +5.2% | ||
| INTEL CORPORATIONsdcv 3 250 8/0 | $57,519,000 | -5.5% | 34,802,000 | 0.0% | 3.00% | -6.8% | ||
| Sell | JOHNSON JOHNSONsdcv 7/2 | $56,050,000 | -26.5% | 30,839,000 | -30.8% | 2.92% | -27.5% | |
| Buy | TRINITY INDUSTRIES INCnote 3 875 6/0 | $53,604,000 | +19.7% | 42,670,000 | +16.4% | 2.80% | +18.1% | |
| EURONET WORLDWIDE INCnote 1 500 10/0 | $48,290,000 | +1.0% | 37,744,000 | 0.0% | 2.52% | -0.4% | ||
| Sell | DYCOM INDUSTRIES INCnote 0 750 9/1 | $45,654,000 | -10.6% | 39,228,000 | -10.2% | 2.38% | -11.8% | |
| Buy | INTEL CORPsdcv 12/1 | $44,077,000 | +13.0% | 33,680,000 | +17.4% | 2.30% | +11.4% | |
| Sell | WORKDAY INCnote 1 500 7/1 | $39,595,000 | -8.7% | 29,680,000 | -16.0% | 2.06% | -9.9% | |
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $33,353,000 | +94.5% | 25,400,000 | +76.4% | 1.74% | +91.9% | |
| Buy | FINISAR CORPORATIONnote 0 500 12/1 | $30,843,000 | +19.0% | 27,600,000 | +20.0% | 1.61% | +17.4% | |
| Sell | COWEN GROUP INCnote 3 000 3/1 | $29,239,000 | +0.5% | 28,387,000 | -1.0% | 1.52% | -0.8% | |
| NYCBPRU | New | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $28,196,000 | – | 549,358 | +100.0% | 1.47% | – |
| Buy | ROYAL GOLD INCnote 2 875 6/1 | $28,038,000 | +35.1% | 25,868,000 | +31.6% | 1.46% | +33.3% | |
| Buy | ALON USA ENERGY INCnote 3 000 9/1 | $27,821,000 | +17.0% | 24,444,000 | +13.4% | 1.45% | +15.5% | |
| Sell | COLONY NORTHSTARnote 3 875 1/1 | $27,491,000 | -24.7% | 27,029,000 | -26.9% | 1.43% | -25.7% | |
| CARRIAGE SERVICESnote 2 750 3/1 | $26,072,000 | -0.0% | 20,017,000 | 0.0% | 1.36% | -1.4% | ||
| NATIONAL HEALTH INVESTORS INCnote 3 250 4/0 | $24,741,000 | +5.1% | 21,217,000 | 0.0% | 1.29% | +3.7% | ||
| Sell | GREENBRIER COMPANIESnote 3 500 4/0 | $24,032,000 | -17.5% | 17,703,000 | -21.4% | 1.25% | -18.6% | |
| New | MEDICINES COMPANYnote 2 750 7/1 | $22,888,000 | – | 21,850,000 | +100.0% | 1.19% | – | |
| Sell | CORENERGY INFRASTRUCTURE TRUSTnote 7 000 6/1 | $19,964,000 | -17.1% | 17,815,000 | -17.3% | 1.04% | -18.2% | |
| Buy | INTERDIGITAL INCnote 1 500 3/0 | $18,624,000 | +256.9% | 15,350,000 | +283.8% | 0.97% | +251.8% | |
| New | ALTABAnote 12/0 | $17,449,000 | – | 15,340,000 | +100.0% | 0.91% | – | |
| Sell | PRA GROUP INCnote 3 000 8/0 | $17,338,000 | -20.6% | 18,155,000 | -24.9% | 0.90% | -21.7% | |
| Sell | HORIZON GLOBALnote 2 750 7/0 | $15,192,000 | +3.8% | 15,825,000 | -1.1% | 0.79% | +2.3% | |
| Sell | HARMONIC INCnote 4 000 12/0 | $15,122,000 | -11.3% | 13,207,000 | -3.6% | 0.79% | -12.4% | |
| New | ATLAS AIR WORLDWIDE HOLDINGSnote 1 875 6/0 | $14,919,000 | – | 13,650,000 | +100.0% | 0.78% | – | |
| Sell | TELIGENT INCnote 3 750 12/1 | $13,240,000 | -5.4% | 12,323,000 | -11.4% | 0.69% | -6.8% | |
| Sell | SILVER STANDARD RESOURCES INCnote 2 875 2/0 | $13,173,000 | -17.1% | 13,550,000 | -16.4% | 0.69% | -18.2% | |
| Sell | MOLINA HEALTHCARE INCdbcv 1 625 8/1 | $12,711,000 | -51.0% | 9,945,000 | -59.2% | 0.66% | -51.6% | |
| Buy | AMYRISnote 6 500 5/1 | $11,432,000 | +34.7% | 16,936,000 | +9.7% | 0.60% | +32.7% | |
| New | OASIS PETROLEUMnote 2 625 9/1 | $11,286,000 | – | 11,500,000 | +100.0% | 0.59% | – | |
| GMWSB | GENERAL MOTORS CORP*w exp 07/10/201 | $11,190,000 | -2.6% | 643,467 | 0.0% | 0.58% | -3.8% | |
| Sell | AKAMAI TECHdbcv 2/1 | $11,069,000 | -14.3% | 11,300,000 | -13.1% | 0.58% | -15.4% | |
| Buy | CSG SYSTEMS INTERNATIONAL INCnote 4 250 3/1 | $9,899,000 | +8.6% | 9,150,000 | +4.0% | 0.52% | +7.1% | |
| WFCPRL | Sell | WELLS FARGO COMPANYperp pfd cnv a | $9,046,000 | +3.6% | 6,879 | -2.7% | 0.47% | +2.4% |
| Buy | PDL BIOPHARMA INCnote 2 750 12/0 | $8,914,000 | +6.3% | 9,880,000 | +3.3% | 0.46% | +5.0% | |
| Sell | B2GOLD CORPORATIONnote 3 250 10/0 | $8,710,000 | -42.8% | 8,285,000 | -42.0% | 0.45% | -43.6% | |
| Sell | MICROCHIP TECHNOLOGY INCnote 1 625 2/1 | $8,549,000 | -61.3% | 5,702,000 | -63.0% | 0.45% | -61.8% | |
| Buy | CLOVIS ONCOLOGY INCnote 2 500 9/1 | $6,833,000 | +85.7% | 4,030,000 | +41.4% | 0.36% | +82.6% | |
| Sell | TERRAVIA HOLDINGSnote 5 000 10/0 | $6,100,000 | -7.5% | 14,610,000 | -5.8% | 0.32% | -8.6% | |
| ELECTRONICS FOR IMAGINGnote 0 750 9/0 | $5,859,000 | -1.6% | 5,450,000 | 0.0% | 0.31% | -2.9% | ||
| VITAMIN SHOPPE INCnote 2 250 12/0 | $5,681,000 | -7.5% | 7,180,000 | 0.0% | 0.30% | -8.9% | ||
| MACQUARIE INFRASTRUCTUREnote 2 000 10/0 | $5,513,000 | +1.6% | 5,525,000 | 0.0% | 0.29% | 0.0% | ||
| RESOURCE CAPITAL CORPORATIONnote 8 000 1/1 | $4,858,000 | +1.0% | 4,705,000 | 0.0% | 0.25% | -0.4% | ||
| PRICELINE COMnote 0 350 6/1 | $4,834,000 | +3.1% | 3,290,000 | 0.0% | 0.25% | +1.6% | ||
| Sell | KEYW HOLDING CORPnote 2 500 7/1 | $4,606,000 | -47.7% | 4,767,000 | -47.7% | 0.24% | -48.5% | |
| UONEK | New | URBAN ONE CLASS Dcl d non vtg | $4,493,000 | – | 1,996,881 | +100.0% | 0.23% | – |
| TERRAVIA HOLDINGSnote 6 000 2/0 | $4,403,000 | -6.1% | 7,160,000 | 0.0% | 0.23% | -7.3% | ||
| IRDMB | IRIDIUM COMMUNICATIONSperp pfd cnv b | $4,061,000 | +13.2% | 10,580 | 0.0% | 0.21% | +11.6% | |
| EVV | Buy | EATON VANCE LIMITED DURATION INCOME FUND | $3,863,000 | +10.8% | 273,998 | +8.6% | 0.20% | +9.2% |
| WEBMD HEALTH CORPnote 1 500 12/0 | $3,840,000 | +7.1% | 3,021,000 | 0.0% | 0.20% | +5.3% | ||
| Buy | ARBOR REALTY TRUSTnote 6 500 10/0 | $3,809,000 | +189.9% | 3,575,000 | +186.0% | 0.20% | +188.4% | |
| COLONY NORTHSTARnote 5 000 4/1 | $3,184,000 | +5.2% | 3,020,000 | 0.0% | 0.17% | +3.8% | ||
| GLOBAL EAGLE ENTERTAINMENT INCnote 2 750 2/1 | $3,058,000 | +19.3% | 4,705,000 | 0.0% | 0.16% | +16.9% | ||
| New | CEMEX S Anote 3 750 3/1 | $2,660,000 | – | 2,225,000 | +100.0% | 0.14% | – | |
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,616,000 | -0.9% | 303,805 | 0.0% | 0.14% | -2.9% | |
| Buy | CTRIP COM INTERNATIONAL LTDnote 1 990 7/0 | $2,614,000 | +25.3% | 2,140,000 | +18.9% | 0.14% | +23.6% | |
| EMMS | Buy | EMMIS COMMUNICATIONS | $2,464,000 | +24.8% | 858,684 | +6.6% | 0.13% | +23.1% |
| SEACOR HOLDING INCnote 3 000 11/1 | $2,192,000 | -5.4% | 2,585,000 | 0.0% | 0.11% | -6.6% | ||
| PDL BIOPHARMA INCnote 4 000 2/0 | $2,081,000 | +0.7% | 2,080,000 | 0.0% | 0.11% | 0.0% | ||
| GLOBAL BROKERAGE INCnote 2 250 6/1 | $2,036,000 | +14.6% | 4,735,000 | 0.0% | 0.11% | +12.8% | ||
| Sell | SAFEGUARD SCIENTIFICSdbcv 5 250 5/1 | $1,867,000 | -25.1% | 1,815,000 | -25.9% | 0.10% | -26.5% | |
| GSV CAPITAL CORPnote 5 250 9/1 | $1,822,000 | -0.5% | 1,845,000 | 0.0% | 0.10% | -2.1% | ||
| QUANTUM CORPnote 4 500 11/1 | $1,501,000 | +0.5% | 1,500,000 | 0.0% | 0.08% | -1.3% | ||
| BACWSA | BANK OF AMERICA*w exp 01/16/201 | $1,264,000 | +6.5% | 105,000 | 0.0% | 0.07% | +4.8% | |
| CLNS | COLONY NORTHSTAR | $1,200,000 | +9.1% | 85,174 | 0.0% | 0.06% | +8.6% | |
| WELLPRI | Sell | WELLTOWER INC6 50 pfd prepet | $1,125,000 | -93.1% | 17,000 | -93.4% | 0.06% | -93.2% |
| BACPRL | BANK OF AMERICA7 25 cnv pfd l | $1,136,000 | +5.6% | 900 | 0.0% | 0.06% | +3.5% | |
| GDL | GDL FUND | $1,131,000 | +4.2% | 110,269 | 0.0% | 0.06% | +3.5% | |
| FCHPRA | FELCOR LODGING TRUST INCpfd cv a $1 95 | $1,106,000 | +14.5% | 39,700 | 0.0% | 0.06% | +13.7% | |
| AMERICAN REALTY CAPITAL PROPERTIES INCnote 3 000 8/0 | $1,007,000 | +0.4% | 1,000,000 | 0.0% | 0.05% | 0.0% | ||
| REDWOOD TRUST INCnote 5 625 11/1 | $946,000 | +2.2% | 900,000 | 0.0% | 0.05% | 0.0% | ||
| RA | BROOKFIELD REAL ASSETS INCOME FUND | $843,000 | +1.8% | 36,347 | 0.0% | 0.04% | 0.0% | |
| CCO | Buy | CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a | $822,000 | +188.4% | 169,442 | +259.5% | 0.04% | +186.7% |
| LIBERTY MEDIAdeb 3 750 2/1 | $830,000 | +3.0% | 1,310,000 | 0.0% | 0.04% | 0.0% | ||
| DEPOMED INCnote 2 500 9/0 | $704,000 | -6.5% | 800,000 | 0.0% | 0.04% | -7.5% | ||
| MODUSLINK GLOBAL SOLUTIONS INCnote 5 250 3/0 | $658,000 | 0.0% | 700,000 | 0.0% | 0.03% | -2.9% | ||
| FOF | COHEN STEERS CLOSED-END OPPORTUNITY FUND | $637,000 | +4.8% | 49,031 | 0.0% | 0.03% | +3.1% | |
| UTF | COHEN STEERS INFRASTRUCTURE FUND | $632,000 | +9.5% | 26,758 | 0.0% | 0.03% | +10.0% | |
| GLU | GABELLI CONVERTIBLE AND INCOME FUND | $614,000 | +8.9% | 30,347 | 0.0% | 0.03% | +6.7% | |
| DSU | BLACKROCK DEBT STRATEGIES FUND | $585,000 | +0.2% | 50,668 | 0.0% | 0.03% | 0.0% | |
| PHD | PIONEER FLOATING RATE TRUST | $569,000 | -2.6% | 47,798 | 0.0% | 0.03% | -3.2% | |
| PERNIX THERAPEUTICS HOLDINGSdbcv 4 250 4/0 | $550,000 | 0.0% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| DPG | DUFF PHELPS GLOBAL UTILITY INCOME FUND | $562,000 | +2.2% | 33,833 | 0.0% | 0.03% | 0.0% | |
| SIRI | SIRIUS XM RADIO INC | $547,000 | +6.2% | 100,000 | 0.0% | 0.03% | +7.4% | |
| INTEGRATED DEVICE TECHnote 0 875 11/1 | $425,000 | +5.5% | 400,000 | 0.0% | 0.02% | +4.8% | ||
| DRRX | DURECT CORPORATION | $398,000 | +48.5% | 255,000 | 0.0% | 0.02% | +50.0% | |
| CMLSQ | CUMULUS MEDIA INCcl a new | $315,000 | +40.0% | 700,576 | 0.0% | 0.02% | +33.3% | |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $261,000 | -0.8% | 18,602 | 0.0% | 0.01% | 0.0% | |
| AFT | APOLLO SENIOR FLOATING RATE | $245,000 | -3.5% | 14,507 | 0.0% | 0.01% | 0.0% | |
| AIGWS | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $224,000 | -1.3% | 10,610 | 0.0% | 0.01% | 0.0% | |
| KODKWS | EASTMAN KODAK*w exp 09/03/201 | $5,000 | -68.8% | 11,128 | 0.0% | 0.00% | -100.0% | |
| KODKWSA | EASTMAN KODAK*w exp 09/03/201 | $4,000 | -66.7% | 11,700 | 0.0% | 0.00% | -100.0% | |
| TWNKW | New | HOSTESS BRANDS*w exp 11/04/202 | $1,000 | – | 300 | +100.0% | 0.00% | – |
| KMIWS | Exit | KINDER MORGAN ENERGY PARTNERS*w exp 05/25/201 | $0 | – | -12,576,332 | -100.0% | -0.00% | – |
| JSD | Exit | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $0 | – | -3,007 | -100.0% | -0.00% | – |
| Exit | WEBMD HEALTH CORP.note 2.500 1/3 | $0 | – | -95,000 | -100.0% | -0.01% | – | |
| Exit | HORNBECK OFFSHORE SERVICES INCnote 1.500 9/0 | $0 | – | -1,605,000 | -100.0% | -0.06% | – | |
| Exit | SHIP FINANCE INTERNATIONALnote 5.750 10/1 | $0 | – | -1,350,000 | -100.0% | -0.07% | – | |
| Exit | LAM RESEARCH CORPORATIONnote 1.250 5/1 | $0 | – | -1,200,000 | -100.0% | -0.13% | – | |
| KEY | Exit | KEYCORP | $0 | – | -292,273 | -100.0% | -0.28% | – |
| Exit | ICONIX BRAND GROUP INCnote 1.500 3/1 | $0 | – | -5,880,000 | -100.0% | -0.30% | – | |
| ROIAK | Exit | RADIO ONE INCcl d non vtg | $0 | – | -1,753,784 | -100.0% | -0.31% | – |
| Exit | SPECTRANETICS CORPORATIONmtnf 2.625 6/0 | $0 | – | -10,671,000 | -100.0% | -0.65% | – | |
| Exit | ACETO CORPnote 2.000 11/0 | $0 | – | -16,809,000 | -100.0% | -0.82% | – | |
| Exit | ENERNOC INC.dbcv 2.250 8/1 | $0 | – | -19,980,000 | -100.0% | -0.91% | – | |
| Exit | PRICELINE.COMnote 1.000 3/1 | $0 | – | -10,132,000 | -100.0% | -1.01% | – | |
| Exit | PROSPECT CAPITAL CORPORATIONnote 4.750 4/1 | $0 | – | -40,409,000 | -100.0% | -2.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.