CC NEUBERGER PRINCIPAL HOLDN shareholder history

Current and past CC NEUBERGER PRINCIPAL HOLDN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
TD ASSET MANAGEMENT INC 11110.00%0.00%0.00%Q1 2021Q3 202311
DUPONT CAPITAL MANAGEMENT CORP 11110.00%0.00%0.00%Q1 2021Q3 202311
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 11110.00%0.00%0.00%Q1 2021Q3 202311
CANYON CAPITAL ADVISORS LLC 11110.00%0.00%0.01%Q1 2021Q3 202311
Hudson Bay Capital Management LP 11110.00%0.00%0.00%Q1 2021Q3 202311
Centerbridge Partners 11110.00%0.00%0.01%Q1 2021Q3 202311
Sculptor Capital LP 11110.00%0.00%0.00%Q1 2021Q3 202311
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 10100.00%0.00%0.00%Q2 2021Q3 202310
D. E. Shaw & Co., Inc. 10100.00%0.00%0.00%Q2 2021Q3 202310
COWEN AND COMPANY, LLC 10100.00%0.01%0.02%Q2 2021Q3 202310
PERISCOPE CAPITAL INC. 10100.00%0.00%0.01%Q2 2021Q3 202310
Radcliffe Capital Management, L.P. 10100.00%0.02%0.04%Q2 2021Q3 202310
Taconic Capital Advisors LP 10100.00%0.00%0.00%Q2 2021Q3 202310
NOMURA HOLDINGS INC 10100.00%0.00%0.00%Q2 2021Q3 202310
Athos Capital Ltd 10100.11%0.25%0.47%Q2 2021Q3 202310
Boussard & Gavaudan Investment Management LLP 10100.00%0.00%0.00%Q2 2021Q3 202310
MOORE CAPITAL MANAGEMENT, LP 10100.00%0.00%0.00%Q2 2021Q3 202310
JANE STREET GROUP, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
GABELLI & Co INVESTMENT ADVISERS, INC. 10100.00%0.00%0.00%Q2 2021Q3 202310
SECURITY BENEFIT LIFE INSURANCE CO /KS/ 10100.00%0.00%0.00%Q2 2021Q3 202310
TENOR CAPITAL MANAGEMENT Co., L.P. 10100.00%0.00%0.00%Q2 2021Q3 202310
MARSHALL WACE, LLP 10100.00%0.00%0.00%Q2 2021Q3 202310
ANGELO GORDON & CO., L.P. 990.01%0.04%0.08%Q3 2021Q3 20239
Governors Lane LP 990.00%0.01%0.01%Q2 2021Q2 20239
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 990.00%0.00%0.00%Q3 2021Q3 20239
Segantii Capital Management Ltd 990.00%0.02%0.04%Q2 2021Q2 20239
Verition Fund Management LLC 880.00%0.00%0.01%Q1 2021Q4 20228
Castle Creek Arbitrage, LLC 880.00%0.00%0.00%Q3 2021Q2 20238
Fortress Investment Group LLC 880.00%0.00%0.00%Q1 2021Q4 20228
ALLIANCEBERNSTEIN L.P. 880.00%0.00%0.00%Q2 2021Q1 20238
BALYASNY ASSET MANAGEMENT L.P. 880.00%0.00%0.00%Q2 2021Q1 20238
Owl Creek Asset Management, L.P. 880.00%0.00%0.00%Q4 2021Q3 20238
PRICE T ROWE ASSOCIATES INC /MD/ 880.00%0.00%0.00%Q4 2021Q3 20238
P SCHOENFELD ASSET MANAGEMENT LP 880.00%0.00%0.01%Q4 2021Q3 20238
Arena Capital Advisors, LLC- CA 880.00%0.01%0.02%Q2 2021Q1 20238
RIVERNORTH CAPITAL MANAGEMENT, LLC 880.00%0.00%0.01%Q4 2021Q3 20238
MILLENNIUM MANAGEMENT LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Alpine Global Management, LLC 770.00%0.01%0.02%Q2 2021Q4 20227
Citadel Advisors 770.00%0.00%0.00%Q1 2021Q3 20227
ARISTEIA CAPITAL, L.L.C. 770.00%0.01%0.01%Q2 2021Q4 20227
CITIGROUP INC 770.00%0.00%0.00%Q1 2022Q3 20237
Q Global Advisors, LLC 610.00%0.01%0.02%Q3 2021Q3 20237
FIR TREE CAPITAL MANAGEMENT LP 660.00%0.00%0.00%Q1 2021Q2 20226
UBS Group AG 510.00%0.00%0.00%Q2 2021Q3 20236
PRELUDE CAPITAL MANAGEMENT, LLC 660.00%0.00%0.00%Q1 2022Q2 20236
Sage Rock Capital Management LP 660.00%0.02%0.04%Q1 2022Q2 20236
Kepos Capital LP 510.00%0.00%0.01%Q4 2021Q2 20236
LEVIN CAPITAL STRATEGIES, L.P. 660.00%0.00%0.00%Q1 2021Q2 20226
K2 PRINCIPAL FUND, L.P. 660.01%0.03%0.04%Q2 2021Q3 20226
METEORA CAPITAL, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Sandia Investment Management LP 660.00%0.01%0.03%Q2 2022Q3 20236
SCOGGIN MANAGEMENT LP 550.02%0.03%0.05%Q3 2021Q3 20225
UBS OCONNOR LLC 320.00%0.00%0.00%Q2 2022Q3 20235
Atalaya Capital Management LP 550.00%0.00%0.00%Q1 2021Q1 20225
Jefferies Group LLC 440.00%0.00%0.00%Q4 2021Q3 20224
HBK INVESTMENTS L P 440.00%0.00%0.00%Q1 2021Q4 20214
Empery Asset Management, LP 440.12%0.22%0.32%Q4 2021Q3 20224
RP Investment Advisors LP 440.00%0.02%0.08%Q2 2022Q1 20234
CLEAR STREET LLC 440.00%0.00%0.00%Q2 2022Q1 20234
BlueCrest Capital Management Ltd 440.00%0.00%0.00%Q1 2022Q4 20224
Exos TFP Holdings LLC 440.01%0.04%0.07%Q4 2022Q3 20234
ADAGE CAPITAL PARTNERS GP, L.L.C. 440.00%0.00%0.00%Q2 2021Q1 20224
Shaolin Capital Management LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Whitefort Capital Management, LP 440.01%0.03%0.05%Q4 2021Q3 20224
Leucadia National 440.00%0.00%0.00%Q4 2022Q3 20234
CVI Holdings, LLC 440.00%0.00%0.00%Q1 2021Q4 20214
Diametric Capital, LP 440.01%0.03%0.04%Q4 2022Q3 20234
Flow State Investments, L.P. 440.00%0.01%0.02%Q4 2022Q3 20234
BARDIN HILL MANAGEMENT PARTNERS LP 330.00%0.00%0.00%Q1 2023Q3 20234
Graticule Asia Macro Advisors LLC 330.00%0.01%0.02%Q3 2021Q1 20223
CREDIT SUISSE AG/ 330.00%0.00%0.00%Q2 2022Q4 20223
Weiss Asset Management LP 330.00%0.00%0.00%Q2 2022Q4 20223
PICTON MAHONEY ASSET MANAGEMENT 330.00%0.00%0.00%Q2 2021Q4 20213
Exos Asset Management LLC 330.01%0.01%0.01%Q2 2021Q4 20213
HRT FINANCIAL LP 330.00%0.00%0.00%Q1 2023Q3 20233
Silver Rock Financial LP 330.01%0.01%0.02%Q1 2023Q3 20233
Blackstone Inc. 330.00%0.00%0.00%Q2 2021Q4 20213
GLAZER CAPITAL, LLC 330.00%0.00%0.01%Q2 2021Q4 20213
Spartan Fund Management Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
LMR Partners LLP 220.00%0.01%0.01%Q2 2021Q3 20212
Westchester Capital Management, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
CANTOR FITZGERALD, L. P. 220.00%0.00%0.01%Q4 2021Q1 20222
ROYAL BANK OF CANADA 220.00%0.00%0.00%Q3 2021Q4 20212
EASTERLY INVESTMENT PARTNERS LLC 220.00%0.00%0.00%Q2 2021Q3 20212
Hartree Partners, LP 220.01%0.01%0.01%Q2 2021Q3 20212
Virtu Financial LLC 110.00%0.00%0.00%Q3 2022Q3 20221
PineBridge Investments, L.P. 110.00%0.00%0.00%Q3 2023Q3 20231
LINDEN ADVISORS LP 110.00%0.00%0.00%Q2 2021Q2 20211
K.J. Harrison & Partners Inc 110.00%0.00%0.00%Q2 2022Q2 20221
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q4 2022Q4 20221
BANK OF AMERICA CORP /DE/ 110.00%0.00%0.00%Q2 2022Q2 20221
Apollo Management Holdings, L.P. 110.00%0.00%0.00%Q2 2021Q2 20211
Tower Research Capital LLC (TRC) 110.00%0.00%0.00%Q3 2023Q3 20231
BLUEFIN CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
DeepCurrents Investment Group LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Saba Capital Management, L.P. 110.01%0.01%0.01%Q1 2021Q1 20211
DAVIDSON KEMPNER PARTNERS 110.00%0.00%0.00%Q1 2023Q1 20231
Beryl Capital Management LLC 110.01%0.01%0.01%Q1 2021Q1 20211
External links

This page lists all the filers that currently own CC NEUBERGER PRINCIPAL HOLDN or have owned CC NEUBERGER PRINCIPAL HOLDN in the past.