$16.8 Million is the total value of Empery Asset Management, LP's 88 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 33.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETNB | 89BIO INC | $2,316,000 | +79.8% | 400,000 | 0.0% | 13.78% | +97.6% | |
| UBX | New | UNITY BIOTECHNOLOGY INC | $1,743,000 | – | 4,411,645 | +100.0% | 10.37% | – |
| FATBW | FAT BRANDS INC*w exp 07/16/202 | $1,453,000 | +21.4% | 281,598 | 0.0% | 8.65% | +33.4% | |
| New | GREENWAVE TECHNOLOGY SOLUTIO | $1,071,000 | – | 618,844 | +100.0% | 6.37% | – | |
| GOEDWS | Sell | POLISHED COM INC*w exp 06/02/202 | $988,000 | -52.4% | 7,901,165 | -1.1% | 5.88% | -47.7% |
| New | SOBR SAFE INC | $666,000 | – | 248,430 | +100.0% | 3.96% | – | |
| New | MIND MEDICINE MINDMED INC | $656,000 | – | 187,500 | +100.0% | 3.90% | – | |
| TC BIOPHARM HOLDINGS PLC*w exp 02/08/202 | $653,000 | +14.4% | 2,823,528 | 0.0% | 3.89% | +25.7% | ||
| SLS | Sell | SELLAS LIFE SCIENCES GROUP I | $623,000 | -69.9% | 308,466 | -66.8% | 3.71% | -66.9% |
| MDNA | New | MEDICENNA THERAPEUTICS CORP | $489,000 | – | 589,316 | +100.0% | 2.91% | – |
| Sell | HARBOR CUSTOM DEVELOPMENT IN*w exp 10/04/202 | $487,000 | -55.7% | 2,778,907 | -5.2% | 2.90% | -51.3% | |
| HAGERTY INC*w exp 12/02/202 | $438,000 | -19.6% | 178,758 | 0.0% | 2.61% | -11.7% | ||
| Sell | SURROZEN INC | $436,000 | -43.6% | 215,942 | -16.2% | 2.60% | -38.0% | |
| ATNX | New | ATHENEX INC | $391,000 | – | 1,452,103 | +100.0% | 2.33% | – |
| SURGEPAYS INC*w exp 10/22/202 | $367,000 | +6.7% | 286,495 | 0.0% | 2.18% | +17.2% | ||
| BNTC | New | BENITEC BIOPHARMA INC | $296,000 | – | 796,837 | +100.0% | 1.76% | – |
| New | WEARABLE DEVICES LTD*w exp 09/14/202 | $295,000 | – | 1,411,600 | +100.0% | 1.76% | – | |
| SHARPS TECHNOLOGY INC*w exp 04/13/202 | $291,000 | +26.0% | 829,851 | 0.0% | 1.73% | +38.4% | ||
| Sell | NUTRIBAND INC*w exp 09/30/202 | $280,000 | -36.1% | 69,980 | -8.6% | 1.67% | -29.8% | |
| New | WEARABLE DEVICES LTD | $255,000 | – | 289,600 | +100.0% | 1.52% | – | |
| New | METEN HOLDING GROUP LTD | $208,000 | – | 577,231 | +100.0% | 1.24% | – | |
| CDAK | New | CODIAK BIOSCIENCES INC | $186,000 | – | 237,943 | +100.0% | 1.11% | – |
| ZEVWS | LIGHTNING EMOTORS INC*w exp 05/18/202 | $135,000 | -52.5% | 676,381 | 0.0% | 0.80% | -47.8% | |
| ARBE ROBOTICS LTD*w exp 10/07/202 | $123,000 | -10.9% | 189,904 | 0.0% | 0.73% | -2.0% | ||
| CINGULATE INC*w exp 12/10/202 | $110,000 | -6.8% | 500,000 | 0.0% | 0.66% | +2.5% | ||
| PETVIVO HOLDINGS INC*w exp 08/13/202 | $84,000 | +31.2% | 193,290 | 0.0% | 0.50% | +44.1% | ||
| New | PINEAPPLE ENERGY INC | $79,000 | – | 90,912 | +100.0% | 0.47% | – | |
| CEA INDUSTRIES INC*w exp 02/11/202 | $75,000 | -2.6% | 500,000 | 0.0% | 0.45% | +7.0% | ||
| LEXXW | LEXARIA BIOSCIENCE CORP*w exp 01/11/202 | $74,000 | -15.9% | 126,215 | 0.0% | 0.44% | -7.8% | |
| DIRECT DIGITAL HOLDINGS INC*w exp 02/15/202 | $73,000 | -30.5% | 270,000 | 0.0% | 0.43% | -23.7% | ||
| PCTTW | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $68,000 | +28.3% | 20,014 | 0.0% | 0.40% | +41.1% | |
| PXSAW | PYXIS TANKERS INC*w exp 09/15/202 | $67,000 | +24.1% | 151,865 | 0.0% | 0.40% | +36.6% | |
| AUUDW | AUDDIA INC*w exp 10/17/202 | $66,000 | +10.0% | 150,000 | 0.0% | 0.39% | +20.9% | |
| TRKA | New | TROIKA MEDIA GROUP INC | $62,000 | – | 182,200 | +100.0% | 0.37% | – |
| New | JEFFS BRANDS LTD*w exp 08/26/202 | $60,000 | – | 360,577 | +100.0% | 0.36% | – | |
| PEPPERLIME HEALTH ACQUSTN CO*w exp 10/01/202 | $59,000 | -68.8% | 740,000 | 0.0% | 0.35% | -65.7% | ||
| WORKSPORT LTD*w exp 06/01/202 | $57,000 | +29.5% | 193,370 | 0.0% | 0.34% | +42.4% | ||
| SAVERONE 2014 LTD*w exp 06/02/202 | $54,000 | -15.6% | 181,500 | 0.0% | 0.32% | -7.5% | ||
| HEARTBEAM INC*w exp 10/31/202 | $53,000 | +35.9% | 90,000 | 0.0% | 0.32% | +49.3% | ||
| MARIS TECH LTD*w exp 02/04/202 | $50,000 | -48.5% | 297,600 | 0.0% | 0.30% | -43.2% | ||
| NEUROSENSE THERAPEUTICS LTD*w exp 11/10/202 | $47,000 | -42.7% | 160,000 | 0.0% | 0.28% | -36.9% | ||
| BIOFRONTERA INC*w exp 10/27/202 | $45,000 | -15.1% | 75,000 | 0.0% | 0.27% | -6.6% | ||
| GROYWS | GOLD ROYALTY CORP*w exp 99/99/999 | $42,000 | -16.0% | 112,000 | 0.0% | 0.25% | -7.7% | |
| ACLARION INC*w exp 04/21/202 | $42,000 | +5.0% | 110,000 | 0.0% | 0.25% | +15.2% | ||
| FGI INDUSTRIES LTD*w exp 01/21/202 | $41,000 | +2.5% | 102,500 | 0.0% | 0.24% | +12.4% | ||
| CELULARITY INC*w exp 07/16/202 | $39,000 | -32.8% | 100,972 | 0.0% | 0.23% | -26.1% | ||
| NLSPW | NLS PHARMACEUTICALS LTD*w exp 09/25/202 | $38,000 | +111.1% | 150,000 | 0.0% | 0.23% | +133.0% | |
| GUARDFORCE AI CO LTD*w exp 10/01/202 | $36,000 | -2.7% | 301,563 | 0.0% | 0.21% | +7.0% | ||
| ADRAWS | Sell | ADARA ACQUISITION CORP*w exp 02/11/202 | $36,000 | 0.0% | 190,431 | -4.8% | 0.21% | +9.7% |
| New | ASSURE HLDGS CORP | $36,000 | – | 56,264 | +100.0% | 0.21% | – | |
| AMPGW | AMPLITECH GROUP INC*w exp 01/01/202 | $32,000 | -25.6% | 71,709 | 0.0% | 0.19% | -18.5% | |
| MOUNT RAINIER ACQUISITION CO*w exp 11/27/202 | $29,000 | 0.0% | 190,764 | 0.0% | 0.17% | +10.2% | ||
| NEXGEL INC*w exp 12/01/202 | $27,000 | +8.0% | 90,000 | 0.0% | 0.16% | +19.3% | ||
| GIGINTERNATIONAL1 INC*w exp 04/19/202 | $24,000 | +50.0% | 297,796 | 0.0% | 0.14% | +64.4% | ||
| HCDIW | HARBOR CUSTOM DEVELOPMENT IN*w exp 05/09/202 | $23,000 | +4.5% | 115,814 | 0.0% | 0.14% | +15.1% | |
| New | NEXALIN TECHNOLOGY INC*w exp 09/15/202 | $22,000 | – | 120,000 | +100.0% | 0.13% | – | |
| CYTHW | CYCLO THERAPEUTICS INC*w exp 11/14/202 | $21,000 | -32.3% | 61,399 | 0.0% | 0.12% | -25.6% | |
| GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202 | $21,000 | 0.0% | 93,837 | 0.0% | 0.12% | +9.6% | ||
| SEQLL INC*w exp 08/31/202 | $20,000 | -42.9% | 235,000 | 0.0% | 0.12% | -37.4% | ||
| PRPCWS | CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999 | $20,000 | -39.4% | 110,014 | 0.0% | 0.12% | -33.5% | |
| New | ONFOLIO HOLDINGS INC*w exp 01/02/202 | $19,000 | – | 100,000 | +100.0% | 0.11% | – | |
| BONE BIOLOGICS CORP*w exp 10/13/202 | $18,000 | -10.0% | 140,471 | 0.0% | 0.11% | -0.9% | ||
| DERMATA THERAPEUTICS INC*w exp 08/13/202 | $17,000 | -10.5% | 175,000 | 0.0% | 0.10% | -1.9% | ||
| IVEDA SOLUTIONS INC*w exp 04/01/202 | $16,000 | -30.4% | 100,000 | 0.0% | 0.10% | -24.0% | ||
| OPY ACQUISITION CORP I*w exp 09/22/202 | $16,000 | -56.8% | 148,800 | 0.0% | 0.10% | -52.5% | ||
| KBNTW | KUBIENT INC*w exp 07/09/202 | $15,000 | -28.6% | 80,000 | 0.0% | 0.09% | -21.9% | |
| BCDAW | BIOCARDIA INC*w exp 08/06/202 | $15,000 | +150.0% | 18,459 | 0.0% | 0.09% | +178.1% | |
| TG VENTURE ACQUISITION CORP*w exp 08/15/202 | $14,000 | -51.7% | 238,428 | 0.0% | 0.08% | -47.1% | ||
| QUALTEK SERVICES INC*w exp 02/14/202 | $11,000 | +57.1% | 41,773 | 0.0% | 0.06% | +71.1% | ||
| REVELATION BIOSCIENCES INC*w exp 01/10/202 | $10,000 | -47.4% | 233,382 | 0.0% | 0.06% | -41.7% | ||
| VLDRW | VELODYNE LIDAR INC*w exp 09/29/202 | $8,000 | -11.1% | 18,968 | 0.0% | 0.05% | -2.0% | |
| SUNSHINE BIOPHARMA INC*w exp 02/15/202 | $7,000 | +133.3% | 14,986 | 0.0% | 0.04% | +162.5% | ||
| Sell | CACTUS ACQUISITION CORP I LT*w exp 08/17/202 | $7,000 | -36.4% | 95,459 | -4.5% | 0.04% | -30.0% | |
| BOASWS | BOA ACQUISITION CORP*w exp 02/22/202 | $7,000 | +40.0% | 31,810 | 0.0% | 0.04% | +55.6% | |
| GAMCW | GOLDEN ARROW MERGER CORP*w exp 07/31/202 | $7,000 | -30.0% | 126,665 | 0.0% | 0.04% | -22.2% | |
| New | BRUUSH ORAL CARE INC*w exp 08/03/202 | $6,000 | – | 20,495 | +100.0% | 0.04% | – | |
| ORIAW | ORION BIOTECH OPPORTUNTES CO*w exp 04/15/202 | $5,000 | -16.7% | 39,700 | 0.0% | 0.03% | -6.2% | |
| KSPN | New | KASPIEN HOLDINGS INC | $5,000 | – | 3,112 | +100.0% | 0.03% | – |
| AMERICAN REBEL HOLDINGS INC*w exp 01/20/202 | $4,000 | -55.6% | 60,240 | 0.0% | 0.02% | -51.0% | ||
| GSQDWS | G SQUARED ASCEND I INC*w exp 02/01/202 | $3,000 | -50.0% | 40,296 | 0.0% | 0.02% | -43.8% | |
| TMPMW | TURMERIC ACQUISITION CORP*w exp 10/08/202 | $3,000 | -57.1% | 99,999 | 0.0% | 0.02% | -52.6% | |
| LUMIRADX LTD*w exp 09/28/202 | $3,000 | -87.0% | 23,799 | 0.0% | 0.02% | -85.6% | ||
| RCLFW | ROSECLIFF ACQUISITION CORP I*w exp 02/11/202 | $2,000 | -33.3% | 33,336 | 0.0% | 0.01% | -25.0% | |
| NGCWS | NORTHERN GENESIS ACQU CORP I*w exp 12/31/202 | $2,000 | -91.3% | 70,656 | 0.0% | 0.01% | -90.4% | |
| SWVL HOLDINGS CORP*w exp 03/31/202 | $1,000 | -95.5% | 48,382 | 0.0% | 0.01% | -95.0% | ||
| NRACW | NOBLE ROCK ACQUISITION CORP*w exp 01/31/202 | $1,000 | 0.0% | 15,961 | 0.0% | 0.01% | +20.0% | |
| MDHWS | MDH ACQUISITION CORP*w exp 02/02/202 | $1,000 | -66.7% | 37,500 | 0.0% | 0.01% | -62.5% | |
| CLASWS | CLASS ACCELERATION CORP*w exp 03/31/202 | $1,000 | -75.0% | 50,000 | 0.0% | 0.01% | -72.7% | |
| LIXTW | Exit | LIXTE BIOTECHNOLOGY HLDGS IN*w exp 01/01/202 | $0 | – | -99,835 | -100.0% | -0.06% | – |
| KWACWS | Exit | KINGSWOOD ACQUISITION CORP*w exp 05/01/202 | $0 | – | -319,125 | -100.0% | -0.12% | – |
| REED | Exit | REEDS INC | $0 | – | -456,469 | -100.0% | -0.38% | – |
| Exit | SAVERONE 2014 LTDsponsored ads | $0 | – | -51,036 | -100.0% | -0.64% | – | |
| APLT | Exit | APPLIED THERAPEUTICS INC | $0 | – | -675,000 | -100.0% | -3.47% | – |
| MMAT | Exit | META MATERIALS INC | $0 | – | -4,370,568 | -100.0% | -24.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| POLISHED COM INC | 4 | Q3 2022 | 24.1% |
| FAT BRANDS INC | 4 | Q3 2022 | 8.6% |
| SURROZEN INC | 4 | Q3 2022 | 7.8% |
| HARBOR CUSTOM DEVELOPMENT INC | 4 | Q3 2022 | 6.0% |
| HAGERTY INC | 4 | Q3 2022 | 3.0% |
| NUTRIBAND INC | 4 | Q3 2022 | 2.7% |
| LIGHTNING EMOTORS INC | 4 | Q3 2022 | 3.1% |
| SURGEPAYS INC | 4 | Q3 2022 | 2.2% |
| PEPPERLIME HEALTH ACQUSTN CO | 4 | Q3 2022 | 1.4% |
| ARBE ROBOTICS LTD | 4 | Q3 2022 | 0.9% |
View Empery Asset Management, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RedHill Biopharma Ltd. | January 13, 2023 | 5,906,124 | 6.1% |
| Volcon, Inc. | January 13, 2023 | 9,057,971 | 10.0% |
| Direct Digital Holdings, Inc. | January 12, 2023 | 270,000 | 5.0% |
| iSpecimen Inc. | January 12, 2023 | 437,500 | 4.7% |
| Kiromic Biopharma, Inc. | January 12, 2023 | 491,554 | 10.0% |
| Permex Petroleum Corp | January 12, 2023 | 185,191 | 9.6% |
| 1847 Goedeker Inc. | January 24, 2022 | 8,449,255 | 5.0% |
| Bit Brother Ltd | January 24, 2022 | 3,900,000 | 5.0% |
| KIORA PHARMACEUTICALS INC | January 24, 2022 | 534,311 | 4.0% |
| TITAN PHARMACEUTICALS INC | January 24, 2022 | 860,448 | 5.0% |
View Empery Asset Management, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-02-28 |
| 4 | 2024-02-28 |
| SC 13G/A | 2024-01-23 |
| SC 13G/A | 2024-01-11 |
| SC 13G | 2024-01-11 |
| SC 13G | 2024-01-10 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
| SC 13G | 2024-01-09 |
View Empery Asset Management, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.