CC NEUBERGER PRINCIPAL HOLDN shareholder history

Current and past CC NEUBERGER PRINCIPAL HOLDN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 11110.00%0.00%0.00%Q1 2021Q3 202311
LONGFELLOW INVESTMENT MANAGEMENT CO LLC 11110.00%0.14%0.31%Q1 2021Q3 202311
MORGAN STANLEY 11110.00%0.00%0.00%Q1 2021Q3 202311
Westchester Capital Management, LLC 990.05%0.06%0.06%Q1 2021Q1 20239
UBS Group AG 810.00%0.00%0.00%Q1 2021Q3 20239
HRT FINANCIAL LP 880.01%0.01%0.01%Q1 2021Q4 20228
MILLENNIUM MANAGEMENT LLC 880.00%0.00%0.01%Q1 2021Q4 20228
Walleye Trading LLC 880.00%0.00%0.00%Q1 2021Q4 20228
Castle Hook Partners LP 880.11%0.21%0.47%Q1 2021Q4 20228
BOOTHBAY FUND MANAGEMENT, LLC 880.01%0.02%0.03%Q1 2021Q4 20228
Silver Rock Financial LP 880.35%0.43%0.67%Q1 2021Q4 20228
MHR Fund Management 880.02%0.03%0.05%Q1 2021Q4 20228
Cowen Investment Management LLC 880.00%0.54%0.80%Q1 2021Q4 20228
BARDIN HILL MANAGEMENT PARTNERS LP 880.01%0.01%0.01%Q1 2021Q4 20228
JANE STREET GROUP, LLC 880.00%0.00%0.00%Q1 2021Q4 20228
Walleye Capital LLC 880.01%0.01%0.02%Q1 2021Q4 20228
TIG Advisors, LLC 770.08%0.11%0.14%Q1 2021Q3 20227
GLAZER CAPITAL, LLC 430.00%0.08%0.31%Q1 2021Q4 20227
SUSQUEHANNA INTERNATIONAL GROUP, LLP 770.00%0.00%0.00%Q1 2021Q3 20227
Ergoteles LLC 770.00%0.00%0.01%Q1 2021Q3 20227
Bulldog Investors, LLP 770.03%0.03%0.05%Q1 2021Q3 20227
Wealthspring Capital LLC 770.05%0.06%0.09%Q1 2021Q3 20227
RIVERNORTH CAPITAL MANAGEMENT, LLC 330.02%0.03%0.09%Q1 2021Q4 20226
JANUS HENDERSON GROUP PLC 660.00%0.00%0.00%Q1 2021Q2 20226
Gillson Capital LP 660.00%0.03%0.04%Q1 2021Q2 20226
ExodusPoint Capital Management, LP 550.01%0.01%0.01%Q1 2021Q1 20225
CLEAR STREET LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Allianz Asset Management GmbH 550.00%0.00%0.00%Q1 2021Q1 20225
Magnetar Financial LLC 550.02%0.03%0.03%Q1 2021Q1 20225
Sandia Investment Management LP 550.22%0.42%0.63%Q4 2021Q4 20225
Schechter Investment Advisors, LLC 550.02%0.02%0.03%Q4 2021Q4 20225
MANUFACTURERS LIFE INSURANCE COMPANY, THE 550.00%0.00%0.01%Q1 2021Q1 20225
GLENMEDE TRUST CO NA 550.00%0.00%0.00%Q2 2021Q2 20225
Verition Fund Management LLC 440.00%0.01%0.03%Q1 2021Q4 20214
Sage Mountain Advisors LLC 440.02%0.02%0.02%Q3 2021Q2 20224
BlueCrest Capital Management Ltd 440.12%0.18%0.24%Q1 2021Q4 20214
NOMURA HOLDINGS INC 440.00%0.01%0.03%Q1 2021Q4 20214
Sage Rock Capital Management LP 440.69%0.78%0.85%Q1 2021Q4 20214
CITIGROUP INC 440.00%0.00%0.00%Q1 2021Q4 20214
ARISTEIA CAPITAL, L.L.C. 440.00%0.14%0.54%Q1 2021Q4 20214
Weiss Asset Management LP 110.00%0.01%0.02%Q1 2021Q2 20223
PRICE T ROWE ASSOCIATES INC /MD/ 330.00%0.00%0.00%Q1 2021Q3 20213
CSS LLC/IL 330.09%0.13%0.22%Q1 2021Q3 20213
Kepos Capital LP 330.26%0.31%0.36%Q1 2021Q3 20213
JPMORGAN CHASE & CO 330.00%0.00%0.00%Q1 2021Q3 20213
Calamos Advisors LLC 330.00%0.00%0.00%Q1 2021Q3 20213
Lion Point Capital, LP 331.45%1.68%1.86%Q1 2021Q3 20213
Hudson Bay Capital Management LP 330.04%0.04%0.05%Q1 2021Q3 20213
LEVIN CAPITAL STRATEGIES, L.P. 210.01%0.01%0.01%Q1 2021Q4 20213
Pentwater Capital Management LP 220.00%0.00%0.00%Q1 2021Q2 20212
Citadel Advisors 220.00%0.00%0.00%Q1 2021Q2 20212
J. Goldman & Co LP 220.06%0.07%0.07%Q1 2021Q2 20212
Third Point 220.03%0.03%0.03%Q1 2021Q2 20212
BLUEFIN CAPITAL MANAGEMENT, LLC 220.04%0.05%0.06%Q1 2021Q2 20212
Myriad Asset Management Ltd. 220.02%0.02%0.03%Q1 2021Q2 20212
Exos Asset Management LLC 110.01%0.25%0.49%Q1 2021Q3 20212
D. E. Shaw & Co., Inc. 220.00%0.00%0.00%Q1 2021Q2 20212
BBR PARTNERS, LLC 220.02%0.02%0.02%Q1 2022Q2 20222
ANGELO GORDON & CO., L.P. 220.05%0.07%0.09%Q1 2021Q2 20212
WOLVERINE ASSET MANAGEMENT LLC 220.00%0.00%0.00%Q1 2021Q2 20212
Rokos Capital Management LLP 220.05%0.06%0.06%Q1 2021Q2 20212
CONDOR CAPITAL MANAGEMENT 220.00%0.00%0.00%Q2 2022Q3 20222
ROYAL BANK OF CANADA 220.00%0.00%0.00%Q1 2021Q2 20212
PERISCOPE CAPITAL INC. 110.01%0.07%0.14%Q1 2021Q3 20212
Arena Capital Advisors, LLC- CA 220.38%0.48%0.58%Q1 2021Q2 20212
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 220.00%0.00%0.00%Q1 2021Q2 20212
WOLVERINE TRADING, LLC 220.00%0.00%0.00%Q3 2021Q4 20212
ELLINGTON MANAGEMENT GROUP LLC 220.01%0.01%0.02%Q1 2021Q2 20212
Castle Creek Arbitrage, LLC 220.04%0.04%0.04%Q1 2021Q2 20212
CAAS CAPITAL MANAGEMENT LP 220.00%0.00%0.00%Q1 2021Q2 20212
Radcliffe Capital Management, L.P. 110.24%0.24%0.24%Q1 2021Q1 20211
EASTERLY INVESTMENT PARTNERS LLC 110.09%0.09%0.09%Q1 2021Q1 20211
AQR Arbitrage LLC 110.02%0.02%0.02%Q1 2021Q1 20211
Governors Lane LP 110.47%0.47%0.47%Q1 2021Q1 20211
MARSHALL WACE, LLP 110.01%0.01%0.01%Q1 2021Q1 20211
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2021Q1 20211
EMG Holdings, L.P. 110.01%0.01%0.01%Q3 2021Q3 20211
Segantii Capital Management Ltd 110.02%0.02%0.02%Q1 2021Q1 20211
BALYASNY ASSET MANAGEMENT L.P. 110.01%0.01%0.01%Q1 2021Q1 20211
Fortress Investment Group LLC 110.01%0.01%0.01%Q1 2021Q1 20211
MMCAP International Inc. SPC 110.10%0.10%0.10%Q1 2021Q1 20211
Graticule Asia Macro Advisors LLC 110.25%0.25%0.25%Q1 2021Q1 20211
Terrapin Asset Management, LLC 110.31%0.31%0.31%Q4 2022Q4 20221
Marshall Wace North America L.P. 110.00%0.00%0.00%Q1 2021Q1 20211
OLD MISSION CAPITAL LLC 110.01%0.01%0.01%Q2 2021Q2 20211
MOORE CAPITAL MANAGEMENT, LP 110.06%0.06%0.06%Q1 2021Q1 20211
FNY Investment Advisers, LLC 110.01%0.01%0.01%Q1 2022Q1 20221
BANK OF AMERICA CORP /DE/ 110.00%0.00%0.00%Q1 2021Q1 20211
Appaloosa LP 110.18%0.18%0.18%Q1 2021Q1 20211
ADVISORY RESEARCH INC 110.02%0.02%0.02%Q1 2021Q1 20211
Ghisallo Capital Management LLC 110.16%0.16%0.16%Q1 2021Q1 20211
Apollo Management Holdings, L.P. 110.02%0.02%0.02%Q1 2021Q1 20211
Athos Capital Ltd 110.46%0.46%0.46%Q1 2021Q1 20211
Owl Creek Asset Management, L.P. 110.04%0.04%0.04%Q4 2021Q4 20211
BLOOM TREE PARTNERS, LLC 110.02%0.02%0.02%Q1 2021Q1 20211
HBK INVESTMENTS L P 110.01%0.01%0.01%Q1 2021Q1 20211
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 110.03%0.03%0.03%Q1 2021Q1 20211
OMERS ADMINISTRATION Corp 110.00%0.00%0.00%Q1 2021Q1 20211
Shaolin Capital Management LLC 110.04%0.04%0.04%Q1 2021Q1 20211
Fort Baker Capital Management LP 110.20%0.20%0.20%Q3 2021Q3 20211
Blackstone Inc. 110.01%0.01%0.01%Q1 2021Q1 20211
CREDIT SUISSE AG/ 110.00%0.00%0.00%Q1 2021Q1 20211
PICTON MAHONEY ASSET MANAGEMENT 110.14%0.14%0.14%Q1 2021Q1 20211
Beryl Capital Management LLC 110.06%0.06%0.06%Q1 2021Q1 20211
LMR Partners LLP 110.15%0.15%0.15%Q1 2021Q1 20211
GABELLI FUNDS LLC 110.00%0.00%0.00%Q1 2021Q1 20211
TENOR CAPITAL MANAGEMENT Co., L.P. 110.05%0.05%0.05%Q1 2021Q1 20211
Athanor Capital, LP 110.00%0.00%0.00%Q1 2021Q1 20211
TORONTO DOMINION BANK 110.00%0.00%0.00%Q1 2021Q1 20211
OMNI PARTNERS LLP 110.02%0.02%0.02%Q1 2021Q1 20211
Spartan Fund Management Inc. 110.07%0.07%0.07%Q4 2022Q4 20221
Polar Asset Management Partners Inc. 110.01%0.01%0.01%Q1 2021Q1 20211
Hartree Partners, LP 110.17%0.17%0.17%Q1 2021Q1 20211
Virtu Financial LLC 110.02%0.02%0.02%Q1 2022Q1 20221
Jefferies Group LLC 110.02%0.02%0.02%Q3 2021Q3 20211
Q Global Advisors, LLC 110.02%0.02%0.02%Q1 2021Q1 20211
Taconic Capital Advisors LP 110.08%0.08%0.08%Q1 2021Q1 20211
Alyeska Investment Group, L.P. 110.14%0.14%0.14%Q1 2021Q1 20211
K2 PRINCIPAL FUND, L.P. 110.18%0.18%0.18%Q1 2021Q1 20211
GABELLI & Co INVESTMENT ADVISERS, INC. 110.06%0.06%0.06%Q1 2021Q1 20211
COWEN AND COMPANY, LLC 110.14%0.14%0.14%Q1 2021Q1 20211
CANTOR FITZGERALD, L. P. 110.32%0.32%0.32%Q4 2021Q4 20211
Anson Funds Management LP 110.30%0.30%0.30%Q1 2021Q1 20211
Boussard & Gavaudan Investment Management LLP 110.06%0.06%0.06%Q1 2021Q1 20211
Soroban Capital Partners LP 110.11%0.11%0.11%Q1 2021Q1 20211
ADAGE CAPITAL PARTNERS GP, L.L.C. 110.06%0.06%0.06%Q1 2021Q1 20211
External links

This page lists all the filers that currently own CC NEUBERGER PRINCIPAL HOLDN or have owned CC NEUBERGER PRINCIPAL HOLDN in the past.