$78.8 Million is the total value of Cowen Investment Management LLC's 15 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 76.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $40,942,178 | +6.9% | 4,152,575 | -6.7% | 51.93% | +127.3% |
| Buy | STAR HLDGS | $12,681,095 | +31.0% | 1,012,867 | +53.5% | 16.08% | +178.4% | |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $9,417,120 | -3.2% | 4,421,183 | 0.0% | 11.94% | +105.8% | |
| RTOKY | RENTOKIL INITIAL PLCsponsored adr | $5,306,783 | -5.0% | 143,233 | 0.0% | 6.73% | +101.8% | |
| KMF | Sell | KAYNE ANDERSON NEXTGEN ENRGY | $3,630,039 | -0.3% | 509,837 | -0.6% | 4.60% | +111.9% |
| LBRDA | Buy | LIBERTY BROADBAND CORP | $3,060,940 | +202.7% | 33,670 | +165.5% | 3.88% | +542.9% |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $1,602,666 | +684.5% | 17,550 | +588.2% | 2.03% | +1566.4% |
| SK GROWTH OPPORTUNITIES CORP | $537,500 | +1.5% | 50,000 | 0.0% | 0.68% | +115.8% | ||
| NNDM | NANO DIMENSION LTDsponsord ads new | $435,200 | -5.9% | 160,000 | 0.0% | 0.55% | +100.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $416,075 | +93.5% | 55,000 | -63.8% | 0.53% | +312.5% |
| TLT | New | ISHARES TRput | $326,250 | – | 75,000 | +100.0% | 0.41% | – |
| INNOVATE CORP | $202,500 | -7.4% | 125,000 | 0.0% | 0.26% | +96.2% | ||
| Sell | STEEL CONNECT INC | $197,715 | +13.8% | 18,830 | -9.2% | 0.25% | +141.3% | |
| LTRPA | Sell | LIBERTY TRIPADVISOR HLDGS IN | $59,410 | -43.9% | 121,493 | -25.5% | 0.08% | +19.0% |
| New | LIBERTY MEDIA CORP DELcall | $20,750 | – | 10,000 | +100.0% | 0.03% | – | |
| Exit | FATHOM DIGITAL MFG CORP*w exp 12/23/202 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| BMTXWS | Exit | BM TECHNOLOGIES INC*w exp 01/04/202 | $0 | – | -25,000 | -100.0% | -0.00% | – |
| DDD | Exit | 3-D SYS CORP DELput | $0 | – | -41,400 | -100.0% | -0.00% | – |
| AVPTW | Exit | AVEPOINT INC*w exp 09/18/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| FRG | Exit | FRANCHISE GROUP INC | $0 | – | -10,000 | -100.0% | -0.17% | – |
| Exit | HEARTLAND MEDIA ACQUISITIONunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.32% | – | |
| Exit | PROJECT ENERGY REIMAGINED ACclass a ord | $0 | – | -60,000 | -100.0% | -0.37% | – | |
| Exit | SPRINGWATER SPL SITUATIONS C | $0 | – | -68,850 | -100.0% | -0.42% | – | |
| Exit | TORTOISEECOFIN ACQUISITION C | $0 | – | -80,000 | -100.0% | -0.50% | – | |
| SSYS | Exit | STRATASYS LTD | $0 | – | -49,800 | -100.0% | -0.53% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INCput | $0 | – | -421,400 | -100.0% | -0.56% | – |
| Exit | COMPASS DIGITAL ACQUISITN COunit 09/29/2026 | $0 | – | -100,000 | -100.0% | -0.62% | – | |
| Exit | HEARTLAND MEDIA ACQUISITION | $0 | – | -100,000 | -100.0% | -0.63% | – | |
| Exit | AP ACQUISITION CORPunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.64% | – | |
| Exit | AP ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.64% | – | |
| Exit | KNIGHTSWAN ACQUISITION CORP | $0 | – | -110,000 | -100.0% | -0.69% | – | |
| GLOP | Exit | GASLOG PARTNERS LPunit ltd ptnrp | $0 | – | -150,000 | -100.0% | -0.77% | – |
| Exit | XPAC ACQUISITION CORPclass a ord | $0 | – | -135,000 | -100.0% | -0.84% | – | |
| Exit | TORTOISEECOFIN ACQUISITION Cunit 99/99/9999 | $0 | – | -150,000 | -100.0% | -0.93% | – | |
| DNAB | Exit | SOCIAL CAP SUVRETTA HLDS CRP | $0 | – | -272,000 | -100.0% | -1.68% | – |
| Exit | JAGUAR GLOBAL GROWTH CORP I | $0 | – | -350,500 | -100.0% | -2.21% | – | |
| Exit | PORTAGE FINTECH ACQUISITN CO | $0 | – | -400,000 | -100.0% | -2.48% | – | |
| Exit | FTAC ZEUS ACQUISITION COR | $0 | – | -405,000 | -100.0% | -2.52% | – | |
| Exit | EVEREST CONSOLIDATOR ACQ COR | $0 | – | -440,000 | -100.0% | -2.80% | – | |
| Exit | FORBION EUROPEAN ACQUSTN COR | $0 | – | -442,750 | -100.0% | -2.84% | – | |
| DNAD | Exit | SOCIAL CAP SUVRETTA HLDS CP | $0 | – | -502,000 | -100.0% | -3.10% | – |
| Exit | CARTESIAN GROWTH CORP IIunit 07/12/2028 | $0 | – | -500,000 | -100.0% | -3.21% | – | |
| Exit | ARYA SCIENCES ACQUISITN CORP | $0 | – | -523,000 | -100.0% | -3.23% | – | |
| SLAM | Exit | SLAM CORP | $0 | – | -570,000 | -100.0% | -3.62% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -191,195 | -100.0% | -3.74% | – |
| LCAA | Exit | L CATTERTON ASIA ACQUISITION | $0 | – | -750,000 | -100.0% | -4.68% | – |
| Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -950,000 | -100.0% | -5.99% | – | |
| PTRA | Exit | PROTERRA INC | $0 | – | -10,574,685 | -100.0% | -7.57% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.