VERTICAL CAP INCOME FD shareholder history

Current and past VERTICAL CAP INCOME FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 18180.00%0.00%0.00%Q2 2019Q3 202318
Bulldog Investors, LLP 18180.34%1.81%3.08%Q2 2019Q3 202318
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 18180.00%0.00%0.00%Q2 2019Q3 202318
CWM, LLC 1080.00%0.00%0.00%Q1 2019Q3 202318
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 18180.00%0.00%0.00%Q2 2019Q3 202318
Cetera Advisor Networks LLC 18180.01%0.08%0.30%Q2 2019Q3 202318
Thomas J. Herzfeld Advisors, Inc. 17170.21%1.46%2.48%Q3 2019Q3 202317
Cambridge Investment Research Advisors, Inc. 17170.00%0.01%0.03%Q3 2019Q3 202317
HighTower Advisors, LLC 1160.00%0.00%0.01%Q2 2019Q3 202317
ROYAL BANK OF CANADA 1250.00%0.00%0.00%Q2 2019Q3 202317
SIT INVESTMENT ASSOCIATES INC 16160.02%0.07%0.15%Q3 2019Q2 202316
Relative Value Partners Group, LLC 16160.26%1.26%1.82%Q4 2019Q3 202316
CENTAURUS FINANCIAL, INC. 16160.02%0.04%0.07%Q2 2019Q1 202316
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Matisse Capital 15150.12%1.08%2.36%Q2 2019Q4 202215
WealthPLAN Partners, LLC 1230.01%0.02%0.04%Q2 2019Q2 202315
Koshinski Asset Management, Inc. 1320.03%0.09%0.25%Q4 2019Q3 202315
EWG Elevate Inc. 15150.04%0.06%0.09%Q4 2019Q2 202315
Saba Capital Management, L.P. 15150.04%0.17%0.32%Q4 2019Q2 202315
BOOTHBAY FUND MANAGEMENT, LLC 14140.03%0.14%0.34%Q3 2019Q4 202214
ENVESTNET ASSET MANAGEMENT INC 14140.00%0.00%0.00%Q2 2020Q3 202314
PNC FINANCIAL SERVICES GROUP, INC. 14140.00%0.00%0.00%Q2 2019Q3 202214
Cetera Advisors LLC 14140.00%0.01%0.01%Q2 2019Q3 202214
UBS Group AG 630.00%0.00%0.00%Q2 2019Q3 202314
MORGAN STANLEY 1220.00%0.00%0.00%Q1 2020Q3 202314
Avion Wealth 13130.00%0.00%0.00%Q3 2020Q3 202313
LPL Financial LLC 840.00%0.00%0.00%Q2 2019Q2 202312
ACCESS FINANCIAL SERVICES, INC. 11110.31%0.37%0.43%Q1 2021Q3 202311
Almitas Capital LLC 510.42%3.63%8.08%Q3 2019Q3 202311
Newport Wealth Strategies, Inc. 10100.62%1.27%1.98%Q2 2019Q3 202110
Castle Rock Wealth Management, LLC 10100.04%0.10%0.20%Q2 2019Q3 202110
TOWNSQUARE CAPITAL LLC 630.00%0.01%0.01%Q1 2021Q3 20239
ICON ADVISERS INC/CO 990.20%0.71%1.08%Q2 2021Q2 20239
Kistler-Tiffany Companies, LLC 990.00%0.00%0.00%Q2 2021Q2 20239
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 990.01%0.05%0.09%Q3 2019Q3 20219
WOLVERINE ASSET MANAGEMENT LLC 420.00%0.01%0.02%Q2 2019Q4 20228
Gemmer Asset Management LLC 620.00%0.00%0.00%Q2 2019Q1 20228
Realta Investment Advisors 610.03%0.87%1.44%Q2 2019Q2 20217
First Command Advisory Services, Inc. 770.00%0.00%0.00%Q2 2019Q4 20207
Pekin Hardy Strauss, Inc. 770.01%0.06%0.08%Q3 2021Q1 20237
GUGGENHEIM CAPITAL LLC 660.00%0.00%0.00%Q1 2022Q2 20236
Bank of New York Mellon Corp 660.00%0.00%0.00%Q2 2020Q3 20216
TRUIST FINANCIAL CORP 660.00%0.00%0.00%Q1 2021Q2 20226
RIVERBRIDGE PARTNERS LLC 660.01%0.01%0.02%Q2 2022Q3 20236
D.A. DAVIDSON & CO. 660.00%0.00%0.00%Q2 2022Q3 20236
VERUS CAPITAL PARTNERS, LLC 410.02%0.02%0.02%Q1 2020Q2 20236
SUSQUEHANNA INTERNATIONAL GROUP, LLP 510.00%0.00%0.00%Q1 2020Q4 20216
WEDBUSH SECURITIES INC 410.00%0.01%0.01%Q4 2021Q1 20235
CLIFFORD SWAN INVESTMENT COUNSEL LLC 550.01%0.01%0.01%Q2 2019Q2 20205
Global Retirement Partners, LLC 410.00%0.00%0.00%Q3 2021Q4 20225
SeaCrest Wealth Management, LLC 410.01%0.02%0.03%Q3 2021Q4 20225
Total Clarity Wealth Management, Inc. 210.03%0.03%0.04%Q4 2019Q2 20225
Kestra Advisory Services, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
MELFA WEALTH MANAGEMENT, INC. 440.19%0.20%0.21%Q4 2022Q3 20234
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2019Q3 20214
Rockefeller Capital Management L.P. 220.00%0.00%0.00%Q4 2020Q3 20224
Cardan Capital Partners, LLC 440.02%0.03%0.04%Q1 2020Q4 20204
CANTOR FITZGERALD, L. P. 440.00%0.00%0.00%Q3 2022Q2 20234
Luken Investment Analytics, LLC 310.01%0.01%0.01%Q4 2020Q2 20234
FNY Investment Advisers, LLC 310.01%0.04%0.07%Q2 2019Q1 20214
CSS LLC/IL 330.02%0.07%0.12%Q1 2023Q3 20233
WealthPlan Investment Management, LLC 210.01%0.01%0.01%Q1 2022Q4 20223
LADENBURG THALMANN FINANCIAL SERVICES INC. 330.01%0.01%0.01%Q2 2019Q4 20193
Advisor Group, Inc. 330.00%0.00%0.00%Q2 2019Q4 20193
Terrapin Asset Management, LLC 333.96%5.00%6.09%Q1 2023Q3 20233
BANK OF AMERICA CORP /DE/ 210.00%0.00%0.00%Q2 2019Q3 20223
COMMONWEALTH EQUITY SERVICES, LLC 210.00%0.00%0.00%Q2 2019Q1 20213
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Lindbrook Capital, LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Orion Portfolio Solutions, LLC 220.00%0.01%0.01%Q1 2020Q2 20202
MERCER GLOBAL ADVISORS INC /ADV 220.00%0.00%0.00%Q3 2022Q4 20222
MILLENNIUM MANAGEMENT LLC 220.00%0.00%0.00%Q1 2023Q2 20232
Advisor Resource Council 110.01%0.01%0.01%Q4 2021Q2 20222
CABANA LLC 220.02%0.02%0.02%Q2 2019Q3 20192
Patriot Financial Group Insurance Agency, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Invesco Ltd. 220.00%0.00%0.00%Q3 2019Q4 20192
Lido Advisors, LLC 110.01%0.01%0.01%Q2 2019Q2 20191
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 110.10%0.10%0.10%Q2 2019Q2 20191
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2020Q1 20201
Alpine Global Management, LLC 110.07%0.07%0.07%Q2 2023Q2 20231
MARINER INVESTMENT GROUP LLC 110.78%0.78%0.78%Q4 2019Q4 20191
OneDigital Investment Advisors LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Allworth Financial LP 110.00%0.00%0.00%Q2 2019Q2 20191
Walleye Trading LLC 110.00%0.00%0.00%Q1 2020Q1 20201
ExodusPoint Capital Management, LP 110.01%0.01%0.01%Q1 2020Q1 20201
Claraphi Advisory Network, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
First Allied Advisory Services, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
Brinker Capital Investments, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Walleye Capital LLC 110.04%0.04%0.04%Q1 2020Q1 20201
Woodline Partners LP 110.00%0.00%0.00%Q4 2022Q4 20221
Covestor Ltd 110.00%0.00%0.00%Q4 2021Q4 20211
Arlington Capital Management, Inc. 110.10%0.10%0.10%Q1 2020Q1 20201
Quad Capital Management Advisors LLC 110.07%0.07%0.07%Q3 2019Q3 20191
Raymond James Financial Services Advisors, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
FMR LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Ameritas Investment Company, LLC 110.05%0.05%0.05%Q3 2019Q3 20191
Arete Wealth Advisors, LLC 110.02%0.02%0.02%Q2 2023Q2 20231
Sea Otter Advisors LLC 110.06%0.06%0.06%Q2 2023Q2 20231
Creative Planning 110.00%0.00%0.00%Q3 2023Q3 20231
NVWM, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
HRT FINANCIAL LP 110.01%0.01%0.01%Q1 2020Q1 20201
External links

This page lists all the filers that currently own VERTICAL CAP INCOME FD or have owned VERTICAL CAP INCOME FD in the past.