Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
Bulldog Investors, LLP | 18 | 18 | 0.34% | 1.81% | 3.08% | Q2 2019 | Q3 2023 | 18 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
CWM, LLC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 18 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
Cetera Advisor Networks LLC | 18 | 18 | 0.01% | 0.08% | 0.30% | Q2 2019 | Q3 2023 | 18 |
Thomas J. Herzfeld Advisors, Inc. | 17 | 17 | 0.21% | 1.46% | 2.48% | Q3 2019 | Q3 2023 | 17 |
Cambridge Investment Research Advisors, Inc. | 17 | 17 | 0.00% | 0.01% | 0.03% | Q3 2019 | Q3 2023 | 17 |
HighTower Advisors, LLC | 11 | 6 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q3 2023 | 17 |
ROYAL BANK OF CANADA | 12 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 17 |
SIT INVESTMENT ASSOCIATES INC | 16 | 16 | 0.02% | 0.07% | 0.15% | Q3 2019 | Q2 2023 | 16 |
Relative Value Partners Group, LLC | 16 | 16 | 0.26% | 1.26% | 1.82% | Q4 2019 | Q3 2023 | 16 |
CENTAURUS FINANCIAL, INC. | 16 | 16 | 0.02% | 0.04% | 0.07% | Q2 2019 | Q1 2023 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Matisse Capital | 15 | 15 | 0.12% | 1.08% | 2.36% | Q2 2019 | Q4 2022 | 15 |
WealthPLAN Partners, LLC | 12 | 3 | 0.01% | 0.02% | 0.04% | Q2 2019 | Q2 2023 | 15 |
Koshinski Asset Management, Inc. | 13 | 2 | 0.03% | 0.09% | 0.25% | Q4 2019 | Q3 2023 | 15 |
EWG Elevate Inc. | 15 | 15 | 0.04% | 0.06% | 0.09% | Q4 2019 | Q2 2023 | 15 |
Saba Capital Management, L.P. | 15 | 15 | 0.04% | 0.17% | 0.32% | Q4 2019 | Q2 2023 | 15 |
BOOTHBAY FUND MANAGEMENT, LLC | 14 | 14 | 0.03% | 0.14% | 0.34% | Q3 2019 | Q4 2022 | 14 |
ENVESTNET ASSET MANAGEMENT INC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 14 |
Cetera Advisors LLC | 14 | 14 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q3 2022 | 14 |
UBS Group AG | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 14 |
MORGAN STANLEY | 12 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 14 |
Avion Wealth | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
LPL Financial LLC | 8 | 4 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2023 | 12 |
ACCESS FINANCIAL SERVICES, INC. | 11 | 11 | 0.31% | 0.37% | 0.43% | Q1 2021 | Q3 2023 | 11 |
Almitas Capital LLC | 5 | 1 | 0.42% | 3.63% | 8.08% | Q3 2019 | Q3 2023 | 11 |
Newport Wealth Strategies, Inc. | 10 | 10 | 0.62% | 1.27% | 1.98% | Q2 2019 | Q3 2021 | 10 |
Castle Rock Wealth Management, LLC | 10 | 10 | 0.04% | 0.10% | 0.20% | Q2 2019 | Q3 2021 | 10 |
TOWNSQUARE CAPITAL LLC | 6 | 3 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q3 2023 | 9 |
ICON ADVISERS INC/CO | 9 | 9 | 0.20% | 0.71% | 1.08% | Q2 2021 | Q2 2023 | 9 |
Kistler-Tiffany Companies, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2023 | 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9 | 9 | 0.01% | 0.05% | 0.09% | Q3 2019 | Q3 2021 | 9 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 2 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q4 2022 | 8 |
Gemmer Asset Management LLC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2022 | 8 |
Realta Investment Advisors | 6 | 1 | 0.03% | 0.87% | 1.44% | Q2 2019 | Q2 2021 | 7 |
First Command Advisory Services, Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2020 | 7 |
Pekin Hardy Strauss, Inc. | 7 | 7 | 0.01% | 0.06% | 0.08% | Q3 2021 | Q1 2023 | 7 |
GUGGENHEIM CAPITAL LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
Bank of New York Mellon Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2021 | 6 |
TRUIST FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2022 | 6 |
RIVERBRIDGE PARTNERS LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
D.A. DAVIDSON & CO. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
VERUS CAPITAL PARTNERS, LLC | 4 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q2 2023 | 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2021 | 6 |
WEDBUSH SECURITIES INC | 4 | 1 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q1 2023 | 5 |
CLIFFORD SWAN INVESTMENT COUNSEL LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2020 | 5 |
Global Retirement Partners, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2022 | 5 |
SeaCrest Wealth Management, LLC | 4 | 1 | 0.01% | 0.02% | 0.03% | Q3 2021 | Q4 2022 | 5 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.03% | 0.03% | 0.04% | Q4 2019 | Q2 2022 | 5 |
Kestra Advisory Services, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.19% | 0.20% | 0.21% | Q4 2022 | Q3 2023 | 4 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2021 | 4 |
Rockefeller Capital Management L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 4 |
Cardan Capital Partners, LLC | 4 | 4 | 0.02% | 0.03% | 0.04% | Q1 2020 | Q4 2020 | 4 |
CANTOR FITZGERALD, L. P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Luken Investment Analytics, LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2023 | 4 |
FNY Investment Advisers, LLC | 3 | 1 | 0.01% | 0.04% | 0.07% | Q2 2019 | Q1 2021 | 4 |
CSS LLC/IL | 3 | 3 | 0.02% | 0.07% | 0.12% | Q1 2023 | Q3 2023 | 3 |
WealthPlan Investment Management, LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q4 2022 | 3 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
Advisor Group, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
Terrapin Asset Management, LLC | 3 | 3 | 3.96% | 5.00% | 6.09% | Q1 2023 | Q3 2023 | 3 |
BANK OF AMERICA CORP /DE/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 3 |
COMMONWEALTH EQUITY SERVICES, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2021 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Lindbrook Capital, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
MERCER GLOBAL ADVISORS INC /ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q4 2022 | 2 |
MILLENNIUM MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Advisor Resource Council | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q2 2022 | 2 |
CABANA LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q3 2019 | 2 |
Patriot Financial Group Insurance Agency, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Invesco Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
Lido Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2019 | Q2 2019 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2023 | Q2 2023 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.78% | 0.78% | 0.78% | Q4 2019 | Q4 2019 | 1 |
OneDigital Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Allworth Financial LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
First Allied Advisory Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Walleye Capital LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
Woodline Partners LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Covestor Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Arlington Capital Management, Inc. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2020 | Q1 2020 | 1 |
Quad Capital Management Advisors LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2019 | Q3 2019 | 1 |
Raymond James Financial Services Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2019 | Q3 2019 | 1 |
Arete Wealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2023 | Q2 2023 | 1 |
Sea Otter Advisors LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2023 | Q2 2023 | 1 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
NVWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own VERTICAL CAP INCOME FD or have owned VERTICAL CAP INCOME FD in the past.