UBS AG LONDON BRH shareholder history

Current and past UBS AG LONDON BRH shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 30300.00%0.05%0.09%Q2 2013Q3 202030
VICUS CAPITAL 29290.02%1.74%5.72%Q3 2013Q3 202029
EAGLE GLOBAL ADVISORS LLC 27270.03%0.48%1.12%Q2 2013Q4 201927
FIFTH THIRD BANCORP 25250.00%0.03%0.08%Q4 2013Q4 201925
LADENBURG THALMANN FINANCIAL SERVICES INC. 25250.00%0.00%0.00%Q3 2013Q3 201925
SUSQUEHANNA INTERNATIONAL GROUP, LLP 810.00%0.00%0.01%Q2 2013Q3 202024
BANK OF AMERICA CORP /DE/ 1110.00%0.00%0.00%Q2 2013Q4 201922
STEPHENS INC /AR/ 22220.01%0.06%0.10%Q3 2013Q4 201822
PARAMETRIC PORTFOLIO ASSOCIATES LLC 21210.00%0.00%0.01%Q2 2013Q2 201821
ASPIRIANT, LLC 2010.02%0.86%4.34%Q4 2014Q2 202021
FIRST CITIZENS BANK & TRUST CO 20200.02%0.27%0.66%Q3 2015Q2 202020
MORGAN STANLEY 20200.00%0.00%0.00%Q4 2015Q3 202020
ENVESTNET ASSET MANAGEMENT INC 1280.00%0.01%0.01%Q1 2015Q2 202020
IFP Advisors, Inc 1110.00%0.00%0.01%Q4 2015Q2 202120
WESCAP Management Group, Inc. 19190.08%1.30%1.91%Q4 2015Q2 202019
Uniplan Investment Counsel, Inc. 19190.53%1.40%2.23%Q2 2015Q4 201919
Parallax Volatility Advisers, L.P. 19190.00%0.00%0.00%Q4 2014Q2 201919
JPMORGAN CHASE & CO 1710.00%0.00%0.00%Q4 2015Q2 202018
Carroll Financial Associates, Inc. 18180.00%0.00%0.00%Q3 2015Q4 201918
DEUTSCHE BANK AG\ 18180.00%0.00%0.00%Q1 2014Q2 201818
ARROW FINANCIAL CORP 970.01%0.01%0.01%Q2 2013Q2 201716
JANE STREET GROUP, LLC 610.00%0.00%0.01%Q2 2015Q3 202016
BESSEMER GROUP INC 16160.00%0.00%0.00%Q3 2015Q2 201916
M Holdings Securities, Inc. 16160.06%0.13%0.20%Q1 2016Q4 201916
NATIXIS ADVISORS, L.P. 16160.01%0.06%0.20%Q3 2013Q2 201716
ROYAL BANK OF CANADA 710.00%0.00%0.00%Q4 2014Q4 201915
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
PNC FINANCIAL SERVICES GROUP, INC. 1110.00%0.00%0.00%Q2 2014Q2 202015
RAYMOND JAMES & ASSOCIATES 15150.00%0.00%0.01%Q3 2016Q1 202015
LPL Financial LLC 14140.00%0.00%0.01%Q4 2013Q1 201714
CONGRESS ASSET MANAGEMENT CO /MA 950.01%0.17%0.31%Q2 2014Q4 201714
US BANCORP \DE\ 760.00%0.00%0.00%Q2 2016Q4 201913
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 1120.01%0.04%0.13%Q4 2015Q3 202013
FineMark National Bank & Trust 13130.00%0.02%0.05%Q3 2013Q3 201613
Marquette Asset Management, LLC 630.01%0.59%1.47%Q1 2014Q3 201913
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 1030.00%0.01%0.08%Q4 2015Q4 201913
WOLVERINE TRADING, LLC 710.00%0.00%0.02%Q2 2016Q3 202012
Alexandria Capital, LLC 930.01%0.02%0.04%Q3 2015Q2 201912
Clearwater Capital Advisors, LLC 11110.05%0.19%0.57%Q1 2017Q3 201911
CREDIT SUISSE AG/ 10100.00%0.00%0.01%Q3 2013Q4 201510
Covington Capital Management 10100.00%0.00%0.00%Q3 2017Q4 201910
MCF Advisors LLC 10100.00%0.00%0.00%Q1 2015Q2 201710
First Allied Advisory Services, Inc. 10100.01%0.02%0.03%Q4 2014Q1 201710
Virtu Financial LLC 410.04%0.31%0.92%Q1 2016Q3 20199
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 990.00%0.00%0.00%Q3 2018Q3 20209
FC Advisory LLC 990.55%1.09%1.69%Q1 2015Q1 20179
Balentine LLC 990.00%0.00%0.00%Q2 2018Q2 20209
Round Table Services, LLC 991.59%4.08%6.20%Q4 2015Q4 20179
HARVEST CAPITAL MANAGEMENT INC 880.12%0.14%0.16%Q4 2015Q3 20178
SUNFLOWER BANK, NA WEALTH MANAGEMENT 880.07%0.08%0.09%Q4 2017Q3 20198
CWM, LLC 880.01%0.01%0.03%Q4 2016Q3 20188
BANK OF MONTREAL /CAN/ 770.00%0.00%0.00%Q1 2015Q3 20167
Citadel Advisors 310.00%0.00%0.00%Q3 2015Q3 20207
MML INVESTORS SERVICES, LLC 770.00%0.00%0.00%Q4 2017Q2 20197
Private Capital Group, LLC 430.00%0.00%0.01%Q4 2017Q3 20197
STIFEL FINANCIAL CORP 770.00%0.01%0.01%Q1 2014Q3 20157
Placemark Investments, Inc. 660.01%0.01%0.02%Q3 2013Q4 20146
J.P. Morgan Private Wealth Advisors LLC 660.00%0.00%0.00%Q3 2018Q4 20196
CHOREO, LLC 660.02%0.08%0.15%Q4 2016Q1 20186
RAYMOND JAMES TRUST N.A. 550.01%0.02%0.03%Q3 2019Q3 20205
M&T BANK CORP 310.00%0.00%0.00%Q3 2014Q3 20175
ADVISORY RESEARCH INC 310.00%0.05%0.12%Q4 2013Q1 20165
CITIGROUP INC 210.00%0.00%0.00%Q3 2013Q4 20185
Capital Planning Advisors, LLC 550.04%0.08%0.18%Q4 2018Q4 20195
BROWN ADVISORY INC 550.00%0.00%0.00%Q3 2016Q3 20175
Mariner, LLC 550.00%0.00%0.01%Q2 2018Q2 20195
Financial Architects, Inc 210.01%0.02%0.03%Q2 2013Q1 20155
Kernodle & Katon Asset Management Group, LLC 440.01%0.01%0.01%Q4 2015Q3 20164
AMERICAN INTERNATIONAL GROUP, INC. 440.00%0.00%0.00%Q2 2015Q1 20164
CHICKASAW CAPITAL MANAGEMENT LLC 440.04%0.05%0.05%Q4 2018Q3 20194
BAIRD ROBERT W & CO INC /WI/ 440.00%0.00%0.00%Q1 2014Q4 20144
Biltmore Capital Advisors LLC 440.22%0.47%0.98%Q1 2019Q4 20194
PARK AVENUE SECURITIES LLC 310.03%0.04%0.06%Q3 2017Q3 20184
MARINO, STRAM & ASSOCIATES LLC 440.09%0.10%0.11%Q4 2017Q3 20184
WEST BANCORPORATION INC 440.17%0.21%0.29%Q4 2019Q3 20204
Aureus Asset Management, LLC 440.07%0.09%0.12%Q4 2014Q3 20154
CAPTRUST FINANCIAL ADVISORS 440.00%0.00%0.00%Q2 2018Q1 20194
AVANTAX ADVISORY SERVICES, INC. 440.04%0.06%0.09%Q4 2019Q3 20204
MRA Associates USA LLC 440.63%0.78%0.93%Q4 2018Q3 20194
Ahrens Investment Partners LLC 440.28%0.29%0.30%Q4 2018Q3 20194
IBERIABANK CORP 330.05%0.08%0.11%Q3 2018Q1 20193
SIGNATUREFD, LLC 330.01%0.02%0.02%Q2 2014Q4 20143
Gupta Wealth Management LLC 330.01%0.01%0.01%Q1 2015Q3 20153
Edge Advisors, LLC 330.01%0.01%0.01%Q4 2017Q2 20183
Walleye Trading LLC 210.00%0.00%0.00%Q1 2016Q1 20173
OSAIC HOLDINGS, INC. 330.00%0.00%0.00%Q1 2020Q3 20203
Wealthcare Advisory Partners LLC 330.00%0.00%0.00%Q1 2019Q3 20193
MAI Capital Management 330.01%0.04%0.06%Q2 2019Q4 20193
Raymond James Financial Services Advisors, Inc. 330.05%0.06%0.06%Q2 2016Q4 20163
AMERIPRISE FINANCIAL INC 330.00%0.00%0.00%Q1 2017Q3 20173
Drexel Morgan & Co. 330.37%0.45%0.50%Q4 2018Q2 20193
MV CAPITAL MANAGEMENT, INC. 330.00%0.00%0.01%Q4 2014Q2 20153
Concert Wealth Management Inc. 220.05%0.05%0.05%Q4 2016Q1 20172
Yellowstone Partners, LLC 220.11%0.12%0.12%Q4 2014Q1 20152
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q2 2016Q4 20192
MGO ONE SEVEN LLC 220.00%0.00%0.01%Q4 2017Q1 20182
FMR LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Parallel Advisors, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
BROWN BROTHERS HARRIMAN & CO 110.00%0.00%0.00%Q4 2016Q4 20182
HighTower Advisors, LLC 220.00%0.00%0.00%Q2 2017Q3 20172
Baird Financial Group, Inc. 220.00%0.00%0.00%Q4 2015Q1 20162
Colorado Capital Management, Inc. 220.21%0.50%0.79%Q4 2015Q1 20162
VERUS CAPITAL PARTNERS, LLC 220.01%0.01%0.01%Q4 2019Q1 20202
AMERICAN ASSET MANAGEMENT INC. 110.01%0.01%0.01%Q3 2014Q3 20152
CERTUITY, LLC 110.02%0.15%0.27%Q4 2019Q4 20192
Merit Financial Group, LLC 220.01%0.02%0.04%Q4 2019Q1 20202
Horrell Capital Management, Inc. 220.01%0.01%0.01%Q4 2014Q1 20152
New England Investment & Retirement Group, Inc. 220.23%0.52%0.80%Q3 2015Q4 20152
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2018Q3 20192
MUFG Americas Holdings Corp 110.00%0.00%0.00%Q2 2018Q2 20181
Cordasco Financial Network 110.00%0.00%0.00%Q3 2020Q3 20201
UBS Group AG 110.00%0.00%0.00%Q1 2016Q1 20161
STIFEL NICOLAUS & CO INC \MO\ 110.01%0.01%0.01%Q3 2013Q3 20131
FORVIS Wealth Advisors, LLC 110.06%0.06%0.06%Q3 2017Q3 20171
Centerpoint Advisors, LLC 110.04%0.04%0.04%Q2 2018Q2 20181
BALDWIN BROTHERS LLC/MA 110.00%0.00%0.00%Q4 2019Q4 20191
Caprock Group, LLC 110.37%0.37%0.37%Q2 2016Q2 20161
LOOMIS SAYLES & CO L P 110.00%0.00%0.00%Q3 2015Q3 20151
WHITTIER TRUST CO OF NEVADA INC 110.00%0.00%0.00%Q4 2018Q4 20181
FLOW TRADERS U.S. LLC 110.11%0.11%0.11%Q3 2018Q3 20181
Live Your Vision, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Creative Planning 110.00%0.00%0.00%Q1 2016Q1 20161
IMS Capital Management 110.04%0.04%0.04%Q3 2018Q3 20181
IMC-Chicago, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Hamlin Capital Management, LLC 110.02%0.02%0.02%Q4 2017Q4 20171
Freestone Capital Holdings, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Bridgewater Wealth & Financial Management, LLC 111.24%1.24%1.24%Q4 2014Q4 20141
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
AdvicePeriod, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Merriman Wealth Management, LLC 111.47%1.47%1.47%Q2 2013Q2 20131
McIlrath & Eck, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Platte River Wealth Advisors, LLC 110.09%0.09%0.09%Q4 2019Q4 20191
Waverly Advisors, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
QUADRANT CAPITAL GROUP LLC 110.02%0.02%0.02%Q4 2015Q4 20151
CAPITAL GUARDIAN TRUST CO 110.00%0.00%0.00%Q3 2018Q3 20181
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q3 2015Q3 20151
First Capital Advisors Group, LLC. 110.16%0.16%0.16%Q3 2017Q3 20171
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 110.00%0.00%0.00%Q4 2016Q4 20161
Barnett & Company, Inc. 110.05%0.05%0.05%Q2 2017Q2 20171
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q2 2016Q2 20161
Legacy Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Timber Hill LLC 110.00%0.00%0.00%Q3 2013Q3 20131
Bridgewater Advisors Inc. 110.25%0.25%0.25%Q4 2013Q4 20131
Winslow, Evans & Crocker, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
NORTHERN TRUST CORP 110.00%0.00%0.00%Q1 2020Q1 20201
External links

This page lists all the filers that currently own UBS AG LONDON BRH or have owned UBS AG LONDON BRH in the past.