Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 26 | 26 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2020 | 26 |
ROYAL BANK OF CANADA | 26 | 26 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2020 | 26 |
RAYMOND JAMES & ASSOCIATES | 26 | 26 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q1 2020 | 26 |
Advisors Asset Management, Inc. | 25 | 25 | 0.01% | 0.17% | 0.36% | Q1 2014 | Q1 2020 | 25 |
Highlander Capital Management, LLC | 24 | 24 | 0.03% | 0.06% | 0.09% | Q2 2014 | Q1 2020 | 24 |
OPPENHEIMER & CO INC | 23 | 23 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q1 2020 | 23 |
Invesco Ltd. | 22 | 22 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2020 | 22 |
UBS Group AG | 8 | 5 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2020 | 20 |
Raymond James Financial Services Advisors, Inc. | 19 | 19 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q1 2020 | 19 |
GUGGENHEIM CAPITAL LLC | 12 | 7 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q1 2020 | 19 |
Shaker Financial Services, LLC | 12 | 1 | 0.15% | 0.66% | 1.57% | Q2 2015 | Q1 2020 | 18 |
D.A. DAVIDSON & CO. | 15 | 2 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q1 2018 | 17 |
WELLS FARGO & COMPANY/MN | 11 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2020 | 17 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 2 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q4 2019 | 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 11 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2019 | 14 |
MARINER INVESTMENT GROUP LLC | 7 | 2 | 0.10% | 0.44% | 0.95% | Q4 2013 | Q1 2018 | 14 |
IFP Advisors, Inc | 14 | 14 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q1 2019 | 14 |
Private Advisor Group, LLC | 13 | 13 | 0.00% | 0.02% | 0.04% | Q2 2016 | Q2 2019 | 13 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2020 | 13 |
Fiduciary Trust Co International of Pennsylvania | 13 | 13 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q3 2018 | 13 |
Advisor Group, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 13 |
FIDUCIARY TRUST INTERNATIONAL LLC | 12 | 12 | 0.58% | 1.06% | 1.45% | Q2 2017 | Q1 2020 | 12 |
SIT INVESTMENT ASSOCIATES INC | 10 | 1 | 0.02% | 0.06% | 0.10% | Q4 2017 | Q3 2020 | 11 |
Patriot Financial Group Insurance Agency, LLC | 10 | 10 | 0.01% | 0.01% | 0.02% | Q4 2017 | Q1 2020 | 10 |
COMERICA SECURITIES INC | 10 | 10 | 0.11% | 0.22% | 0.37% | Q2 2016 | Q3 2018 | 10 |
LPL Financial LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2017 | 9 |
PNC FINANCIAL SERVICES GROUP, INC. | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2020 | 9 |
Kovack Advisors, Inc. | 6 | 2 | 0.03% | 0.07% | 0.17% | Q2 2015 | Q3 2019 | 8 |
STIFEL FINANCIAL CORP | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2020 | 7 |
ARES MANAGEMENT LLC | 7 | 7 | 0.01% | 0.02% | 0.02% | Q1 2018 | Q3 2019 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q1 2019 | 7 |
AQR Arbitrage LLC | 5 | 2 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2020 | 7 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.10% | 0.40% | 0.89% | Q1 2014 | Q3 2019 | 7 |
9258 Wealth Management, LLC | 6 | 6 | 0.16% | 0.40% | 0.60% | Q4 2018 | Q1 2020 | 6 |
BANK OF AMERICA CORP /DE/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
Lindbrook Capital, LLC | 6 | 6 | 0.10% | 0.22% | 0.36% | Q4 2018 | Q1 2020 | 6 |
Curi RMB Capital, LLC | 6 | 6 | 0.01% | 0.02% | 0.03% | Q3 2018 | Q4 2019 | 6 |
Zuckerman Investment Group, LLC | 6 | 6 | 0.06% | 0.07% | 0.07% | Q3 2015 | Q4 2016 | 6 |
Virtu KCG Holdings LLC | 3 | 1 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q2 2015 | 5 |
ENVESTNET ASSET MANAGEMENT INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2019 | 5 |
BANK OF MONTREAL /CAN/ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
Penserra Capital Management LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2017 | Q3 2018 | 5 |
DOLIVER ADVISORS, LP | 2 | 1 | 0.06% | 0.18% | 0.34% | Q3 2016 | Q3 2019 | 5 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q1 2018 | 5 |
UBS AG | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
FNY Investment Advisers, LLC | 4 | 4 | 0.02% | 0.04% | 0.06% | Q1 2019 | Q4 2019 | 4 |
Capital Investment Advisors, LLC | 3 | 1 | 0.01% | 0.02% | 0.02% | Q1 2017 | Q1 2020 | 4 |
RAYMOND JAMES TRUST N.A. | 4 | 4 | 0.02% | 0.02% | 0.03% | Q2 2018 | Q1 2019 | 4 |
Walleye Trading LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
WEDBUSH SECURITIES INC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q1 2020 | 4 |
Saba Capital Management, L.P. | 2 | 2 | 0.01% | 0.10% | 0.24% | Q4 2018 | Q1 2020 | 4 |
Summit X, LLC | 4 | 4 | 0.06% | 0.07% | 0.07% | Q1 2019 | Q4 2019 | 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2020 | 3 |
Family Management Corp | 3 | 3 | 0.08% | 0.08% | 0.09% | Q2 2014 | Q4 2014 | 3 |
CLOUGH CAPITAL PARTNERS L P | 3 | 3 | 0.03% | 0.04% | 0.07% | Q4 2018 | Q2 2019 | 3 |
Matisse Capital | 3 | 3 | 0.74% | 1.01% | 1.47% | Q3 2019 | Q1 2020 | 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q3 2016 | 3 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
Investors Capital Advisory Services | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2013 | Q1 2014 | 2 |
20/20 Capital Management, Inc. | 2 | 2 | 0.14% | 0.15% | 0.16% | Q4 2019 | Q1 2020 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
PARK AVENUE SECURITIES LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q4 2019 | 2 |
Bulldog Investors, LLP | 2 | 2 | 0.24% | 0.24% | 0.25% | Q4 2019 | Q1 2020 | 2 |
PRELUDE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Arkadios Wealth Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.05% | 0.10% | Q4 2015 | Q3 2016 | 2 |
Barnett & Company, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q2 2016 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.05% | 0.09% | Q4 2013 | Q4 2018 | 2 |
Thomas J. Herzfeld Advisors, Inc. | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q1 2018 | 2 |
Ameritas Investment Company, LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q1 2019 | 2 |
COMERICA SECURITIES,INC. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q2 2019 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2014 | Q1 2014 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2019 | Q1 2019 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
CWM, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Walleye Capital LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2018 | Q3 2018 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
OSAIC HOLDINGS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2015 | Q4 2015 | 1 |
Doyle Wealth Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
US BANCORP \DE\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Meridian Wealth Advisors, LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q4 2018 | Q4 2018 | 1 |
American Portfolios Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
PITTENGER & ANDERSON INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
6 Meridian | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
External links
This page lists all the filers that currently own THL CR SR LN FD or have owned THL CR SR LN FD in the past.