THL CR SR LN FD shareholder history

Current and past THL CR SR LN FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
MORGAN STANLEY 26260.00%0.00%0.00%Q4 2013Q1 202026
ROYAL BANK OF CANADA 26260.00%0.00%0.00%Q4 2013Q1 202026
RAYMOND JAMES & ASSOCIATES 26260.00%0.01%0.02%Q4 2013Q1 202026
Advisors Asset Management, Inc. 25250.01%0.17%0.36%Q1 2014Q1 202025
Highlander Capital Management, LLC 24240.03%0.06%0.09%Q2 2014Q1 202024
OPPENHEIMER & CO INC 23230.00%0.01%0.01%Q3 2014Q1 202023
Invesco Ltd. 22220.00%0.00%0.00%Q4 2014Q1 202022
UBS Group AG 850.00%0.00%0.00%Q4 2014Q1 202020
Raymond James Financial Services Advisors, Inc. 19190.00%0.01%0.02%Q3 2015Q1 202019
GUGGENHEIM CAPITAL LLC 1270.00%0.01%0.01%Q1 2015Q1 202019
Shaker Financial Services, LLC 1210.15%0.66%1.57%Q2 2015Q1 202018
D.A. DAVIDSON & CO. 1520.00%0.01%0.01%Q4 2013Q1 201817
WELLS FARGO & COMPANY/MN 1110.00%0.00%0.00%Q1 2014Q1 202017
WOLVERINE ASSET MANAGEMENT LLC 620.00%0.01%0.02%Q1 2014Q4 201915
LADENBURG THALMANN FINANCIAL SERVICES INC. 1130.00%0.00%0.00%Q1 2016Q4 201914
MARINER INVESTMENT GROUP LLC 720.10%0.44%0.95%Q4 2013Q1 201814
IFP Advisors, Inc 14140.00%0.01%0.02%Q4 2015Q1 201914
Private Advisor Group, LLC 13130.00%0.02%0.04%Q2 2016Q2 201913
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13130.00%0.00%0.00%Q1 2017Q1 202013
Fiduciary Trust Co International of Pennsylvania 13130.01%0.01%0.02%Q3 2015Q3 201813
Advisor Group, Inc. 13130.00%0.00%0.00%Q4 2016Q4 201913
FIDUCIARY TRUST INTERNATIONAL LLC 12120.58%1.06%1.45%Q2 2017Q1 202012
SIT INVESTMENT ASSOCIATES INC 1010.02%0.06%0.10%Q4 2017Q3 202011
Patriot Financial Group Insurance Agency, LLC 10100.01%0.01%0.02%Q4 2017Q1 202010
COMERICA SECURITIES INC 10100.11%0.22%0.37%Q2 2016Q3 201810
LPL Financial LLC 990.00%0.00%0.00%Q1 2015Q1 20179
PNC FINANCIAL SERVICES GROUP, INC. 710.00%0.00%0.00%Q1 2017Q1 20209
Kovack Advisors, Inc. 620.03%0.07%0.17%Q2 2015Q3 20198
STIFEL FINANCIAL CORP 610.00%0.00%0.00%Q1 2018Q1 20207
ARES MANAGEMENT LLC 770.01%0.02%0.02%Q1 2018Q3 20197
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Tower Research Capital LLC (TRC) 310.00%0.00%0.01%Q4 2013Q1 20197
AQR Arbitrage LLC 520.00%0.00%0.01%Q4 2015Q1 20207
ROBINSON CAPITAL MANAGEMENT, LLC 310.10%0.40%0.89%Q1 2014Q3 20197
9258 Wealth Management, LLC 660.16%0.40%0.60%Q4 2018Q1 20206
BANK OF AMERICA CORP /DE/ 660.00%0.00%0.00%Q4 2018Q1 20206
Lindbrook Capital, LLC 660.10%0.22%0.36%Q4 2018Q1 20206
Curi RMB Capital, LLC 660.01%0.02%0.03%Q3 2018Q4 20196
Zuckerman Investment Group, LLC 660.06%0.07%0.07%Q3 2015Q4 20166
Virtu KCG Holdings LLC 310.00%0.01%0.01%Q4 2013Q2 20155
ENVESTNET ASSET MANAGEMENT INC 410.00%0.00%0.00%Q1 2016Q4 20195
BANK OF MONTREAL /CAN/ 550.00%0.00%0.00%Q3 2017Q3 20185
Penserra Capital Management LLC 550.01%0.01%0.02%Q3 2017Q3 20185
DOLIVER ADVISORS, LP 210.06%0.18%0.34%Q3 2016Q3 20195
Laurion Capital Management LP 110.00%0.01%0.01%Q4 2014Q1 20185
UBS AG 440.00%0.00%0.00%Q4 2013Q3 20144
FNY Investment Advisers, LLC 440.02%0.04%0.06%Q1 2019Q4 20194
Capital Investment Advisors, LLC 310.01%0.02%0.02%Q1 2017Q1 20204
RAYMOND JAMES TRUST N.A. 440.02%0.02%0.03%Q2 2018Q1 20194
Walleye Trading LLC 440.00%0.00%0.00%Q4 2017Q3 20184
WEDBUSH SECURITIES INC 440.02%0.02%0.02%Q2 2019Q1 20204
Saba Capital Management, L.P. 220.01%0.10%0.24%Q4 2018Q1 20204
Summit X, LLC 440.06%0.07%0.07%Q1 2019Q4 20194
PARAMETRIC PORTFOLIO ASSOCIATES LLC 330.00%0.00%0.00%Q3 2019Q1 20203
Family Management Corp 330.08%0.08%0.09%Q2 2014Q4 20143
CLOUGH CAPITAL PARTNERS L P 330.03%0.04%0.07%Q4 2018Q2 20193
Matisse Capital 330.74%1.01%1.47%Q3 2019Q1 20203
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 330.02%0.02%0.02%Q1 2016Q3 20163
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
Investors Capital Advisory Services 220.04%0.04%0.04%Q4 2013Q1 20142
20/20 Capital Management, Inc. 220.14%0.15%0.16%Q4 2019Q1 20202
Advisory Services Network, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
PARK AVENUE SECURITIES LLC 220.02%0.02%0.02%Q3 2019Q4 20192
Bulldog Investors, LLP 220.24%0.24%0.25%Q4 2019Q1 20202
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
Arkadios Wealth Advisors 220.00%0.00%0.00%Q4 2019Q1 20202
RIVERNORTH CAPITAL MANAGEMENT, LLC 110.01%0.05%0.10%Q4 2015Q3 20162
Barnett & Company, Inc. 220.02%0.02%0.02%Q1 2016Q2 20162
Weiss Asset Management LP 110.02%0.05%0.09%Q4 2013Q4 20182
Thomas J. Herzfeld Advisors, Inc. 220.04%0.04%0.04%Q4 2017Q1 20182
Ameritas Investment Company, LLC 220.00%0.01%0.02%Q4 2018Q1 20192
COMERICA SECURITIES,INC. 110.03%0.03%0.03%Q2 2019Q2 20191
PATHSTONE FAMILY OFFICE, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
MACROVIEW INVESTMENT MANAGEMENT LLC 110.04%0.04%0.04%Q1 2014Q1 20141
Cornerstone Wealth Management, LLC 110.05%0.05%0.05%Q1 2019Q1 20191
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q1 2020Q1 20201
CWM, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Walleye Capital LLC 110.05%0.05%0.05%Q3 2018Q3 20181
CITIGROUP INC 110.00%0.00%0.00%Q3 2016Q3 20161
Squarepoint Ops LLC 110.02%0.02%0.02%Q4 2015Q4 20151
OSAIC HOLDINGS, INC. 110.00%0.00%0.00%Q1 2020Q1 20201
Allegis Investment Advisors, LLC 110.08%0.08%0.08%Q4 2015Q4 20151
Doyle Wealth Management 110.01%0.01%0.01%Q4 2018Q4 20181
US BANCORP \DE\ 110.00%0.00%0.00%Q3 2016Q3 20161
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2017Q3 20171
Meridian Wealth Advisors, LLC 110.21%0.21%0.21%Q4 2018Q4 20181
American Portfolios Advisors 110.00%0.00%0.00%Q1 2020Q1 20201
PITTENGER & ANDERSON INC 110.00%0.00%0.00%Q2 2016Q2 20161
Ground Swell Capital, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
6 Meridian 110.02%0.02%0.02%Q1 2019Q1 20191
External links

This page lists all the filers that currently own THL CR SR LN FD or have owned THL CR SR LN FD in the past.