SURO CAPITAL CORP shareholder history

Current and past SURO CAPITAL CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Citadel Advisors 14140.00%0.00%0.00%Q2 2020Q3 202340
SUSQUEHANNA INTERNATIONAL GROUP, LLP 14140.00%0.00%0.00%Q2 2020Q3 202333
Cutler Group LLC / CA 11110.00%0.00%0.01%Q2 2020Q4 202232
JANE STREET GROUP, LLC 730.00%0.00%0.00%Q2 2020Q1 202317
WOLVERINE ASSET MANAGEMENT LLC 770.00%0.00%0.01%Q3 2020Q1 202215
UBS Group AG 14140.00%0.00%0.00%Q2 2020Q3 202314
OSAIC HOLDINGS, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
MORGAN STANLEY 14140.00%0.00%0.00%Q2 2020Q3 202314
WELLS FARGO & COMPANY/MN 14140.00%0.00%0.00%Q2 2020Q3 202314
Janney Montgomery Scott LLC 14140.00%0.00%0.01%Q2 2020Q3 202314
NEEDHAM INVESTMENT MANAGEMENT LLC 14140.31%0.55%0.88%Q2 2020Q3 202314
TWO SIGMA ADVISERS, LP 14140.00%0.01%0.02%Q2 2020Q3 202314
ROYAL BANK OF CANADA 14140.00%0.00%0.00%Q2 2020Q3 202314
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
Vanderbilt University 14140.09%0.85%1.84%Q2 2020Q3 202314
Thomas J. Herzfeld Advisors, Inc. 14140.00%0.58%2.07%Q2 2020Q3 202314
Catalyst Capital Advisors LLC 14140.00%0.01%0.02%Q2 2020Q3 202314
NJ State Employees Deferred Compensation Plan 14140.04%0.10%0.16%Q2 2020Q3 202314
Supplemental Annuity Collective Trust of NJ 14140.10%0.30%0.49%Q2 2020Q3 202314
Lokken Investment Group LLC 1210.14%0.27%0.33%Q1 2012Q3 202313
WOLVERINE TRADING, LLC 310.00%0.00%0.00%Q2 2020Q3 202213
BANK OF AMERICA CORP /DE/ 13130.00%0.00%0.00%Q3 2020Q3 202313
BRIDGEWAY CAPITAL MANAGEMENT, LLC 12120.00%0.02%0.03%Q2 2020Q1 202312
Raymond James Financial Services Advisors, Inc. 12120.00%0.00%0.00%Q2 2020Q1 202312
TWO SIGMA INVESTMENTS, LP 11110.00%0.01%0.02%Q2 2020Q4 202212
Yakira Capital Management, Inc. 12120.02%0.07%0.23%Q2 2020Q1 202312
Bulldog Investors, LLP 1010.15%1.31%2.81%Q4 2020Q3 202311
GUGGENHEIM CAPITAL LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
PNC FINANCIAL SERVICES GROUP, INC. 11110.00%0.00%0.00%Q1 2021Q3 202311
WITTENBERG INVESTMENT MANAGEMENT, INC. 11110.01%0.12%0.35%Q1 2021Q3 202311
M.D. Sass, Inc. 11110.16%0.33%0.55%Q2 2020Q4 202211
Clearstead Advisors, LLC 11110.00%0.00%0.00%Q3 2020Q1 202311
GROUP ONE TRADING, L.P. 320.00%0.00%0.01%Q2 2020Q3 202310
J.P. Morgan Private Wealth Advisors LLC 10100.00%0.00%0.00%Q3 2020Q4 202210
BlackRock Inc. 10100.00%0.00%0.00%Q3 2020Q4 202210
Warberg Asset Management LLC 660.02%0.19%0.38%Q4 2020Q1 202210
Advisors Asset Management, Inc. 10100.00%0.02%0.03%Q2 2021Q3 202310
MACKENZIE FINANCIAL CORP 10100.00%0.00%0.00%Q1 2021Q2 202310
Oakworth Capital, Inc. 990.00%0.00%0.00%Q3 2021Q3 20239
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.00%Q2 2020Q3 20239
Belvedere Trading LLC 310.00%0.01%0.04%Q2 2021Q3 20239
HARBOUR INVESTMENTS, INC. 630.00%0.00%0.00%Q1 2021Q3 20239
Institute for Wealth Management, LLC. 770.00%0.02%0.03%Q1 2021Q3 20229
Tower Research Capital LLC (TRC) 310.00%0.00%0.00%Q2 2020Q3 20239
Parallel Advisors, LLC 990.00%0.00%0.00%Q3 2021Q3 20239
GREAT WEST LIFE ASSURANCE CO /CAN/ 990.00%0.00%0.00%Q4 2020Q4 20229
PEAK6 Investments LLC 310.00%0.00%0.00%Q4 2020Q1 20229
Caption Management, LLC 440.02%0.06%0.20%Q1 2021Q4 20219
Impax Asset Management Group plc 990.01%0.03%0.05%Q4 2020Q4 20229
Citizens National Bank Trust Department 880.00%0.00%0.00%Q4 2021Q3 20238
PSI Advisors, LLC 880.00%0.00%0.01%Q4 2021Q3 20238
JPMORGAN CHASE & CO 530.00%0.00%0.00%Q2 2021Q3 20238
OPPENHEIMER & CO INC 880.01%0.08%0.10%Q2 2020Q1 20228
PARAMETRIC PORTFOLIO ASSOCIATES LLC 880.00%0.00%0.00%Q2 2020Q1 20228
INTREPID FAMILY OFFICE LLC 881.16%2.19%3.15%Q4 2021Q3 20238
Destiny Wealth Partners, LLC 620.00%0.00%0.00%Q4 2020Q4 20228
Pinnacle Holdings, LLC 880.01%0.01%0.02%Q3 2020Q2 20228
Ahrens Investment Partners LLC 610.00%0.12%0.37%Q1 2021Q1 20237
Invesco Ltd. 770.00%0.00%0.00%Q4 2020Q2 20227
HUNTINGTON NATIONAL BANK 770.00%0.00%0.00%Q1 2022Q3 20237
SIMPLEX TRADING, LLC 410.00%0.00%0.00%Q2 2020Q3 20237
Visionary Wealth Advisors 770.00%0.01%0.01%Q4 2021Q2 20237
Newbridge Financial Services Group, Inc. 770.00%0.00%0.01%Q1 2022Q3 20237
Financial Connections Group, Inc. 770.00%0.00%0.00%Q1 2022Q3 20237
FMR LLC 410.00%0.00%0.00%Q4 2020Q3 20237
Outlook Wealth Advisors, LLC 770.01%0.02%0.03%Q1 2022Q3 20237
Wealthspire Advisors, LLC 770.00%0.00%0.01%Q1 2022Q3 20237
CSS LLC/IL 330.00%0.00%0.01%Q1 2023Q3 20236
LPL Financial LLC 310.00%0.00%0.00%Q2 2020Q2 20236
Wellington Shields & Co., LLC 330.02%0.02%0.04%Q1 2022Q3 20236
Garde Capital, Inc. 510.01%0.02%0.02%Q3 2020Q1 20226
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 660.00%0.00%0.01%Q2 2020Q3 20216
Geneos Wealth Management Inc. 660.00%0.00%0.00%Q3 2020Q4 20216
MARSHALL WACE, LLP 510.00%0.00%0.01%Q1 2021Q3 20226
Deuterium Capital Management, LLC 660.13%0.20%0.32%Q2 2022Q3 20236
CITIGROUP INC 510.00%0.00%0.00%Q2 2020Q1 20226
Tradition Wealth Management, LLC 660.00%0.00%0.00%Q4 2020Q1 20226
Intrinsic Edge Capital Management LLC 210.01%0.12%0.33%Q2 2020Q3 20236
Charter Oak Capital Management, LLC 550.00%0.00%0.00%Q1 2021Q1 20225
GABELLI FUNDS LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Virtu Financial LLC 320.01%0.01%0.03%Q4 2021Q2 20235
Rockefeller Capital Management L.P. 550.00%0.00%0.00%Q3 2020Q3 20215
Bison Wealth, LLC 550.01%0.01%0.02%Q3 2022Q3 20235
PRIVATE TRUST CO NA 550.00%0.00%0.00%Q2 2022Q2 20235
GAMCO INVESTORS, INC. ET AL 550.00%0.00%0.00%Q4 2020Q4 20215
&PARTNERS 550.03%0.29%0.64%Q4 2021Q4 20225
ACADIAN ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q2 2021Q3 20235
Avidian Wealth Solutions, LLC 550.00%0.01%0.01%Q3 2021Q3 20225
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 440.00%0.00%0.00%Q2 2020Q1 20214
BANK OF MONTREAL /CAN/ 220.00%0.00%0.00%Q3 2020Q4 20204
Cubist Systematic Strategies, LLC 440.00%0.00%0.00%Q1 2021Q4 20214
Byrne Asset Management LLC 310.01%0.01%0.02%Q1 2022Q2 20234
Connor, Clark & Lunn Investment Management Ltd. 440.00%0.00%0.00%Q4 2022Q3 20234
Bogart Wealth, LLC 440.00%0.00%0.00%Q3 2021Q2 20224
EJF Capital LLC 440.04%0.04%0.06%Q4 2022Q3 20234
CERTUITY, LLC 310.04%0.06%0.08%Q1 2021Q1 20224
Colonial Trust Advisors 440.00%0.00%0.00%Q4 2022Q3 20234
MGO ONE SEVEN LLC 440.05%0.07%0.09%Q4 2022Q3 20234
CAXTON ASSOCIATES LP 440.03%0.06%0.09%Q2 2021Q1 20224
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
AMERIPRISE FINANCIAL INC 310.00%0.00%0.00%Q3 2020Q2 20224
Aquatic Capital Management LLC 440.00%0.01%0.02%Q4 2021Q3 20224
Virtus ETF Advisers LLC 440.06%0.09%0.10%Q3 2022Q2 20234
ALPS ADVISORS INC 440.01%0.02%0.02%Q1 2021Q4 20214
Sugarloaf Wealth Management, LLC 330.00%0.00%0.00%Q4 2021Q2 20223
Jump Financial, LLC 210.00%0.02%0.03%Q1 2021Q4 20223
Marshall Wace North America L.P. 330.00%0.02%0.03%Q1 2021Q3 20213
EAGLE GLOBAL ADVISORS LLC 330.01%0.01%0.01%Q3 2021Q1 20223
NinePointTwo Capital LLC 330.07%0.08%0.10%Q3 2021Q1 20223
MARK SHEPTOFF FINANCIAL PLANNING, LLC 330.00%0.00%0.00%Q2 2021Q4 20213
LAZARD ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q1 2021Q4 20213
Quadrature Capital Ltd 330.02%0.03%0.03%Q2 2021Q4 20213
Creative Planning 330.00%0.00%0.00%Q3 2020Q1 20213
Hudson Value Partners, LLC 330.05%0.06%0.08%Q4 2021Q2 20223
CALTON & ASSOCIATES, INC. 330.04%0.04%0.05%Q4 2022Q2 20233
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q3 2020Q3 20213
Quantbot Technologies LP 210.00%0.00%0.01%Q3 2020Q4 20213
B. Riley Wealth Management, Inc. 330.01%0.02%0.02%Q2 2020Q4 20203
Winslow, Evans & Crocker, Inc. 330.00%0.00%0.00%Q2 2020Q4 20203
Pinz Capital Management, LP 220.03%0.03%0.04%Q1 2021Q2 20212
Fortis Capital Advisors, LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Smart Portfolios, LLC 220.18%0.18%0.18%Q1 2022Q2 20222
ARMSTRONG ADVISORY GROUP, INC 220.00%0.00%0.00%Q4 2022Q1 20232
Jefferies Group LLC 110.00%0.00%0.00%Q4 2020Q4 20202
RAYMOND JAMES & ASSOCIATES 220.00%0.00%0.00%Q1 2022Q2 20222
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.01%Q4 2021Q3 20232
XTX Topco Ltd 220.01%0.01%0.01%Q2 2023Q3 20232
HAP Trading, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
Freestone Capital Holdings, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
ExodusPoint Capital Management, LP 110.00%0.00%0.00%Q3 2020Q2 20212
Steward Partners Investment Advisory, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
Squarepoint Ops LLC 110.00%0.00%0.00%Q3 2022Q3 20232
SHEPHERD KAPLAN KROCHUK, LLC 220.03%0.04%0.04%Q2 2022Q3 20222
Highlander Capital Management, LLC 220.01%0.01%0.01%Q3 2020Q4 20202
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Mariner, LLC 220.00%0.00%0.00%Q4 2022Q1 20232
Trexquant Investment LP 220.01%0.02%0.03%Q1 2021Q2 20212
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.01%0.01%0.01%Q4 2020Q1 20212
J. Goldman & Co LP 220.05%0.06%0.06%Q4 2020Q1 20212
VisionPoint Advisory Group, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
BARCLAYS PLC 220.00%0.00%0.00%Q2 2023Q3 20232
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
HSBC HOLDINGS PLC 110.00%0.00%0.00%Q3 2022Q1 20232
SHELTON CAPITAL MANAGEMENT 220.01%0.01%0.01%Q2 2021Q3 20212
KENNEDY CAPITAL MANAGEMENT LLC 110.02%0.02%0.02%Q4 2020Q4 20201
Ariel Investments 110.00%0.00%0.00%Q1 2021Q1 20211
RHUMBLINE ADVISERS 110.00%0.00%0.00%Q2 2023Q2 20231
TOMPKINS FINANCIAL CORP 110.00%0.00%0.00%Q4 2023Q4 20231
Capital Asset Advisory Services LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Paloma Partners Management Co 110.01%0.01%0.01%Q3 2020Q3 20201
Sagefield Capital LP 110.06%0.06%0.06%Q1 2023Q1 20231
US BANCORP \DE\ 110.00%0.00%0.00%Q3 2021Q3 20211
BOOTHBAY FUND MANAGEMENT, LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Moors & Cabot, Inc. 110.01%0.01%0.01%Q3 2022Q3 20221
Anson Funds Management LP 110.02%0.02%0.02%Q1 2023Q1 20231
OPTIMUM INVESTMENT ADVISORS 110.00%0.00%0.00%Q2 2020Q2 20201
Cetera Advisors LLC 110.01%0.01%0.01%Q2 2021Q2 20211
RESOURCE AMERICA, INC. 111.30%1.30%1.30%Q2 2020Q2 20201
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
Alpine Global Management, LLC 110.24%0.24%0.24%Q3 2020Q3 20201
CAAS CAPITAL MANAGEMENT LP 110.01%0.01%0.01%Q1 2023Q1 20231
ATTICUS WEALTH MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Kestra Advisory Services, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 110.00%0.00%0.00%Q1 2023Q1 20231
Shay Capital LLC 110.02%0.02%0.02%Q1 2021Q1 20211
ENTERPRISE FINANCIAL SERVICES CORP 110.00%0.00%0.00%Q3 2020Q3 20201
AXA S.A. 110.00%0.00%0.00%Q3 2021Q3 20211
Cambria Investment Management, L.P. 110.01%0.01%0.01%Q1 2022Q1 20221
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q4 2021Q4 20211
Bank of New York Mellon Corp 110.00%0.00%0.00%Q2 2020Q2 20201
WealthShield Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
BOURGEON CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q4 2020Q4 20201
LEVIN CAPITAL STRATEGIES, L.P. 110.02%0.02%0.02%Q1 2021Q1 20211
MCKINLEY CAPITAL MANAGEMENT LLC 110.07%0.07%0.07%Q4 2021Q4 20211
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Advisory Services Network, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Dynamic Technology Lab Private Ltd 110.01%0.01%0.01%Q1 2022Q1 20221
Ionic Capital Management LLC 110.08%0.08%0.08%Q4 2020Q4 20201
FREEDOM WEALTH ALLIANCE, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Covington Capital Management 110.00%0.00%0.00%Q3 2020Q3 20201
American Portfolios Advisors 110.00%0.00%0.00%Q3 2022Q3 20221
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Allworth Financial LP 110.00%0.00%0.00%Q2 2023Q2 20231
STIFEL FINANCIAL CORP 110.00%0.00%0.00%Q3 2020Q3 20201
One68 Global Capital, LLC 110.86%0.86%0.86%Q3 2020Q3 20201
Kathmere Capital Management, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Founders Financial Alliance, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
DEUTSCHE BANK AG\ 110.00%0.00%0.00%Q3 2021Q3 20211
Gladstone Institutional Advisory LLC 110.04%0.04%0.04%Q2 2020Q2 20201
Red Door Wealth Management, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
BOGLE INVESTMENT MANAGEMENT L P /DE/ 110.04%0.04%0.04%Q3 2020Q3 20201
PVG ASSET MANAGEMENT CORP 110.91%0.91%0.91%Q2 2021Q2 20211
External links

This page lists all the filers that currently own SURO CAPITAL CORP or have owned SURO CAPITAL CORP in the past.