Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 29 | 1 | 0.04% | 0.11% | 0.28% | Q2 2013 | Q4 2020 | 30 |
Point View Wealth Management, Inc. | 29 | 29 | 0.04% | 0.09% | 0.19% | Q4 2013 | Q4 2020 | 29 |
HUNTINGTON NATIONAL BANK | 20 | 1 | 0.00% | 0.00% | 0.00% | Q1 2009 | Q4 2014 | 21 |
DOLIVER ADVISORS, LP | 11 | 11 | 0.07% | 0.17% | 0.31% | Q1 2013 | Q3 2015 | 11 |
Bulldog Investors, LLP | 10 | 10 | 0.03% | 0.04% | 0.06% | Q3 2010 | Q4 2012 | 10 |
Essex Financial Services, Inc. | 7 | 7 | 0.31% | 0.38% | 0.44% | Q2 2013 | Q4 2014 | 7 |
WELLS FARGO & COMPANY/MN | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
HL FINANCIAL SERVICES LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Tower Research Capital LLC (TRC) | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 7 | 7 | 0.31% | 0.40% | 0.47% | Q2 2013 | Q4 2014 | 7 |
MSI Financial Services Inc | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2014 | 7 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
Shaker Financial Services, LLC | 7 | 7 | 0.44% | 0.81% | 1.39% | Q2 2013 | Q4 2014 | 7 |
Thomas J. Herzfeld Advisors, Inc. | 7 | 7 | 0.16% | 0.19% | 0.22% | Q2 2013 | Q4 2014 | 7 |
BANK OF AMERICA CORP /DE/ | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
ROYAL BANK OF CANADA | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
SG Americas Securities, LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 7 |
ROTHSCHILD INVESTMENT LLC /IL | 7 | 7 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q4 2014 | 7 |
Concert Wealth Management Inc. | 7 | 7 | 0.03% | 0.03% | 0.03% | Q2 2013 | Q4 2014 | 7 |
LPL Financial LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
VSR Financial Services, Inc. | 7 | 7 | 0.10% | 0.15% | 0.19% | Q2 2013 | Q4 2014 | 7 |
Commonwealth Equity Services, Inc | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2014 | 7 |
First Allied Advisory Services, Inc. | 7 | 7 | 0.03% | 0.04% | 0.04% | Q2 2013 | Q4 2014 | 7 |
Mraz, Amerine & Associates, Inc. | 7 | 7 | 0.06% | 0.07% | 0.07% | Q2 2013 | Q4 2014 | 7 |
MORGAN STANLEY | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
AMERICAN INTERNATIONAL GROUP, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
DEUTSCHE BANK AG\ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
1607 Capital Partners, LLC | 6 | 6 | 0.03% | 0.05% | 0.06% | Q3 2013 | Q4 2014 | 6 |
Arbiter Partners Capital Management LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2014 | 5 |
SIGNATUREFD, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q4 2014 | 4 |
STIFEL FINANCIAL CORP | 4 | 4 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2014 | 4 |
NWAM LLC | 3 | 3 | 0.09% | 0.10% | 0.10% | Q2 2012 | Q4 2012 | 3 |
Veritable, L.P. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2012 | Q2 2013 | 3 |
BROWN ADVISORY INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
TFS CAPITAL LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2013 | 2 |
Pine River Capital Management L.P. | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2014 | 2 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2012 | Q3 2012 | 2 |
GLENMEDE TRUST CO NA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
WESTERN INVESTMENT LLC | 2 | 2 | 0.75% | 0.76% | 0.78% | Q2 2013 | Q3 2013 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
AQR Capital Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2012 | Q4 2012 | 1 |
SEARLE & CO. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q4 2014 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Gramercy Funds Management LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2013 | Q2 2013 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Cutter & CO Brokerage, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2013 | Q3 2013 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Winslow, Evans & Crocker, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
UBS Group AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
External links
This page lists all the filers that currently own ROYCE FOCUS TR or have owned ROYCE FOCUS TR in the past.