PROSPECT CAP CORP shareholder history

Current and past PROSPECT CAP CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
STIFEL FINANCIAL CORP 19190.00%0.00%0.00%Q1 2019Q3 202319
GOLDMAN SACHS GROUP INC 19190.00%0.00%0.00%Q1 2019Q3 202319
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 19190.00%0.00%0.00%Q1 2019Q3 202319
Radcliffe Capital Management, L.P. 19190.32%2.23%7.06%Q1 2019Q3 202319
ROYAL BANK OF CANADA 19190.00%0.00%0.00%Q1 2019Q3 202319
UBS ASSET MANAGEMENT AMERICAS INC 1350.00%0.00%0.00%Q1 2019Q3 202318
WELLS FARGO & COMPANY/MN 18180.00%0.00%0.00%Q2 2019Q3 202318
SSI INVESTMENT MANAGEMENT LLC 1440.24%0.37%0.63%Q1 2019Q3 202318
Lombard Odier Asset Management (Europe) Ltd 18180.04%0.21%0.43%Q2 2019Q3 202318
MORGAN STANLEY 18180.00%0.00%0.00%Q2 2019Q3 202318
ZAZOVE ASSOCIATES LLC 1170.01%0.91%2.07%Q1 2019Q3 202318
Divergent Wealth Advisors 18180.01%0.01%0.02%Q2 2019Q3 202318
COMMONWEALTH EQUITY SERVICES, LLC 18180.00%0.00%0.00%Q2 2019Q3 202318
Cambridge Investment Research Advisors, Inc. 17170.00%0.00%0.00%Q3 2019Q3 202317
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202317
Ameritas Investment Partners, Inc. 16160.11%0.16%0.19%Q1 2019Q4 202216
OmniStar Financial Group, Inc. 16160.02%0.03%0.03%Q4 2019Q3 202316
THRIVENT FINANCIAL FOR LUTHERANS 16160.00%0.01%0.01%Q1 2019Q4 202216
DIMENSION CAPITAL MANAGEMENT LLC 16160.01%0.01%0.01%Q4 2019Q3 202316
Sculati Wealth Management, LLC 16160.12%0.36%0.49%Q4 2019Q3 202316
AQR Arbitrage LLC 16160.02%0.15%0.61%Q1 2019Q4 202216
AVANTAX ADVISORY SERVICES, INC. 16160.00%0.00%0.00%Q4 2019Q3 202316
AEGON USA Investment Management, LLC 15150.31%0.45%0.72%Q1 2020Q3 202315
Biondo Investment Advisors, LLC 15150.00%0.00%0.00%Q2 2019Q4 202215
REGIONS FINANCIAL CORP 15150.00%0.00%0.00%Q1 2020Q3 202315
AE Wealth Management LLC 14140.00%0.00%0.00%Q2 2019Q3 202214
FIRST HAWAIIAN BANK 14140.00%0.01%0.01%Q2 2020Q3 202314
AMERIPRISE FINANCIAL INC 14140.00%0.00%0.00%Q4 2019Q1 202314
Aveo Capital Partners, LLC 1110.02%0.07%0.35%Q1 2020Q3 202313
Sunbelt Securities, Inc. 1120.00%0.00%0.01%Q3 2019Q3 202313
RAYMOND JAMES & ASSOCIATES 13130.00%0.00%0.00%Q3 2020Q3 202313
Capstone Triton Financial Group, LLC 12120.01%0.01%0.03%Q4 2020Q3 202312
HOHIMER WEALTH MANAGEMENT, LLC 12120.02%0.02%0.02%Q4 2020Q3 202312
Lineweaver Wealth Advisors, LLC 12120.01%0.01%0.01%Q4 2020Q3 202312
Sigma Planning Corp 12120.01%0.01%0.01%Q4 2020Q3 202312
Executive Wealth Management, LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
LPL Financial LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
WEDBUSH SECURITIES INC 11110.07%0.08%0.09%Q1 2021Q3 202311
Praetorian Wealth Management, Inc. 650.00%0.00%0.01%Q2 2020Q3 202311
Cetera Investment Advisers 11110.00%0.00%0.00%Q1 2021Q3 202311
Cetera Advisors LLC 740.00%0.00%0.00%Q3 2020Q3 202311
Goodman Financial Corp 11110.01%0.02%0.03%Q1 2021Q3 202311
Wealthstar Advisors, LLC 910.03%0.07%0.09%Q1 2020Q2 202310
BARCLAYS PLC 810.00%0.00%0.00%Q1 2019Q2 202210
Cetera Advisor Networks LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
D.A. DAVIDSON & CO. 10100.00%0.00%0.00%Q2 2021Q3 202310
Amundi 10100.00%0.03%0.24%Q2 2021Q3 202310
Patriot Financial Group Insurance Agency, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
BLAIR WILLIAM & CO/IL 640.00%0.00%0.00%Q4 2020Q3 202310
LINDEN ADVISORS LP 990.02%0.35%0.77%Q1 2019Q1 20219
BANK OF AMERICA CORP /DE/ 880.00%0.00%0.00%Q4 2021Q3 20238
TRUIST FINANCIAL CORP 880.00%0.00%0.00%Q4 2019Q3 20218
Windsor Capital Management, LLC 880.40%1.45%1.93%Q4 2021Q3 20238
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 880.22%0.25%0.28%Q4 2021Q3 20238
Carnegie Capital Asset Management, LLC 880.02%0.03%0.03%Q4 2021Q3 20238
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 880.36%0.44%0.47%Q4 2021Q3 20238
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 510.00%0.18%0.25%Q1 2019Q3 20238
USCA RIA LLC 710.00%0.00%0.00%Q2 2019Q2 20218
AMUNDI ASSET MANAGEMENT US, INC. 880.00%0.00%0.01%Q2 2019Q1 20218
Activest Wealth Management 710.01%0.01%0.02%Q3 2021Q3 20238
Private Advisor Group, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
INTEGRAL INVESTMENT ADVISORS, INC. 880.01%0.01%0.02%Q4 2021Q3 20238
Allianz Asset Management GmbH 880.03%0.03%0.04%Q1 2019Q4 20208
Kovitz Investment Group Partners, LLC 520.16%0.23%0.27%Q4 2021Q3 20237
U.S. Capital Wealth Advisors, LLC 430.00%0.00%0.00%Q4 2021Q3 20237
SCHRODER INVESTMENT MANAGEMENT GROUP 770.01%0.01%0.02%Q1 2022Q3 20237
BUCKINGHAM STRATEGIC PARTNERS, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Wealthspire Advisors, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
BNP PARIBAS FINANCIAL MARKETS 550.00%0.00%0.00%Q4 2021Q4 20226
Weiss Asset Management LP 660.27%0.46%0.69%Q1 2019Q2 20206
Integrated Advisors Network LLC 660.00%0.00%0.01%Q2 2022Q3 20236
Ellis Investment Partners, LLC 550.00%0.00%0.00%Q3 2021Q3 20225
AlphaStar Capital Management, LLC 320.00%0.00%0.01%Q3 2021Q4 20225
Laffer Tengler Investments, Inc. 550.30%0.53%0.93%Q3 2022Q3 20235
CITIGROUP INC 310.00%0.00%0.00%Q1 2019Q3 20235
Citadel Advisors 550.00%0.00%0.01%Q1 2019Q1 20205
DEUTSCHE BANK AG\ 550.00%0.00%0.00%Q3 2020Q3 20215
Mariner, LLC 550.00%0.00%0.00%Q3 2022Q3 20235
OneDigital Investment Advisors LLC 440.00%0.00%0.00%Q4 2022Q3 20234
CoreCap Advisors, LLC 440.00%0.00%0.00%Q1 2022Q4 20224
Apeiron RIA LLC 440.00%0.03%0.04%Q4 2021Q3 20224
STONEHILL CAPITAL MANAGEMENT LLC 440.86%1.33%1.93%Q2 2020Q1 20214
Commonwealth Retirement Investments LLC 440.02%0.02%0.02%Q4 2022Q3 20234
Capstone Financial Group, Inc. 440.01%0.01%0.02%Q4 2019Q3 20204
HARBOUR INVESTMENTS, INC. 440.00%0.00%0.00%Q4 2022Q3 20234
LADENBURG THALMANN FINANCIAL SERVICES INC. 330.00%0.00%0.00%Q2 2019Q4 20193
JAG CAPITAL MANAGEMENT, LLC 210.03%0.03%0.04%Q4 2020Q1 20223
GREAT VALLEY ADVISOR GROUP, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Venture Visionary Partners LLC 330.00%0.00%0.00%Q1 2023Q3 20233
MONETA GROUP INVESTMENT ADVISORS LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Calamos Advisors LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Raymond James Financial Services Advisors, Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
Skaana Management L.P. 330.22%0.29%0.35%Q3 2022Q1 20233
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 330.00%0.00%0.00%Q1 2023Q3 20233
Cardinal Point Wealth Management Partners, LLC 220.04%0.04%0.04%Q4 2021Q1 20222
Catalyst Capital Advisors LLC 220.11%0.12%0.12%Q2 2023Q3 20232
Clearstead Advisors, LLC 220.02%0.02%0.02%Q2 2023Q3 20232
Trilogy Capital Inc. 220.00%0.00%0.00%Q4 2020Q1 20212
AXXCESS WEALTH MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
HighTower Advisors, LLC 220.00%0.00%0.00%Q1 2022Q2 20222
Cardinal Point Wealth Management LLC 220.02%0.02%0.03%Q1 2021Q2 20212
Goldstein Advisors, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2021Q1 20232
Grantham, Mayo, Van Otterloo & Co. LLC 220.01%0.01%0.01%Q2 2020Q3 20202
RMR Wealth Builders 220.03%0.04%0.05%Q4 2020Q1 20212
BB&T SECURITIES, LLC 220.00%0.00%0.00%Q2 2019Q3 20192
Realta Investment Advisors 220.01%0.01%0.01%Q2 2023Q3 20232
RDA Financial Network 220.00%0.00%0.00%Q2 2023Q3 20232
Belpointe Asset Management LLC 220.01%0.01%0.01%Q4 2020Q1 20212
PHILLIPS FINANCIAL MANAGEMENT, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Context Capital Management, LLC 111.31%1.31%1.31%Q1 2019Q1 20191
PNC FINANCIAL SERVICES GROUP, INC. 110.00%0.00%0.00%Q4 2019Q4 20191
MWA Asset Management 110.05%0.05%0.05%Q3 2023Q3 20231
Jefferies Group LLC 110.01%0.01%0.01%Q1 2020Q1 20201
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
US BANCORP \DE\ 110.00%0.00%0.00%Q4 2022Q4 20221
Stuart Chaussee & Associates, Inc. 110.04%0.04%0.04%Q3 2021Q3 20211
Johnson Financial Group, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
Sculptor Capital LP 110.04%0.04%0.04%Q1 2019Q1 20191
Paloma Partners Management Co 110.09%0.09%0.09%Q1 2019Q1 20191
Kestra Advisory Services, LLC 110.01%0.01%0.01%Q2 2023Q2 20231
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
MACROVIEW INVESTMENT MANAGEMENT LLC 110.02%0.02%0.02%Q2 2022Q2 20221

This page lists all the filers that currently own PROSPECT CAP CORP or have owned PROSPECT CAP CORP in the past.