Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
NWAM LLC | 29 | 2 | 0.02% | 0.27% | 0.81% | Q2 2012 | Q3 2023 | 44 |
SHEETS SMITH WEALTH MANAGEMENT | 43 | 43 | 0.02% | 0.10% | 0.23% | Q1 2013 | Q3 2023 | 43 |
PNC FINANCIAL SERVICES GROUP, INC. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
ADVISORY RESEARCH INC | 39 | 39 | 0.02% | 0.07% | 0.23% | Q2 2013 | Q4 2022 | 39 |
GUGGENHEIM CAPITAL LLC | 32 | 6 | 0.00% | 0.01% | 0.05% | Q2 2013 | Q3 2023 | 38 |
Cambridge Investment Research Advisors, Inc. | 29 | 8 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 37 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
ENTERPRISE FINANCIAL SERVICES CORP | 33 | 33 | 0.00% | 0.04% | 0.09% | Q2 2013 | Q2 2021 | 33 |
Stratos Wealth Partners, LTD. | 32 | 32 | 0.01% | 0.02% | 0.03% | Q4 2015 | Q3 2023 | 32 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 29 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2023 | 31 |
Cetera Investment Advisers | 22 | 9 | 0.01% | 0.09% | 0.24% | Q4 2015 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
First Allied Advisory Services, Inc. | 30 | 30 | 0.01% | 0.03% | 0.11% | Q2 2013 | Q3 2020 | 30 |
Invesco Ltd. | 24 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 30 |
First PREMIER Bank | 29 | 29 | 0.00% | 0.05% | 0.11% | Q3 2016 | Q3 2023 | 29 |
PLANNING ALTERNATIVES LTD /ADV | 27 | 2 | 0.04% | 0.06% | 0.21% | Q2 2013 | Q3 2020 | 29 |
CITIGROUP INC | 18 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 29 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
BANK OF MONTREAL /CAN/ | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2019 | 27 |
MML INVESTORS SERVICES, LLC | 27 | 27 | 0.00% | 0.01% | 0.03% | Q1 2017 | Q3 2023 | 27 |
Janney Montgomery Scott LLC | 20 | 7 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q3 2023 | 27 |
Advisory Services Network, LLC | 13 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2023 | 26 |
Carroll Financial Associates, Inc. | 25 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2021 | 26 |
North Star Investment Management Corp. | 13 | 12 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2022 | 25 |
TRUIST FINANCIAL CORP | 25 | 25 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 25 |
STIFEL FINANCIAL CORP | 12 | 2 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
Raymond James Financial Services Advisors, Inc. | 15 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 24 |
IHT Wealth Management, LLC | 24 | 24 | 0.01% | 0.06% | 0.15% | Q4 2017 | Q3 2023 | 24 |
Cetera Advisor Networks LLC | 22 | 1 | 0.01% | 0.03% | 0.07% | Q4 2017 | Q3 2023 | 23 |
West Oak Capital, LLC | 19 | 3 | 0.00% | 0.04% | 0.09% | Q1 2017 | Q3 2022 | 22 |
Horizon Kinetics | 21 | 21 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2018 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.01% | 0.02% | Q3 2018 | Q3 2023 | 21 |
IFP Advisors, Inc | 14 | 7 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2023 | 21 |
SYNOVUS FINANCIAL CORP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2020 | 20 |
Wunderlich Capital Managemnt | 20 | 20 | 1.47% | 1.64% | 1.82% | Q4 2013 | Q3 2018 | 20 |
FIRST MANHATTAN CO. LLC. | 18 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 19 |
FIRST INTERSTATE BANK | 18 | 18 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q4 2019 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
NATIONAL PLANNING CORP | 18 | 18 | 0.05% | 0.11% | 0.22% | Q2 2013 | Q3 2017 | 18 |
BOSTON ADVISORS LLC | 18 | 18 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
US BANCORP \DE\ | 12 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 18 |
Creative Planning | 15 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2023 | 17 |
OPPENHEIMER & CO INC | 15 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 17 |
Ancora Advisors LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
Traynor Capital Management, Inc. | 16 | 16 | 0.07% | 0.29% | 0.95% | Q4 2014 | Q3 2018 | 16 |
Savior LLC | 16 | 16 | 0.00% | 0.01% | 0.04% | Q4 2019 | Q3 2023 | 16 |
Detalus Advisors, LLC | 16 | 16 | 0.11% | 0.22% | 0.40% | Q4 2019 | Q3 2023 | 16 |
AMERIPRISE FINANCIAL INC | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 16 |
Stonebridge Capital Advisors LLC | 11 | 5 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q3 2023 | 16 |
Sound View Wealth Advisors Group, LLC | 13 | 3 | 0.03% | 0.07% | 0.10% | Q2 2019 | Q3 2023 | 16 |
Beacon Pointe Advisors, LLC | 15 | 15 | 0.00% | 0.23% | 0.68% | Q1 2020 | Q3 2023 | 15 |
Alpha Omega Wealth Management LLC | 15 | 15 | 0.00% | 0.03% | 0.06% | Q4 2015 | Q2 2019 | 15 |
Princeton Global Asset Management LLC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.02% | 0.16% | 0.38% | Q2 2013 | Q4 2016 | 15 |
SUNTRUST BANKS INC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
NVWM, LLC | 15 | 15 | 0.01% | 0.02% | 0.03% | Q2 2019 | Q4 2022 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.01% | 0.02% | 0.02% | Q2 2016 | Q4 2019 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q3 2023 | 15 |
ADIRONDACK TRUST CO | 14 | 14 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2016 | 14 |
Private Advisor Group, LLC | 7 | 1 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q3 2023 | 14 |
Bruderman Asset Management, LLC | 8 | 1 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q1 2019 | 14 |
Ahrens Investment Partners LLC | 10 | 1 | 0.01% | 0.10% | 0.19% | Q4 2016 | Q1 2023 | 14 |
Elevated Capital Advisors, LLC | 5 | 1 | 0.95% | 1.61% | 2.23% | Q1 2019 | Q3 2023 | 13 |
Wealthcare Advisory Partners LLC | 12 | 1 | 0.00% | 0.05% | 0.17% | Q3 2017 | Q1 2021 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2023 | 13 |
Apollon Wealth Management, LLC | 11 | 2 | 0.01% | 0.10% | 0.41% | Q2 2020 | Q3 2023 | 13 |
BOKF, NA | 13 | 13 | 0.01% | 0.03% | 0.05% | Q4 2017 | Q4 2020 | 13 |
FNY Investment Advisers, LLC | 7 | 3 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2023 | 13 |
RAYMOND JAMES & ASSOCIATES | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 13 |
GPS Wealth Strategies Group, LLC | 9 | 3 | 0.02% | 0.07% | 0.24% | Q3 2020 | Q3 2023 | 12 |
FMR LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
HighTower Advisors, LLC | 12 | 12 | 0.00% | 0.01% | 0.01% | Q1 2019 | Q4 2021 | 12 |
BESSEMER GROUP INC | 10 | 1 | 0.00% | 0.03% | 0.08% | Q3 2014 | Q4 2021 | 12 |
HARBOR INVESTMENT ADVISORY, LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.03% | 0.04% | 0.05% | Q4 2018 | Q3 2021 | 12 |
Winslow, Evans & Crocker, Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2016 | 12 |
Penserra Capital Management LLC | 8 | 4 | 0.00% | 0.02% | 0.05% | Q4 2015 | Q2 2023 | 12 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 12 |
Key FInancial Inc | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Prospera Financial Services Inc | 11 | 1 | 0.02% | 0.03% | 0.04% | Q3 2020 | Q3 2023 | 12 |
WFG Advisors, LP | 6 | 5 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2017 | 11 |
Anfield Capital Management, LLC | 11 | 11 | 0.40% | 0.52% | 0.74% | Q4 2019 | Q2 2022 | 11 |
Bridge Advisory, LLC | 11 | 11 | 0.13% | 2.09% | 2.94% | Q1 2021 | Q3 2023 | 11 |
EXANE DERIVATIVES | 11 | 11 | 0.01% | 0.05% | 0.15% | Q3 2019 | Q1 2022 | 11 |
Capital Investment Advisors, LLC | 11 | 11 | 0.02% | 0.08% | 0.12% | Q4 2013 | Q2 2016 | 11 |
Asset Planning Services, Ltd. | 10 | 10 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q2 2019 | 10 |
HARBOUR INVESTMENTS, INC. | 6 | 4 | 0.00% | 0.01% | 0.03% | Q1 2021 | Q3 2023 | 10 |
Kovack Advisors, Inc. | 5 | 1 | 0.02% | 0.04% | 0.05% | Q3 2018 | Q1 2022 | 10 |
BDO Wealth Advisors, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 10 |
Blume Capital Management, Inc. | 10 | 10 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2016 | 10 |
SIGNATUREFD, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2022 | 10 |
Brick & Kyle, Associates | 10 | 10 | 0.05% | 0.06% | 0.08% | Q4 2014 | Q1 2017 | 10 |
INVESTMENT CENTERS OF AMERICA INC | 7 | 3 | 0.04% | 0.08% | 0.14% | Q2 2014 | Q3 2017 | 10 |
Gerber Kawasaki Wealth & Investment Management | 8 | 1 | 0.00% | 0.91% | 1.78% | Q4 2015 | Q3 2021 | 9 |
D.A. DAVIDSON & CO. | 7 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2017 | 9 |
WHITTIER TRUST CO | 9 | 9 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2015 | 9 |
Lattice Strategies LLC | 6 | 1 | 0.11% | 0.24% | 0.40% | Q2 2013 | Q2 2016 | 9 |
Gary Goldberg Planning Services Inc | 8 | 8 | 0.02% | 0.03% | 0.06% | Q1 2013 | Q4 2014 | 8 |
HUNTINGTON NATIONAL BANK | 6 | 1 | 0.00% | 0.01% | 0.01% | Q1 2009 | Q1 2021 | 8 |
Westwind Capital | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2017 | Q3 2019 | 8 |
Firestone Capital Management | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2021 | 8 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6 | 1 | 0.11% | 0.14% | 0.18% | Q1 2020 | Q1 2023 | 8 |
PFS Partners, LLC | 8 | 8 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q3 2023 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
Trutina Financial LLC | 7 | 1 | 0.15% | 1.32% | 2.06% | Q2 2014 | Q3 2016 | 8 |
Ranch Capital Advisors Inc. | 8 | 8 | 0.00% | 0.04% | 0.08% | Q4 2019 | Q3 2021 | 8 |
TD Waterhouse Canada Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
MONETARY MANAGEMENT GROUP INC | 8 | 8 | 0.02% | 0.06% | 0.11% | Q2 2013 | Q1 2015 | 8 |
Smithfield Trust Co | 8 | 8 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q3 2015 | 8 |
Parallel Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 8 |
Collaborative Wealth Managment Inc. | 6 | 1 | 0.10% | 0.11% | 0.15% | Q1 2021 | Q3 2023 | 8 |
TCI Wealth Advisors, Inc. | 7 | 1 | 0.00% | 0.01% | 0.01% | Q4 2012 | Q4 2016 | 8 |
Cornerstone Financial Partners, LLC | 7 | 7 | 0.64% | 2.61% | 3.60% | Q4 2015 | Q2 2017 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.01% | 0.02% | 0.02% | Q1 2022 | Q3 2023 | 7 |
CWM, LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 7 |
Allworth Financial LP | 7 | 7 | 0.00% | 0.01% | 0.03% | Q1 2022 | Q3 2023 | 7 |
Johanson Financial Advisors, Inc. | 6 | 1 | 0.04% | 0.40% | 0.74% | Q4 2019 | Q4 2021 | 7 |
ENVESTNET ASSET MANAGEMENT INC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 7 |
IFC Holdings Incorporated/FL | 4 | 3 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2017 | 7 |
Global Wealth Management Investment Advisory, Inc. | 7 | 7 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2020 | 7 |
Rockefeller Capital Management L.P. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2022 | 7 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.03% | 0.12% | 0.26% | Q2 2013 | Q4 2014 | 7 |
Sowell Financial Services LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 7 |
Beacon Capital Management, LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
GHE, LLC | 5 | 2 | 0.23% | 1.26% | 2.24% | Q4 2021 | Q3 2023 | 7 |
Texas Yale Capital Corp. | 7 | 7 | 0.04% | 0.05% | 0.08% | Q4 2013 | Q2 2015 | 7 |
Advocacy Wealth Management Services, LLC | 7 | 7 | 0.00% | 0.03% | 0.14% | Q1 2016 | Q3 2017 | 7 |
SG Americas Securities, LLC | 5 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2015 | 7 |
Sigma Planning Corp | 6 | 1 | 0.01% | 0.02% | 0.03% | Q4 2014 | Q3 2023 | 7 |
FIFTH THIRD BANCORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Sonora Investment Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2021 | 6 |
Avior Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2022 | 6 |
BOK Financial Private Wealth, Inc. | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
1919 Investment Counsel, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
SII INVESTMENTS INC/WI | 6 | 6 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q3 2017 | 6 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2020 | 6 |
Raleigh Capital Management Inc. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q3 2023 | 5 |
RAINEY & RANDALL INVESTMENT MANAGEMENT INC. | 5 | 5 | 0.14% | 0.17% | 0.26% | Q1 2018 | Q1 2019 | 5 |
B. Riley Wealth Advisors, Inc. | 3 | 1 | 0.00% | 0.04% | 0.06% | Q2 2013 | Q4 2014 | 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.05% | 0.21% | 0.33% | Q2 2013 | Q3 2022 | 5 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 5 | 5 | 0.09% | 0.15% | 0.22% | Q2 2013 | Q2 2014 | 5 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 5 |
GeoWealth Management, LLC | 5 | 5 | 0.02% | 0.02% | 0.04% | Q3 2021 | Q3 2022 | 5 |
Chicago Partners Investment Group LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
PEAPACK GLADSTONE FINANCIAL CORP | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
CoreCap Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2022 | 5 |
HOLLENCREST CAPITAL MANAGEMENT | 4 | 1 | 0.00% | 0.01% | 0.03% | Q3 2014 | Q3 2023 | 5 |
SouthState Corp | 5 | 5 | 0.01% | 0.02% | 0.02% | Q4 2021 | Q4 2022 | 5 |
Archford Capital Strategies, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2015 | 5 |
Virtu KCG Holdings LLC | 3 | 2 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2015 | 5 |
SIT INVESTMENT ASSOCIATES INC | 3 | 2 | 0.01% | 0.03% | 0.06% | Q2 2013 | Q1 2016 | 5 |
Virtu Financial LLC | 2 | 1 | 0.01% | 0.04% | 0.08% | Q4 2021 | Q3 2023 | 4 |
Ameritas Investment Company, LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q1 2020 | 4 |
Atria Investments, Inc | 4 | 4 | 0.02% | 0.02% | 0.03% | Q2 2019 | Q1 2020 | 4 |
SEGALL BRYANT & HAMILL, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 4 |
Cyndeo Wealth Partners, LLC | 4 | 4 | 0.12% | 0.18% | 0.21% | Q4 2022 | Q3 2023 | 4 |
Glassman Wealth Services | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2017 | 4 |
BROWN BROTHERS HARRIMAN & CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 4 |
DOLIVER ADVISORS, LP | 2 | 2 | 0.30% | 0.53% | 1.02% | Q3 2014 | Q3 2015 | 4 |
AVANTAX ADVISORY SERVICES, INC. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q3 2020 | 4 |
Trek Financial, LLC | 4 | 4 | 0.06% | 0.08% | 0.10% | Q2 2019 | Q1 2020 | 4 |
Bridgewealth Advisory Group, LLC | 4 | 4 | 0.19% | 0.27% | 0.32% | Q4 2022 | Q3 2023 | 4 |
CoreFirst Bank & Trust | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
Semus Wealth Partners LLC | 4 | 4 | 0.37% | 0.41% | 0.47% | Q4 2022 | Q3 2023 | 4 |
Dynasty Wealth Management, LLC | 4 | 4 | 0.08% | 0.41% | 0.66% | Q4 2017 | Q3 2018 | 4 |
AXXCESS WEALTH MANAGEMENT, LLC | 3 | 1 | 0.01% | 0.02% | 0.05% | Q4 2021 | Q3 2023 | 4 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q1 2021 | 3 |
M&T BANK CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
Investors Capital Advisory Services | 2 | 1 | 0.03% | 0.05% | 0.08% | Q2 2013 | Q4 2014 | 3 |
Certified Advisory Corp | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2018 | 3 |
MARINER INVESTMENT GROUP LLC | 2 | 1 | 0.14% | 0.21% | 0.27% | Q2 2015 | Q4 2018 | 3 |
Darwin Wealth Management, LLC | 3 | 3 | 0.03% | 0.03% | 0.04% | Q1 2022 | Q3 2022 | 3 |
PFG Investments, LLC | 3 | 3 | 0.09% | 0.09% | 0.10% | Q1 2023 | Q3 2023 | 3 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 2 | 1 | 0.03% | 0.05% | 0.07% | Q2 2015 | Q1 2020 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2023 | 3 |
Sandy Spring Bank | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2023 | 3 |
Thomas J. Herzfeld Advisors, Inc. | 3 | 3 | 0.10% | 0.18% | 0.30% | Q2 2015 | Q4 2015 | 3 |
MCF Advisors LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q3 2015 | 3 |
Global Retirement Partners, LLC | 3 | 3 | 0.00% | 0.02% | 0.03% | Q4 2017 | Q2 2018 | 3 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 2 | 1 | 0.03% | 0.04% | 0.05% | Q3 2016 | Q1 2018 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 3 |
REDMONT WEALTH ADVISORS LLC | 3 | 3 | 0.52% | 1.06% | 1.90% | Q1 2023 | Q3 2023 | 3 |
SCOTIA CAPITAL INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
TOTH FINANCIAL ADVISORY CORP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q2 2018 | 3 |
Windsor Capital Management, LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
Snowden Capital Advisors LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2021 | 3 |
Cypress Point Wealth Management, LLC | 3 | 3 | 0.15% | 0.19% | 0.25% | Q4 2020 | Q2 2021 | 3 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 3 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
CULLEN/FROST BANKERS, INC. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2023 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 3 |
Quad-Cities Investment Group, LLC | 3 | 3 | 0.03% | 0.04% | 0.05% | Q1 2019 | Q3 2019 | 3 |
NATIXIS | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2019 | Q4 2019 | 2 |
CX Institutional | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 2 |
AVALON CAPITAL MANAGEMENT | 2 | 2 | 0.19% | 0.37% | 0.56% | Q2 2015 | Q3 2015 | 2 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.08% | 0.11% | 0.14% | Q3 2019 | Q1 2020 | 2 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2021 | 2 |
MERCER GLOBAL ADVISORS INC /ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Elequin Capital, LP | 1 | 1 | 0.00% | 0.03% | 0.05% | Q4 2022 | Q3 2023 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.02% | 0.03% | Q3 2018 | Q3 2023 | 2 |
Lindbrook Capital, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q1 2020 | 2 |
Belmont Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
PANAGORA ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
WealthShield Partners, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
Transamerica Financial Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Fortitude Advisory Group L.L.C. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2022 | 2 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2023 | 2 |
INTREPID CAPITAL MANAGEMENT INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.04% | 0.07% | Q4 2015 | Q4 2016 | 2 |
SCHNIEDERS CAPITAL MANAGEMENT LLC | 2 | 2 | 0.16% | 0.16% | 0.16% | Q4 2013 | Q1 2014 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
WASHINGTON TRUST BANK | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2015 | 2 |
Arlington Capital Management, Inc. | 2 | 2 | 0.38% | 0.39% | 0.41% | Q1 2023 | Q2 2023 | 2 |
Sound View Wealth Advisors, LLC | 2 | 2 | 0.10% | 0.10% | 0.10% | Q4 2018 | Q1 2019 | 2 |
CASTLE WEALTH MANAGEMENT LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2022 | 2 |
Foundations Investment Advisors, LLC | 2 | 2 | 0.06% | 0.07% | 0.08% | Q4 2019 | Q1 2020 | 2 |
Hayden Royal, LLC | 1 | 1 | 0.08% | 0.16% | 0.25% | Q4 2018 | Q2 2019 | 2 |
EATON VANCE MANAGEMENT | 2 | 2 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q4 2015 | 2 |
D'Orazio & Associates, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.04% | 0.07% | 0.11% | Q4 2015 | Q4 2018 | 2 |
TIAA CREF TRUST CO FSB/MO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
EPG Wealth Management LLC | 2 | 2 | 0.05% | 0.09% | 0.12% | Q4 2019 | Q1 2020 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2023 | 2 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Paulson Wealth Management Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
AKANTHOS CAPITAL MANAGEMENT LLC | 1 | 1 | 1.06% | 1.06% | 1.06% | Q3 2013 | Q3 2013 | 1 |
Procyon Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
Summit Trail Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2019 | Q1 2019 | 1 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
RMB Capital Management, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2015 | Q3 2015 | 1 |
EXENCIAL WEALTH ADVISORS, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2013 | Q1 2013 | 1 |
Shaker Financial Services, LLC | 1 | 1 | 0.34% | 0.34% | 0.34% | Q4 2018 | Q4 2018 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Ledyard National Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2016 | Q2 2016 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Capital Wealth Planning, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q2 2019 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Cable Hill Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Intersect Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
JANUS HENDERSON INVESTORS US LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
WealthSpring Partners, LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q3 2022 | Q3 2022 | 1 |
KANALY TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
J.W. COLE ADVISORS, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Weil Company, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Carnick & Kubik, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2016 | Q1 2016 | 1 |
CSS LLC/IL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Center for Financial Planning, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Elite Wealth Management, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
RMR Wealth Builders | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
FIRST NEW YORK SECURITIES LLC /NY | 1 | 1 | 0.12% | 0.12% | 0.12% | Q3 2014 | Q3 2014 | 1 |
CITY NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Hudock, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Ellis Investment Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
CENTRAL TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Cetera Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
EverSource Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2019 | Q2 2019 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
Legacy Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q2 2018 | 1 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Halpern Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Argent Advisors, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2019 | Q4 2019 | 1 |
Eudaimonia Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV | 1 | 1 | 0.25% | 0.25% | 0.25% | Q3 2017 | Q3 2017 | 1 |
VERUS CAPITAL PARTNERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
UMB Bank, n.a. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
WFA of San Diego, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
WASHINGTON TRUST Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
MONETA GROUP INVESTMENT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Cornerstone Advisory, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
KRS Capital Management, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q4 2021 | 1 |
Lakewood Asset Management LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2022 | Q4 2022 | 1 |
Glass Jacobson Investment Advisors llc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Private Capital Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
External links
This page lists all the filers that currently own PIMCO CORPORATE INCOME STRAT or have owned PIMCO CORPORATE INCOME STRAT in the past.