| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| Rehmann Capital Advisory Group | 30 | 30 | 0.01% | 0.05% | 0.10% | Q4 2008 | Q1 2016 | 30 |
| MUFG Americas Holdings Corp | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q2 2014 | 15 |
| SHUFRO ROSE & CO LLC | 12 | 1 | 0.01% | 0.01% | 0.02% | Q3 2012 | Q1 2016 | 13 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| LPL Financial LLC | 12 | 12 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2016 | 12 |
| WELLS FARGO & COMPANY/MN | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| ROYAL BANK OF CANADA | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| CREDIT SUISSE AG/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q4 2015 | 12 |
| FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 12 | 12 | 0.23% | 0.27% | 0.32% | Q2 2013 | Q1 2016 | 12 |
| Invesco Ltd. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| BANK OF AMERICA CORP /DE/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| ClearBridge Investments | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| GUGGENHEIM CAPITAL LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| MORGAN STANLEY | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
| MSI Financial Services Inc | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
| SIT INVESTMENT ASSOCIATES INC | 12 | 12 | 0.01% | 0.04% | 0.15% | Q2 2013 | Q1 2016 | 12 |
| Global Endowment Management, LP | 12 | 12 | 0.07% | 0.08% | 0.11% | Q2 2013 | Q1 2016 | 12 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 11 | 11 | 0.05% | 0.16% | 0.27% | Q2 2013 | Q4 2015 | 11 |
| Gradient Investments LLC | 6 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 11 |
| Thomas J. Herzfeld Advisors, Inc. | 11 | 11 | 0.01% | 0.38% | 0.61% | Q2 2013 | Q4 2015 | 11 |
| Arete Wealth Advisors, LLC | 10 | 10 | 0.38% | 0.74% | 0.98% | Q4 2013 | Q1 2016 | 10 |
| Oxbow Advisors, LLC | 10 | 10 | 0.06% | 0.27% | 0.34% | Q4 2013 | Q1 2016 | 10 |
| AMERICAN INTERNATIONAL GROUP, INC. | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 10 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10 | 10 | 0.20% | 1.72% | 2.22% | Q3 2013 | Q4 2015 | 10 |
| DOLIVER ADVISORS, LP | 8 | 1 | 0.08% | 0.34% | 0.66% | Q1 2013 | Q4 2015 | 10 |
| Winfield Associates, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
| CITY HOLDING CO | 10 | 10 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q1 2016 | 10 |
| Saba Capital Management, L.P. | 9 | 9 | 0.05% | 0.33% | 0.57% | Q4 2013 | Q4 2015 | 9 |
| RAYMOND JAMES & ASSOCIATES | 9 | 9 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q1 2016 | 9 |
| CITIGROUP INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 8 |
| ENVESTNET ASSET MANAGEMENT INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2016 | 8 |
| Commonwealth Equity Services, Inc | 5 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 8 |
| Tower Research Capital LLC (TRC) | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 8 |
| SIGNATUREFD, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2015 | 8 |
| Shaker Financial Services, LLC | 6 | 2 | 0.16% | 0.56% | 1.02% | Q2 2013 | Q1 2016 | 8 |
| CORNERSTONE ADVISORS INC | 8 | 8 | 0.06% | 0.24% | 0.36% | Q2 2013 | Q1 2015 | 8 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q1 2016 | 7 |
| AQR Capital Management | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
| US FINANCIAL ADVISORS, LLC | 7 | 7 | 0.31% | 0.42% | 0.53% | Q4 2014 | Q2 2016 | 7 |
| UBS Group AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q1 2016 | 6 |
| UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
| Advisors Asset Management, Inc. | 6 | 6 | 0.02% | 0.02% | 0.04% | Q2 2013 | Q3 2014 | 6 |
| Commonwealth Financial Services, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q1 2016 | 6 |
| WOLVERINE ASSET MANAGEMENT LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2015 | 6 |
| Somerset Trust Co | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2015 | 6 |
| Horizon Kinetics | 4 | 2 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q1 2016 | 6 |
| M&T BANK CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| GOLDMAN SACHS GROUP INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
| First Allied Advisory Services, Inc. | 5 | 5 | 0.07% | 0.08% | 0.10% | Q2 2013 | Q2 2014 | 5 |
| Windsor Capital Management, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2015 | 4 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 2 | 2 | 0.02% | 0.05% | 0.07% | Q3 2014 | Q3 2015 | 4 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
| WFG Advisors, LP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.33% | 0.59% | 0.94% | Q4 2013 | Q3 2014 | 4 |
| Pine River Capital Management L.P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
| MONROE BANK & TRUST/MI | 4 | 4 | 0.01% | 0.02% | 0.05% | Q2 2013 | Q1 2014 | 4 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
| PNC FINANCIAL SERVICES GROUP, INC. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2016 | 3 |
| Signator Financial Services, Inc. | 3 | 3 | 0.02% | 0.03% | 0.03% | Q1 2013 | Q3 2013 | 3 |
| AQR Arbitrage LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2015 | 3 |
| Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2015 | 3 |
| MARINER INVESTMENT GROUP LLC | 2 | 1 | 0.03% | 0.28% | 0.45% | Q2 2014 | Q4 2015 | 3 |
| Weiss Asset Management LP | 2 | 1 | 0.06% | 0.24% | 0.51% | Q2 2014 | Q1 2016 | 3 |
| TFS CAPITAL LLC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2014 | Q3 2014 | 3 |
| Carnick & Kubik, LLC | 1 | 1 | 0.02% | 0.02% | 0.03% | Q3 2015 | Q1 2016 | 2 |
| Proficio Capital Partners LLC | 2 | 2 | 0.46% | 0.53% | 0.59% | Q4 2015 | Q1 2016 | 2 |
| SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 2 |
| NEXT Financial Group, Inc | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2016 | 2 |
| Edmonds Duncan Registered Investment Advisors, LLC | 2 | 2 | 0.06% | 0.06% | 0.06% | Q4 2015 | Q1 2016 | 2 |
| NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q4 2015 | 2 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
| ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| Cambridge Investment Research Advisors, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2016 | Q1 2016 | 1 |
| D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| Karpus Management, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2013 | Q4 2013 | 1 |
| Merriman Wealth Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2013 | Q4 2013 | 1 |
| Ausdal Financial Partners, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
| CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
| Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
| AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| FIRST TRUST ADVISORS LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
| Private Advisor Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
| IFP Advisors, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
| Allegis Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
| Penserra Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
External links
This page lists all the filers that currently own NUVEEN QUALITY PFD INC FD 3 or have owned NUVEEN QUALITY PFD INC FD 3 in the past.