Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Tortoise Investment Management, LLC | 14 | 14 | 0.12% | 0.50% | 0.74% | Q4 2012 | Q1 2016 | 14 |
BRYN MAWR TRUST Co | 13 | 13 | 0.01% | 0.02% | 0.04% | Q1 2013 | Q1 2016 | 13 |
ROYAL BANK OF CANADA | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
LPL Financial LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2016 | 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
WELLS FARGO & COMPANY/MN | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
RAYMOND JAMES & ASSOCIATES | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Commonwealth Equity Services, Inc | 12 | 12 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2016 | 12 |
Karpus Management, Inc. | 12 | 12 | 0.19% | 0.35% | 0.53% | Q2 2013 | Q1 2016 | 12 |
Global Endowment Management, LP | 12 | 12 | 0.06% | 0.28% | 0.53% | Q2 2013 | Q1 2016 | 12 |
Advisors Asset Management, Inc. | 12 | 12 | 0.01% | 0.05% | 0.11% | Q2 2013 | Q1 2016 | 12 |
MORGAN STANLEY | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
VAN ECK ASSOCIATES CORP | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
GUGGENHEIM CAPITAL LLC | 12 | 12 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q1 2016 | 12 |
ProVise Management Group, LLC | 12 | 12 | 0.05% | 0.06% | 0.08% | Q2 2013 | Q1 2016 | 12 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 12 | 12 | 0.04% | 0.05% | 0.06% | Q2 2013 | Q1 2016 | 12 |
MSI Financial Services Inc | 12 | 12 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2016 | 12 |
BANK OF AMERICA CORP /DE/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2016 | 12 |
COHEN & STEERS, INC. | 12 | 12 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 9 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 11 |
Invesco Ltd. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
FIFTH THIRD BANCORP | 10 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 11 |
Creative Planning | 8 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 11 |
PNC FINANCIAL SERVICES GROUP, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
Capital Investment Advisors, LLC | 10 | 10 | 0.06% | 0.07% | 0.08% | Q4 2013 | Q1 2016 | 10 |
MACKAY SHIELDS LLC | 10 | 10 | 0.03% | 0.10% | 0.20% | Q2 2013 | Q3 2015 | 10 |
Horizon Kinetics | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
BB&T SECURITIES, LLC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10 | 10 | 0.02% | 0.14% | 0.25% | Q4 2013 | Q1 2016 | 10 |
VSR Financial Services, Inc. | 10 | 10 | 0.02% | 0.04% | 0.06% | Q2 2013 | Q3 2015 | 10 |
Yellowstone Partners, LLC | 10 | 10 | 0.20% | 0.23% | 0.25% | Q4 2013 | Q1 2016 | 10 |
Winfield Associates, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
Tradewinds Capital Management, LLC | 10 | 10 | 0.03% | 0.08% | 0.11% | Q4 2013 | Q1 2016 | 10 |
CITIGROUP INC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
Evercore Wealth Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2016 | 10 |
VICUS CAPITAL | 9 | 9 | 0.07% | 0.14% | 0.26% | Q1 2014 | Q1 2016 | 9 |
Thomas J. Herzfeld Advisors, Inc. | 6 | 3 | 0.04% | 0.06% | 0.12% | Q2 2013 | Q1 2016 | 9 |
BANK OF MONTREAL /CAN/ | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 9 |
DOLIVER ADVISORS, LP | 5 | 4 | 0.13% | 0.35% | 0.71% | Q1 2013 | Q2 2015 | 9 |
MARINER INVESTMENT GROUP LLC | 8 | 8 | 0.04% | 0.06% | 0.08% | Q2 2013 | Q1 2015 | 8 |
NEXT Financial Group, Inc | 8 | 8 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q1 2016 | 8 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2016 | 8 |
Mariner, LLC | 7 | 7 | 0.02% | 0.03% | 0.05% | Q2 2013 | Q4 2014 | 7 |
DRW Securities, LLC | 7 | 7 | 0.01% | 0.02% | 0.04% | Q3 2013 | Q1 2015 | 7 |
WFG Advisors, LP | 7 | 7 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Tower Research Capital LLC (TRC) | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2015 | 7 |
NEWGATE CAPITAL MANAGEMENT LLC | 4 | 3 | 0.13% | 1.06% | 1.92% | Q2 2013 | Q4 2015 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 7 | 7 | 0.02% | 0.05% | 0.09% | Q3 2014 | Q1 2016 | 7 |
Janney Montgomery Scott LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 7 |
HighTower Advisors, LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q1 2016 | 7 |
UBS Group AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
Veritable, L.P. | 6 | 6 | 0.02% | 0.09% | 0.10% | Q3 2013 | Q4 2014 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 6 |
B. Riley Wealth Management, Inc. | 6 | 6 | 0.00% | 0.01% | 0.01% | Q1 2014 | Q2 2015 | 6 |
WHITEBOX ADVISORS LLC | 6 | 6 | 0.05% | 0.06% | 0.06% | Q4 2013 | Q1 2015 | 6 |
LVW Advisors, LLC | 6 | 6 | 0.08% | 0.10% | 0.12% | Q4 2014 | Q1 2016 | 6 |
CIBC BANK USA | 6 | 6 | 0.04% | 0.04% | 0.05% | Q1 2014 | Q2 2015 | 6 |
MUFG Americas Holdings Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
SUNTRUST BANKS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2015 | 5 |
First Horizon Advisors, Inc. | 5 | 5 | 0.00% | 0.09% | 0.18% | Q1 2013 | Q1 2014 | 5 |
AQR Arbitrage LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q1 2015 | Q1 2016 | 5 |
Pine River Capital Management L.P. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2016 | 5 |
TFS CAPITAL LLC | 2 | 1 | 0.01% | 0.03% | 0.06% | Q2 2013 | Q1 2015 | 4 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2015 | 4 |
PT ASSET MANAGEMENT, LLC | 4 | 4 | 0.27% | 0.78% | 1.03% | Q4 2014 | Q3 2015 | 4 |
CORNERSTONE ADVISORS INC | 4 | 4 | 0.10% | 0.50% | 0.91% | Q2 2013 | Q1 2014 | 4 |
FIRST TRUST ADVISORS LP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 4 |
Weiss Asset Management LP | 2 | 1 | 0.11% | 0.71% | 1.23% | Q4 2013 | Q1 2016 | 3 |
SIT INVESTMENT ASSOCIATES INC | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q1 2016 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
Carnick & Kubik, LLC | 3 | 3 | 0.11% | 0.19% | 0.23% | Q3 2015 | Q1 2016 | 3 |
MOTCO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
AQR Capital Management | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 3 |
Sterneck Capital Management, LLC | 3 | 3 | 0.12% | 0.34% | 0.49% | Q3 2015 | Q1 2016 | 3 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
J.P. Morgan Private Wealth Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
SIGNET FINANCIAL MANAGEMENT, LLC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q1 2016 | 2 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Ausdal Financial Partners, Inc. | 2 | 2 | 0.11% | 0.11% | 0.11% | Q4 2015 | Q1 2016 | 2 |
NEW ENGLAND SECURITIES CORP /MA/ | 2 | 2 | 0.02% | 0.03% | 0.04% | Q3 2014 | Q4 2014 | 2 |
NOMURA HOLDINGS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Texan Capital Management | 2 | 2 | 0.62% | 0.64% | 0.67% | Q2 2013 | Q3 2013 | 2 |
Visium Asset Management, LP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Raymond James Financial Services Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 2 |
Liberty Street Advisors, Inc. | 2 | 2 | 3.83% | 3.92% | 4.00% | Q2 2015 | Q3 2015 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 2 |
Claren Road Asset Management, LLC | 2 | 2 | 0.46% | 0.64% | 0.83% | Q2 2013 | Q3 2013 | 2 |
Stratos Wealth Partners, LTD. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q1 2016 | 2 |
STIFEL FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2014 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
HUNTINGTON NATIONAL BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q2 2012 | 2 |
ROBINSON CAPITAL MANAGEMENT, LLC | 2 | 2 | 1.66% | 1.91% | 2.16% | Q4 2015 | Q1 2016 | 2 |
Hilton Capital Management, LLC | 2 | 2 | 0.14% | 0.15% | 0.16% | Q2 2013 | Q3 2013 | 2 |
CITY HOLDING CO | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
SECURITY NATIONAL TRUST CO | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Regal Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.28% | 0.28% | 0.28% | Q3 2014 | Q3 2014 | 1 |
People's United Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Yorktown Management & Research Co Inc | 1 | 1 | 0.46% | 0.46% | 0.46% | Q1 2016 | Q1 2016 | 1 |
FIRST FOUNDATION ADVISORS | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2016 | Q1 2016 | 1 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.31% | 0.31% | 0.31% | Q3 2013 | Q3 2013 | 1 |
First Heartland Consultants, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Whitnell & Co. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
KEYBANK NATIONAL ASSOCIATION/OH | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
OTA LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q2 2014 | Q2 2014 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
WESTERN INVESTMENT LLC | 1 | 1 | 5.04% | 5.04% | 5.04% | Q3 2013 | Q3 2013 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q1 2013 | 1 |
1607 Capital Partners, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2013 | Q2 2013 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
IFP Advisors, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own NUVEEN DIV ADVANTAGE MUN FD or have owned NUVEEN DIV ADVANTAGE MUN FD in the past.