Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BANK OF AMERICA CORP /DE/ | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
WELLS FARGO & COMPANY/MN | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
MORGAN STANLEY | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
LPL Financial LLC | 34 | 34 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2021 | 34 |
CITIGROUP INC | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
ROYAL BANK OF CANADA | 28 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 33 |
Advisors Asset Management, Inc. | 33 | 33 | 0.00% | 0.14% | 0.37% | Q2 2013 | Q2 2021 | 33 |
Invesco Ltd. | 32 | 32 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2021 | 32 |
RAYMOND JAMES & ASSOCIATES | 30 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 31 |
Focused Wealth Management, Inc | 30 | 30 | 0.00% | 0.02% | 0.13% | Q2 2014 | Q3 2021 | 30 |
UBS Group AG | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2021 | 28 |
Advisory Services Network, LLC | 19 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q3 2021 | 28 |
GUGGENHEIM CAPITAL LLC | 18 | 9 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2021 | 27 |
Pekin Hardy Strauss, Inc. | 26 | 26 | 0.01% | 0.02% | 0.03% | Q2 2015 | Q3 2021 | 26 |
PNC FINANCIAL SERVICES GROUP, INC. | 20 | 6 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2021 | 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 23 | 23 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q4 2019 | 23 |
Geneos Wealth Management Inc. | 23 | 23 | 0.00% | 0.02% | 0.03% | Q1 2016 | Q3 2021 | 23 |
FIRST TRUST ADVISORS LP | 23 | 23 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2018 | 23 |
Raymond James Financial Services Advisors, Inc. | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2021 | 22 |
US BANCORP \DE\ | 22 | 22 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2020 | 22 |
Cambridge Investment Research Advisors, Inc. | 19 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2021 | 21 |
Shaker Financial Services, LLC | 5 | 1 | 0.08% | 0.41% | 1.08% | Q2 2013 | Q1 2021 | 21 |
Patriot Financial Group Insurance Agency, LLC | 20 | 20 | 0.02% | 0.06% | 0.11% | Q4 2016 | Q3 2021 | 20 |
DELTA ASSET MANAGEMENT LLC/TN | 7 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2021 | 20 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.02% | 0.06% | Q2 2013 | Q4 2020 | 20 |
Cetera Advisor Networks LLC | 9 | 1 | 0.00% | 0.03% | 0.06% | Q4 2015 | Q3 2021 | 17 |
Janney Montgomery Scott LLC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2021 | 17 |
Saba Capital Management, L.P. | 12 | 5 | 0.01% | 0.14% | 0.56% | Q3 2013 | Q3 2021 | 17 |
Private Capital Group, LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 16 |
DOLIVER ADVISORS, LP | 11 | 1 | 0.04% | 0.26% | 0.63% | Q3 2013 | Q2 2020 | 16 |
HSBC HOLDINGS PLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q1 2012 | Q4 2015 | 16 |
American Portfolios Advisors | 16 | 16 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2021 | 16 |
COMMONWEALTH EQUITY SERVICES, LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 16 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
Cetera Advisors LLC | 14 | 1 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2021 | 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2021 | 15 |
AQR Arbitrage LLC | 6 | 3 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q1 2021 | 14 |
OPTIMUM INVESTMENT ADVISORS | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2019 | 14 |
Mariner, LLC | 14 | 14 | 0.01% | 0.02% | 0.10% | Q2 2013 | Q3 2016 | 14 |
OPPENHEIMER & CO INC | 14 | 14 | 0.00% | 0.01% | 0.01% | Q1 2014 | Q2 2017 | 14 |
Sound Income Strategies, LLC | 14 | 14 | 0.00% | 0.01% | 0.03% | Q2 2018 | Q3 2021 | 14 |
Steward Partners Investment Advisory, LLC | 10 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 14 |
GOLDMAN SACHS GROUP INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q1 2021 | 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 13 | 13 | 0.01% | 0.04% | 0.08% | Q3 2018 | Q3 2021 | 13 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 13 |
Baird Financial Group, Inc. | 13 | 13 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q2 2018 | 13 |
STIFEL FINANCIAL CORP | 9 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2021 | 13 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 13 | 13 | 0.00% | 0.01% | 0.02% | Q3 2018 | Q3 2021 | 13 |
MML INVESTORS SERVICES, LLC | 12 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2021 | 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 1 | 0.02% | 0.06% | 0.16% | Q4 2013 | Q4 2020 | 12 |
Thomas J. Herzfeld Advisors, Inc. | 10 | 2 | 0.00% | 0.03% | 0.12% | Q1 2014 | Q1 2017 | 12 |
Mutual Advisors, LLC | 12 | 12 | 0.01% | 0.04% | 0.13% | Q4 2017 | Q3 2020 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.02% | 0.07% | 0.09% | Q4 2018 | Q3 2021 | 12 |
FLAGSHIP HARBOR ADVISORS, LLC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2020 | 10 |
AMERIPRISE FINANCIAL INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 9 |
Joel Isaacson & Co., LLC | 9 | 9 | 0.02% | 0.03% | 0.05% | Q2 2013 | Q2 2015 | 9 |
Chicago Partners Investment Group LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q3 2021 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2016 | 8 |
Penserra Capital Management LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 7 |
Sigma Planning Corp | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2021 | 7 |
OSAIC HOLDINGS, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2021 | 7 |
Bruderman Asset Management, LLC | 6 | 1 | 0.02% | 0.02% | 0.03% | Q2 2017 | Q1 2019 | 7 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 7 | 7 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q4 2014 | 7 |
RMB Capital Management, LLC | 3 | 2 | 0.01% | 0.02% | 0.02% | Q4 2015 | Q3 2020 | 7 |
CORNERSTONE ADVISORS INC | 7 | 7 | 0.04% | 0.22% | 0.33% | Q3 2013 | Q1 2015 | 7 |
IFP Advisors, Inc | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2018 | 7 |
WFG Advisors, LP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
ENVESTNET ASSET MANAGEMENT INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2018 | 6 |
Matisse Capital | 6 | 6 | 0.24% | 0.27% | 0.31% | Q1 2020 | Q2 2021 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
Belpointe Asset Management LLC | 6 | 6 | 0.02% | 0.03% | 0.04% | Q3 2018 | Q4 2019 | 6 |
Atlas Private Wealth Advisors | 6 | 6 | 0.02% | 0.08% | 0.17% | Q2 2020 | Q3 2021 | 6 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.01% | 0.03% | Q1 2019 | Q3 2021 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2019 | 5 |
FNY Investment Advisers, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 5 |
TFS CAPITAL LLC | 4 | 1 | 0.01% | 0.04% | 0.07% | Q1 2014 | Q3 2016 | 5 |
NEXT Financial Group, Inc | 3 | 2 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2017 | 5 |
Dynamic Advisor Solutions LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q4 2020 | 5 |
CLOUGH CAPITAL PARTNERS L P | 3 | 1 | 0.01% | 0.02% | 0.05% | Q1 2015 | Q2 2021 | 5 |
MARINER INVESTMENT GROUP LLC | 3 | 1 | 0.24% | 0.84% | 1.10% | Q2 2014 | Q3 2021 | 4 |
Global Retirement Partners, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
FLOW TRADERS U.S. LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Charter Oak Capital Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Premia Global Advisors, LLC | 3 | 1 | 0.08% | 0.09% | 0.12% | Q4 2017 | Q1 2019 | 4 |
B. Riley Wealth Management, Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q2 2021 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.19% | 0.50% | Q2 2014 | Q4 2018 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 3 |
TCI Wealth Advisors, Inc. | 3 | 3 | 0.04% | 0.04% | 0.04% | Q2 2014 | Q4 2014 | 3 |
PALLADIUM PARTNERS LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 3 |
Rockefeller Capital Management L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
HUNTINGTON NATIONAL BANK | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2016 | 3 |
NEW ENGLAND SECURITIES CORP /MA/ | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2014 | Q4 2014 | 3 |
First Allied Advisory Services, Inc. | 3 | 3 | 0.01% | 0.02% | 0.02% | Q1 2016 | Q3 2016 | 3 |
IFC Holdings Incorporated/FL | 3 | 3 | 0.02% | 0.03% | 0.04% | Q1 2017 | Q3 2017 | 3 |
Stratos Wealth Partners, LTD. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q3 2018 | 3 |
Spire Wealth Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Brookfield Asset Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q4 2018 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
BANK OF MONTREAL /CAN/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Transamerica Financial Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
Financial Architects, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Community Bank, N.A. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q3 2020 | 2 |
Bulldog Investors, LLP | 2 | 2 | 0.11% | 0.12% | 0.12% | Q2 2021 | Q3 2021 | 2 |
Valley Brook Capital Group, Inc. | 2 | 2 | 0.03% | 0.03% | 0.04% | Q4 2020 | Q1 2021 | 2 |
Legacy Capital Partners, Inc. | 2 | 2 | 0.04% | 0.05% | 0.06% | Q1 2020 | Q2 2020 | 2 |
Congress Park Capital LLC | 2 | 2 | 0.07% | 0.10% | 0.13% | Q2 2021 | Q3 2021 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q3 2017 | 2 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2020 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
Mascoma Wealth Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
Laurion Capital Management LP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q1 2017 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 2 |
Carroll Financial Associates, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q1 2021 | 2 |
Detwiler Fenton Investment Management LLC | 1 | 1 | 0.13% | 0.15% | 0.17% | Q3 2012 | Q1 2013 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 2 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Cable Hill Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Independence Bank of Kentucky | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q4 2017 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
AMUSSEN HUNSAKER ASSOCIATES LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2021 | Q2 2021 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Round Table Services, LLC | 1 | 1 | 0.24% | 0.24% | 0.24% | Q1 2015 | Q1 2015 | 1 |
Diversified, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
PRIVATE TRUST CO NA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
TD Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
AdvisorNet Financial, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
THRIVENT FINANCIAL FOR LUTHERANS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Gary Goldberg Planning Services Inc | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2021 | Q1 2021 | 1 |
CAROLINAS WEALTH CONSULTING LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2021 | Q3 2021 | 1 |
Virtu Financial LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
Brookfield Public Securities Group LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Meridian Wealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Koshinski Asset Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
ROBINSON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2016 | Q2 2016 | 1 |
BAIRD ROBERT W & CO INC /WI/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
TCG Advisors, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
SITTNER & NELSON, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q2 2016 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own NUVEEN DIVERSIFIED DIV INCM or have owned NUVEEN DIVERSIFIED DIV INCM in the past.