NUVEEN DIVERSIFIED DIV INCM shareholder history

Current and past NUVEEN DIVERSIFIED DIV INCM shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BANK OF AMERICA CORP /DE/ 34340.00%0.00%0.00%Q2 2013Q3 202134
WELLS FARGO & COMPANY/MN 34340.00%0.00%0.00%Q2 2013Q3 202134
MORGAN STANLEY 34340.00%0.00%0.00%Q2 2013Q3 202134
LPL Financial LLC 34340.00%0.00%0.01%Q2 2013Q3 202134
CITIGROUP INC 34340.00%0.00%0.00%Q2 2013Q3 202134
ROYAL BANK OF CANADA 2850.00%0.00%0.00%Q2 2013Q3 202133
Advisors Asset Management, Inc. 33330.00%0.14%0.37%Q2 2013Q2 202133
Invesco Ltd. 32320.00%0.00%0.00%Q2 2013Q1 202132
RAYMOND JAMES & ASSOCIATES 3010.00%0.00%0.00%Q2 2013Q3 202131
Focused Wealth Management, Inc 30300.00%0.02%0.13%Q2 2014Q3 202130
UBS Group AG 28280.00%0.00%0.00%Q4 2014Q3 202128
Advisory Services Network, LLC 1910.00%0.01%0.02%Q4 2013Q3 202128
GUGGENHEIM CAPITAL LLC 1890.00%0.01%0.03%Q2 2013Q3 202127
Pekin Hardy Strauss, Inc. 26260.01%0.02%0.03%Q2 2015Q3 202126
PNC FINANCIAL SERVICES GROUP, INC. 2060.00%0.00%0.00%Q1 2015Q3 202126
LADENBURG THALMANN FINANCIAL SERVICES INC. 23230.00%0.01%0.01%Q2 2014Q4 201923
Geneos Wealth Management Inc. 23230.00%0.02%0.03%Q1 2016Q3 202123
FIRST TRUST ADVISORS LP 23230.00%0.00%0.01%Q2 2013Q4 201823
Raymond James Financial Services Advisors, Inc. 11110.00%0.00%0.01%Q1 2016Q3 202122
US BANCORP \DE\ 22220.00%0.00%0.00%Q1 2015Q2 202022
Cambridge Investment Research Advisors, Inc. 1910.00%0.00%0.01%Q3 2013Q3 202121
Shaker Financial Services, LLC 510.08%0.41%1.08%Q2 2013Q1 202121
Patriot Financial Group Insurance Agency, LLC 20200.02%0.06%0.11%Q4 2016Q3 202120
DELTA ASSET MANAGEMENT LLC/TN 760.00%0.00%0.01%Q2 2013Q3 202120
WOLVERINE ASSET MANAGEMENT LLC 710.00%0.02%0.06%Q2 2013Q4 202020
Cetera Advisor Networks LLC 910.00%0.03%0.06%Q4 2015Q3 202117
Janney Montgomery Scott LLC 17170.00%0.00%0.00%Q3 2017Q3 202117
Saba Capital Management, L.P. 1250.01%0.14%0.56%Q3 2013Q3 202117
Private Capital Group, LLC 16160.00%0.00%0.00%Q4 2017Q3 202116
DOLIVER ADVISORS, LP 1110.04%0.26%0.63%Q3 2013Q2 202016
HSBC HOLDINGS PLC 16160.00%0.00%0.01%Q1 2012Q4 201516
American Portfolios Advisors 16160.00%0.01%0.02%Q4 2017Q3 202116
COMMONWEALTH EQUITY SERVICES, LLC 16160.00%0.00%0.00%Q4 2017Q3 202116
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
Cetera Advisors LLC 1410.00%0.01%0.03%Q4 2017Q3 202115
PARAMETRIC PORTFOLIO ASSOCIATES LLC 810.00%0.00%0.00%Q2 2014Q3 202115
AQR Arbitrage LLC 630.00%0.01%0.02%Q1 2015Q1 202114
OPTIMUM INVESTMENT ADVISORS 770.00%0.00%0.00%Q3 2013Q3 201914
Mariner, LLC 14140.01%0.02%0.10%Q2 2013Q3 201614
OPPENHEIMER & CO INC 14140.00%0.01%0.01%Q1 2014Q2 201714
Sound Income Strategies, LLC 14140.00%0.01%0.03%Q2 2018Q3 202114
Steward Partners Investment Advisory, LLC 1040.00%0.00%0.00%Q4 2017Q3 202114
GOLDMAN SACHS GROUP INC 710.00%0.00%0.00%Q1 2012Q1 202114
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13130.01%0.04%0.08%Q3 2018Q3 202113
Creative Planning 810.00%0.00%0.00%Q2 2013Q2 201713
Baird Financial Group, Inc. 13130.00%0.01%0.01%Q2 2015Q2 201813
STIFEL FINANCIAL CORP 940.00%0.00%0.00%Q2 2016Q3 202113
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 13130.00%0.01%0.02%Q3 2018Q3 202113
MML INVESTORS SERVICES, LLC 1210.00%0.00%0.01%Q1 2017Q3 202113
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 510.02%0.06%0.16%Q4 2013Q4 202012
Thomas J. Herzfeld Advisors, Inc. 1020.00%0.03%0.12%Q1 2014Q1 201712
Mutual Advisors, LLC 12120.01%0.04%0.13%Q4 2017Q3 202012
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.02%0.07%0.09%Q4 2018Q3 202112
FLAGSHIP HARBOR ADVISORS, LLC 10100.00%0.01%0.01%Q2 2018Q3 202010
AMERIPRISE FINANCIAL INC 510.00%0.00%0.00%Q2 2013Q3 20219
Joel Isaacson & Co., LLC 990.02%0.03%0.05%Q2 2013Q2 20159
Chicago Partners Investment Group LLC 880.01%0.01%0.02%Q4 2019Q3 20218
MSI Financial Services Inc 880.00%0.00%0.01%Q1 2015Q4 20168
Penserra Capital Management LLC 770.00%0.00%0.00%Q4 2015Q2 20177
Sigma Planning Corp 770.01%0.01%0.01%Q1 2020Q3 20217
OSAIC HOLDINGS, INC. 770.00%0.00%0.00%Q1 2020Q3 20217
Bruderman Asset Management, LLC 610.02%0.02%0.03%Q2 2017Q1 20197
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 770.04%0.04%0.05%Q2 2013Q4 20147
RMB Capital Management, LLC 320.01%0.02%0.02%Q4 2015Q3 20207
CORNERSTONE ADVISORS INC 770.04%0.22%0.33%Q3 2013Q1 20157
IFP Advisors, Inc 310.00%0.00%0.00%Q4 2015Q4 20187
WFG Advisors, LP 770.00%0.00%0.00%Q2 2013Q4 20147
ENVESTNET ASSET MANAGEMENT INC 510.00%0.00%0.00%Q3 2015Q4 20186
Matisse Capital 660.24%0.27%0.31%Q1 2020Q2 20216
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
AQR Capital Management 660.00%0.00%0.00%Q3 2013Q4 20146
Belpointe Asset Management LLC 660.02%0.03%0.04%Q3 2018Q4 20196
Atlas Private Wealth Advisors 660.02%0.08%0.17%Q2 2020Q3 20216
Private Advisor Group, LLC 310.00%0.01%0.03%Q1 2019Q3 20216
Quad-Cities Investment Group, LLC 660.01%0.01%0.01%Q2 2018Q3 20196
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 410.00%0.00%0.00%Q2 2017Q4 20195
FNY Investment Advisers, LLC 320.00%0.00%0.00%Q2 2018Q3 20195
TFS CAPITAL LLC 410.01%0.04%0.07%Q1 2014Q3 20165
NEXT Financial Group, Inc 320.00%0.00%0.01%Q3 2014Q3 20175
Dynamic Advisor Solutions LLC 550.01%0.01%0.02%Q4 2019Q4 20205
CLOUGH CAPITAL PARTNERS L P 310.01%0.02%0.05%Q1 2015Q2 20215
MARINER INVESTMENT GROUP LLC 310.24%0.84%1.10%Q2 2014Q3 20214
Global Retirement Partners, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
FLOW TRADERS U.S. LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Charter Oak Capital Management, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
Premia Global Advisors, LLC 310.08%0.09%0.12%Q4 2017Q1 20194
B. Riley Wealth Management, Inc. 330.02%0.02%0.02%Q4 2020Q2 20213
Weiss Asset Management LP 110.02%0.19%0.50%Q2 2014Q4 20183
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Virtu KCG Holdings LLC 210.00%0.00%0.00%Q1 2015Q4 20153
TCI Wealth Advisors, Inc. 330.04%0.04%0.04%Q2 2014Q4 20143
PALLADIUM PARTNERS LLC 210.00%0.00%0.00%Q2 2013Q1 20143
Rockefeller Capital Management L.P. 330.00%0.00%0.00%Q1 2020Q3 20203
HUNTINGTON NATIONAL BANK 210.00%0.00%0.00%Q1 2015Q1 20163
NEW ENGLAND SECURITIES CORP /MA/ 330.01%0.01%0.02%Q2 2014Q4 20143
First Allied Advisory Services, Inc. 330.01%0.02%0.02%Q1 2016Q3 20163
IFC Holdings Incorporated/FL 330.02%0.03%0.04%Q1 2017Q3 20173
Stratos Wealth Partners, LTD. 330.01%0.01%0.01%Q1 2018Q3 20183
Spire Wealth Management 330.00%0.00%0.00%Q1 2021Q3 20213
Brookfield Asset Management 330.00%0.00%0.00%Q4 2018Q2 20193
MGO ONE SEVEN LLC 210.01%0.02%0.02%Q4 2017Q4 20183
SEI INVESTMENTS CO 330.00%0.00%0.00%Q3 2016Q1 20173
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
BANK OF MONTREAL /CAN/ 330.00%0.00%0.00%Q4 2014Q2 20153
Transamerica Financial Advisors, Inc. 220.00%0.00%0.00%Q2 2013Q3 20132
Cornerstone Wealth Management, LLC 220.01%0.01%0.01%Q2 2018Q3 20182
Financial Architects, Inc 220.00%0.00%0.00%Q2 2019Q3 20192
Community Bank, N.A. 220.01%0.01%0.01%Q2 2020Q3 20202
Bulldog Investors, LLP 220.11%0.12%0.12%Q2 2021Q3 20212
Valley Brook Capital Group, Inc. 220.03%0.03%0.04%Q4 2020Q1 20212
Legacy Capital Partners, Inc. 220.04%0.05%0.06%Q1 2020Q2 20202
Congress Park Capital LLC 220.07%0.10%0.13%Q2 2021Q3 20212
AE Wealth Management LLC 220.02%0.02%0.02%Q2 2017Q3 20172
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q4 2018Q2 20202
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Mascoma Wealth Management LLC 220.00%0.00%0.00%Q2 2017Q3 20172
Laurion Capital Management LP 220.00%0.00%0.01%Q4 2016Q1 20172
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20152
Carroll Financial Associates, Inc. 220.02%0.02%0.02%Q4 2020Q1 20212
Detwiler Fenton Investment Management LLC 110.13%0.15%0.17%Q3 2012Q1 20132
Tower Research Capital LLC (TRC) 110.00%0.00%0.00%Q2 2013Q2 20152
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Cable Hill Partners, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
Independence Bank of Kentucky 110.02%0.02%0.02%Q4 2017Q4 20171
Ameritas Investment Company, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
D.A. DAVIDSON & CO. 110.00%0.00%0.00%Q2 2017Q2 20171
AMUSSEN HUNSAKER ASSOCIATES LLC 110.05%0.05%0.05%Q2 2021Q2 20211
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q2 2015Q2 20151
Round Table Services, LLC 110.24%0.24%0.24%Q1 2015Q1 20151
Diversified, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
PRIVATE TRUST CO NA 110.00%0.00%0.00%Q3 2014Q3 20141
TD Capital Management LLC 110.00%0.00%0.00%Q2 2016Q2 20161
AdvisorNet Financial, Inc 110.00%0.00%0.00%Q2 2020Q2 20201
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q3 2017Q3 20171
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Gary Goldberg Planning Services Inc 110.04%0.04%0.04%Q2 2013Q2 20131
RIVERNORTH CAPITAL MANAGEMENT, LLC 110.03%0.03%0.03%Q1 2021Q1 20211
CAROLINAS WEALTH CONSULTING LLC 110.02%0.02%0.02%Q3 2021Q3 20211
Virtu Financial LLC 110.02%0.02%0.02%Q1 2019Q1 20191
Brookfield Public Securities Group LLC 110.01%0.01%0.01%Q3 2019Q3 20191
Meridian Wealth Advisors, LLC 110.02%0.02%0.02%Q4 2018Q4 20181
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
Claraphi Advisory Network, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Koshinski Asset Management, Inc. 110.01%0.01%0.01%Q3 2021Q3 20211
ROBINSON CAPITAL MANAGEMENT, LLC 110.06%0.06%0.06%Q2 2016Q2 20161
BAIRD ROBERT W & CO INC /WI/ 110.01%0.01%0.01%Q1 2015Q1 20151
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
TCG Advisors, LP 110.01%0.01%0.01%Q1 2019Q1 20191
SITTNER & NELSON, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q3 2021Q3 20211
SII INVESTMENTS INC/WI 110.02%0.02%0.02%Q3 2015Q3 20151
Livingston Group Asset Management CO (operating as Southport Capital Management) 110.01%0.01%0.01%Q2 2016Q2 20161
Squarepoint Ops LLC 110.02%0.02%0.02%Q4 2015Q4 20151
External links

This page lists all the filers that currently own NUVEEN DIVERSIFIED DIV INCM or have owned NUVEEN DIVERSIFIED DIV INCM in the past.