Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Dorsey & Whitney Trust CO LLC | 42 | 42 | 0.01% | 0.04% | 0.08% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 21 | 20 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q3 2023 | 41 |
Northside Capital Management, LLC | 36 | 36 | 0.02% | 0.09% | 0.21% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
WEDBUSH SECURITIES INC | 30 | 30 | 0.01% | 0.04% | 0.09% | Q2 2013 | Q3 2020 | 30 |
Geneos Wealth Management Inc. | 26 | 26 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2022 | 26 |
Ironwood Financial, llc | 23 | 3 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q3 2021 | 26 |
PNC FINANCIAL SERVICES GROUP, INC. | 25 | 25 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2019 | 25 |
WealthTrust-Arizona, LLC | 23 | 23 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2018 | 23 |
RAYMOND JAMES & ASSOCIATES | 16 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2019 | 21 |
Family Management Corp | 17 | 17 | 0.06% | 0.16% | 0.22% | Q1 2019 | Q1 2023 | 17 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 17 |
D.A. DAVIDSON & CO. | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
Bartlett & Co. LLC | 16 | 1 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q4 2023 | 17 |
Meridian Wealth Management, LLC | 15 | 15 | 0.01% | 0.03% | 0.06% | Q1 2020 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q4 2019 | 15 |
AMERIPRISE FINANCIAL INC | 12 | 3 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2023 | 15 |
1776 Wealth LLC | 15 | 15 | 0.39% | 0.68% | 0.84% | Q4 2019 | Q2 2023 | 15 |
CWM, LLC | 10 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2022 | 14 |
STALEY CAPITAL ADVISERS INC | 13 | 13 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2023 | 13 |
BANK OF MONTREAL /CAN/ | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2021 | 12 |
Tortoise Investment Management, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Fiera Capital Corp | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2021 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
FNY Investment Advisers, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 11 |
Cetera Advisors LLC | 11 | 11 | 0.02% | 0.03% | 0.04% | Q1 2021 | Q3 2023 | 11 |
Matisse Capital | 8 | 2 | 0.12% | 0.96% | 2.40% | Q3 2018 | Q3 2023 | 10 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 6 | 4 | 0.01% | 0.02% | 0.03% | Q4 2014 | Q3 2019 | 10 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2022 | 10 |
Dynamic Advisor Solutions LLC | 10 | 10 | 0.01% | 0.01% | 0.02% | Q2 2021 | Q3 2023 | 10 |
TCI Wealth Advisors, Inc. | 9 | 1 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q4 2016 | 10 |
HighVista Strategies LLC | 10 | 10 | 0.09% | 0.11% | 0.15% | Q4 2013 | Q1 2016 | 10 |
Alpha Cubed Investments, LLC | 4 | 1 | 0.01% | 0.17% | 0.40% | Q2 2015 | Q4 2022 | 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.01% | 0.04% | 0.10% | Q2 2018 | Q3 2023 | 9 |
AQR Arbitrage LLC | 7 | 2 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q3 2023 | 9 |
180 WEALTH ADVISORS, LLC | 9 | 9 | 0.04% | 0.06% | 0.07% | Q3 2019 | Q3 2021 | 9 |
ROBINSON CAPITAL MANAGEMENT, LLC | 8 | 1 | 0.12% | 0.49% | 0.87% | Q3 2018 | Q3 2023 | 9 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.06% | 0.27% | 0.58% | Q2 2013 | Q2 2018 | 9 |
CITIGROUP INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 9 |
Saba Capital Management, L.P. | 6 | 2 | 0.00% | 0.06% | 0.12% | Q4 2018 | Q3 2023 | 8 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 8 |
Stratos Wealth Partners, LTD. | 5 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 8 |
Meixler Investment Management, Ltd. | 8 | 8 | 0.66% | 1.51% | 2.56% | Q4 2021 | Q3 2023 | 8 |
Archford Capital Strategies, LLC | 6 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q2 2019 | 8 |
COMMONWEALTH EQUITY SERVICES, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Silver Lake Advisory, LLC | 6 | 1 | 0.09% | 0.10% | 0.12% | Q4 2020 | Q3 2022 | 7 |
Western Wealth Management, LLC | 7 | 7 | 0.01% | 0.03% | 0.04% | Q1 2022 | Q3 2023 | 7 |
FORVIS Wealth Advisors, LLC | 4 | 3 | 0.01% | 0.02% | 0.04% | Q4 2017 | Q3 2019 | 7 |
SHUFRO ROSE & CO LLC | 6 | 1 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q1 2021 | 7 |
SeaCrest Wealth Management, LLC | 6 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q2 2022 | 7 |
BARCLAYS PLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2015 | 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 7 | 0.01% | 0.03% | 0.04% | Q1 2019 | Q3 2020 | 7 |
MML INVESTORS SERVICES, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2023 | 7 |
Bank of New York Mellon Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 6 |
MARINER INVESTMENT GROUP LLC | 6 | 6 | 0.22% | 0.44% | 0.72% | Q1 2019 | Q2 2020 | 6 |
Raymond James Financial Services Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2022 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Allworth Financial LP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
ICA Group Wealth Management, LLC | 3 | 3 | 0.04% | 0.04% | 0.04% | Q1 2022 | Q3 2023 | 6 |
Merriman Wealth Management, LLC | 6 | 6 | 0.03% | 0.04% | 0.06% | Q3 2018 | Q4 2019 | 6 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q2 2020 | 5 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.01% | 0.03% | Q4 2016 | Q3 2018 | 5 |
Gradient Investments LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
Balboa Wealth Partners | 5 | 5 | 0.04% | 0.05% | 0.07% | Q3 2022 | Q3 2023 | 5 |
Kovack Advisors, Inc. | 3 | 2 | 0.02% | 0.03% | 0.03% | Q3 2020 | Q4 2021 | 5 |
Private Ocean, LLC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q1 2019 | 5 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.03% | 0.04% | 0.04% | Q4 2019 | Q2 2022 | 5 |
High Net Worth Advisory Group LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2022 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 4 |
HOLLENCREST CAPITAL MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Creative Planning | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2020 | 4 |
AQR Capital Management | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
RMB Capital Management, LLC | 3 | 1 | 0.01% | 0.02% | 0.03% | Q2 2018 | Q2 2020 | 4 |
Thomas J. Herzfeld Advisors, Inc. | 4 | 4 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q1 2014 | 4 |
DUBUQUE BANK & TRUST CO | 2 | 2 | 0.01% | 0.01% | 0.02% | Q1 2015 | Q1 2016 | 4 |
IMA Wealth, Inc. | 2 | 2 | 0.08% | 0.11% | 0.12% | Q1 2014 | Q2 2015 | 4 |
Advisory Services Network, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
Karpus Management, Inc. | 3 | 3 | 0.01% | 0.02% | 0.02% | Q3 2013 | Q1 2014 | 3 |
STIFEL FINANCIAL CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 3 |
Kestra Advisory Services, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 3 |
MAS Advisors LLC | 3 | 3 | 0.18% | 0.20% | 0.20% | Q4 2021 | Q2 2022 | 3 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2014 | 3 |
MISSION WEALTH MANAGEMENT, LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
TFS CAPITAL LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2014 | 3 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2022 | 2 |
Ackerman Capital Advisors, LLC | 1 | 1 | 0.03% | 0.05% | 0.07% | Q4 2022 | Q2 2023 | 2 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 2 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 2 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q4 2022 | 2 |
PRIVATE TRUST CO NA | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q4 2022 | 2 |
Sonora Investment Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
SIGNET FINANCIAL MANAGEMENT, LLC | 2 | 2 | 0.05% | 0.08% | 0.12% | Q4 2016 | Q1 2017 | 2 |
SUNTRUST BANKS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Logan Stone Capital, LLC | 2 | 2 | 0.11% | 0.15% | 0.20% | Q2 2023 | Q3 2023 | 2 |
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
PFG Advisors | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2018 | Q4 2018 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
SIT INVESTMENT ASSOCIATES INC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
EVOKE WEALTH, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2022 | Q1 2022 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Steward Partners Investment Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.21% | 0.21% | 0.21% | Q1 2017 | Q1 2017 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
External links
This page lists all the filers that currently own NUVEEN ARIZONA QLTY MUN INC or have owned NUVEEN ARIZONA QLTY MUN INC in the past.