| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| BlackRock Inc. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2022 | 24 |
| WHITEBOX ADVISORS LLC | 24 | 24 | 0.32% | 1.11% | 3.18% | Q1 2017 | Q4 2022 | 24 |
| CSS LLC/IL | 12 | 9 | 0.01% | 0.25% | 1.19% | Q1 2017 | Q2 2022 | 21 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
| MORGAN STANLEY | 20 | 20 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2022 | 20 |
| Citadel Advisors | 20 | 20 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q4 2021 | 20 |
| AMERIPRISE FINANCIAL INC | 20 | 20 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q4 2021 | 20 |
| WOLVERINE ASSET MANAGEMENT LLC | 11 | 8 | 0.02% | 0.31% | 1.06% | Q1 2017 | Q2 2022 | 19 |
| Bruce & Co., Inc. | 18 | 18 | 0.13% | 0.26% | 0.63% | Q3 2018 | Q4 2022 | 18 |
| Graham Capital Management, L.P. | 16 | 16 | 0.14% | 2.29% | 6.15% | Q1 2019 | Q4 2022 | 16 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 16 | 16 | 0.16% | 0.51% | 1.38% | Q1 2017 | Q4 2020 | 16 |
| SSI INVESTMENT MANAGEMENT LLC | 8 | 2 | 0.07% | 0.19% | 0.45% | Q1 2017 | Q2 2022 | 15 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 12 | 1 | 0.03% | 0.98% | 4.68% | Q1 2017 | Q4 2022 | 15 |
| CITIGROUP INC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 13 |
| FRANKLIN RESOURCES INC | 12 | 12 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2019 | 12 |
| FMR LLC | 8 | 4 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q4 2021 | 12 |
| Telemetry Investments, L.L.C. | 11 | 11 | 0.20% | 0.83% | 1.86% | Q2 2017 | Q4 2019 | 11 |
| PALISADE CAPITAL MANAGEMENT, LP | 8 | 3 | 0.02% | 0.06% | 0.23% | Q1 2017 | Q4 2022 | 11 |
| DeepCurrents Investment Group LLC | 10 | 10 | 0.17% | 0.86% | 1.23% | Q3 2020 | Q4 2022 | 10 |
| Verition Fund Management LLC | 7 | 2 | 0.02% | 0.09% | 0.15% | Q3 2020 | Q4 2022 | 9 |
| WELLS FARGO & COMPANY/MN | 7 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2022 | 9 |
| LAZARD ASSET MANAGEMENT LLC | 7 | 2 | 0.00% | 0.02% | 0.05% | Q1 2017 | Q1 2022 | 9 |
| ANGELO GORDON & CO., L.P. | 8 | 8 | 0.21% | 0.32% | 0.48% | Q1 2017 | Q4 2018 | 8 |
| SYMPHONY ASSET MANAGEMENT LLC | 8 | 8 | 0.13% | 0.25% | 0.54% | Q1 2017 | Q4 2018 | 8 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q1 2017 | Q4 2018 | 8 |
| Allianz Asset Management GmbH | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 8 |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 8 | 8 | 0.48% | 0.68% | 0.86% | Q4 2020 | Q3 2022 | 8 |
| JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2022 | 8 |
| OAKTREE CAPITAL MANAGEMENT LP | 4 | 3 | 0.06% | 0.11% | 0.15% | Q1 2018 | Q4 2022 | 7 |
| BNP PARIBAS FINANCIAL MARKETS | 7 | 7 | 0.00% | 0.01% | 0.03% | Q3 2020 | Q1 2022 | 7 |
| Mohican Financial Management, LLC | 7 | 7 | 0.45% | 1.61% | 2.53% | Q3 2017 | Q1 2019 | 7 |
| Baker Brothers Advisors | 6 | 6 | 0.32% | 0.39% | 0.52% | Q1 2017 | Q2 2018 | 6 |
| GEODE CAPITAL MANAGEMENT, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2019 | 6 |
| LINDEN ADVISORS LP | 5 | 1 | 0.10% | 0.23% | 0.34% | Q3 2020 | Q1 2022 | 6 |
| Context Capital Management, LLC | 3 | 1 | 0.22% | 0.50% | 0.72% | Q3 2018 | Q4 2022 | 6 |
| DEUTSCHE BANK AG\ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2020 | 6 |
| Castle Creek Arbitrage, LLC | 6 | 6 | 0.16% | 0.21% | 0.32% | Q4 2017 | Q1 2019 | 6 |
| NOMURA HOLDINGS INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2020 | 6 |
| Bank of New York Mellon Corp | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2022 | 5 |
| Saltoro Capital, LP | 5 | 5 | 0.38% | 0.79% | 1.09% | Q4 2020 | Q4 2021 | 5 |
| BALYASNY ASSET MANAGEMENT L.P. | 5 | 5 | 0.03% | 0.06% | 0.09% | Q4 2021 | Q4 2022 | 5 |
| FIRST HAWAIIAN BANK | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q2 2022 | 5 |
| CREDIT SUISSE AG/ | 3 | 2 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q4 2021 | 5 |
| PFM Health Sciences, LP | 4 | 4 | 0.21% | 0.55% | 1.51% | Q4 2020 | Q3 2021 | 4 |
| Jefferies Group LLC | 2 | 2 | 0.00% | 0.05% | 0.13% | Q3 2018 | Q2 2020 | 4 |
| BlueCrest Capital Management Ltd | 4 | 4 | 0.01% | 0.03% | 0.06% | Q1 2017 | Q4 2017 | 4 |
| Daiwa Securities Group Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 4 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 3 | 1 | 0.12% | 0.69% | 1.21% | Q3 2020 | Q4 2022 | 4 |
| PRELUDE CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q4 2019 | 4 |
| Russell Investments Group, Ltd. | 3 | 1 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q4 2022 | 4 |
| Point72 Asset Management, L.P. | 3 | 3 | 0.10% | 0.13% | 0.15% | Q2 2022 | Q4 2022 | 3 |
| PIPER SANDLER & CO. | 3 | 3 | 5.40% | 10.47% | 20.29% | Q2 2022 | Q4 2022 | 3 |
| UBS ASSET MANAGEMENT AMERICAS INC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q1 2021 | 3 |
| Ionic Capital Management LLC | 2 | 1 | 0.20% | 0.42% | 0.53% | Q3 2020 | Q4 2021 | 3 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | 3 | 3 | 0.03% | 0.07% | 0.08% | Q2 2018 | Q4 2018 | 3 |
| MACKAY SHIELDS LLC | 3 | 3 | 0.02% | 0.03% | 0.04% | Q3 2018 | Q1 2019 | 3 |
| INGALLS & SNYDER LLC | 3 | 3 | 0.09% | 0.11% | 0.12% | Q2 2022 | Q4 2022 | 3 |
| BANK OF AMERICA CORP /DE/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
| Man Group plc | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q4 2018 | 2 |
| AMUNDI ASSET MANAGEMENT US, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
| Centiva Capital, LP | 2 | 2 | 0.11% | 0.13% | 0.14% | Q3 2022 | Q4 2022 | 2 |
| Context Partners Fund, L.P. | 1 | 1 | 0.65% | 0.68% | 0.72% | Q3 2018 | Q3 2020 | 2 |
| BANK OF MONTREAL /CAN/ | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q3 2021 | 2 |
| EPIQ PARTNERS, LLC | 2 | 2 | 1.39% | 1.46% | 1.52% | Q3 2022 | Q4 2022 | 2 |
| JANE STREET GROUP, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
| Northside Capital Management, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q4 2022 | 2 |
| City Financial Investment Co Ltd | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2018 | Q3 2018 | 1 |
| Birch Grove Capital LP | 1 | 1 | 3.62% | 3.62% | 3.62% | Q1 2021 | Q1 2021 | 1 |
| PenderFund Capital Management Ltd. | 1 | 1 | 0.30% | 0.30% | 0.30% | Q1 2018 | Q1 2018 | 1 |
| Myriad Asset Management Ltd. | 1 | 1 | 1.48% | 1.48% | 1.48% | Q4 2021 | Q4 2021 | 1 |
| BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2020 | Q3 2020 | 1 |
| Monashee Investment Management LLC | 1 | 1 | 3.91% | 3.91% | 3.91% | Q4 2022 | Q4 2022 | 1 |
| ARISTEIA CAPITAL, L.L.C. | 1 | 1 | 0.17% | 0.17% | 0.17% | Q3 2020 | Q3 2020 | 1 |
| MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
| Mint Tower Capital Management B.V. | 1 | 1 | 0.87% | 0.87% | 0.87% | Q4 2022 | Q4 2022 | 1 |
| LORD, ABBETT & CO. LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2021 | Q3 2021 | 1 |
| PUTNAM INVESTMENTS LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
| HBK INVESTMENTS L P | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2022 | Q1 2022 | 1 |
| SILVERBACK ASSET MANAGEMENT LLC | 1 | 1 | 0.30% | 0.30% | 0.30% | Q2 2018 | Q2 2018 | 1 |
| COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
| Diag Capital Management, LP | 1 | 1 | 0.33% | 0.33% | 0.33% | Q4 2018 | Q4 2018 | 1 |
| Opti Capital Management, LP | 1 | 1 | 0.14% | 0.14% | 0.14% | Q1 2019 | Q1 2019 | 1 |
| Crystalline Management Inc. | 1 | 1 | 4.58% | 4.58% | 4.58% | Q4 2022 | Q4 2022 | 1 |
| FARALLON CAPITAL MANAGEMENT LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2021 | Q1 2021 | 1 |
| State of Tennessee, Treasury Department | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
This page lists all the filers that currently own NOVAVAX INC or have owned NOVAVAX INC in the past.