Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 20 | 18 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Invesco Ltd. | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
ROYAL BANK OF CANADA | 31 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 32 |
King Wealth Management Group | 28 | 1 | 0.04% | 0.11% | 0.25% | Q4 2014 | Q2 2023 | 29 |
Matisse Capital | 27 | 27 | 0.05% | 0.39% | 0.76% | Q1 2017 | Q3 2023 | 27 |
HighTower Advisors, LLC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 22 |
Karpus Management, Inc. | 14 | 8 | 0.01% | 0.07% | 0.16% | Q4 2016 | Q3 2023 | 22 |
Saba Capital Management, L.P. | 21 | 21 | 0.01% | 0.06% | 0.20% | Q3 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 19 | 19 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2023 | 19 |
CITIGROUP INC | 14 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 18 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2023 | 18 |
MACKAY SHIELDS LLC | 17 | 17 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2023 | 17 |
Horizon Kinetics | 10 | 7 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2018 | 17 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 10 | 1 | 0.05% | 0.17% | 0.39% | Q3 2018 | Q3 2023 | 17 |
RAYMOND JAMES & ASSOCIATES | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2022 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 14 |
Steward Partners Investment Advisory, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2023 | 14 |
Rockefeller Capital Management L.P. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 13 |
Carmichael Hill & Associates, Inc. | 12 | 12 | 0.01% | 0.02% | 0.03% | Q4 2019 | Q3 2022 | 12 |
Evercore Wealth Management, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2017 | 12 |
Bridgewater Advisors Inc. | 11 | 11 | 0.05% | 0.10% | 0.18% | Q1 2021 | Q3 2023 | 11 |
Cetera Advisor Networks LLC | 6 | 1 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q2 2020 | 11 |
Hennion & Walsh Asset Management, Inc. | 11 | 11 | 0.05% | 0.07% | 0.08% | Q1 2021 | Q3 2023 | 11 |
CWM, LLC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2021 | 11 |
MARINER INVESTMENT GROUP LLC | 9 | 1 | 0.14% | 0.64% | 1.31% | Q4 2016 | Q3 2022 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 8 | 2 | 0.01% | 0.03% | 0.04% | Q4 2016 | Q3 2019 | 10 |
Dakota Wealth Management | 7 | 3 | 0.01% | 0.03% | 0.06% | Q1 2021 | Q3 2023 | 10 |
COMMONWEALTH EQUITY SERVICES, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 10 |
RMB Capital Management, LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q4 2020 | 9 |
Advisor Group, Inc. | 9 | 9 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q2 2018 | 9 |
Equitable Holdings, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 9 |
Bulldog Investors, LLP | 7 | 1 | 0.08% | 0.18% | 0.46% | Q2 2019 | Q3 2023 | 8 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 7 |
Thomas J. Herzfeld Advisors, Inc. | 6 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q4 2021 | 7 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.07% | 0.10% | 0.14% | Q3 2013 | Q2 2018 | 6 |
Logan Stone Capital, LLC | 6 | 6 | 0.08% | 0.11% | 0.13% | Q2 2022 | Q3 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Kestra Advisory Services, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 5 |
SkyView Investment Advisors, LLC | 5 | 5 | 0.00% | 0.08% | 0.18% | Q3 2022 | Q3 2023 | 5 |
Raymond James Financial Services Advisors, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2017 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 4 |
Gary Goldberg Planning Services Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2014 | 4 |
Claybrook Capital, LLC | 4 | 4 | 0.04% | 0.05% | 0.06% | Q4 2017 | Q3 2018 | 4 |
MSI Financial Services Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 3 |
Ackerman Capital Advisors, LLC | 2 | 2 | 0.07% | 0.10% | 0.12% | Q3 2019 | Q4 2019 | 2 |
AMERICAN INTERNATIONAL GROUP, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Almitas Capital LLC | 1 | 1 | 0.03% | 0.07% | 0.10% | Q2 2022 | Q2 2023 | 2 |
IFP Advisors, Inc | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q4 2022 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2016 | 2 |
MELFA WEALTH MANAGEMENT, INC. | 2 | 2 | 0.11% | 0.16% | 0.21% | Q4 2022 | Q1 2023 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
SIT INVESTMENT ASSOCIATES INC | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2023 | Q3 2023 | 2 |
ROBINSON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.46% | 0.46% | 0.46% | Q2 2020 | Q2 2020 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
MML INVESTORS SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2019 | Q2 2019 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Tortoise Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Bruderman Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
CSS LLC/IL | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
External links
This page lists all the filers that currently own NEUBERGER BERMAN NY INT MUN or have owned NEUBERGER BERMAN NY INT MUN in the past.