Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 31 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 39 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Invesco Ltd. | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
GUGGENHEIM CAPITAL LLC | 21 | 9 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 30 |
Advisors Asset Management, Inc. | 28 | 28 | 0.01% | 0.03% | 0.04% | Q4 2016 | Q3 2023 | 28 |
Intersect Capital LLC | 28 | 28 | 0.03% | 0.20% | 0.53% | Q4 2014 | Q3 2021 | 28 |
FIRST FOUNDATION ADVISORS | 22 | 22 | 0.01% | 0.05% | 0.14% | Q2 2018 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
LPL Financial LLC | 14 | 6 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q1 2019 | 20 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2023 | 20 |
Saba Capital Management, L.P. | 20 | 20 | 0.00% | 0.05% | 0.12% | Q4 2018 | Q3 2023 | 20 |
ROYAL BANK OF CANADA | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2022 | 19 |
INVESTMENT CENTERS OF AMERICA INC | 18 | 18 | 0.01% | 0.04% | 0.10% | Q2 2013 | Q3 2017 | 18 |
Private Advisor Group, LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
Matisse Capital | 14 | 3 | 0.06% | 0.54% | 0.96% | Q2 2018 | Q3 2023 | 17 |
EVOKE WEALTH, LLC | 17 | 17 | 0.01% | 0.02% | 0.04% | Q3 2019 | Q3 2023 | 17 |
Vivaldi Capital Management LP | 13 | 3 | 0.07% | 0.20% | 0.29% | Q4 2017 | Q4 2022 | 16 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 7 | 2 | 0.02% | 0.13% | 0.36% | Q3 2018 | Q3 2023 | 16 |
Tower Research Capital LLC (TRC) | 9 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 14 |
RMB Capital Management, LLC | 6 | 1 | 0.01% | 0.02% | 0.02% | Q2 2015 | Q4 2020 | 12 |
WEDBUSH SECURITIES INC | 7 | 4 | 0.01% | 0.01% | 0.03% | Q3 2019 | Q4 2022 | 11 |
Hennion & Walsh Asset Management, Inc. | 11 | 11 | 0.02% | 0.06% | 0.10% | Q1 2021 | Q3 2023 | 11 |
Karpus Management, Inc. | 10 | 10 | 0.01% | 0.02% | 0.03% | Q2 2020 | Q3 2022 | 10 |
SIT INVESTMENT ASSOCIATES INC | 7 | 2 | 0.02% | 0.08% | 0.12% | Q1 2019 | Q3 2023 | 9 |
IFP Advisors, Inc | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2018 | 9 |
Logan Stone Capital, LLC | 7 | 7 | 0.10% | 0.20% | 0.26% | Q1 2022 | Q3 2023 | 7 |
Ackerman Capital Advisors, LLC | 7 | 7 | 0.08% | 0.11% | 0.13% | Q2 2020 | Q4 2021 | 7 |
Tortoise Investment Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2022 | 7 |
DOLIVER ADVISORS, LP | 7 | 7 | 0.10% | 0.14% | 0.20% | Q4 2016 | Q2 2018 | 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7 | 7 | 0.01% | 0.03% | 0.06% | Q4 2017 | Q2 2019 | 7 |
Laurion Capital Management LP | 4 | 2 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q2 2018 | 6 |
VAN ECK ASSOCIATES CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2023 | 6 |
Pacific Center for Financial Services | 6 | 6 | 0.01% | 0.03% | 0.05% | Q4 2016 | Q1 2018 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Almitas Capital LLC | 2 | 1 | 0.03% | 0.18% | 0.31% | Q4 2018 | Q3 2023 | 5 |
MARINER INVESTMENT GROUP LLC | 5 | 5 | 0.33% | 0.61% | 0.84% | Q2 2018 | Q2 2019 | 5 |
Kestra Advisory Services, LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q3 2020 | Q3 2021 | 5 |
Perigon Wealth Management, LLC | 4 | 1 | 0.02% | 0.03% | 0.04% | Q3 2016 | Q1 2020 | 5 |
Snowden Capital Advisors LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2021 | 4 |
Bulldog Investors, LLP | 4 | 4 | 0.20% | 0.24% | 0.27% | Q1 2022 | Q4 2022 | 4 |
D.A. DAVIDSON & CO. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 1.60% | 1.78% | 1.98% | Q4 2022 | Q3 2023 | 4 |
HOLLENCREST CAPITAL MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
SkyView Investment Advisors, LLC | 3 | 3 | 0.06% | 0.08% | 0.10% | Q1 2023 | Q3 2023 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2023 | 3 |
Creative Planning | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 3 |
AMERIPRISE FINANCIAL INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Concorde Asset Management, LLC | 3 | 3 | 0.11% | 0.12% | 0.14% | Q1 2023 | Q3 2023 | 3 |
Merriman Wealth Management, LLC | 3 | 3 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q4 2019 | 3 |
SEI INVESTMENTS CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2018 | 3 |
RAYMOND JAMES & ASSOCIATES | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
WEALTHSOURCE PARTNERS, LLC | 2 | 2 | 0.06% | 0.06% | 0.07% | Q1 2016 | Q2 2016 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2020 | 2 |
MUFG Americas Holdings Corp | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2011 | Q2 2011 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2021 | 2 |
Diligent Investors, LLC | 1 | 1 | 0.07% | 0.07% | 0.08% | Q3 2019 | Q1 2020 | 2 |
COMMONWEALTH EQUITY SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
Ground Swell Capital, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q3 2014 | 2 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
J.P. Morgan Private Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
FIRST NEW YORK SECURITIES LLC /NY | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q4 2014 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
BLODGETT WEALTH ADVISORS, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2021 | Q4 2021 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Thomas J. Herzfeld Advisors, Inc. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2021 | Q4 2021 | 1 |
EWG Elevate Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Full Value Advisors, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2009 | Q2 2009 | 1 |
External links
This page lists all the filers that currently own NEUBERGER BRMAN CLIFRN MUNI or have owned NEUBERGER BRMAN CLIFRN MUNI in the past.