LISTED FD TR shareholder history

Current and past LISTED FD TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Citadel Advisors 14140.00%0.00%0.00%Q2 2020Q3 202334
SUSQUEHANNA INTERNATIONAL GROUP, LLP 14140.00%0.00%0.00%Q2 2020Q3 202333
Cutler Group LLC / CA 14140.00%0.00%0.03%Q2 2020Q3 202333
CWM, LLC 1080.00%0.00%0.00%Q1 2019Q3 202318
WOLVERINE TRADING, LLC 610.00%0.00%0.00%Q3 2020Q1 202316
OPTIMUM INVESTMENT ADVISORS 15150.00%0.00%0.03%Q2 2020Q4 202315
IFP Advisors, Inc 14140.00%0.00%0.02%Q2 2020Q3 202314
JANE STREET GROUP, LLC 1210.00%0.00%0.00%Q2 2020Q3 202314
Allworth Financial LP 14140.00%0.00%0.00%Q2 2020Q3 202314
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
ROYAL BANK OF CANADA 14140.00%0.00%0.00%Q2 2020Q3 202314
OSAIC HOLDINGS, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
VALLEY NATIONAL ADVISERS INC 13130.01%0.06%0.18%Q3 2020Q3 202313
Cambridge Investment Research Advisors, Inc. 13130.00%0.00%0.00%Q3 2020Q3 202313
Centerpoint Advisors, LLC 13130.00%0.00%0.00%Q3 2020Q3 202313
WELLS FARGO & COMPANY/MN 13130.00%0.00%0.00%Q3 2020Q3 202313
MORGAN STANLEY 13130.00%0.00%0.00%Q3 2020Q3 202313
COMMONWEALTH EQUITY SERVICES, LLC 12120.00%0.00%0.00%Q3 2020Q2 202312
Tradition Wealth Management, LLC 12120.00%0.00%0.01%Q4 2020Q3 202312
LPL Financial LLC 12120.00%0.00%0.01%Q4 2020Q3 202312
UBS Group AG 1010.00%0.00%0.00%Q2 2020Q2 202312
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12120.00%0.00%0.00%Q4 2020Q3 202312
Spire Wealth Management 11110.00%0.00%0.00%Q1 2021Q3 202311
Center for Financial Planning, Inc. 11110.00%0.00%0.00%Q1 2021Q3 202311
Fortis Advisors, LLC 11110.01%0.01%0.02%Q1 2021Q3 202311
HighMark Wealth Management LLC 1010.00%0.00%0.01%Q2 2020Q2 202311
JPMORGAN CHASE & CO 11110.00%0.00%0.00%Q1 2021Q3 202311
Ancora Advisors LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
PNC FINANCIAL SERVICES GROUP, INC. 11110.00%0.00%0.00%Q4 2020Q2 202311
Glassman Wealth Services 11110.00%0.00%0.00%Q1 2021Q3 202311
American Portfolios Advisors 10100.00%0.01%0.02%Q2 2020Q3 202210
Hexagon Capital Partners LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
SOA Wealth Advisors, LLC. 10100.00%0.00%0.00%Q2 2021Q3 202310
BerganKDV Wealth Management, LLC 820.00%0.00%0.00%Q2 2020Q2 202310
DELTA ASSET MANAGEMENT LLC/TN 640.00%0.00%0.00%Q3 2020Q3 202310
FLOW TRADERS U.S. LLC 510.02%0.05%0.15%Q2 2020Q2 202310
Rockefeller Capital Management L.P. 10100.00%0.00%0.01%Q3 2020Q4 202210
Cetera Advisors LLC 10100.00%0.01%0.02%Q4 2020Q1 202310
AdvisorNet Financial, Inc 10100.00%0.00%0.00%Q2 2021Q3 202310
North Star Investment Management Corp. 820.00%0.00%0.00%Q1 2021Q3 202310
SIMPLEX TRADING, LLC 610.00%0.00%0.00%Q2 2020Q2 20239
Parallel Advisors, LLC 810.00%0.00%0.00%Q1 2021Q3 20239
Baystate Wealth Management LLC 880.00%0.00%0.00%Q4 2021Q3 20238
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 880.01%0.02%0.03%Q4 2021Q3 20238
Stephens Consulting, LLC 880.00%0.01%0.02%Q4 2021Q3 20238
HARBOUR INVESTMENTS, INC. 440.00%0.00%0.00%Q1 2021Q1 20238
Accel Wealth Management 880.00%0.01%0.02%Q1 2021Q4 20228
PEAK6 Investments LLC 320.00%0.01%0.02%Q1 2021Q2 20228
Joseph P. Lucia & Associates, LLC 710.01%0.16%0.28%Q2 2020Q2 20228
RAYMOND JAMES & ASSOCIATES 880.00%0.00%0.00%Q4 2020Q3 20228
Geneos Wealth Management Inc. 880.00%0.00%0.00%Q2 2020Q1 20228
Kestra Advisory Services, LLC 770.00%0.01%0.03%Q3 2020Q1 20227
Ahrens Investment Partners LLC 610.00%0.12%0.38%Q1 2021Q1 20237
Aptus Capital Advisors, LLC 770.00%0.00%0.00%Q3 2021Q1 20237
HAP Trading, LLC 310.00%0.03%0.08%Q3 2020Q1 20227
CAPTRUST FINANCIAL ADVISORS 770.00%0.00%0.00%Q4 2020Q2 20227
TILIA FIDUCIARY PARTNERS, INC. 770.01%0.01%0.03%Q4 2021Q2 20237
Janney Montgomery Scott LLC 770.00%0.00%0.00%Q1 2022Q3 20237
BANK OF AMERICA CORP /DE/ 310.00%0.00%0.00%Q1 2021Q3 20237
OPPENHEIMER & CO INC 660.00%0.01%0.01%Q2 2021Q3 20226
Raymond James Financial Services Advisors, Inc. 660.00%0.00%0.00%Q4 2020Q1 20226
TOMPKINS FINANCIAL CORP 660.00%0.00%0.00%Q3 2022Q4 20236
Patriot Financial Group Insurance Agency, LLC 660.00%0.00%0.00%Q1 2021Q2 20226
Cordasco Financial Network 660.00%0.00%0.00%Q1 2021Q2 20226
Wagner Wealth Management, LLC 420.00%0.01%0.03%Q1 2021Q3 20226
Steward Partners Investment Advisory, LLC 510.00%0.00%0.00%Q2 2020Q4 20216
NEXT Financial Group, Inc 660.00%0.00%0.00%Q3 2020Q4 20216
JNBA Financial Advisors 660.00%0.00%0.00%Q2 2021Q3 20226
Annapolis Financial Services, LLC 660.00%0.00%0.00%Q1 2021Q2 20226
OneDigital Investment Advisors LLC 660.02%0.02%0.03%Q4 2020Q1 20226
GUARDIAN WEALTH ADVISORS, LLC / NC 660.00%0.00%0.00%Q4 2021Q1 20236
FMR LLC 210.00%0.00%0.00%Q2 2021Q3 20236
Clearstead Advisors, LLC 660.00%0.00%0.00%Q1 2021Q2 20226
Tyler-Stone Wealth Management 420.00%0.00%0.00%Q1 2022Q3 20236
HYA Advisors, Inc 550.07%0.10%0.13%Q2 2021Q2 20225
Edge Wealth Management LLC 550.00%0.00%0.00%Q4 2020Q4 20215
Pekin Hardy Strauss, Inc. 550.12%0.19%0.24%Q3 2020Q3 20215
Westside Investment Management, Inc. 550.00%0.00%0.00%Q2 2021Q2 20225
HRT FINANCIAL LP 410.00%0.01%0.01%Q1 2021Q2 20225
Castle Rock Wealth Management, LLC 550.12%0.17%0.22%Q1 2021Q1 20225
BANK OF MONTREAL /CAN/ 210.00%0.00%0.00%Q1 2021Q3 20235
HERITAGE WEALTH MANAGEMENT, LLC 320.00%0.00%0.00%Q2 2021Q4 20225
REGIONS FINANCIAL CORP 550.00%0.00%0.00%Q3 2021Q3 20225
Capital Advisors, Ltd. LLC 550.31%1.05%1.57%Q4 2021Q4 20225
HOLLENCREST CAPITAL MANAGEMENT 440.00%0.00%0.00%Q4 2022Q3 20234
Optiver Holding B.V. 440.00%0.00%0.00%Q2 2021Q1 20224
SeaCrest Wealth Management, LLC 440.03%0.05%0.08%Q4 2020Q3 20214
Capital Investment Advisory Services, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
AE Wealth Management LLC 440.00%0.01%0.02%Q1 2021Q4 20214
Gerber Kawasaki Wealth & Investment Management 440.03%0.18%0.36%Q1 2021Q4 20214
Teamwork Financial Advisors, LLC 440.05%0.18%0.46%Q1 2021Q4 20214
Sunbelt Securities, Inc. 310.00%0.02%0.04%Q1 2021Q3 20234
NTV ASSET MANAGEMENT LLC 440.04%0.05%0.07%Q3 2021Q2 20224
Telemetry Investments, L.L.C. 440.26%0.44%0.54%Q3 2021Q2 20224
Vectors Research Management, LLC 310.00%0.00%0.00%Q2 2021Q2 20224
STOCK YARDS BANK & TRUST CO 440.02%0.02%0.02%Q4 2020Q3 20214
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
MV CAPITAL MANAGEMENT, INC. 440.00%0.00%0.00%Q2 2021Q1 20224
Koshinski Asset Management, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
CERTUITY, LLC 330.05%0.05%0.06%Q2 2021Q4 20213
Cetera Investment Advisers 330.01%0.01%0.01%Q1 2021Q3 20213
Ten Capital Wealth Advisors, LLC 330.01%0.01%0.01%Q1 2021Q3 20213
O'Dell Group, LLC 330.00%0.00%0.00%Q3 2021Q1 20223
Qube Research & Technologies Ltd 210.00%0.00%0.00%Q1 2022Q3 20233
Jacobi Capital Management LLC 330.00%0.00%0.00%Q1 2021Q3 20213
CYPRESS ASSET MANAGEMENT INC/TX 330.06%0.06%0.06%Q1 2021Q3 20213
Cape Investment Advisory, Inc. 330.01%0.01%0.01%Q1 2023Q3 20233
Western Wealth Management, LLC 210.01%0.02%0.03%Q2 2021Q1 20223
FourThought Financial, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
HighTower Advisors, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Creative Planning 330.00%0.00%0.00%Q1 2021Q3 20213
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 210.02%0.04%0.07%Q1 2021Q2 20223
Avidian Wealth Solutions, LLC 210.02%0.03%0.03%Q2 2020Q2 20213
EVERMAY WEALTH MANAGEMENT LLC 330.00%0.00%0.00%Q2 2021Q4 20213
CAMBRIDGE TRUST CO 330.00%0.00%0.00%Q4 2021Q2 20223
Perigon Wealth Management, LLC 210.01%0.02%0.02%Q4 2020Q3 20213
HHM Wealth Advisors, LLC 330.00%0.00%0.00%Q3 2020Q1 20213
Strategic Investment Solutions, Inc. /IL 330.01%0.01%0.02%Q1 2023Q3 20233
CITIGROUP INC 330.00%0.00%0.00%Q3 2020Q1 20213
Pacific Center for Financial Services 330.00%0.00%0.00%Q3 2021Q1 20223
Quent Capital, LLC 220.00%0.00%0.00%Q4 2022Q1 20232
BARCLAYS PLC 220.00%0.00%0.00%Q1 2022Q2 20222
Bellwether Advisors, LLC 220.00%0.00%0.00%Q2 2021Q3 20212
WealthPLAN Partners, LLC 220.00%0.00%0.00%Q1 2023Q2 20232
Tidal Investments LLC 220.01%0.01%0.01%Q1 2021Q2 20212
Future Financial Wealth Managment LLC 220.03%0.04%0.05%Q4 2021Q1 20222
NATIONAL BANK OF CANADA /FI/ 110.00%0.00%0.00%Q4 2021Q3 20222
Bickling Financial Services, Inc. 220.14%0.14%0.15%Q2 2021Q3 20212
Lighthouse Financial Advisors, Inc. 220.34%0.40%0.46%Q4 2020Q1 20212
Stratos Wealth Advisors, LLC 220.16%0.18%0.20%Q1 2021Q2 20212
GREENWOOD CAPITAL ASSOCIATES LLC 220.16%0.16%0.17%Q1 2023Q2 20232
Veritable, L.P. 220.00%0.00%0.00%Q2 2021Q3 20212
Equitable Holdings, Inc. 220.01%0.01%0.01%Q1 2021Q2 20212
Brendel Financial Advisors LLC 220.00%0.27%0.54%Q1 2021Q2 20212
Advisory Services Network, LLC 110.00%0.00%0.00%Q2 2021Q4 20222
Parallax Volatility Advisers, L.P. 220.00%0.00%0.00%Q1 2023Q2 20232
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2020Q3 20202
Black Swift Group, LLC 220.04%0.13%0.21%Q3 2020Q4 20202
Carroll Financial Associates, Inc. 220.00%0.00%0.00%Q2 2021Q3 20212
SG3 Management, LLC 220.00%0.00%0.00%Q1 2021Q2 20212
Freestone Capital Holdings, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
RESOURCES MANAGEMENT CORP /CT/ /ADV 220.00%0.00%0.00%Q2 2022Q3 20222
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Destiny Wealth Partners, LLC 220.27%0.27%0.28%Q3 2021Q4 20212
Penserra Capital Management LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Comprehensive Financial Consultants Institutional, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
TCWP LLC 110.00%0.00%0.00%Q1 2022Q1 20221
ARS Investment Partners, LLC 110.04%0.04%0.04%Q1 2021Q1 20211
TD Waterhouse Canada Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Accurate Wealth Management, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Venture Visionary Partners LLC 110.00%0.00%0.00%Q2 2022Q2 20221
TAP Consulting, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
SIGNATUREFD, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
PSI Advisors, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
J Arnold Wealth Management Co 117.42%7.42%7.42%Q4 2022Q4 20221
Bay Harbor Wealth Management, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Sandbox Financial Partners, LLC 110.18%0.18%0.18%Q2 2021Q2 20211
Winch Advisory Services, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q1 2021Q1 20211
ATLAS CAPITAL ADVISORS LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Trek Financial, LLC 110.03%0.03%0.03%Q4 2021Q4 20211
PACES FERRY WEALTH ADVISORS, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
MERCER GLOBAL ADVISORS INC /ADV 110.00%0.00%0.00%Q3 2022Q3 20221
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Columbus Macro, LLC 110.26%0.26%0.26%Q3 2021Q3 20211
Timber Creek Capital Management LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Halpern Financial, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
WIPFLI FINANCIAL ADVISORS LLC, 110.00%0.00%0.00%Q3 2022Q3 20221
Fiduciary Planning LLC 110.00%0.00%0.00%Q1 2021Q1 20211
J.W. COLE ADVISORS, INC. 110.24%0.24%0.24%Q3 2021Q3 20211
Provenire Capital, LLC 111.05%1.05%1.05%Q1 2021Q1 20211
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
ShoreHaven Wealth Partners, LLC 110.03%0.03%0.03%Q1 2021Q1 20211
Cetera Advisor Networks LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Westchester Capital Management, LLC 110.09%0.09%0.09%Q3 2020Q3 20201
MARSHALL WACE, LLP 110.00%0.00%0.00%Q3 2021Q3 20211
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2021Q1 20211
OLD MISSION CAPITAL LLC 110.02%0.02%0.02%Q3 2023Q3 20231
CREDIT SUISSE AG/ 110.00%0.00%0.00%Q2 2022Q2 20221
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2021Q3 20211
Keebeck Wealth Management, LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Parisi Gray Wealth Management 110.00%0.00%0.00%Q2 2021Q2 20211
Lansing Street Advisors 110.00%0.00%0.00%Q1 2022Q1 20221
RPG Investment Advisory, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
OLD MISSION CAPITAL, LLC 110.07%0.07%0.07%Q4 2020Q4 20201
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Moors & Cabot, Inc. 110.02%0.02%0.02%Q3 2021Q3 20211
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
External links

This page lists all the filers that currently own LISTED FD TR or have owned LISTED FD TR in the past.