Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
RAYMOND JAMES & ASSOCIATES | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Raymond James Financial Services Advisors, Inc. | 27 | 14 | 0.01% | 0.04% | 0.24% | Q2 2013 | Q3 2023 | 41 |
STIFEL FINANCIAL CORP | 39 | 39 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q3 2023 | 39 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 29 | 1 | 0.00% | 0.05% | 0.15% | Q4 2013 | Q3 2023 | 34 |
Invesco Ltd. | 24 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 33 |
1607 Capital Partners, LLC | 32 | 32 | 0.08% | 0.80% | 2.70% | Q2 2013 | Q1 2021 | 32 |
LPL Financial LLC | 27 | 4 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 31 |
CITIGROUP INC | 15 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 28 |
GUGGENHEIM CAPITAL LLC | 14 | 4 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2023 | 25 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 2 | 0.00% | 0.01% | 0.04% | Q4 2014 | Q3 2023 | 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 24 | 24 | 0.00% | 0.06% | 0.10% | Q4 2017 | Q3 2023 | 24 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 23 | 23 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2023 | 23 |
Shaker Financial Services, LLC | 6 | 1 | 0.08% | 0.51% | 1.80% | Q2 2013 | Q3 2023 | 23 |
SHEPHERD KAPLAN KROCHUK, LLC | 19 | 4 | 0.05% | 0.10% | 0.34% | Q2 2013 | Q3 2020 | 23 |
Steward Partners Investment Advisory, LLC | 18 | 4 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Cetera Advisors LLC | 18 | 3 | 0.01% | 0.01% | 0.02% | Q2 2017 | Q3 2022 | 21 |
FIRST TRUST ADVISORS LP | 20 | 20 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2022 | 20 |
9258 Wealth Management, LLC | 20 | 20 | 0.04% | 0.16% | 0.45% | Q4 2018 | Q3 2023 | 20 |
IFP Advisors, Inc | 14 | 4 | 0.00% | 0.01% | 0.05% | Q4 2015 | Q4 2022 | 18 |
Private Advisor Group, LLC | 17 | 17 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q2 2023 | 17 |
Titus Wealth Management | 16 | 1 | 0.34% | 0.46% | 0.62% | Q1 2018 | Q2 2022 | 17 |
Karpus Management, Inc. | 14 | 3 | 0.09% | 0.15% | 0.25% | Q2 2013 | Q2 2020 | 17 |
Aspire Private Capital, LLC | 13 | 4 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 17 |
SIT INVESTMENT ASSOCIATES INC | 9 | 7 | 0.01% | 0.11% | 0.27% | Q4 2016 | Q2 2021 | 16 |
AMERIPRISE FINANCIAL INC | 11 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 16 |
TRANSCEND CAPITAL ADVISORS, LLC | 9 | 6 | 0.02% | 0.04% | 0.08% | Q4 2019 | Q3 2023 | 15 |
Aviance Capital Partners, LLC | 15 | 15 | 0.05% | 0.08% | 0.10% | Q2 2013 | Q4 2016 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Parallel Advisors, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2023 | 14 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.10% | 0.21% | 0.38% | Q1 2013 | Q2 2020 | 13 |
Johnson Midwest Financial, LLC | 12 | 12 | 0.01% | 0.03% | 0.06% | Q4 2020 | Q3 2023 | 12 |
Stonebridge Capital Advisors LLC | 7 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 12 |
SevenBridge Financial Group, LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2019 | 11 |
PNC FINANCIAL SERVICES GROUP, INC. | 4 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 11 |
Geneos Wealth Management Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2022 | 11 |
Advisor Group, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2019 | 11 |
CORNERSTONE ADVISORS INC | 4 | 1 | 0.04% | 0.13% | 0.26% | Q4 2015 | Q1 2019 | 9 |
Rockefeller Capital Management L.P. | 6 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 9 |
BlackRock Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2020 | 9 |
BANK OF MONTREAL /CAN/ | 5 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2018 | 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 1 | 0.02% | 0.04% | 0.12% | Q3 2015 | Q3 2023 | 9 |
HSBC HOLDINGS PLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q1 2012 | Q1 2014 | 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2019 | 9 |
AQR Arbitrage LLC | 4 | 2 | 0.00% | 0.01% | 0.05% | Q3 2015 | Q3 2023 | 9 |
Advisors Asset Management, Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2020 | 8 |
HUNTINGTON NATIONAL BANK | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2009 | Q4 2010 | 8 |
CENTAURUS FINANCIAL, INC. | 6 | 1 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q1 2022 | 8 |
Cambridge Investment Research Advisors, Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2023 | 8 |
Saba Capital Management, L.P. | 7 | 1 | 0.00% | 0.05% | 0.08% | Q3 2016 | Q3 2023 | 8 |
American Portfolios Advisors | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
Hennion & Walsh Asset Management, Inc. | 8 | 8 | 0.02% | 0.03% | 0.03% | Q2 2021 | Q1 2023 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Relative Value Partners Group, LLC | 6 | 2 | 0.02% | 0.02% | 0.04% | Q4 2017 | Q1 2021 | 8 |
Bulldog Investors, LLP | 8 | 8 | 0.22% | 2.23% | 3.24% | Q2 2016 | Q1 2018 | 8 |
Sandy Spring Bank | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2022 | 7 |
Capital Investment Advisors, LLC | 6 | 1 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q1 2021 | 7 |
B. Riley Wealth Advisors, Inc. | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Ancora Advisors LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2020 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.04% | 0.06% | 0.07% | Q2 2022 | Q3 2023 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.06% | 0.07% | 0.07% | Q2 2018 | Q3 2019 | 6 |
Rise Advisors, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q1 2023 | 6 |
US BANCORP \DE\ | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2023 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q1 2021 | 6 |
CLOUGH CAPITAL PARTNERS L P | 5 | 1 | 0.01% | 0.02% | 0.05% | Q4 2016 | Q4 2020 | 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 5 | 1 | 0.06% | 0.29% | 0.55% | Q3 2016 | Q4 2019 | 6 |
RMB Capital Management, LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Avior Wealth Management, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2020 | 5 |
McIlrath & Eck, LLC | 5 | 5 | 0.02% | 0.02% | 0.02% | Q3 2022 | Q3 2023 | 5 |
FIFTH THIRD BANCORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2020 | 5 |
COMMONWEALTH EQUITY SERVICES, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Lido Advisors, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
Allworth Financial LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 5 |
GPS Wealth Strategies Group, LLC | 3 | 2 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 5 |
GOLDMAN SACHS GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q4 2012 | 4 |
BARCLAYS PLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 4 |
AQR Capital Management | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2012 | Q4 2013 | 4 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 3 | 1 | 0.01% | 0.02% | 0.02% | Q4 2019 | Q2 2021 | 4 |
Valentine Capital Asset Management, Inc. | 4 | 4 | 0.12% | 0.13% | 0.17% | Q4 2011 | Q3 2012 | 4 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 4 |
STEPHENS INC /AR/ | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2020 | 4 |
GEODE CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2018 | 4 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q1 2016 | 4 |
Matisse Capital | 4 | 4 | 0.10% | 0.75% | 1.52% | Q4 2015 | Q3 2016 | 4 |
Creative Planning | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
1776 Wealth LLC | 3 | 3 | 0.03% | 0.05% | 0.07% | Q4 2019 | Q2 2020 | 3 |
Citadel Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
CWM, LLC | 1 | 1 | 0.00% | 0.01% | 0.04% | Q4 2018 | Q4 2022 | 3 |
JPMORGAN CHASE & CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
Advisory Services Network, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 3 |
Cornerstone Advisors, LLC | 2 | 1 | 0.03% | 0.06% | 0.10% | Q4 2019 | Q3 2023 | 3 |
Cetera Advisor Networks LLC | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2019 | Q2 2020 | 3 |
AMERICAN INTERNATIONAL GROUP, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
NEXT Financial Group, Inc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 3 |
Walleye Trading LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
Birch Capital Management, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2020 | Q3 2020 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.12% | 0.23% | Q4 2015 | Q3 2023 | 2 |
Essex Financial Services, Inc. | 2 | 2 | 0.04% | 0.04% | 0.04% | Q1 2018 | Q2 2018 | 2 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2021 | 2 |
FNY Investment Advisers, LLC | 1 | 1 | 0.03% | 0.04% | 0.04% | Q4 2019 | Q3 2021 | 2 |
Walleye Capital LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Sargent Investment Group, LLC | 2 | 2 | 0.22% | 0.25% | 0.27% | Q4 2018 | Q1 2019 | 2 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q4 2022 | 2 |
ICON ADVISERS INC/CO | 2 | 2 | 0.02% | 0.05% | 0.08% | Q2 2017 | Q3 2017 | 2 |
RPO LLC | 2 | 2 | 1.10% | 1.22% | 1.34% | Q2 2023 | Q3 2023 | 2 |
Gramercy Funds Management LLC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q1 2016 | 2 |
Spire Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 2 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2023 | Q3 2023 | 1 |
Integrated Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Samalin Investment Counsel, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2019 | Q4 2019 | 1 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
WealthTrust Fairport, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2023 | Q3 2023 | 1 |
Institute for Wealth Management, LLC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q2 2021 | 1 |
Round Table Services, LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q2 2016 | Q2 2016 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Waverton Investment Management Ltd | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2016 | Q2 2016 | 1 |
Comprehensive Financial Consultants Institutional, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Gryphon Financial Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
First Personal Financial Services | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
US FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
FourThought Financial, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Carroll Financial Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Cape Investment Advisory, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Kestra Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
MOTCO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Axiom Investment Management LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q3 2022 | 1 |
External links
This page lists all the filers that currently own LAZARD GLB TTL RET&INCM FD I or have owned LAZARD GLB TTL RET&INCM FD I in the past.