LAZARD GLB TTL RET&INCM FD I shareholder history

Current and past LAZARD GLB TTL RET&INCM FD I shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
RAYMOND JAMES & ASSOCIATES 42420.00%0.01%0.02%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
Raymond James Financial Services Advisors, Inc. 27140.01%0.04%0.24%Q2 2013Q3 202341
STIFEL FINANCIAL CORP 39390.00%0.01%0.02%Q1 2014Q3 202339
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2910.00%0.05%0.15%Q4 2013Q3 202334
Invesco Ltd. 2420.00%0.00%0.00%Q1 2014Q3 202333
1607 Capital Partners, LLC 32320.08%0.80%2.70%Q2 2013Q1 202132
LPL Financial LLC 2740.00%0.00%0.00%Q3 2013Q3 202331
CITIGROUP INC 15130.00%0.00%0.00%Q2 2013Q2 202128
GUGGENHEIM CAPITAL LLC 1440.00%0.00%0.01%Q2 2016Q3 202325
WOLVERINE ASSET MANAGEMENT LLC 720.00%0.01%0.04%Q4 2014Q3 202325
BENJAMIN F. EDWARDS & COMPANY, INC. 24240.00%0.06%0.10%Q4 2017Q3 202324
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23230.00%0.00%0.01%Q1 2018Q3 202323
Shaker Financial Services, LLC 610.08%0.51%1.80%Q2 2013Q3 202323
SHEPHERD KAPLAN KROCHUK, LLC 1940.05%0.10%0.34%Q2 2013Q3 202023
Steward Partners Investment Advisory, LLC 1840.00%0.00%0.01%Q4 2017Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Cetera Advisors LLC 1830.01%0.01%0.02%Q2 2017Q3 202221
FIRST TRUST ADVISORS LP 20200.00%0.00%0.00%Q1 2018Q4 202220
9258 Wealth Management, LLC 20200.04%0.16%0.45%Q4 2018Q3 202320
IFP Advisors, Inc 1440.00%0.01%0.05%Q4 2015Q4 202218
Private Advisor Group, LLC 17170.00%0.01%0.02%Q2 2019Q2 202317
Titus Wealth Management 1610.34%0.46%0.62%Q1 2018Q2 202217
Karpus Management, Inc. 1430.09%0.15%0.25%Q2 2013Q2 202017
Aspire Private Capital, LLC 1340.00%0.00%0.01%Q1 2019Q3 202317
SIT INVESTMENT ASSOCIATES INC 970.01%0.11%0.27%Q4 2016Q2 202116
AMERIPRISE FINANCIAL INC 1110.00%0.00%0.00%Q4 2013Q3 202316
TRANSCEND CAPITAL ADVISORS, LLC 960.02%0.04%0.08%Q4 2019Q3 202315
Aviance Capital Partners, LLC 15150.05%0.08%0.10%Q2 2013Q4 201615
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Parallel Advisors, LLC 14140.00%0.00%0.00%Q2 2020Q3 202314
UNITED CAPITAL FINANCIAL ADVISORS, LLC 14140.00%0.00%0.00%Q4 2019Q1 202314
DOLIVER ADVISORS, LP 510.10%0.21%0.38%Q1 2013Q2 202013
Johnson Midwest Financial, LLC 12120.01%0.03%0.06%Q4 2020Q3 202312
Stonebridge Capital Advisors LLC 750.00%0.00%0.00%Q2 2019Q3 202212
SevenBridge Financial Group, LLC 710.00%0.00%0.00%Q2 2016Q2 201911
PNC FINANCIAL SERVICES GROUP, INC. 430.00%0.00%0.00%Q2 2013Q2 202011
Geneos Wealth Management Inc. 11110.00%0.00%0.00%Q4 2019Q2 202211
Advisor Group, Inc. 11110.00%0.00%0.00%Q2 2017Q4 201911
CORNERSTONE ADVISORS INC 410.04%0.13%0.26%Q4 2015Q1 20199
Rockefeller Capital Management L.P. 630.00%0.00%0.00%Q4 2019Q4 20229
BlackRock Inc. 990.00%0.00%0.00%Q2 2018Q2 20209
BANK OF MONTREAL /CAN/ 540.00%0.00%0.00%Q4 2013Q2 20189
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 410.02%0.04%0.12%Q3 2015Q3 20239
HSBC HOLDINGS PLC 990.00%0.00%0.01%Q1 2012Q1 20149
LADENBURG THALMANN FINANCIAL SERVICES INC. 810.00%0.00%0.00%Q2 2015Q4 20199
AQR Arbitrage LLC 420.00%0.01%0.05%Q3 2015Q3 20239
Advisors Asset Management, Inc. 880.00%0.00%0.00%Q3 2018Q2 20208
HUNTINGTON NATIONAL BANK 880.00%0.00%0.00%Q1 2009Q4 20108
CENTAURUS FINANCIAL, INC. 610.01%0.01%0.02%Q2 2019Q1 20228
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.00%Q3 2021Q2 20238
Saba Capital Management, L.P. 710.00%0.05%0.08%Q3 2016Q3 20238
American Portfolios Advisors 880.00%0.00%0.00%Q4 2017Q3 20198
Hennion & Walsh Asset Management, Inc. 880.02%0.03%0.03%Q2 2021Q1 20238
NewEdge Advisors, LLC 880.00%0.01%0.01%Q4 2021Q3 20238
Relative Value Partners Group, LLC 620.02%0.02%0.04%Q4 2017Q1 20218
Bulldog Investors, LLP 880.22%2.23%3.24%Q2 2016Q1 20188
Sandy Spring Bank 770.00%0.00%0.00%Q2 2021Q4 20227
Capital Investment Advisors, LLC 610.01%0.01%0.02%Q4 2013Q1 20217
B. Riley Wealth Advisors, Inc. 770.01%0.01%0.01%Q1 2022Q3 20237
Ancora Advisors LLC 410.00%0.00%0.00%Q4 2016Q3 20206
Integrated Wealth Concepts LLC 660.04%0.06%0.07%Q2 2022Q3 20236
Quad-Cities Investment Group, LLC 660.06%0.07%0.07%Q2 2018Q3 20196
Rise Advisors, LLC 660.00%0.01%0.01%Q4 2021Q1 20236
US BANCORP \DE\ 510.00%0.00%0.00%Q1 2014Q1 20236
Eudaimonia Partners, LLC 660.00%0.01%0.02%Q4 2019Q1 20216
CLOUGH CAPITAL PARTNERS L P 510.01%0.02%0.05%Q4 2016Q4 20206
RIVERNORTH CAPITAL MANAGEMENT, LLC 510.06%0.29%0.55%Q3 2016Q4 20196
RMB Capital Management, LLC 310.00%0.01%0.02%Q4 2015Q2 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Avior Wealth Management, LLC 320.00%0.00%0.00%Q2 2019Q3 20205
McIlrath & Eck, LLC 550.02%0.02%0.02%Q3 2022Q3 20235
FIFTH THIRD BANCORP 410.00%0.00%0.00%Q1 2016Q4 20205
COMMONWEALTH EQUITY SERVICES, LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Lido Advisors, LLC 550.00%0.00%0.00%Q4 2020Q4 20215
Allworth Financial LP 550.00%0.00%0.00%Q1 2019Q1 20205
GPS Wealth Strategies Group, LLC 320.01%0.01%0.01%Q2 2022Q3 20235
GOLDMAN SACHS GROUP INC 440.00%0.00%0.00%Q1 2012Q4 20124
BARCLAYS PLC 310.00%0.00%0.00%Q2 2013Q3 20144
AQR Capital Management 310.00%0.00%0.00%Q4 2012Q4 20134
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 310.01%0.02%0.02%Q4 2019Q2 20214
Valentine Capital Asset Management, Inc. 440.12%0.13%0.17%Q4 2011Q3 20124
Tower Research Capital LLC (TRC) 110.00%0.00%0.00%Q2 2013Q1 20164
STEPHENS INC /AR/ 220.00%0.00%0.01%Q4 2018Q2 20204
GEODE CAPITAL MANAGEMENT, LLC 310.00%0.00%0.00%Q3 2015Q4 20184
TFS CAPITAL LLC 110.01%0.02%0.02%Q2 2013Q1 20164
Matisse Capital 440.10%0.75%1.52%Q4 2015Q3 20164
Creative Planning 330.00%0.00%0.00%Q2 2016Q4 20163
1776 Wealth LLC 330.03%0.05%0.07%Q4 2019Q2 20203
Citadel Advisors 330.00%0.00%0.00%Q4 2018Q2 20193
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
CWM, LLC 110.00%0.01%0.04%Q4 2018Q4 20223
JPMORGAN CHASE & CO 210.00%0.00%0.00%Q4 2022Q3 20233
Advisory Services Network, LLC 210.00%0.00%0.00%Q1 2020Q4 20203
Cornerstone Advisors, LLC 210.03%0.06%0.10%Q4 2019Q3 20233
Cetera Advisor Networks LLC 330.01%0.02%0.02%Q4 2019Q2 20203
AMERICAN INTERNATIONAL GROUP, INC. 330.00%0.00%0.00%Q2 2013Q4 20133
NEXT Financial Group, Inc 210.00%0.00%0.00%Q3 2014Q4 20163
Walleye Trading LLC 220.00%0.00%0.00%Q1 2018Q2 20182
Birch Capital Management, LLC 220.04%0.04%0.04%Q2 2020Q3 20202
BOOTHBAY FUND MANAGEMENT, LLC 110.01%0.12%0.23%Q4 2015Q3 20232
Essex Financial Services, Inc. 220.04%0.04%0.04%Q1 2018Q2 20182
MANUFACTURERS LIFE INSURANCE COMPANY, THE 220.00%0.00%0.00%Q3 2016Q4 20162
FMR LLC 110.00%0.00%0.00%Q1 2020Q3 20212
FNY Investment Advisers, LLC 110.03%0.04%0.04%Q4 2019Q3 20212
Walleye Capital LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Sargent Investment Group, LLC 220.22%0.25%0.27%Q4 2018Q1 20192
CoreCap Advisors, LLC 110.00%0.00%0.00%Q2 2022Q4 20222
ICON ADVISERS INC/CO 220.02%0.05%0.08%Q2 2017Q3 20172
RPO LLC 221.10%1.22%1.34%Q2 2023Q3 20232
Gramercy Funds Management LLC 220.05%0.05%0.05%Q4 2015Q1 20162
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
Laurion Capital Management LP 110.00%0.00%0.00%Q4 2016Q4 20161
Logan Stone Capital, LLC 110.06%0.06%0.06%Q3 2023Q3 20231
Integrated Wealth Management 110.00%0.00%0.00%Q1 2015Q1 20151
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q4 2022Q4 20221
Stratos Wealth Partners, LTD. 110.00%0.00%0.00%Q3 2018Q3 20181
Samalin Investment Counsel, LLC 110.06%0.06%0.06%Q4 2019Q4 20191
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2015Q3 20151
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
Quantedge Capital Pte Ltd 110.08%0.08%0.08%Q3 2023Q3 20231
Institute for Wealth Management, LLC. 110.02%0.02%0.02%Q2 2021Q2 20211
Round Table Services, LLC 110.13%0.13%0.13%Q2 2016Q2 20161
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
Waverton Investment Management Ltd 110.06%0.06%0.06%Q2 2016Q2 20161
Comprehensive Financial Consultants Institutional, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
Gryphon Financial Partners LLC 110.01%0.01%0.01%Q2 2018Q2 20181
Squarepoint Ops LLC 110.02%0.02%0.02%Q4 2015Q4 20151
First Personal Financial Services 110.00%0.00%0.00%Q4 2021Q4 20211
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Venture Visionary Partners LLC 110.00%0.00%0.00%Q2 2022Q2 20221
SEI INVESTMENTS CO 110.00%0.00%0.00%Q4 2016Q4 20161
US FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
FourThought Financial, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Carroll Financial Associates, Inc. 110.00%0.00%0.00%Q4 2019Q4 20191
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q4 2016Q4 20161
Cape Investment Advisory, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
MSI Financial Services Inc 110.00%0.00%0.00%Q4 2016Q4 20161
NORTHERN TRUST CORP 110.00%0.00%0.00%Q3 2015Q3 20151
Confluence Wealth Services, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Bank of New York Mellon Corp 110.00%0.00%0.00%Q4 2019Q4 20191
Cornerstone Wealth Management, LLC 110.02%0.02%0.02%Q2 2018Q2 20181
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q2 2021Q2 20211
Kestra Advisory Services, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Darwin Wealth Management, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
MOTCO 110.00%0.00%0.00%Q4 2014Q4 20141
Axiom Investment Management LLC 110.03%0.03%0.03%Q3 2022Q3 20221
External links

This page lists all the filers that currently own LAZARD GLB TTL RET&INCM FD I or have owned LAZARD GLB TTL RET&INCM FD I in the past.