Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
SIT INVESTMENT ASSOCIATES INC | 42 | 42 | 0.00% | 0.01% | 0.10% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q3 2023 | 42 |
Focused Wealth Management, Inc | 41 | 41 | 0.00% | 0.01% | 0.03% | Q3 2013 | Q3 2023 | 41 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Creative Planning | 34 | 34 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2022 | 34 |
Essex Financial Services, Inc. | 31 | 1 | 0.03% | 0.05% | 0.08% | Q2 2013 | Q2 2021 | 32 |
LUCAS CAPITAL MANAGEMENT | 32 | 32 | 0.08% | 0.23% | 0.40% | Q1 2013 | Q4 2020 | 32 |
Invesco Ltd. | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2021 | 31 |
SHUFRO ROSE & CO LLC | 21 | 1 | 0.01% | 0.03% | 0.05% | Q3 2012 | Q3 2023 | 30 |
PNC FINANCIAL SERVICES GROUP, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2019 | 27 |
Highlander Capital Management, LLC | 25 | 25 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q3 2023 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Horizon Kinetics | 23 | 23 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q4 2018 | 23 |
Claybrook Capital, LLC | 9 | 4 | 0.89% | 1.25% | 1.87% | Q4 2017 | Q3 2023 | 22 |
Harbour Capital Advisors, LLC | 14 | 8 | 0.05% | 0.17% | 0.55% | Q2 2013 | Q4 2018 | 22 |
Karpus Management, Inc. | 15 | 2 | 0.02% | 0.28% | 0.46% | Q3 2014 | Q3 2023 | 22 |
MML INVESTORS SERVICES, LLC | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12 | 1 | 0.02% | 0.08% | 0.32% | Q3 2014 | Q4 2020 | 20 |
RAYMOND JAMES & ASSOCIATES | 16 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2022 | 18 |
Fiera Capital Corp | 12 | 4 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q3 2023 | 16 |
AQR Arbitrage LLC | 6 | 2 | 0.00% | 0.01% | 0.06% | Q1 2015 | Q3 2023 | 16 |
ROBINSON CAPITAL MANAGEMENT, LLC | 15 | 1 | 0.17% | 1.26% | 2.34% | Q4 2018 | Q3 2023 | 16 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 12 | 3 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 15 |
LPL Financial LLC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q2 2023 | 15 |
MSI Financial Services Inc | 9 | 5 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q4 2016 | 14 |
Matisse Capital | 13 | 13 | 0.05% | 0.20% | 0.43% | Q3 2020 | Q3 2023 | 13 |
Tortoise Investment Management, LLC | 13 | 13 | 0.00% | 0.40% | 0.82% | Q3 2020 | Q3 2023 | 13 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 13 | 13 | 0.04% | 0.12% | 0.26% | Q4 2016 | Q4 2019 | 13 |
Dakota Wealth Management | 12 | 12 | 0.01% | 0.04% | 0.06% | Q4 2020 | Q3 2023 | 12 |
CITIGROUP INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2021 | 12 |
PEAPACK GLADSTONE FINANCIAL CORP | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Hennion & Walsh Asset Management, Inc. | 11 | 11 | 0.16% | 0.23% | 0.29% | Q1 2021 | Q3 2023 | 11 |
Bridgewater Advisors Inc. | 11 | 11 | 0.08% | 0.18% | 0.38% | Q1 2021 | Q3 2023 | 11 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2022 | 10 |
FDx Advisors, Inc. | 4 | 1 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q2 2019 | 9 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.05% | 0.22% | 0.60% | Q2 2014 | Q2 2018 | 9 |
Commonwealth Equity Services, Inc | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2017 | 9 |
American Portfolios Advisors | 5 | 4 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2022 | 9 |
CREDIT SUISSE AG/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2022 | 8 |
Choate Investment Advisors | 7 | 1 | 0.01% | 0.02% | 0.02% | Q2 2016 | Q2 2018 | 8 |
Klingman & Associates, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 8 |
Janney Montgomery Scott LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2022 | 8 |
SeaCrest Wealth Management, LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2022 | 7 |
Logan Stone Capital, LLC | 7 | 7 | 0.10% | 0.52% | 0.86% | Q1 2022 | Q3 2023 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 6 | 1 | 0.02% | 0.05% | 0.07% | Q2 2021 | Q2 2023 | 7 |
Saba Capital Management, L.P. | 4 | 3 | 0.02% | 0.11% | 0.28% | Q4 2020 | Q3 2023 | 7 |
COHEN & STEERS, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2023 | 7 |
Edge Wealth Management LLC | 7 | 7 | 0.01% | 0.02% | 0.03% | Q4 2018 | Q2 2020 | 7 |
Joel Isaacson & Co., LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2016 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.01% | 0.02% | 0.03% | Q4 2019 | Q1 2021 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2018 | 6 |
SANDERS MORRIS HARRIS LLC | 4 | 2 | 0.08% | 0.09% | 0.10% | Q3 2020 | Q2 2022 | 6 |
RMB Capital Management, LLC | 3 | 1 | 0.01% | 0.01% | 0.03% | Q4 2016 | Q2 2020 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
IFP Advisors, Inc | 4 | 2 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2022 | 6 |
STIFEL FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2018 | 6 |
Steward Partners Investment Advisory, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 5 |
Ackerman Capital Advisors, LLC | 3 | 1 | 0.00% | 0.16% | 0.28% | Q1 2019 | Q3 2021 | 5 |
Parisi Gray Wealth Management | 5 | 5 | 0.12% | 0.13% | 0.15% | Q4 2017 | Q4 2018 | 5 |
MARINER INVESTMENT GROUP LLC | 4 | 1 | 0.08% | 0.17% | 0.21% | Q4 2014 | Q3 2017 | 5 |
UMB Bank, n.a. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
CANANDAIGUA NATIONAL BANK & TRUST CO | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q4 2023 | 4 |
BARCLAYS PLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Thomas J. Herzfeld Advisors, Inc. | 4 | 4 | 0.04% | 0.06% | 0.12% | Q1 2021 | Q4 2021 | 4 |
Procyon Advisors, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q2 2020 | 3 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2018 | 3 |
Advisory Services Network, LLC | 3 | 3 | 0.03% | 0.04% | 0.04% | Q1 2016 | Q3 2016 | 3 |
Woodline Partners LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q2 2023 | 3 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 3 |
JPMORGAN CHASE & CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
GEODE CAPITAL MANAGEMENT, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2015 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 3 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q4 2014 | 3 |
Partnervest Advisory Services LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
Catalyst Capital Advisors LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
WealthPLAN Partners, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2015 | 2 |
NEXT Financial Group, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
WESTPORT RESOURCES MANAGEMENT INC | 2 | 2 | 0.07% | 0.08% | 0.09% | Q4 2014 | Q1 2015 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 2 |
FIFTH THIRD BANCORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q3 2019 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Herold Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.03% | Q3 2021 | Q1 2022 | 2 |
M&T BANK CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Fort Point Capital Partners LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Bruderman Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q3 2022 | 1 |
Brendel Financial Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Barrett Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Neuberger Berman Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Wellspring Financial Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2021 | Q2 2021 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Next Capital Management LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2018 | Q4 2018 | 1 |
Samson Capital Advisors LLC | 1 | 1 | 0.48% | 0.48% | 0.48% | Q3 2015 | Q3 2015 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q4 2016 | Q4 2016 | 1 |
Lenox Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2016 | Q4 2016 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
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This page lists all the filers that currently own INVESCO TR INVT GRADE NY MUN or have owned INVESCO TR INVT GRADE NY MUN in the past.