Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 20 |
Gemmer Asset Management LLC | 11 | 8 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2018 | 19 |
Bulldog Investors, LLP | 8 | 1 | 0.05% | 0.25% | 0.55% | Q4 2009 | Q2 2014 | 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5 | 4 | 0.00% | 0.09% | 0.48% | Q1 2014 | Q4 2020 | 9 |
LPL Financial LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
WELLS FARGO & COMPANY/MN | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
NEEDHAM INVESTMENT MANAGEMENT LLC | 6 | 6 | 1.81% | 2.23% | 3.04% | Q2 2013 | Q3 2014 | 6 |
PNC FINANCIAL SERVICES GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Advisors Asset Management, Inc. | 6 | 6 | 0.10% | 0.19% | 0.32% | Q2 2013 | Q3 2014 | 6 |
Creative Planning | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
MSI Financial Services Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Transamerica Financial Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Regal Investment Advisors LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
CITIGROUP INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
OPPENHEIMER & CO INC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2014 | 6 |
BOSTON PRIVATE BANK & TRUST CO | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
BANK OF AMERICA CORP /DE/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
ROYAL BANK OF CANADA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
AMERIPRISE FINANCIAL INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
ROCKEFELLER FINANCIAL SERVICES INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
NORTH STAR ASSET MANAGEMENT INC | 6 | 6 | 0.05% | 0.05% | 0.06% | Q2 2013 | Q3 2014 | 6 |
MORGAN STANLEY | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
AMERICAN INTERNATIONAL GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
CREDIT SUISSE AG/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q2 2014 | 6 |
USCA RIA LLC | 5 | 5 | 0.08% | 0.10% | 0.14% | Q3 2013 | Q3 2014 | 5 |
FIFTH THIRD BANCORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
FIRST TRUST ADVISORS LP | 4 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 5 |
NATIONAL PLANNING CORP | 5 | 5 | 0.02% | 0.03% | 0.06% | Q3 2013 | Q3 2014 | 5 |
TCI Wealth Advisors, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2016 | 5 |
DEUTSCHE BANK AG\ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
Tower Research Capital LLC (TRC) | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2014 | 5 |
SeaBridge Investment Advisors LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Focused Wealth Management, Inc | 5 | 5 | 0.01% | 0.02% | 0.03% | Q3 2013 | Q3 2014 | 5 |
New England Private Wealth Advisors LLC | 4 | 4 | 0.09% | 0.11% | 0.16% | Q4 2013 | Q3 2014 | 4 |
Commonwealth Equity Services, Inc | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q3 2014 | 4 |
CENTRAL BANK & TRUST CO | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2014 | 4 |
GOLDMAN SACHS GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q4 2012 | 4 |
BARD ASSOCIATES INC | 4 | 4 | 0.13% | 0.32% | 0.40% | Q2 2013 | Q1 2014 | 4 |
MERIDIAN INVESTMENT COUNSEL INC. | 4 | 4 | 0.19% | 0.21% | 0.23% | Q4 2013 | Q3 2014 | 4 |
Cordasco Financial Network | 4 | 4 | 0.02% | 0.43% | 1.01% | Q4 2013 | Q3 2014 | 4 |
DOLIVER ADVISORS, LP | 3 | 1 | 0.41% | 0.65% | 0.89% | Q3 2014 | Q3 2015 | 4 |
US BANCORP \DE\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
RAYMOND JAMES & ASSOCIATES | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2014 | 3 |
LAZARD ASSET MANAGEMENT LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
Sandy Spring Bank | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Archer Investment Corp | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q1 2021 | 2 |
WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2014 | 2 |
Shaker Financial Services, LLC | 2 | 2 | 0.33% | 0.54% | 0.74% | Q3 2013 | Q4 2013 | 2 |
Thomas J. Herzfeld Advisors, Inc. | 2 | 2 | 0.02% | 0.05% | 0.08% | Q1 2014 | Q2 2014 | 2 |
NEXT Financial Group, Inc | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q3 2014 | 2 |
SIT INVESTMENT ASSOCIATES INC | 2 | 2 | 0.01% | 0.08% | 0.14% | Q1 2014 | Q2 2014 | 2 |
Virtu KCG Holdings LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q3 2014 | 2 |
STIFEL FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Yakira Capital Management, Inc. | 2 | 2 | 2.52% | 3.62% | 4.73% | Q2 2014 | Q3 2014 | 2 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q2 2014 | 2 |
CSS LLC/IL | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q3 2014 | 2 |
Full Value Advisors, LLC | 2 | 2 | 0.01% | 0.07% | 0.13% | Q4 2006 | Q1 2007 | 2 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Cambridge Investment Research Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
North Star Investment Management Corp. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q2 2014 | Q2 2014 | 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2014 | Q2 2014 | 1 |
Weiss Asset Management LP | 1 | 1 | 1.55% | 1.55% | 1.55% | Q2 2014 | Q2 2014 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2013 | Q2 2013 | 1 |
MUFG Americas Holdings Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q4 2010 | 1 |
VALLEY NATIONAL ADVISERS INC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2014 | Q4 2014 | 1 |
FLOW TRADERS U.S. LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Karpus Management, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
Cypress Capital Group | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2014 | Q2 2014 | 1 |
HIGHLAND CAPITAL MANAGEMENT LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
THOMPSON DAVIS & CO., INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q1 2014 | 1 |
GUGGENHEIM CAPITAL LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
External links
This page lists all the filers that currently own H & Q LIFE SCIENCES INVS or have owned H & Q LIFE SCIENCES INVS in the past.