FLAHERTY & CRUMRINE PFD INC shareholder history

Current and past FLAHERTY & CRUMRINE PFD INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BANK OF AMERICA CORP /DE/ 45450.00%0.00%0.00%Q2 2013Q2 202445
WELLS FARGO & COMPANY/MN 45450.00%0.00%0.00%Q2 2013Q2 202445
ROYAL BANK OF CANADA 45450.00%0.00%0.00%Q2 2013Q2 202445
MORGAN STANLEY 45450.00%0.00%0.00%Q2 2013Q2 202445
LPL Financial LLC 45450.00%0.00%0.01%Q2 2013Q2 202445
D.A. DAVIDSON & CO. 31110.00%0.01%0.02%Q4 2013Q2 202442
FIFTH THIRD BANCORP 42420.00%0.01%0.06%Q2 2013Q3 202342
UBS Group AG 39390.00%0.00%0.00%Q4 2014Q2 202439
Covington Capital Management 38380.01%0.04%0.09%Q2 2013Q3 202238
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2910.00%0.00%0.00%Q2 2015Q2 202435
CLIFFORD SWAN INVESTMENT COUNSEL LLC 34340.01%0.01%0.01%Q1 2016Q2 202434
Private Advisor Group, LLC 2120.00%0.01%0.02%Q3 2015Q2 202431
CITIGROUP INC 3010.00%0.00%0.00%Q2 2013Q2 202231
Summit X, LLC 29290.01%0.56%1.60%Q2 2017Q2 202429
US BANCORP \DE\ 2710.00%0.00%0.00%Q3 2015Q1 202328
COMMONWEALTH EQUITY SERVICES, LLC 27270.00%0.00%0.00%Q4 2017Q2 202427
Geneos Wealth Management Inc. 26260.00%0.00%0.00%Q1 2016Q2 202226
Mosaic Family Wealth, LLC 25250.02%0.06%0.14%Q4 2015Q4 202125
PNC FINANCIAL SERVICES GROUP, INC. 25250.00%0.00%0.00%Q2 2018Q2 202425
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 24240.00%0.00%0.00%Q3 2018Q2 202424
LADENBURG THALMANN FINANCIAL SERVICES INC. 23230.00%0.00%0.00%Q2 2014Q4 201923
First Allied Advisory Services, Inc. 1210.01%0.01%0.02%Q4 2014Q3 202022
RAYMOND JAMES & ASSOCIATES 21210.00%0.00%0.00%Q3 2018Q3 202321
STIFEL FINANCIAL CORP 1190.00%0.00%0.00%Q4 2017Q2 202420
American Portfolios Advisors 20200.00%0.00%0.00%Q4 2017Q3 202220
CEDAR HILL ASSOCIATES, LLC 1820.06%0.13%0.23%Q2 2013Q2 201820
SYNOVUS FINANCIAL CORP 1610.00%0.00%0.00%Q2 2013Q2 201819
Creative Planning 830.00%0.00%0.00%Q2 2013Q2 202119
S.A. Mason LLC 19190.03%0.06%0.08%Q4 2019Q2 202419
GUGGENHEIM CAPITAL LLC 1170.00%0.00%0.00%Q2 2013Q1 201818
OSAIC HOLDINGS, INC. 18180.00%0.00%0.00%Q1 2020Q2 202418
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.01%0.02%Q2 2013Q2 202417
SII INVESTMENTS INC/WI 17170.01%0.02%0.05%Q2 2013Q2 201717
SPC Financial, Inc. 16160.01%0.03%0.04%Q3 2020Q2 202416
BENJAMIN F. EDWARDS & COMPANY, INC. 16160.00%0.00%0.00%Q3 2020Q2 202416
AdvisorNet Financial, Inc 16160.01%0.01%0.01%Q1 2018Q4 202116
Cambridge Investment Research Advisors, Inc. 1420.00%0.00%0.00%Q1 2018Q2 202416
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
Cetera Investment Advisers 14140.00%0.01%0.01%Q4 2020Q1 202414
VSR Financial Services, Inc. 13130.02%0.03%0.04%Q2 2013Q2 201613
Oxbow Advisors, LLC 1210.01%0.02%0.03%Q2 2018Q3 202113
Quaker Wealth Management, LLC 620.04%0.06%0.09%Q4 2019Q4 202313
Lee Financial Co 1210.03%0.04%0.06%Q1 2017Q3 202013
West Branch Capital LLC 13130.00%0.01%0.01%Q2 2021Q2 202413
Investors Capital Advisory Services 12120.04%0.05%0.06%Q3 2013Q2 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
ENVESTNET ASSET MANAGEMENT INC 11110.00%0.00%0.00%Q4 2018Q2 202111
Poehling Capital Management, INC. 11110.04%0.05%0.07%Q1 2020Q3 202211
NewEdge Advisors, LLC 11110.00%0.00%0.01%Q4 2021Q2 202411
Raymond James Financial Services Advisors, Inc. 11110.00%0.00%0.00%Q2 2019Q4 202111
Formidable Asset Management, LLC 11110.00%0.00%0.00%Q3 2013Q1 201611
Federation des caisses Desjardins du Quebec 10100.00%0.00%0.00%Q1 2022Q2 202410
Risk Paradigm Group, LLC 510.01%0.02%0.04%Q1 2015Q4 201710
Cetera Advisors LLC 810.01%0.01%0.02%Q4 2014Q2 201810
SIT INVESTMENT ASSOCIATES INC 620.00%0.02%0.04%Q2 2013Q2 202410
Invesco Ltd. 550.00%0.00%0.00%Q4 2016Q2 202310
Vanguard Capital Wealth Advisors 990.25%0.30%0.35%Q1 2021Q1 20239
Cetera Advisor Networks LLC 520.00%0.01%0.02%Q3 2017Q2 20209
Horizon Kinetics 990.00%0.01%0.01%Q4 2016Q4 20189
Firestone Capital Management 880.00%0.00%0.01%Q4 2019Q3 20218
Parkside Investments, LLC 770.06%0.14%0.29%Q1 2017Q3 20187
WFG Advisors, LP 770.01%0.02%0.02%Q2 2013Q4 20147
MOSAIC FAMILY WEALTH PARTNERS, LLC 770.02%0.02%0.03%Q4 2022Q2 20247
NEXT Financial Group, Inc 220.00%0.00%0.00%Q2 2014Q4 20216
HARBOUR INVESTMENTS, INC. 420.00%0.00%0.00%Q1 2021Q3 20226
Rehmann Capital Advisory Group 660.00%0.00%0.00%Q1 2018Q2 20196
Elite Wealth Management, Inc. 660.02%0.02%0.03%Q2 2013Q3 20146
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q3 2018Q3 20236
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Commonwealth Equity Services, Inc 660.00%0.00%0.00%Q2 2016Q3 20176
Spotlight Asset Group, Inc. 660.05%0.05%0.06%Q4 2019Q1 20216
Mariner, LLC 660.00%0.00%0.00%Q3 2022Q4 20236
Tower Research Capital LLC (TRC) 410.00%0.00%0.00%Q2 2013Q1 20165
FLAGSHIP HARBOR ADVISORS, LLC 550.01%0.01%0.01%Q2 2018Q2 20195
Resonant Capital Advisors, LLC 550.01%0.01%0.01%Q2 2023Q2 20245
ATTICUS WEALTH MANAGEMENT, LLC 550.01%0.01%0.01%Q2 2023Q2 20245
FMR LLC 110.00%0.00%0.00%Q4 2019Q4 20235
Consolidated Portfolio Review Corp 550.09%0.17%0.24%Q2 2023Q2 20245
Matisse Capital 440.09%0.49%0.74%Q3 2023Q2 20244
Allworth Financial LP 440.00%0.00%0.00%Q3 2022Q2 20234
MILLENNIUM MANAGEMENT LLC 440.00%0.00%0.00%Q3 2023Q2 20244
Newbridge Financial Services Group, Inc. 440.25%0.27%0.29%Q3 2020Q2 20214
Saba Capital Management, L.P. 440.00%0.01%0.02%Q3 2023Q2 20244
RIVERNORTH CAPITAL MANAGEMENT, LLC 310.00%0.02%0.03%Q1 2022Q2 20244
BESSEMER GROUP INC 220.00%0.00%0.00%Q2 2021Q2 20244
AQR Arbitrage LLC 440.01%0.02%0.02%Q3 2023Q2 20244
Logan Stone Capital, LLC 310.04%0.06%0.08%Q4 2022Q1 20244
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q1 20244
First City Capital Management, Inc. 220.01%0.01%0.01%Q2 2014Q1 20164
Future Financial Wealth Managment LLC 220.03%0.11%0.16%Q4 2021Q4 20224
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 330.03%0.03%0.03%Q4 2023Q2 20243
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 110.00%0.01%0.04%Q1 2023Q2 20243
UNITED CAPITAL FINANCIAL ADVISORS, LLC 210.00%0.00%0.01%Q2 2013Q2 20223
JPMORGAN CHASE & CO 330.00%0.00%0.00%Q2 2023Q4 20233
Perigon Wealth Management, LLC 110.01%0.01%0.01%Q3 2017Q4 20203
FINANCIAL MANAGEMENT NETWORK INC 210.03%0.04%0.07%Q3 2022Q4 20233
Curi RMB Capital, LLC 330.01%0.02%0.03%Q2 2015Q4 20153
Arlington Capital Management, Inc. 330.11%0.12%0.13%Q4 2023Q2 20243
ORBA Wealth Advisors, L.L.C. 330.06%0.06%0.07%Q4 2023Q2 20243
SCHMIDT P J INVESTMENT MANAGEMENT INC 330.04%0.04%0.04%Q2 2022Q4 20223
TRUE Private Wealth Advisors 330.03%0.03%0.04%Q2 2019Q4 20193
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 210.01%0.02%0.02%Q4 2018Q3 20213
RPO LLC 330.08%0.13%0.15%Q4 2023Q2 20243
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
Sowell Financial Services LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Burleson & Company, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 220.04%0.05%0.05%Q1 2018Q2 20182
Stratos Wealth Partners, LTD. 220.00%0.00%0.00%Q4 2017Q1 20182
CX Institutional 110.00%0.00%0.00%Q3 2021Q2 20222
Allegis Investment Advisors, LLC 220.05%0.05%0.06%Q4 2016Q1 20172
MUFG Americas Holdings Corp 220.00%0.00%0.00%Q1 2013Q2 20132
HORIZON KINETICS ASSET MANAGEMENT LLC 220.01%0.01%0.01%Q1 2019Q2 20192
Madden Advisory Services, Inc. 220.03%0.04%0.04%Q2 2014Q3 20142
FIRST FOUNDATION ADVISORS 220.02%0.03%0.04%Q3 2015Q4 20152
RPg Family Wealth Advisory, LLC 110.01%0.02%0.02%Q3 2017Q1 20182
CAPTRUST FINANCIAL ADVISORS 110.01%0.01%0.02%Q2 2013Q4 20132
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
IFP Advisors, Inc 110.00%0.01%0.01%Q4 2016Q2 20182
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q2 2013Q3 20132
Joseph P. Lucia & Associates, LLC 220.07%0.07%0.08%Q2 2019Q3 20192
Wealthspire Advisors, L.P. 220.00%0.00%0.00%Q4 2015Q1 20162
Brookstone Capital Management 220.00%0.00%0.00%Q2 2015Q3 20152
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Lenox Wealth Management, Inc. 220.02%0.02%0.03%Q1 2014Q2 20142
Pine River Capital Management L.P. 110.00%0.00%0.00%Q4 2013Q4 20131
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
TRUIST FINANCIAL CORP 110.00%0.00%0.00%Q3 2022Q3 20221
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q2 2024Q2 20241
Litman Gregory Wealth Management LLC 110.00%0.00%0.00%Q1 2018Q1 20181
FineMark National Bank & Trust 110.02%0.02%0.02%Q3 2013Q3 20131
Interchange Capital Partners, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Archford Capital Strategies, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Adams Wealth Management 110.02%0.02%0.02%Q3 2020Q3 20201
HUNTINGTON NATIONAL BANK 110.00%0.00%0.00%Q1 2011Q1 20111
Cerity Partners LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Atlas Private Wealth Management, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2013Q2 20131
Laurion Capital Management LP 110.00%0.00%0.00%Q4 2017Q4 20171
McElhenny Sheffield Capital Management, LLC 110.04%0.04%0.04%Q4 2022Q4 20221
Catalina Capital Group, LLC 110.06%0.06%0.06%Q2 2024Q2 20241
ROBINSON CAPITAL MANAGEMENT, LLC 110.16%0.16%0.16%Q2 2018Q2 20181
Baystate Wealth Management LLC 110.00%0.00%0.00%Q4 2023Q4 20231
Kestra Advisory Services, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Alpine Global Management, LLC 110.04%0.04%0.04%Q4 2017Q4 20171
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
TFS CAPITAL LLC 110.01%0.01%0.01%Q2 2015Q2 20151
Hartford Financial Management Inc. 110.38%0.38%0.38%Q2 2013Q2 20131
Sandy Spring Bank 110.00%0.00%0.00%Q3 2019Q3 20191
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Rockefeller Capital Management L.P. 110.00%0.00%0.00%Q2 2022Q2 20221
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q2 2024Q2 20241
NAPA WEALTH MANAGEMENT 110.46%0.46%0.46%Q2 2024Q2 20241
Apella Capital, LLC 110.01%0.01%0.01%Q2 2024Q2 20241
PFG Investments, LLC 110.06%0.06%0.06%Q1 2024Q1 20241
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Alera Investment Advisors, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
HighTower Advisors, LLC 110.00%0.00%0.00%Q2 2024Q2 20241
External links

This page lists all the filers that currently own FLAHERTY & CRUMRINE PFD INC or have owned FLAHERTY & CRUMRINE PFD INC in the past.