ELLSWORTH GROWTH & INCOME FD shareholder history

Current and past ELLSWORTH GROWTH & INCOME FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.00%0.01%0.04%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
Advisors Asset Management, Inc. 42420.01%0.10%0.26%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
RAYMOND JAMES & ASSOCIATES 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
Bulldog Investors, LLP 3270.06%0.28%0.77%Q4 2009Q3 202339
Aviance Capital Partners, LLC 3430.04%0.26%0.41%Q2 2013Q3 202337
UBS Group AG 36360.00%0.00%0.01%Q4 2014Q3 202336
MERIDIAN INVESTMENT COUNSEL INC. 2690.03%0.11%0.16%Q3 2014Q3 202335
ALTFEST L J & CO INC 3050.02%0.24%0.82%Q4 2013Q3 202335
Relative Value Partners Group, LLC 34340.02%0.05%0.24%Q2 2015Q3 202334
Raymond James Financial Services Advisors, Inc. 33330.00%0.01%0.02%Q3 2015Q3 202333
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1610.01%0.10%0.52%Q4 2013Q1 202329
Invesco Ltd. 2180.00%0.00%0.00%Q2 2015Q3 202329
PNC FINANCIAL SERVICES GROUP, INC. 28280.00%0.00%0.00%Q4 2016Q3 202328
LADENBURG THALMANN FINANCIAL SERVICES INC. 2330.00%0.00%0.00%Q2 2013Q4 201926
Shaker Financial Services, LLC 810.05%0.34%0.83%Q2 2013Q2 202326
HighTower Advisors, LLC 2320.00%0.01%0.01%Q2 2013Q2 202325
Institute for Wealth Management, LLC. 1960.09%0.17%0.30%Q2 2017Q3 202325
AMERIPRISE FINANCIAL INC 1960.00%0.00%0.00%Q3 2016Q3 202325
Parallel Advisors, LLC 14110.00%0.01%0.02%Q4 2016Q3 202325
WOLVERINE ASSET MANAGEMENT LLC 710.00%0.01%0.03%Q2 2013Q1 202323
LPL Financial LLC 1840.00%0.00%0.00%Q4 2017Q3 202322
Cambridge Investment Research Advisors, Inc. 1210.00%0.00%0.00%Q1 2016Q3 202322
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1810.00%0.01%0.03%Q4 2013Q3 202322
Baird Financial Group, Inc. 21210.00%0.00%0.00%Q3 2018Q3 202321
Saba Capital Management, L.P. 1010.01%0.06%0.16%Q4 2013Q3 202321
STIFEL FINANCIAL CORP 21210.00%0.00%0.00%Q3 2018Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
9258 Wealth Management, LLC 20200.09%0.37%0.84%Q4 2018Q3 202320
DOLIVER ADVISORS, LP 1410.04%0.38%0.87%Q1 2013Q4 202120
MML INVESTORS SERVICES, LLC 1360.00%0.02%0.03%Q1 2017Q3 202219
IFP Advisors, Inc 1110.00%0.00%0.01%Q4 2015Q3 202318
Old Port Advisors 1010.07%0.16%0.34%Q2 2018Q3 202317
GEODE CAPITAL MANAGEMENT, LLC 17170.00%0.00%0.00%Q4 2013Q4 201717
Concert Wealth Management Inc. 16160.08%0.10%0.18%Q2 2013Q1 201716
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
MSI Financial Services Inc 15150.04%0.09%0.16%Q2 2013Q4 201615
Royal Fund Management, LLC 14140.00%0.00%0.01%Q4 2016Q1 202014
Coe Capital Management, LLC 14140.08%0.10%0.18%Q2 2013Q3 201614
COMMONWEALTH EQUITY SERVICES, LLC 1310.00%0.00%0.00%Q4 2017Q3 202314
RAYMOND JAMES TRUST N.A. 14140.01%0.01%0.01%Q2 2018Q3 202114
Avior Wealth Management, LLC 950.00%0.00%0.00%Q4 2019Q3 202314
CITIGROUP INC 14140.00%0.00%0.00%Q2 2013Q3 201614
Total Clarity Wealth Management, Inc. 13130.06%0.29%0.57%Q4 2019Q4 202213
Gramercy Funds Management LLC 13130.25%0.39%0.69%Q2 2013Q2 201613
Foundations Investment Advisors, LLC 12120.01%0.03%0.07%Q2 2020Q1 202312
1607 Capital Partners, LLC 12120.09%0.18%0.23%Q2 2013Q1 201612
Advisor Group, Inc. 12120.00%0.00%0.00%Q1 2017Q4 201912
SENTINEL TRUST CO LBA 12120.05%0.06%0.11%Q3 2013Q2 201612
Full Value Advisors, LLC 11110.23%0.56%0.73%Q1 2007Q3 200911
SUSQUEHANNA INTERNATIONAL GROUP, LLP 810.00%0.00%0.00%Q2 2013Q1 202311
RMB Capital Management, LLC 210.00%0.01%0.02%Q3 2015Q3 202010
SIT INVESTMENT ASSOCIATES INC 990.01%0.03%0.06%Q1 2015Q1 20179
GPS Wealth Strategies Group, LLC 630.00%0.00%0.00%Q2 2021Q3 20239
Tower Research Capital LLC (TRC) 810.00%0.00%0.00%Q4 2013Q2 20209
Dalton Investments LLC 880.03%0.15%0.22%Q2 2013Q1 20158
Private Advisor Group, LLC 510.00%0.00%0.01%Q2 2018Q3 20238
OAK HARBOR WEALTH PARTNERS, LLC 880.06%0.10%0.12%Q4 2021Q3 20238
KCS Wealth Advisory 880.08%0.10%0.12%Q4 2017Q3 20198
AQR Arbitrage LLC 710.00%0.02%0.04%Q1 2015Q3 20238
NewEdge Advisors, LLC 880.01%0.01%0.02%Q4 2021Q3 20238
Relative Value Partners, LLC 880.26%0.32%0.36%Q2 2013Q1 20158
Bogart Wealth, LLC 880.00%0.00%0.00%Q1 2021Q4 20228
HIGHLAND CAPITAL MANAGEMENT LP 610.00%0.01%0.01%Q2 2013Q2 20157
Hennion & Walsh Asset Management, Inc. 770.02%0.05%0.07%Q1 2021Q3 20227
Creative Planning 210.00%0.00%0.00%Q4 2013Q3 20217
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20146
Logan Stone Capital, LLC 330.04%0.14%0.19%Q4 2021Q2 20236
North Star Investment Management Corp. 660.00%0.00%0.00%Q4 2016Q1 20186
SIGNET FINANCIAL MANAGEMENT, LLC 660.02%0.04%0.07%Q4 2014Q1 20166
Quad-Cities Investment Group, LLC 660.00%0.01%0.01%Q2 2018Q3 20196
FourThought Financial, LLC 660.02%0.08%0.12%Q2 2021Q3 20226
Trek Financial, LLC 510.01%0.03%0.04%Q2 2020Q1 20226
JPMORGAN CHASE & CO 420.00%0.00%0.00%Q1 2022Q3 20236
BESSEMER GROUP INC 420.00%0.00%0.00%Q4 2021Q2 20236
WNY Asset Management, LLC 550.17%0.28%0.34%Q3 2022Q3 20235
Kovitz Investment Group Partners, LLC 550.00%0.00%0.01%Q1 2019Q1 20205
Claraphi Advisory Network, LLC 550.05%0.07%0.10%Q4 2021Q4 20225
Baldrige Asset Management LLC 320.00%0.01%0.01%Q2 2021Q1 20235
CAPTRUST FINANCIAL ADVISORS 550.00%0.00%0.00%Q3 2022Q3 20235
Tradewinds Capital Management, LLC 550.02%0.02%0.02%Q4 2013Q4 20145
REILLY FINANCIAL ADVISORS, LLC 550.00%0.00%0.00%Q2 2019Q2 20205
COHEN & STEERS, INC. 550.00%0.00%0.00%Q4 2019Q4 20205
BENJAMIN F. EDWARDS & COMPANY, INC. 550.00%0.01%0.01%Q2 2022Q2 20235
TFS CAPITAL LLC 310.01%0.01%0.01%Q2 2013Q1 20165
IHT Wealth Management, LLC 440.02%0.02%0.02%Q2 2019Q1 20204
B. Riley Wealth Advisors, Inc. 210.00%0.01%0.02%Q2 2013Q4 20144
David J Yvars Group 440.14%0.15%0.17%Q4 2020Q3 20214
Laurel Wealth Advisors, Inc. 210.04%0.04%0.05%Q4 2018Q4 20193
Ruggaard & Associates LLC 330.09%0.09%0.10%Q1 2023Q3 20233
TOMPKINS FINANCIAL CORP 210.01%0.01%0.01%Q2 2013Q4 20143
FourThought Financial Partners, LLC 210.10%0.12%0.13%Q4 2022Q3 20233
FIRST TRUST ADVISORS LP 110.00%0.00%0.00%Q1 2014Q2 20153
SIGNATUREFD, LLC 210.00%0.00%0.00%Q3 2016Q3 20183
Investors Capital Advisory Services 330.03%0.03%0.03%Q4 2015Q2 20163
Perigon Wealth Management, LLC 330.00%0.01%0.01%Q4 2022Q2 20233
PANAGORA ASSET MANAGEMENT INC 330.00%0.00%0.00%Q4 2014Q2 20153
JOHN G ULLMAN & ASSOCIATES INC 330.02%0.30%0.46%Q2 2013Q4 20133
Quantedge Capital Pte Ltd 330.04%0.06%0.09%Q1 2022Q3 20223
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
FNY Investment Advisers, LLC 110.01%0.01%0.02%Q3 2019Q3 20213
ICON ADVISERS INC/CO 330.06%0.10%0.16%Q2 2022Q4 20223
AQR Capital Management 210.00%0.00%0.00%Q3 2013Q4 20143
Ancora Advisors LLC 210.01%0.02%0.02%Q3 2014Q4 20153
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 330.02%0.03%0.05%Q1 2021Q3 20213
TWIN FOCUS CAPITAL PARTNERS, LLC 330.07%0.07%0.08%Q2 2019Q4 20193
NWAM LLC 330.24%0.25%0.27%Q2 2012Q4 20123
FMR LLC 110.00%0.00%0.00%Q4 2021Q4 20222
OPPENHEIMER & CO INC 220.00%0.00%0.00%Q1 2017Q2 20172
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q2 2018Q4 20202
Geneos Wealth Management Inc. 110.00%0.00%0.00%Q4 2019Q1 20212
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q1 2014Q2 20142
Steward Partners Investment Advisory, LLC 220.00%0.00%0.00%Q4 2016Q1 20172
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q1 2014Q2 20152
BDO Wealth Advisors, LLC 220.00%0.00%0.00%Q2 2017Q3 20172
Weiss Asset Management LP 110.00%0.05%0.09%Q4 2014Q4 20212
Capital Investment Advisory Services, LLC 220.01%0.01%0.01%Q1 2019Q2 20192
ENVESTNET ASSET MANAGEMENT INC 220.00%0.00%0.00%Q4 2022Q1 20232
Hightower 6M Holding, LLC 220.01%0.01%0.02%Q1 2022Q2 20222
US BANCORP \DE\ 220.00%0.00%0.00%Q2 2013Q3 20132
Cornerstone Advisors, LLC 220.03%0.03%0.03%Q2 2023Q3 20232
MONEY CONCEPTS CAPITAL CORP 110.00%0.01%0.01%Q1 2022Q4 20222
FIRST MANHATTAN CO. LLC. 220.00%0.00%0.00%Q2 2023Q3 20232
6 Meridian 110.02%0.02%0.02%Q4 2017Q4 20212
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2021Q4 20211
ADVISOR PARTNERS II, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
JNBA Financial Advisors 110.00%0.00%0.00%Q3 2016Q3 20161
Cetera Investment Advisers 110.00%0.00%0.00%Q4 2022Q4 20221
Matisse Capital 110.13%0.13%0.13%Q1 2020Q1 20201
MARINER INVESTMENT GROUP LLC 110.05%0.05%0.05%Q4 2014Q4 20141
Mariner, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
V Wealth Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Eudaimonia Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Sonora Investment Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q1 2021Q1 20211
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
CWM, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Corbenic Partners LLC 110.01%0.01%0.01%Q4 2017Q4 20171
SII INVESTMENTS INC/WI 110.01%0.01%0.01%Q3 2017Q3 20171
PARAMETRIC PORTFOLIO ASSOCIATES LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Walleye Capital LLC 110.00%0.00%0.00%Q1 2023Q1 20231
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Vanguard Capital Wealth Advisors 110.13%0.13%0.13%Q4 2022Q4 20221
NORTHERN CAPITAL MANAGEMENT LLC 110.03%0.03%0.03%Q4 2018Q4 20181
Karpus Management, Inc. 110.01%0.01%0.01%Q3 2013Q3 20131
Ausdal Financial Partners, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
Atria Wealth Solutions, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
Laurion Capital Management LP 110.00%0.00%0.00%Q1 2017Q1 20171
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2020Q1 20201
Woodline Partners LP 110.00%0.00%0.00%Q4 2022Q4 20221
BOOTHBAY FUND MANAGEMENT, LLC 110.02%0.02%0.02%Q2 2022Q2 20221
CORNERSTONE ADVISORS INC 110.02%0.02%0.02%Q4 2016Q4 20161
Intrinsic Edge Capital Management LLC 110.07%0.07%0.07%Q4 2016Q4 20161
FineMark National Bank & Trust 110.00%0.00%0.00%Q2 2016Q2 20161
Lindbrook Capital, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
INVESTMENT CENTERS OF AMERICA INC 110.02%0.02%0.02%Q3 2017Q3 20171
First Personal Financial Services 110.00%0.00%0.00%Q4 2021Q4 20211
NEXT Financial Group, Inc 110.00%0.00%0.00%Q4 2021Q4 20211
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q1 2021Q1 20211
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q4 2020Q4 20201
Sigma Planning Corp 110.01%0.01%0.01%Q4 2018Q4 20181
REGENTATLANTIC CAPITAL LLC 110.00%0.00%0.00%Q4 2014Q4 20141
MUFG Americas Holdings Corp 110.01%0.01%0.01%Q1 2020Q1 20201
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20141
BNP PARIBAS FINANCIAL MARKETS 110.00%0.00%0.00%Q2 2014Q2 20141
Ellevest, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
External links

This page lists all the filers that currently own ELLSWORTH GROWTH & INCOME FD or have owned ELLSWORTH GROWTH & INCOME FD in the past.