CLEARBRIDGE ENERGY MLP TR FD shareholder history

Current and past CLEARBRIDGE ENERGY MLP TR FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 29290.00%0.00%0.00%Q2 2013Q2 202029
LPL Financial LLC 29290.00%0.01%0.02%Q2 2013Q2 202029
WELLS FARGO & COMPANY/MN 29290.00%0.00%0.01%Q2 2013Q2 202029
BANK OF AMERICA CORP /DE/ 29290.00%0.00%0.00%Q2 2013Q2 202029
CITIGROUP INC 29290.00%0.00%0.00%Q2 2013Q2 202029
Advisors Asset Management, Inc. 29290.02%0.15%0.25%Q2 2013Q2 202029
ClearBridge Investments 29290.00%0.00%0.00%Q2 2013Q2 202029
Invesco Ltd. 29290.00%0.00%0.00%Q2 2013Q2 202029
MORGAN STANLEY 29290.00%0.01%0.02%Q2 2013Q2 202029
GUGGENHEIM CAPITAL LLC 29290.01%0.03%0.04%Q2 2013Q2 202029
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.00%Q2 2013Q4 201927
Janney Montgomery Scott LLC 16110.00%0.04%0.36%Q3 2013Q2 202027
OPPENHEIMER & CO INC 1010.00%0.01%0.04%Q2 2013Q2 202023
DOLIVER ADVISORS, LP 920.04%0.46%2.04%Q1 2014Q2 202023
PNC FINANCIAL SERVICES GROUP, INC. 23230.00%0.00%0.00%Q2 2013Q4 201823
UBS Group AG 23230.00%0.00%0.01%Q4 2014Q2 202023
SIT INVESTMENT ASSOCIATES INC 21210.02%0.14%0.34%Q3 2015Q3 202021
HUNTINGTON NATIONAL BANK 1810.00%0.00%0.00%Q4 2016Q3 202321
Raymond James Financial Services Advisors, Inc. 2010.00%0.01%0.11%Q2 2013Q2 202021
STEPHENS INC /AR/ 20200.00%0.08%0.11%Q3 2015Q2 202020
JPMORGAN CHASE & CO 20200.00%0.00%0.00%Q3 2015Q2 202020
PRIVATE TRUST CO NA 1370.01%0.02%0.04%Q1 2013Q2 202020
Oxbow Advisors, LLC 19190.17%1.58%3.23%Q4 2015Q2 202019
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
STIFEL FINANCIAL CORP 1610.00%0.00%0.01%Q4 2015Q2 202017
AMERIPRISE FINANCIAL INC 1420.00%0.00%0.00%Q2 2013Q2 202016
RAYMOND JAMES & ASSOCIATES 1010.00%0.00%0.00%Q1 2014Q2 202016
QCI ASSET MANAGEMENT INC/NY 16160.00%0.00%0.01%Q2 2013Q1 201716
D.A. DAVIDSON & CO. 1210.00%0.00%0.02%Q2 2013Q2 201714
Apriem Advisors 1310.00%0.05%0.11%Q1 2014Q2 201814
Private Advisor Group, LLC 510.00%0.03%0.11%Q4 2013Q2 202014
Steward Partners Investment Advisory, LLC 940.00%0.01%0.01%Q1 2017Q2 202013
MSI Financial Services Inc 13130.00%0.00%0.00%Q4 2013Q4 201613
BB&T SECURITIES, LLC 930.00%0.00%0.01%Q4 2014Q3 201812
IFP Advisors, Inc 1110.00%0.00%0.01%Q4 2015Q4 201812
Advisor Group, Inc. 12120.00%0.00%0.00%Q1 2017Q4 201912
YorkBridge Wealth Partners, LLC 11110.03%0.04%0.06%Q4 2016Q2 201911
Thomas J. Herzfeld Advisors, Inc. 740.03%0.07%0.14%Q3 2015Q3 201811
Horizon Kinetics 11110.10%0.14%0.18%Q2 2016Q4 201811
1832 Asset Management L.P. 650.01%0.01%0.02%Q2 2014Q4 201911
1834 INVESTMENT ADVISORS CO 11110.00%0.00%0.00%Q4 2017Q2 202011
RIVERNORTH CAPITAL MANAGEMENT, LLC 920.00%0.38%0.80%Q3 2014Q2 202011
AMERICAN INTERNATIONAL GROUP, INC. 820.00%0.00%0.00%Q2 2013Q1 201610
GOLDMAN SACHS GROUP INC 10100.00%0.00%0.00%Q1 2018Q2 202010
WFG Advisors, LP 910.00%0.00%0.00%Q4 2014Q2 201710
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.01%0.03%Q4 2013Q1 202010
Oakworth Capital, Inc. 10100.01%0.02%0.02%Q4 2013Q1 201610
AdvisorNet Financial, Inc 990.00%0.00%0.00%Q1 2018Q1 20209
CENTRAL TRUST Co 990.00%0.00%0.00%Q2 2013Q2 20159
Estabrook Capital Management 990.00%0.00%0.00%Q4 2013Q4 20159
CORNERSTONE ADVISORS INC 710.05%0.92%1.80%Q1 2014Q1 20199
Icon Wealth Partners, LLC 990.08%0.18%0.30%Q4 2017Q4 20199
COMMONWEALTH EQUITY SERVICES, LLC 420.00%0.00%0.00%Q4 2017Q2 20209
BLAIR WILLIAM & CO/IL 990.00%0.00%0.00%Q2 2013Q2 20159
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 880.00%0.00%0.00%Q3 2018Q2 20208
MGO ONE SEVEN LLC 880.01%0.07%0.14%Q3 2018Q2 20208
FIFTH THIRD BANCORP 610.00%0.00%0.00%Q2 2014Q3 20198
Freestone Capital Holdings, LLC 880.00%0.07%0.11%Q3 2016Q2 20188
RMB Capital Management, LLC 710.00%0.02%0.06%Q2 2015Q2 20208
Valeo Financial Advisors, LLC 770.00%0.00%0.00%Q3 2018Q1 20207
BAIRD ROBERT W & CO INC /WI/ 520.00%0.00%0.01%Q2 2013Q1 20157
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 770.01%0.01%0.01%Q1 2017Q3 20187
KAYNE ANDERSON CAPITAL ADVISORS LP 770.00%0.03%0.09%Q4 2018Q2 20207
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 510.00%0.00%0.00%Q3 2015Q2 20207
WESTPORT RESOURCES MANAGEMENT INC 770.02%0.03%0.04%Q2 2013Q4 20147
USCA RIA LLC 770.00%0.01%0.02%Q4 2018Q2 20207
Pinnacle Bancorp, Inc. 770.00%0.01%0.01%Q4 2018Q2 20207
HORIZON KINETICS ASSET MANAGEMENT LLC 660.01%0.07%0.11%Q1 2019Q2 20206
Tower Research Capital LLC (TRC) 410.00%0.00%0.01%Q2 2013Q1 20166
CULLEN/FROST BANKERS, INC. 660.00%0.00%0.00%Q1 2019Q2 20206
Perigon Wealth Management, LLC 330.00%0.43%0.88%Q2 2014Q1 20186
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
M&T BANK CORP 420.00%0.00%0.00%Q3 2014Q1 20166
Matisse Capital 310.27%1.43%2.49%Q4 2016Q1 20205
US BANCORP \DE\ 320.00%0.00%0.00%Q2 2013Q1 20195
Creative Planning 310.00%0.00%0.00%Q2 2014Q1 20175
OTA Financial Group L.P. 210.14%0.26%0.38%Q3 2013Q4 20175
6 Meridian 320.01%0.05%0.10%Q1 2019Q2 20205
WOODMONT INVESTMENT COUNSEL LLC 410.01%0.01%0.02%Q2 2015Q3 20165
DUBUQUE BANK & TRUST CO 410.00%0.00%0.00%Q2 2015Q1 20195
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q2 2017Q1 20195
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 440.01%0.23%0.87%Q2 2013Q1 20144
ENVESTNET ASSET MANAGEMENT INC 440.01%0.01%0.02%Q3 2014Q2 20154
WHITTIER TRUST CO 220.00%0.00%0.00%Q4 2013Q2 20174
SEI INVESTMENTS CO 440.00%0.00%0.00%Q1 2016Q4 20164
BNP PARIBAS FINANCIAL MARKETS 440.00%0.00%0.00%Q1 2014Q4 20144
ARCADIA INVESTMENT MANAGEMENT CORP/MI 440.00%0.00%0.00%Q2 2019Q1 20204
MASSMUTUAL TRUST CO FSB/ADV 210.00%0.01%0.01%Q3 2014Q2 20174
NINE MASTS CAPITAL Ltd 210.01%0.08%0.21%Q2 2015Q1 20184
TFS CAPITAL LLC 210.04%0.07%0.14%Q1 2014Q1 20164
ROBINSON CAPITAL MANAGEMENT, LLC 440.43%1.34%1.89%Q4 2013Q3 20144
UNITED CAPITAL FINANCIAL ADVISORS, LLC 440.01%0.02%0.04%Q3 2014Q2 20154
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 310.04%0.08%0.12%Q2 2015Q2 20204
NEWGATE CAPITAL MANAGEMENT LLC 330.77%1.81%3.01%Q1 2014Q3 20143
Merriman Wealth Management, LLC 210.08%0.13%0.18%Q4 2016Q1 20193
Weiss Asset Management LP 110.01%0.11%0.26%Q4 2015Q4 20183
Carroll Financial Associates, Inc. 210.00%0.00%0.00%Q1 2019Q2 20203
HARBOR INVESTMENT ADVISORY, LLC 330.00%0.00%0.00%Q4 2019Q2 20203
WHITTIER TRUST CO OF NEVADA INC 330.01%0.02%0.02%Q1 2015Q3 20153
Pegasus Partners Ltd. 330.05%0.13%0.24%Q4 2019Q2 20203
Glassman Wealth Services 210.00%0.01%0.02%Q4 2016Q1 20203
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q4 2017Q4 20183
Marathon Trading Investment Management LLC 330.02%0.02%0.02%Q1 2014Q3 20143
HITE Hedge Asset Management LLC 330.30%0.35%0.44%Q1 2019Q3 20193
Kingsview Wealth Management, LLC 330.03%0.06%0.12%Q4 2019Q2 20203
Citadel Advisors 210.00%0.00%0.00%Q1 2018Q2 20203
Cornerstone Advisors, LLC 330.00%0.07%0.14%Q4 2019Q2 20203
TRUIST FINANCIAL CORP 330.00%0.00%0.00%Q4 2019Q2 20203
Karpus Management, Inc. 330.26%0.29%0.32%Q4 2014Q2 20153
Cornerstone Wealth Management, LLC 220.01%0.02%0.03%Q2 2018Q3 20182
OSAIC HOLDINGS, INC. 220.00%0.00%0.00%Q1 2020Q2 20202
BANK OF NOVA SCOTIA 220.01%0.01%0.01%Q3 2016Q4 20162
Lebenthal Holdings,LLC 220.07%0.10%0.14%Q4 2014Q1 20152
Catalyst Capital Advisors LLC 220.00%0.00%0.00%Q3 2014Q4 20142
HighTower Advisors, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
NORTHERN TRUST CORP 110.00%0.00%0.00%Q4 2013Q1 20182
Baird Financial Group, Inc. 220.00%0.00%0.00%Q2 2015Q3 20152
HSBC HOLDINGS PLC 220.00%0.00%0.00%Q1 2020Q2 20202
BlackRock Inc. 220.00%0.00%0.00%Q1 2017Q2 20172
First Allied Advisory Services, Inc. 220.02%0.02%0.03%Q2 2014Q3 20142
Bellwether Investment Group, LLC 110.39%0.40%0.41%Q2 2016Q4 20162
Jane Street Holding, LLC 220.01%0.01%0.01%Q2 2013Q3 20132
Tradeworx Inc. 220.10%0.12%0.13%Q1 2013Q2 20132
PATHSTONE FAMILY OFFICE, LLC 110.21%0.21%0.21%Q2 2013Q2 20131
Aristides Capital LLC 110.04%0.04%0.04%Q1 2020Q1 20201
BROWN ADVISORY INC 110.00%0.00%0.00%Q3 2016Q3 20161
Johnson Financial Group, Inc. 110.00%0.00%0.00%Q3 2016Q3 20161
LUCAS CAPITAL MANAGEMENT 110.16%0.16%0.16%Q2 2015Q2 20151
Cribstone Capital Management, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
Paloma Partners Management Co 110.01%0.01%0.01%Q4 2013Q4 20131
Personal Capital Advisors Corp 110.01%0.01%0.01%Q1 2016Q1 20161
Alpine Global Management, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Brookstone Capital Management 110.01%0.01%0.01%Q2 2019Q2 20191
Walleye Capital LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Lee Financial Co 110.00%0.00%0.00%Q3 2017Q3 20171
Trust Co 110.04%0.04%0.04%Q2 2016Q2 20161
Winthrop Partners - WNY, LLC 110.01%0.01%0.01%Q1 2018Q1 20181
Virtu Financial LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Townsend & Associates, Inc 110.06%0.06%0.06%Q4 2017Q4 20171
BENJAMIN F. EDWARDS & COMPANY, INC. 110.00%0.00%0.00%Q4 2015Q4 20151
Manchester Capital Management LLC 110.01%0.01%0.01%Q1 2016Q1 20161
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
MUFG Americas Holdings Corp 110.00%0.00%0.00%Q4 2018Q4 20181
BlackRock Investment Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
STEEL GROVE CAPITAL ADVISORS, LLC 110.07%0.07%0.07%Q3 2015Q3 20151
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q4 2013Q4 20131
GEODE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Mosaic Family Wealth, LLC 110.01%0.01%0.01%Q4 2015Q4 20151
TSFG, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
FMR LLC 110.00%0.00%0.00%Q2 2019Q2 20191
BARCLAYS PLC 110.00%0.00%0.00%Q3 2013Q3 20131
Live Your Vision, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
CLOUGH CAPITAL PARTNERS L P 110.08%0.08%0.08%Q1 2020Q1 20201
Capital Advisory Group Advisory Services, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q4 2015Q4 20151
SOUTH TEXAS MONEY MANAGEMENT LTD 110.01%0.01%0.01%Q1 2017Q1 20171
External links

This page lists all the filers that currently own CLEARBRIDGE ENERGY MLP TR FD or have owned CLEARBRIDGE ENERGY MLP TR FD in the past.