Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
US BANCORP \DE\ | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
AMERIPRISE FINANCIAL INC | 29 | 29 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 29 |
ClearBridge Investments | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
LPL Financial LLC | 29 | 29 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2020 | 29 |
GUGGENHEIM CAPITAL LLC | 29 | 29 | 0.01% | 0.04% | 0.08% | Q2 2013 | Q2 2020 | 29 |
CITIGROUP INC | 29 | 29 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 29 |
BANK OF AMERICA CORP /DE/ | 29 | 29 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2020 | 29 |
D.A. DAVIDSON & CO. | 29 | 29 | 0.00% | 0.03% | 0.11% | Q2 2013 | Q2 2020 | 29 |
STEPHENS INC /AR/ | 29 | 29 | 0.00% | 0.05% | 0.13% | Q2 2013 | Q2 2020 | 29 |
Invesco Ltd. | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
RAYMOND JAMES & ASSOCIATES | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
Cambridge Investment Research Advisors, Inc. | 29 | 29 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2020 | 29 |
WELLS FARGO & COMPANY/MN | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
ROYAL BANK OF CANADA | 29 | 29 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 29 |
MORGAN STANLEY | 29 | 29 | 0.00% | 0.03% | 0.06% | Q2 2013 | Q2 2020 | 29 |
Advisors Asset Management, Inc. | 29 | 29 | 0.02% | 0.14% | 0.47% | Q2 2013 | Q2 2020 | 29 |
Janney Montgomery Scott LLC | 28 | 28 | 0.00% | 0.04% | 0.29% | Q3 2013 | Q2 2020 | 28 |
Carnegie Capital Asset Management, LLC | 21 | 7 | 0.00% | 0.20% | 0.39% | Q2 2013 | Q2 2020 | 28 |
EATON VANCE MANAGEMENT | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 28 |
Private Advisor Group, LLC | 27 | 27 | 0.00% | 0.04% | 0.11% | Q4 2013 | Q2 2020 | 27 |
Raymond James Financial Services Advisors, Inc. | 20 | 3 | 0.00% | 0.04% | 0.26% | Q2 2013 | Q2 2020 | 27 |
BB&T SECURITIES, LLC | 26 | 26 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2019 | 26 |
Stratos Wealth Partners, LTD. | 25 | 25 | 0.01% | 0.06% | 0.17% | Q2 2014 | Q2 2020 | 25 |
GLENMEDE TRUST CO NA | 11 | 7 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2020 | 25 |
PNC FINANCIAL SERVICES GROUP, INC. | 24 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2020 | 25 |
TERRIL BROTHERS, INC. | 24 | 24 | 0.18% | 2.18% | 4.71% | Q3 2014 | Q2 2020 | 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 24 | 24 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2019 | 24 |
OPPENHEIMER & CO INC | 24 | 24 | 0.00% | 0.04% | 0.08% | Q2 2013 | Q1 2019 | 24 |
UBS Group AG | 23 | 23 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2020 | 23 |
HighTower Advisors, LLC | 14 | 2 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q1 2020 | 23 |
DAVENPORT & Co LLC | 22 | 22 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q2 2020 | 22 |
STIFEL FINANCIAL CORP | 21 | 1 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2020 | 22 |
BUSH ODONNELL INVESTMENT ADVISORS INC | 22 | 22 | 0.59% | 0.86% | 1.26% | Q2 2013 | Q3 2018 | 22 |
NEXT Financial Group, Inc | 14 | 7 | 0.00% | 0.00% | 0.02% | Q2 2014 | Q1 2020 | 21 |
DOLIVER ADVISORS, LP | 16 | 1 | 0.04% | 0.65% | 2.62% | Q3 2014 | Q2 2020 | 21 |
NorthRock Partners, LLC | 21 | 21 | 0.02% | 7.03% | 11.60% | Q4 2014 | Q4 2019 | 21 |
SIT INVESTMENT ASSOCIATES INC | 20 | 20 | 0.03% | 0.23% | 0.51% | Q4 2015 | Q3 2020 | 20 |
FIDUCIARY TRUST CO | 20 | 20 | 0.01% | 0.38% | 0.96% | Q3 2015 | Q2 2020 | 20 |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 20 |
BANK OF MONTREAL /CAN/ | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 19 |
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 19 | 19 | 0.00% | 1.28% | 1.87% | Q4 2015 | Q2 2020 | 19 |
FIFTH THIRD BANCORP | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 19 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2017 | 18 |
Cable Hill Partners, LLC | 18 | 18 | 0.01% | 0.04% | 0.14% | Q4 2014 | Q1 2019 | 18 |
Cribstone Capital Management, LLC | 17 | 17 | 0.00% | 0.01% | 0.06% | Q2 2016 | Q2 2020 | 17 |
Laurel Wealth Advisors, Inc. | 17 | 17 | 0.07% | 0.17% | 0.28% | Q4 2015 | Q4 2019 | 17 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 17 |
OPTIMUM INVESTMENT ADVISORS | 10 | 7 | 0.00% | 0.04% | 0.08% | Q3 2013 | Q2 2020 | 17 |
Allen Investment Management, LLC | 16 | 16 | 0.01% | 0.14% | 0.34% | Q2 2016 | Q1 2020 | 16 |
MURPHY CAPITAL MANAGEMENT INC | 13 | 3 | 0.02% | 0.14% | 0.30% | Q2 2013 | Q2 2018 | 16 |
Alexandria Capital, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2017 | 16 |
Carroll Financial Associates, Inc. | 14 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2020 | 15 |
Steward Partners Investment Advisory, LLC | 15 | 15 | 0.01% | 0.02% | 0.09% | Q4 2016 | Q2 2020 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.04% | 0.10% | Q2 2013 | Q4 2016 | 15 |
SeaBridge Investment Advisors LLC | 15 | 15 | 0.05% | 0.32% | 0.44% | Q4 2016 | Q2 2020 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
Joel Isaacson & Co., LLC | 14 | 14 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q3 2016 | 14 |
FRANKLIN RESOURCES INC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
Mosaic Family Wealth, LLC | 14 | 14 | 0.04% | 0.10% | 0.14% | Q4 2015 | Q1 2019 | 14 |
IFP Advisors, Inc | 14 | 14 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2019 | 14 |
ENVESTNET ASSET MANAGEMENT INC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2020 | 13 |
HL FINANCIAL SERVICES LLC | 9 | 4 | 0.01% | 0.03% | 0.04% | Q2 2013 | Q1 2017 | 13 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2020 | 13 |
CEDAR HILL ASSOCIATES, LLC | 13 | 13 | 0.04% | 0.25% | 0.37% | Q4 2015 | Q4 2018 | 13 |
BEESE FULMER INVESTMENT MANAGEMENT, INC. | 6 | 1 | 0.00% | 0.04% | 0.06% | Q4 2015 | Q2 2020 | 13 |
Cottage Street Advisors LLC | 13 | 13 | 0.16% | 0.19% | 0.22% | Q4 2015 | Q4 2018 | 13 |
COHEN & STEERS, INC. | 7 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 13 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
GOLDMAN SACHS GROUP INC | 11 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2020 | 12 |
Community Bank, N.A. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 12 |
Horizon Kinetics | 11 | 11 | 0.09% | 0.12% | 0.15% | Q2 2016 | Q4 2018 | 11 |
USCA RIA LLC | 10 | 1 | 0.04% | 0.07% | 0.25% | Q4 2014 | Q1 2019 | 11 |
Oxbow Advisors, LLC | 11 | 11 | 0.02% | 0.20% | 0.30% | Q4 2017 | Q2 2020 | 11 |
AdvisorNet Financial, Inc | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2020 | 11 |
Icon Wealth Partners, LLC | 11 | 11 | 0.06% | 0.58% | 1.10% | Q4 2017 | Q2 2020 | 11 |
MILLENNIUM MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2019 | 11 |
COMMONWEALTH EQUITY SERVICES, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2020 | 11 |
YorkBridge Wealth Partners, LLC | 11 | 11 | 0.04% | 0.07% | 0.13% | Q4 2016 | Q2 2019 | 11 |
Holloway Wealth Management, LLC | 11 | 11 | 0.03% | 0.04% | 0.06% | Q4 2016 | Q2 2019 | 11 |
Quadrant Private Wealth Management, LLC | 11 | 11 | 0.05% | 0.32% | 0.50% | Q4 2017 | Q2 2020 | 11 |
McGowan Group Asset Management, Inc. | 11 | 11 | 0.95% | 3.93% | 5.02% | Q4 2017 | Q2 2020 | 11 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 8 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2019 | 10 |
1832 Asset Management L.P. | 6 | 4 | 0.01% | 0.02% | 0.03% | Q3 2014 | Q4 2019 | 10 |
JPMORGAN CHASE & CO | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
GW&K Investment Management, LLC | 10 | 10 | 0.26% | 0.46% | 0.87% | Q2 2013 | Q3 2015 | 10 |
SMITH HAYES Advisers, Inc | 10 | 10 | 0.06% | 0.11% | 0.18% | Q4 2013 | Q1 2016 | 10 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2019 | 10 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 6 | 4 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q1 2018 | 10 |
Bank of New York Mellon Corp | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 10 |
HYMAN CHARLES D | 9 | 9 | 0.03% | 0.04% | 0.06% | Q2 2013 | Q2 2015 | 9 |
Edge Wealth Management LLC | 9 | 9 | 0.08% | 0.31% | 0.60% | Q4 2017 | Q4 2019 | 9 |
Financial Architects, Inc | 9 | 9 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q2 2019 | 9 |
BESSEMER GROUP INC | 6 | 1 | 0.00% | 0.10% | 0.19% | Q3 2014 | Q2 2020 | 9 |
Dorsey & Whitney Trust CO LLC | 9 | 9 | 0.05% | 0.07% | 0.09% | Q2 2013 | Q2 2015 | 9 |
J.P. Morgan Private Wealth Advisors LLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q2 2020 | 9 |
Thomas J. Herzfeld Advisors, Inc. | 4 | 2 | 0.01% | 0.23% | 0.76% | Q3 2014 | Q2 2019 | 9 |
CAPTRUST FINANCIAL ADVISORS | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 8 |
Baystate Wealth Management LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2018 | 8 |
Risk Paradigm Group, LLC | 8 | 8 | 0.01% | 0.02% | 0.05% | Q1 2015 | Q4 2016 | 8 |
Parkside Investments, LLC | 6 | 1 | 0.05% | 0.68% | 1.74% | Q1 2017 | Q4 2019 | 8 |
Baird Financial Group, Inc. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q1 2017 | 8 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 8 | 8 | 0.20% | 0.25% | 0.28% | Q4 2015 | Q3 2017 | 8 |
Ameritas Investment Partners, Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 1 | 0.02% | 0.08% | 0.40% | Q4 2015 | Q2 2020 | 8 |
Klingman & Associates, LLC | 8 | 8 | 1.46% | 1.80% | 2.16% | Q4 2014 | Q3 2016 | 8 |
Capital Advisory Group Advisory Services, LLC | 6 | 2 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q2 2020 | 8 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q2 2020 | 8 |
ROBINSON CAPITAL MANAGEMENT, LLC | 6 | 1 | 0.05% | 0.34% | 1.48% | Q1 2014 | Q4 2017 | 8 |
COLONY GROUP LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2015 | 7 |
CORNERSTONE ADVISORS INC | 6 | 1 | 0.07% | 1.02% | 1.84% | Q1 2014 | Q4 2016 | 7 |
KAYNE ANDERSON CAPITAL ADVISORS LP | 7 | 7 | 0.00% | 0.04% | 0.09% | Q4 2018 | Q2 2020 | 7 |
Integrated Wealth Management | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q3 2016 | 7 |
Cetera Advisor Networks LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q2 2020 | 7 |
First Allied Advisory Services, Inc. | 7 | 7 | 0.02% | 0.06% | 0.10% | Q2 2013 | Q4 2014 | 7 |
SHAPIRO ROBERT N | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Eukles Asset Management | 7 | 7 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q2 2020 | 7 |
Larson Financial Group LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2020 | 7 |
KANALY TRUST CO | 6 | 6 | 0.01% | 0.02% | 0.02% | Q3 2014 | Q4 2015 | 6 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 6 | 6 | 0.01% | 0.05% | 0.09% | Q1 2019 | Q2 2020 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q3 2019 | 6 |
1919 Investment Counsel, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Lehman Financial Resources, Inc. | 5 | 1 | 0.01% | 0.01% | 0.02% | Q3 2013 | Q1 2015 | 6 |
IHT Wealth Management, LLC | 6 | 6 | 0.03% | 0.06% | 0.11% | Q4 2016 | Q1 2018 | 6 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 6 | 6 | 0.03% | 0.04% | 0.06% | Q3 2018 | Q4 2019 | 6 |
Walleye Trading LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2020 | 6 |
First Horizon Advisors, Inc. | 6 | 6 | 0.00% | 0.01% | 0.01% | Q1 2012 | Q2 2013 | 6 |
BARCLAYS PLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
HOWE & RUSLING INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2017 | 6 |
UBS AG | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.02% | 0.05% | Q3 2014 | Q2 2020 | 6 |
NINE MASTS CAPITAL Ltd | 3 | 1 | 0.04% | 0.15% | 0.34% | Q2 2015 | Q3 2018 | 6 |
FLAGSHIP HARBOR ADVISORS, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
Hilltop Holdings Inc. | 5 | 5 | 0.25% | 0.38% | 0.45% | Q1 2017 | Q1 2018 | 5 |
Sunbelt Securities, Inc. | 4 | 1 | 0.00% | 0.04% | 0.15% | Q4 2016 | Q2 2020 | 5 |
Fortis Advisors, LLC | 5 | 5 | 0.02% | 0.02% | 0.03% | Q2 2018 | Q2 2019 | 5 |
LINCOLN NATIONAL CORP | 4 | 1 | 0.01% | 0.02% | 0.05% | Q1 2017 | Q4 2018 | 5 |
PATHSTONE FAMILY OFFICE, LLC | 5 | 5 | 0.00% | 0.02% | 0.03% | Q1 2019 | Q1 2020 | 5 |
ROANOKE ASSET MANAGEMENT CORP/ NY | 3 | 2 | 0.07% | 0.10% | 0.12% | Q3 2013 | Q4 2014 | 5 |
Fiera Capital Corp | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q4 2013 | Q4 2014 | 5 |
Lourd Capital, LLC | 5 | 5 | 0.03% | 0.03% | 0.04% | Q2 2014 | Q2 2015 | 5 |
Ellis Investment Partners, LLC | 5 | 5 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q2 2020 | 5 |
SIGNATUREFD, LLC | 3 | 2 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2019 | 5 |
Wealthspire Advisors, L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
Gupta Wealth Management LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q1 2015 | Q1 2016 | 5 |
SUN LIFE FINANCIAL INC | 5 | 5 | 0.01% | 1.44% | 2.04% | Q1 2015 | Q1 2016 | 5 |
TFS CAPITAL LLC | 3 | 1 | 0.05% | 0.07% | 0.12% | Q3 2014 | Q2 2016 | 5 |
Karpus Management, Inc. | 5 | 5 | 0.08% | 0.10% | 0.11% | Q4 2018 | Q4 2019 | 5 |
FINANCIAL COUNSELORS INC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2019 | 5 |
SEI INVESTMENTS CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2018 | 5 |
B. Riley Wealth Advisors, Inc. | 3 | 1 | 0.00% | 0.03% | 0.04% | Q3 2013 | Q4 2014 | 4 |
THOMPSON DAVIS & CO., INC. | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q3 2014 | 4 |
TCI Wealth Advisors, Inc. | 4 | 4 | 0.03% | 0.03% | 0.04% | Q1 2013 | Q4 2013 | 4 |
Weaver Consulting Group | 4 | 4 | 0.00% | 0.01% | 0.01% | Q1 2019 | Q4 2019 | 4 |
Legacy Advisors, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q2 2019 | 4 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.18% | 0.55% | Q4 2015 | Q4 2018 | 4 |
ELEFANTE MICHAEL B | 4 | 4 | 0.07% | 0.10% | 0.18% | Q1 2014 | Q4 2014 | 4 |
RAYMOND JAMES TRUST N.A. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2014 | Q3 2015 | 4 |
Yellowstone Partners, LLC | 4 | 4 | 0.11% | 0.11% | 0.13% | Q4 2014 | Q3 2015 | 4 |
JANE STREET GROUP, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 4 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 4 | 4 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q2 2020 | 4 |
ORRSTOWN FINANCIAL SERVICES INC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q2 2018 | 4 |
Virtu Financial LLC | 3 | 1 | 0.01% | 0.28% | 0.92% | Q1 2018 | Q4 2019 | 4 |
WHITTIER TRUST CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
Sowell Financial Services LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2020 | 4 |
HBK INVESTMENTS L P | 4 | 4 | 0.04% | 0.07% | 0.10% | Q4 2018 | Q3 2019 | 4 |
6 Meridian | 2 | 1 | 0.02% | 0.08% | 0.12% | Q4 2017 | Q2 2020 | 4 |
SMITH, MOORE & CO. | 4 | 4 | 0.09% | 0.10% | 0.11% | Q1 2019 | Q4 2019 | 4 |
Vident Investment Advisory, LLC | 4 | 4 | 0.17% | 0.18% | 0.19% | Q1 2018 | Q4 2018 | 4 |
RMB Capital Management, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2020 | 4 |
FMR LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 4 |
Samson Capital Advisors LLC | 4 | 4 | 0.38% | 0.81% | 1.14% | Q4 2014 | Q3 2015 | 4 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2018 | 3 |
WealthPLAN Partners, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2016 | 3 |
BOSTON FINANCIAL MANGEMENT LLC | 3 | 3 | 0.05% | 0.05% | 0.05% | Q2 2013 | Q4 2013 | 3 |
Golden State Wealth Management, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q3 2019 | 3 |
Affiance Financial, LLC | 3 | 3 | 0.41% | 0.59% | 0.76% | Q4 2014 | Q2 2015 | 3 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 3 | 3 | 0.05% | 0.06% | 0.07% | Q1 2019 | Q3 2019 | 3 |
Laidlaw Wealth Management LLC | 3 | 3 | 0.08% | 0.23% | 0.52% | Q4 2019 | Q2 2020 | 3 |
OTA Financial Group L.P. | 2 | 1 | 0.16% | 0.56% | 1.30% | Q3 2013 | Q1 2015 | 3 |
TRUIST FINANCIAL CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Maryland Capital Management | 3 | 3 | 0.05% | 0.05% | 0.05% | Q2 2013 | Q4 2013 | 3 |
Acorn Wealth Advisors, LLC | 3 | 3 | 0.20% | 0.22% | 0.25% | Q4 2017 | Q2 2018 | 3 |
HARBOR INVESTMENT ADVISORY, LLC | 3 | 3 | 0.00% | 0.06% | 0.19% | Q4 2019 | Q2 2020 | 3 |
Marks Group Wealth Management, Inc | 3 | 3 | 0.04% | 0.10% | 0.20% | Q4 2019 | Q2 2020 | 3 |
Platform Technology Partners | 3 | 3 | 0.05% | 0.27% | 0.71% | Q4 2019 | Q2 2020 | 3 |
Brookstone Capital Management | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q2 2019 | 3 |
Financial Advocates Investment Management | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q2 2020 | 3 |
BAIRD ROBERT W & CO INC /WI/ | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q1 2015 | 3 |
FARMERS & MERCHANTS INVESTMENTS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
Sigma Planning Corp | 1 | 1 | 0.00% | 0.01% | 0.03% | Q1 2015 | Q2 2020 | 2 |
CAMBRIDGE TRUST CO | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2014 | Q3 2014 | 2 |
Apriem Advisors | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q2 2015 | 2 |
COMERICA BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
M&T BANK CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
MUFG Americas Holdings Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 2 |
Cornerstone Advisors, LLC | 2 | 2 | 0.04% | 0.22% | 0.40% | Q1 2020 | Q2 2020 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2015 | 2 |
WEDBUSH SECURITIES INC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2014 | Q4 2014 | 2 |
Manchester Capital Management LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q1 2019 | 2 |
Virtu KCG Holdings LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2015 | Q4 2015 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.01% | 0.03% | 0.05% | Q4 2017 | Q1 2020 | 2 |
Ledyard National Bank | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.11% | 0.12% | 0.13% | Q4 2018 | Q2 2020 | 2 |
FAIRFIELD, BUSH & CO. | 2 | 2 | 0.04% | 0.06% | 0.07% | Q2 2013 | Q3 2013 | 2 |
OSAIC HOLDINGS, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
Blume Capital Management, Inc. | 2 | 2 | 0.02% | 0.08% | 0.14% | Q2 2015 | Q3 2015 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 2 |
BECK CAPITAL MANAGEMENT, LLC | 2 | 2 | 1.42% | 1.55% | 1.69% | Q2 2016 | Q3 2016 | 2 |
Merriman Wealth Management, LLC | 1 | 1 | 0.05% | 0.11% | 0.17% | Q4 2016 | Q4 2018 | 2 |
TORTOISE CAPITAL ADVISORS, L.L.C. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2017 | 2 |
Providence Capital Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
Jane Street Holding, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
TOMPKINS FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
Investors Capital Advisory Services | 2 | 2 | 0.05% | 0.06% | 0.06% | Q4 2015 | Q1 2016 | 2 |
Catalyst Capital Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
TRUST DEPARTMENT MB FINANCIAL BANK N A | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
MANAGED ACCOUNT ADVISORS LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2020 | 2 |
Walleye Capital LLC | 1 | 1 | 0.01% | 0.02% | 0.03% | Q3 2019 | Q1 2020 | 2 |
WMS Partners, LLC | 2 | 2 | 0.02% | 0.03% | 0.03% | Q1 2015 | Q2 2015 | 2 |
Laffer Tengler Investments, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
COMERICA SECURITIES INC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q2 2013 | Q2 2013 | 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2020 | Q2 2020 | 1 |
OneDigital Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
SAC Capital Advisors LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
TRUST CO OF VERMONT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
LBA Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Vilas Fund, LP | 1 | 1 | 0.31% | 0.31% | 0.31% | Q3 2019 | Q3 2019 | 1 |
Perigon Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
SeaCrest Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
CENTRAL TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Destination Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Westside Investment Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Snowden Capital Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Appaloosa LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Pasadena Private Wealth, LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q3 2019 | Q3 2019 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
ARES MANAGEMENT LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Claro Advisors LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2018 | Q4 2018 | 1 |
MML INVESTORS SERVICES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2019 | Q3 2019 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.29% | 0.29% | 0.29% | Q1 2014 | Q1 2014 | 1 |
Moors & Cabot, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Matisse Capital | 1 | 1 | 0.81% | 0.81% | 0.81% | Q1 2020 | Q1 2020 | 1 |
YORKVILLE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.32% | 0.32% | 0.32% | Q4 2017 | Q4 2017 | 1 |
FIRST MANHATTAN CO. LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
LUMINUS MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
TRUE Private Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
PITTENGER & ANDERSON INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Stonebridge Capital Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
MONTAG A & ASSOCIATES INC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2015 | Q2 2015 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
FineMark National Bank & Trust | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Versant Capital Management, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Arlington Capital Management, Inc. | 1 | 1 | 0.30% | 0.30% | 0.30% | Q1 2020 | Q1 2020 | 1 |
FIRST HAWAIIAN BANK | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
AllSquare Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Sterling Global Strategies LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
ARROW FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Capital Advisors, Ltd. LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
BANK OF NOVA SCOTIA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
BNP PARIBAS FINANCIAL MARKETS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Meristem Family Wealth, LLC | 1 | 1 | 0.18% | 0.18% | 0.18% | Q3 2015 | Q3 2015 | 1 |
Wealthstar Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Tradewinds Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Vivaldi Capital Management LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2019 | Q1 2019 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
THRIVENT FINANCIAL FOR LUTHERANS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Crestwood Advisors Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Triangle Securities Wealth Management | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
Appaloosa Management | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
Genesis Wealth Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q4 2014 | 1 |
Clear Perspective Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Intercontinental Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Realta Investment Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
FIRST FOUNDATION ADVISORS | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Aristides Capital LLC | 1 | 1 | 1.91% | 1.91% | 1.91% | Q1 2020 | Q1 2020 | 1 |
GIRARD PARTNERS LTD. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
WESTPORT RESOURCES MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Hoxton Financial, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
REGENTATLANTIC CAPITAL LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Cordasco Financial Network | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2013 | Q4 2013 | 1 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Arden Trust Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
BROWN BROTHERS HARRIMAN & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Glassman Wealth Services | 1 | 1 | 0.11% | 0.11% | 0.11% | Q4 2016 | Q4 2016 | 1 |
Vestmark Advisory Solutions, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 1.28% | 1.28% | 1.28% | Q4 2019 | Q4 2019 | 1 |
External links
This page lists all the filers that currently own CLEARBRIDGE ENERGY MLP FD IN or have owned CLEARBRIDGE ENERGY MLP FD IN in the past.