Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
CREDIT SUISSE AG/ | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q3 2015 | 11 |
Cetera Advisor Networks LLC | 11 | 11 | 0.01% | 0.51% | 0.74% | Q1 2013 | Q3 2015 | 11 |
DUBUQUE BANK & TRUST CO | 10 | 10 | 0.01% | 0.34% | 0.39% | Q3 2013 | Q4 2015 | 10 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 10 | 10 | 0.12% | 0.18% | 0.22% | Q2 2013 | Q3 2015 | 10 |
Prospera Financial Services Inc | 10 | 10 | 0.60% | 0.82% | 1.04% | Q2 2013 | Q3 2015 | 10 |
AMERICAN INTERNATIONAL GROUP, INC. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2015 | 10 |
Commonwealth Equity Services, Inc | 10 | 10 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q3 2015 | 10 |
Segment Wealth Management, LLC | 10 | 10 | 0.14% | 0.20% | 0.29% | Q2 2013 | Q3 2015 | 10 |
COURIER CAPITAL LLC | 10 | 10 | 0.42% | 0.79% | 1.02% | Q2 2013 | Q3 2015 | 10 |
Alexandria Capital, LLC | 10 | 10 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q3 2015 | 10 |
LPL Financial LLC | 10 | 10 | 0.01% | 0.03% | 0.07% | Q2 2013 | Q3 2015 | 10 |
Benchmark Capital Advisors | 10 | 10 | 0.13% | 0.15% | 0.17% | Q2 2013 | Q3 2015 | 10 |
Linscomb Wealth, Inc. | 10 | 10 | 0.13% | 1.32% | 2.24% | Q2 2013 | Q3 2015 | 10 |
PNC FINANCIAL SERVICES GROUP, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
BANK OF AMERICA CORP /DE/ | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
Summit Asset Management, LLC | 10 | 10 | 0.28% | 3.00% | 4.35% | Q2 2013 | Q3 2015 | 10 |
Regal Investment Advisors LLC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
Gradient Investments LLC | 10 | 10 | 0.08% | 2.79% | 4.41% | Q2 2013 | Q3 2015 | 10 |
GUGGENHEIM CAPITAL LLC | 10 | 10 | 0.01% | 0.11% | 0.28% | Q2 2013 | Q3 2015 | 10 |
FIFTH THIRD BANCORP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
WELLS FARGO & COMPANY/MN | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 10 |
AMERIPRISE FINANCIAL INC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
ROYAL BANK OF CANADA | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
MORGAN STANLEY | 10 | 10 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2015 | 10 |
West Coast Financial LLC | 10 | 10 | 0.16% | 0.20% | 0.25% | Q2 2013 | Q3 2015 | 10 |
TD Capital Management LLC | 10 | 10 | 0.70% | 0.94% | 1.05% | Q2 2013 | Q3 2015 | 10 |
DAVENPORT & Co LLC | 10 | 10 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q3 2015 | 10 |
Taylor, Cottrill LLC | 9 | 9 | 0.12% | 0.54% | 0.74% | Q3 2013 | Q3 2015 | 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 9 |
Parasol Investment Management, LLC | 9 | 9 | 0.54% | 1.70% | 5.23% | Q3 2013 | Q3 2015 | 9 |
Carroll Financial Associates, Inc. | 5 | 4 | 0.00% | 0.09% | 0.30% | Q2 2013 | Q4 2015 | 9 |
CITIGROUP INC | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 9 |
CAPTRUST FINANCIAL ADVISORS | 5 | 4 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q3 2015 | 9 |
Ledyard National Bank | 9 | 9 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2015 | 9 |
Raymond James Financial Services Advisors, Inc. | 7 | 2 | 0.02% | 0.31% | 0.60% | Q2 2013 | Q3 2015 | 9 |
Beacon Capital Management, Inc. | 8 | 8 | 0.03% | 0.11% | 0.28% | Q4 2013 | Q3 2015 | 8 |
PRING TURNER CAPITAL GROUP INC | 8 | 8 | 3.56% | 3.90% | 4.65% | Q4 2013 | Q3 2015 | 8 |
Capital Advisors, Ltd. LLC | 8 | 8 | 0.74% | 0.85% | 0.94% | Q4 2013 | Q3 2015 | 8 |
ENVESTNET ASSET MANAGEMENT INC | 7 | 1 | 0.00% | 0.59% | 1.65% | Q2 2013 | Q3 2015 | 8 |
CADENCE BANK NA | 8 | 8 | 0.13% | 0.23% | 0.30% | Q2 2013 | Q1 2015 | 8 |
Cambridge Investment Research Advisors, Inc. | 8 | 8 | 0.02% | 0.06% | 0.09% | Q4 2013 | Q3 2015 | 8 |
ROCKEFELLER FINANCIAL SERVICES INC | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q3 2015 | 8 |
Bluefin Trading, LLC | 3 | 2 | 0.08% | 0.38% | 0.77% | Q2 2013 | Q3 2015 | 7 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 7 | 7 | 0.11% | 1.26% | 2.46% | Q1 2014 | Q3 2015 | 7 |
Confluence Wealth Management LLC | 7 | 7 | 0.60% | 0.76% | 0.92% | Q1 2014 | Q3 2015 | 7 |
BALASA DINVERNO & FOLTZ LLC | 7 | 7 | 0.06% | 2.46% | 3.90% | Q1 2014 | Q3 2015 | 7 |
STIFEL FINANCIAL CORP | 7 | 7 | 0.00% | 0.03% | 0.07% | Q1 2014 | Q3 2015 | 7 |
JNBA Financial Advisors | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q3 2015 | 7 |
NEXT Financial Group, Inc | 7 | 7 | 0.00% | 0.01% | 0.04% | Q2 2014 | Q4 2015 | 7 |
AVIANCE CAPITAL MANAGEMENT, LLC | 7 | 7 | 1.32% | 1.56% | 1.83% | Q2 2013 | Q4 2014 | 7 |
HighTower Advisors, LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q3 2015 | 7 |
ATWOOD & PALMER INC | 7 | 7 | 0.03% | 0.87% | 1.13% | Q2 2014 | Q4 2015 | 7 |
B. Riley Wealth Management, Inc. | 6 | 6 | 0.01% | 0.11% | 0.17% | Q1 2014 | Q2 2015 | 6 |
UBS AG | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
SHINE INVESTMENT ADVISORY SERVICES INC | 6 | 6 | 0.28% | 5.40% | 15.56% | Q2 2014 | Q3 2015 | 6 |
GHP Investment Advisors, Inc. | 6 | 6 | 1.15% | 1.49% | 1.66% | Q2 2014 | Q3 2015 | 6 |
Virtu KCG Holdings LLC | 4 | 1 | 0.01% | 0.05% | 0.14% | Q3 2013 | Q3 2015 | 6 |
OPTIMUM INVESTMENT ADVISORS | 6 | 6 | 0.04% | 0.06% | 0.07% | Q3 2013 | Q4 2014 | 6 |
JANE STREET GROUP, LLC | 5 | 5 | 0.01% | 0.03% | 0.05% | Q3 2014 | Q3 2015 | 5 |
Clal Insurance Enterprises Holdings Ltd | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2015 | 5 |
CAHILL FINANCIAL ADVISORS INC | 5 | 5 | 0.27% | 0.34% | 0.40% | Q3 2014 | Q3 2015 | 5 |
PacWest Financial Management Inc | 5 | 5 | 1.11% | 2.00% | 3.40% | Q3 2013 | Q3 2014 | 5 |
Carnegie Capital Asset Management, LLC | 5 | 5 | 0.23% | 0.47% | 0.80% | Q3 2014 | Q3 2015 | 5 |
GOLDMAN SACHS GROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2012 | Q3 2015 | 5 |
B. Riley Wealth Advisors, Inc. | 5 | 5 | 0.07% | 0.10% | 0.12% | Q2 2013 | Q2 2014 | 5 |
WMS Partners, LLC | 5 | 5 | 0.08% | 0.10% | 0.11% | Q3 2014 | Q3 2015 | 5 |
DEUTSCHE BANK AG\ | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 5 |
SUNTRUST BANKS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2015 | 5 |
RAYMOND JAMES & ASSOCIATES | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 4 |
Parallax Volatility Advisers, L.P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 4 |
LINCOLN NATIONAL CORP | 4 | 4 | 0.05% | 0.05% | 0.06% | Q2 2014 | Q1 2015 | 4 |
INVESTMENT CENTERS OF AMERICA INC | 4 | 4 | 0.04% | 0.05% | 0.06% | Q4 2014 | Q3 2015 | 4 |
Private Ocean, LLC | 4 | 4 | 0.08% | 0.08% | 0.08% | Q4 2013 | Q3 2014 | 4 |
Financial Advisory Group | 4 | 4 | 6.02% | 6.24% | 6.52% | Q4 2014 | Q3 2015 | 4 |
Frontier Wealth Management LLC | 4 | 4 | 0.07% | 0.08% | 0.10% | Q4 2014 | Q3 2015 | 4 |
Sigma Planning Corp | 4 | 4 | 0.07% | 0.08% | 0.08% | Q4 2014 | Q3 2015 | 4 |
Ironwood Financial, llc | 4 | 4 | 0.08% | 0.85% | 2.82% | Q4 2014 | Q3 2015 | 4 |
UBS Group AG | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2015 | 4 |
RELIANCE TRUST CO | 4 | 4 | 0.36% | 0.40% | 0.42% | Q1 2014 | Q4 2014 | 4 |
M&T BANK CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2015 | 3 |
Creative Planning | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 3 |
Barnett & Company, Inc. | 3 | 3 | 0.09% | 0.10% | 0.12% | Q1 2015 | Q3 2015 | 3 |
STEPHENS INC /AR/ | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
HENGEHOLD CAPITAL MANAGEMENT LLC | 3 | 3 | 0.38% | 0.43% | 0.50% | Q1 2015 | Q3 2015 | 3 |
Independent Portfolio Consultants, Inc. | 2 | 1 | 0.00% | 0.24% | 0.37% | Q1 2014 | Q4 2014 | 3 |
PARSONS CAPITAL MANAGEMENT INC/RI | 3 | 3 | 0.05% | 0.05% | 0.05% | Q1 2015 | Q3 2015 | 3 |
DEAN INVESTMENT ASSOCIATES, LLC | 3 | 3 | 0.06% | 0.06% | 0.06% | Q1 2015 | Q3 2015 | 3 |
NEW ENGLAND SECURITIES CORP /MA/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 3 |
Atria Investments, Inc | 3 | 3 | 0.09% | 0.16% | 0.24% | Q2 2013 | Q4 2013 | 3 |
Genesis Wealth Advisors, LLC | 3 | 3 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q2 2015 | 3 |
Saba Capital Management, L.P. | 3 | 3 | 0.03% | 0.05% | 0.07% | Q3 2014 | Q1 2015 | 3 |
GW HENSSLER & ASSOCIATES LTD | 3 | 3 | 0.62% | 0.73% | 0.81% | Q4 2014 | Q2 2015 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
Citadel Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
Verition Fund Management LLC | 2 | 2 | 0.53% | 0.59% | 0.66% | Q4 2014 | Q1 2015 | 2 |
MSI Financial Services Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
Ashfield Capital Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q2 2015 | 2 |
PRIVATE TRUST CO NA | 2 | 2 | 0.05% | 0.05% | 0.05% | Q2 2014 | Q3 2014 | 2 |
Private Advisor Group, LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q3 2014 | Q3 2015 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.07% | 0.07% | 0.08% | Q2 2013 | Q3 2013 | 2 |
Bartlett & Co. LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
WealthTrust Fairport, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Sensible Financial Planning & Management, LLC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
Financial Architects, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
Placemark Investments, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Glassman Wealth Services | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2014 | Q4 2014 | 1 |
Gupta Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
VICUS CAPITAL | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2014 | Q2 2014 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
New England Professional Planning Group Inc. | 1 | 1 | 15.24% | 15.24% | 15.24% | Q4 2014 | Q4 2014 | 1 |
IFP Advisors, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2014 | Q4 2014 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 1.20% | 1.20% | 1.20% | Q4 2015 | Q4 2015 | 1 |
Friedenthal Financial | 1 | 1 | 0.46% | 0.46% | 0.46% | Q4 2013 | Q4 2013 | 1 |
Crosspoint Capital Strategies, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
AVALON CAPITAL MANAGEMENT | 1 | 1 | 2.60% | 2.60% | 2.60% | Q1 2015 | Q1 2015 | 1 |
1834 INVESTMENT ADVISORS CO | 1 | 1 | 0.17% | 0.17% | 0.17% | Q3 2015 | Q3 2015 | 1 |
External links
This page lists all the filers that currently own CLAYMORE EXCHANGE TRD FD TR or have owned CLAYMORE EXCHANGE TRD FD TR in the past.